White River Capital, Inc. Common Stock Certificate Form

Contract Categories: Business Finance › Stock Agreements
Summary

This document is a form of stock certificate for White River Capital, Inc., incorporated in Indiana. It certifies ownership of fully paid and non-assessable shares of common stock and outlines the process for transferring shares, which must be done on the corporation's books and in accordance with its Articles of Incorporation and By-Laws. The certificate is subject to transfer and ownership restrictions, and any transferee is bound by these terms. Copies of the governing documents are available upon request from the corporation.

View More
EX-4.1 6 wrs_4-1.txt FORM OF STOCK CERTIFICATE Exhibit 4.1 NUMBER ____ ________ SHARES WHITE RIVER CAPITAL, INC. Incorporated under the laws of the State of Indiana COMMON STOCK CUSIP -------------- See Reverse Side for Certain Definitions This certifies that _________ is the owner of ________________ (__________) FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, NO PAR VALUE, OF WHITE RIVER CAPITAL, INC. This Certificate is transferable only on the books of the Corporation upon the surrender of the same properly endorsed. The interest in said Corporation represented by this Certificate may not be retired or withdrawn except as provided in the Articles of Incorporation and Code of By-Laws of the Corporation, as may be amended or restated. This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar. The interest in said Corporation represented by this Certificate shall be subject to all provisions in effect as provided in the Articles of Incorporation and Code of By-Laws of the Corporation, as they may be amended or restated, including any amendments thereto which may restrict the rights of the holder of this Certificate and may be adopted by the Corporation at a date later than the date this Certificate is issued. Any transferee of this Certificate should consult the Corporation's Articles of Incorporation and Code of By-Laws, as they may be amended or restated, with respect to any such restrictions. Witness the duly authorized signatures of the duly authorized officers of the Corporation. Dated: ___________ - ------------------------------ ----------------------------------------------- Mark R. Ruh, Secretary John M. Eggemeyer, III, Chief Executive Officer Countersigned and Registered: Computershare Investor Services, L.L.C. By: ----------------------------------- Transfer Agent and Registrar WHITE RIVER CAPITAL, INC. THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER AND OWNERSHIP AS SET FORTH IN THE CORPORATION'S ARTICLES OF INCORPORATION, AND DISCLOSURE REQUIREMENTS WITH RESPECT TO BENEFICIAL OWNERSHIP AS SET FORTH IN THE CORPORATION'S CODE OF BY-LAWS. COPIES OF THE CORPORATION'S ARTICLES OF INCORPORATION AND CODE OF BY-LAWS ARE ON FILE AT THE PRINCIPAL OFFICE OF THE CORPORATION. THESE TRANSFER RESTRICTIONS AND RESTRICTIONS ON OWNERSHIP ARE BINDING ON TRANSFEREES OF THESE SHARES. A FULL STATEMENT OF THE DESIGNATIONS, RELATIVE RIGHTS, PREFERENCES AND LIMITATIONS APPLICABLE TO EACH CLASS OF SHARES AND THE VARIATIONS IN RIGHTS, PREFERENCES, AND LIMITATIONS DETERMINED FOR EACH SERIES WITHIN A CLASS (AND THE AUTHORITY OF THE BOARD OF DIRECTORS TO DETERMINE VARIATIONS FOR FUTURE SERIES) WILL BE FURNISHED, WITHOUT CHARGE, TO ANY SHAREHOLDER UPON WRITTEN REQUEST TO THE SECRETARY OF THE CORPORATION. The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:
TEN COM -- as tenants in common UNIF TRAN MIN ACT -- ____________Custodian_________ TEN ENT -- as tenants by the (Cust.) (Minor) entireties JT TEN -- as joint tenants with under Uniform Transfers to Minors Act right of survivorship not as tenants in common _____________________________ (State)
Additional abbreviations may also be used though not in the above list. FOR VALUE RECEIVED, __________________________________________________HEREBY SELL, ASSIGN AND TRANSFER UNTO Please insert Social Security or other identifying number of Assignee - ----------------------------------------- - -------------------------------------------------------------------------------- (PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE) ________________________________________________________________________________ shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint ____________________________________ Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises. Dated _________________ In Presence of - -------------------------------------- ---------------------------------------- NOTICE: THE SIGNATURE(S) SHOULD BE GUARANTEED BY A QUALIFIED MEDALLION GUARANTEE MEMBER AND MUST CORRESPOND EXACTLY WITH THE NAME AS WRITTEN UPON THE FACE OF THIS CERTIFICATE.