Specimen Common Stock Certificate for Westar Industries, Inc.

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Summary

This document is a specimen certificate representing ownership of common stock in Westar Industries, Inc. It certifies that the named holder owns fully paid and non-assessable shares, which can be transferred according to the corporation’s rules. The certificate is subject to the company’s Articles of Incorporation, By-Laws, and a Rights Agreement, which may affect the rights attached to the shares. The certificate must be properly endorsed and registered to be valid, and lost certificates require a bond for replacement.

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EX-4.1 5 dex41.txt FORM OF SPECIMEN COMMON STOCK CERTIFICATE Exhibit 4.1 [FACE OF CERTIFICATE] INCORPORATED UNDER THE LAWS COMMON STOCK OF THE STATE OF KANSAS PAR VALUE OF $.01 NUMBER SHARES C THIS CERTIFICATE IS TRANSFERABLE IN NEW YORK, NEW YORK CUSIP 957100 10 0 OR TOPEKA, KANSAS. SEE REVERSE FOR CERTAIN DEFINITIONS [PICTURE] WESTAR INDUSTRIES, INC. This is to Certify that: as the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE COMMON STOCK OF Westar Industries, Inc. (hereinafter called the "Corporation") transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate and the shares represented hereby are issued and shall be held subject to all the provisions of the Articles of Incorporation and By-Laws of the Corporation and to all amendments thereto, copies of which are on file in the office of the Transfer Agent to all of which the holder by acceptance hereof assents. This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar. IN WITNESS WHEREOF, the Corporation has caused this certificate to be signed by its duly authorized officers and its corporate seal to be hereunto affixed. DATED: COUNTERSIGNED AND REGISTERED: WESTERN RESOURCES, INC. TRANSFER AGENT AND REGISTRAR, BY AUTHORIZED SIGNATURE. PRESIDENT SECRETARY AND TREASURER [BACK OF CERTIFICATE] WESTAR INDUSTRIES, INC. The Corporation will furnish without charge to each stockholder who so requests of the secretary of the Corporation at its principal place of business the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof which the Corporation is authorized to issue, and the qualifications, limitations or restrictions of such preferences and/or rights. This certificate also evidences certain Rights as set forth in a Rights Agreement dated as of [ ], 2001 and as amended from time to time (the "Rights Agreement"), the terms of which are hereby incorporated herein by reference and a copy of which is on file at the principal executive offices of the Company. The Company will mail to the holder of this certificate a copy of the Rights Agreement without charge promptly after receipt of a written request therefor. Under certain circumstances, as set forth in the Rights Agreement, such Rights may be evidenced by separate certificates and no longer be evidenced by this certificate, may be redeemed or exchanged or may expire. As set forth in the Rights Agreement, Rights issued or transferred to, or held by, any Person who is, was or becomes an Acquiring Person or an Affiliate or Associate thereof (as such terms are defined in the Rights Agreement), whether currently held by or on behalf of such Person or by any subsequent holder, may be null and void. ---------------------------- KEEP THIS CERTIFICATE IN A SAFE PLACE. IF IT IS LOST, STOLEN OR DESTROYED THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though the were written out in full according to applicable laws or regulations:
TEN COM - as tenants in common UNIF TRNSFRS MIN ACT-_____Custodian________ TEN ENT - as tenants by the entireties (Cust) (Minor) JT TEN - as joint tenants with right of under Uniform Transfers to Minors survivorship and not as tenants Act ____________ in common (State) Additional abbreviations may also be used though not in the above list.
For value received, ____________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE - --------------------------------- - --------------------------------- - ---------------------------------------------------------------------------------------------- PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE - ----------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------- _________________________________________________________________________________________Shares of the capital stock represented by the within Certificate and do hereby irrevocably constitute and appoint ___________________________________________________________________________________ - ---------------------------------------------
Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated __________. SIGNATURE_________________________________________ THE SIGNATURE TO THIS ASSIGNMENT MUST NOTICE: CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. ----------------------------------------- THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCI- ATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO SEC RULE 17Ad-15 SIGNATURE(S) GUARANTEED BY: -----------------------------------------