Schedule of Officers Certificates delivered pursuant to Section 301 of the Indenture dated September 10, 1997 by and between Waste Management, Inc. and The Bank of New York Mellon Trust Company, N.A., as Trustee, establishing the terms and form of Waste Management, Inc.s Outstanding Senior Notes

EX-4.6 2 d581129dex46.htm EX-4.6 EX-4.6

Exhibit 4.6

Schedule of Officers’ Certificates

delivered pursuant to Section 301 of the Indenture dated September 10, 1997

by and between Waste Management, Inc. and The Bank of New York Mellon Trust Company, N.A., as

Trustee, establishing the terms and form of Waste Management, Inc.’s Outstanding Senior Notes

 

Principal
Amount
Issued		     Interest Rate
(per annum)		     Issue Date   Maturity Date   CUSIP   Interest Payment Dates
$ 150 million *      7.125 %    12/17/1997   12/15/2017   902917AF0   December 15; June 15
$ 600 million *      7.00 %    7/17/1998   7/15/2028   902917AH6   January 15; July 15
$ 250 million *      7.375 %    12/21/1999   5/15/2029   94106LAG4   May 15; November 15
$ 500 million *      7.75 %    5/21/2002   5/15/2032   94106LAN9   May 15; November 15
$ 350 million        5.00 %    3/5/2004   3/15/2014   94106LAR0   March 15; September 15
$ 600 million        6.10 %    3/6/2008   3/15/2018**   94106LAS8   March 15; September 15
$ 350 million        6.375 %    2/26/2009   3/11/2015**   94106LAT6   March 11; September 11
$ 450 million        7.375 %    2/26/2009   3/11/2019**   94106LAU3   March 11; September 11
$ 600 million        6.125 %    11/12/2009   11/30/2039**   94106LAV1   May 30; November 30
$ 600 million        4.75 %    6/8/2010   6/30/2020**   94106LAW9   June 30; December 30
$ 400 million        4.60 %    2/28/2011   3/1/2021**   941063AQ2   March 1; September 1
$ 500 million        2.60 %    8/29/2011   9/1/2016**   94106LAX7   March 1; September 1
$ 500 million        2.90 %    9/12/2012   9/15/2022**   94106LAY5   March 15; September 15

 

* Each of these series of Senior Notes has been partially redeemed, such that the remaining outstanding principal amount of such Senior Notes as of December 31, 2013 was $146.8 million, $577.2 million, $222.9 million and $496.0 million, respectively.
** Each of these series of Senior Notes contain a Change of Control Offer covenant that provides, if a change of control triggering event occurs, each holder of the notes may require us to purchase all or a portion of such holder’s notes at a price equal to 101% of the principal amount, plus accrued interest, if any, to the date of purchase.

This schedule is provided in accordance with Instruction 2 to Regulation S-K Item 601, as each of the series of Series Notes is governed by an instrument that differs only in the material respects set forth in the schedule above from the Officers’ Certificate identified as Exhibit 4.4. Each of the series of Senior Notes identified above is also guaranteed by Waste Management Holdings, Inc. in favor of The Bank of New York Mellon Trust Company, N.A., as Trustee for the holders of Waste Management, Inc.’s Senior Notes.