Walter Energy, Inc. Contracts & Agreements

AMENDED AND RESTATED ASSET PURCHASE AGREEMENT DATED AS OF MARCH 31, 2016 BY AND AMONG WARRIOR MET COAL, LLC (F/K/A COAL ACQUISITION LLC), AND THE BUYER DESIGNEES (AS DEFINED... (Filed With SEC on April 1, 2016)

SENIOR SECURED SUPERPRIORITY DEBTOR-IN-POSSESSION CREDIT AGREEMENT among WALTER ENERGY, INC., as Borrower, EACH DOMESTIC SUBSIDIARY OF WALTER ENERGY, INC., as Guarantor, THE... (Filed With SEC on February 12, 2016)

ASSET PURCHASE AGREEMENT DATED AS OF JANUARY 31, 2016 BY AND AMONG SEMINOLE COAL RESOURCES, LLC, ERP COMPLIANT COKE, LLC AND ERP ENVIRONMENTAL FUND, INC., AS BUYER, WALTER ENERGY,... (Filed With SEC on February 1, 2016)

ASSET PURCHASE AGREEMENT DATED AS OF NOVEMBER 5, 2015 BY AND AMONG COAL ACQUISITION LLC, AS BUYER AND WALTER ENERGY, INC., AND CERTAIN SUBSIDIARIES OF WALTER ENERGY, INC., AS... (Filed With SEC on November 5, 2015)

RESTRUCTURING SUPPORT AGREEMENT (Filed With SEC on July 15, 2015)

Walter Energy,Inc. 2014 Long-Term Incentive Plan (Amended and Restated as of December 18, 2014) (Filed With SEC on February 26, 2015)

WALTER ENERGY, INC. 2014 LONG-TERM INCENTIVE PLAN NONQUALIFIED STOCK OPTION AGREEMENT (Non-Employee Directors) (Filed With SEC on February 26, 2015)

WALTER ENERGY, INC. 2014 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (Non-Employee Directors) (Filed With SEC on February 26, 2015)

AGREEMENT (Filed With SEC on December 22, 2014)

WALTER ENERGY, INC. 2014 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (50% vesting on 2ndand 3rdanniversaries of Date of Grant) (Filed With SEC on August 6, 2014)

SEVENTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on July 11, 2014)

EIGHTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on July 11, 2014)

Walter Energy, Inc. 2014 Long-Term Incentive Plan (Filed With SEC on April 28, 2014)

FIRST SUPPLEMENTAL INDENTURE (Filed With SEC on February 26, 2014)

WALTER ENERGY, INC. AMENDMENT TO THE EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT OR AMENDED AND RESTATED EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT, AS APPLICABLE (Filed With SEC on February 26, 2014)

AMENDMENT NO. 1 TO THE AMENDED AND RESTATED 2002 LONG-TERM INCENTIVE AWARD PLAN OF WALTER ENERGY, INC. (Filed With SEC on February 26, 2014)

[Form of Letter] (Filed With SEC on February 26, 2014)

WALTER ENERGY, INC. AMENDMENT TO AMENDED AND RESTATED EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT AND TERMINATION OF AMENDED AND RESTATED CHANGE-IN-CONTROL AGREEMENT (Filed With SEC on February 26, 2014)

1-13-12 (Filed With SEC on February 26, 2014)

FIFTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on July 23, 2013)

WALTER ENERGY 2013 EXECUTIVE PERFORMANCE PROGRAM UNDER THE EXECUTIVE INCENTIVE PLAN I. The Program (Filed With SEC on May 8, 2013)

FOURTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on March 22, 2013)

WALTER ENERGY 2012 EXECUTIVE PERFORMANCE PROGRAM UNDER THE EXECUTIVE INCENTIVE PLAN I. The Program (Filed With SEC on March 1, 2013)

This document constitutes port of the prospectus covering securities that have been registered under the Securities Act of 1933. Walter Energy, Inc. Long-Term Incentive Award Plan... (Filed With SEC on March 1, 2013)

This document constitutes part of the prospectus covering securities that have been registered under the Securities Act of 1933. Walter Energy, Inc. Long-Term Incentive Award Plan... (Filed With SEC on March 1, 2013)

NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on March 1, 2013)

Walter Energy, Inc. Management Change-in-Control Severance Agreement For: Robert Kerley Adopted: June, 2012 (Filed With SEC on March 1, 2013)

11TH June 2011. (Filed With SEC on March 1, 2013)

4-13-12 (Filed With SEC on March 1, 2013)

THIRD AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on October 30, 2012)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on August 17, 2012)

ACCEPTANCE (Filed With SEC on June 1, 2012)

Indemnification Agreement (Filed With SEC on February 29, 2012)

WALTER INDUSTRIES EXECUTIVE DEFERRED COMPENSATION AND SUPPLEMENTAL RETIREMENT PLAN AMENDED & RESTATED AS OF JANUARY 1, 2005 (Filed With SEC on February 29, 2012)

WALTER ENERGY, INC. DIRECTORS DEFERRED FEE PLAN AMENDED AND RESTATED AS OF JANUARY 1, 2008 (Filed With SEC on February 29, 2012)

WALTER ENERGY EXECUTIVE INCENTIVE PLAN DOCUMENT Plan Year January 1 December 31, 2011 I. The Plan (Filed With SEC on February 29, 2012)

STOCK OPTION PLAN OPTION AGREEMENT (Filed With SEC on February 29, 2012)

This document constitutes part of the prospectus covering securities that have been registered under the Securities Act of 1933. Walter Energy, Inc. Long-Term Incentive Award Plan... (Filed With SEC on February 29, 2012)

This document constitutes part of the prospectus covering securities that have been registered under the Securities Act of 1933. (Filed With SEC on February 29, 2012)

NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on February 29, 2012)

May 3 / 2011 (Filed With SEC on February 29, 2012)

ACCEPTANCE (Filed With SEC on February 29, 2012)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on January 25, 2012)

[The remainder of this page intentionally left blank.] (Filed With SEC on August 9, 2011)

Walter Industries, Inc. 4211 W. Boy Scout Blvd. Tampa, FL 33607 ###-###-#### (Filed With SEC on February 28, 2011)

WALTER ENERGY, INC. and WESTERN COAL CORP. ARRANGEMENT AGREEMENT December 2, 2010 (Filed With SEC on December 3, 2010)

MORGAN STANLEY SENIOR FUNDING, INC. 1585 Broadway New York, New York 10036 (Filed With SEC on December 3, 2010)

AMENDMENT NO. 7 TO CREDIT AGREEMENT (Filed With SEC on November 29, 2010)

SHARE PURCHASE AGREEMENT (Filed With SEC on November 18, 2010)

ACCEPTANCE (Filed With SEC on May 7, 2010)

AMENDMENT TO CONFIDENTIAL SEPARATION AGREEMENT (Filed With SEC on May 7, 2010)

ACCEPTANCE (Filed With SEC on December 31, 2009)

RIGHTS AGREEMENT WALTER ENERGY, INC. and MELLON INVESTOR SERVICES LLC as Rights Agent Dated as of April 24, 2009 (Filed With SEC on April 28, 2009)

AMENDMENT NO. 1 TO RIGHTS AGREEMENT (Filed With SEC on April 28, 2009)

TRADEMARK LICENSE AGREEMENT (Filed With SEC on April 23, 2009)

TRANSITION SERVICES AGREEMENT (Filed With SEC on April 23, 2009)

TAX SEPARATION AGREEMENT (Filed With SEC on April 23, 2009)

WalterIndustries, Inc. WalterInvestment Management LLC FORM OFJOINT LITIGATION AGREEMENT (Filed With SEC on April 23, 2009)

WALTERINDUSTRIES, INC. DIRECTORSDEFERRED FEE PLAN AMENDEDAND RESTATED AS OF JANUARY1, 2008 (Filed With SEC on February 27, 2009)

WALTERINDUSTRIES, INC. SUPPLEMENTALPENSION PLAN AMENDEDAND RESTATED AS OF JANUARY1, 2008 (Filed With SEC on February 27, 2009)

FIRST AMENDMENT TO THE WALTER INDUSTRIES, INC. EXECUTIVE INCENTIVE PLAN (Filed With SEC on February 27, 2009)

AMENDMENT TO AMENDED 1995 LONG-TERM INCENTIVE STOCK PLAN OF WALTER INDUSTRIES, INC. (Filed With SEC on February 27, 2009)

AMENDED AND RESTATED 2002 LONG-TERM INCENTIVE AWARD PLAN OF WALTER INDUSTRIES, INC. (Filed With SEC on February 27, 2009)

This documentconstitutes part of the prospectus covering securities that have been registered under the Securities Act of 1933. (Filed With SEC on February 27, 2009)

NON-QUALIFIEDSTOCK OPTION AGREEMENT (Filed With SEC on February 27, 2009)

AMENDED ANDRESTATED 2007LONG-TERM INCENTIVE AWARD PLAN OF JWH HOLDINGCOMPANY, LLC (Filed With SEC on February 27, 2009)

WALTER INDUSTRIES, INC. INVOLUNTARY SEVERANCE BENEFIT PLAN EFFECTIVE AS OF JANUARY 1, 2008 (Filed With SEC on February 27, 2009)

FIRST AMENDMENT TO THE WALTER INDUSTRIES, INC. INVOLUNTARY SEVERANCE BENEFIT PLAN (Filed With SEC on February 27, 2009)

AMENDMENT TO SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER (Filed With SEC on February 19, 2009)

RIGHTS AGREEMENT WALTER INDUSTRIES, INC. and MELLON INVESTOR SERVICES LLC as Rights Agent Dated as of November 21,2008 (Filed With SEC on November 24, 2008)

Indemnification Agreement (Filed With SEC on November 24, 2008)

AGREEMENT AND PLAN OF MERGER DATED AS OF SEPTEMBER 30, 2008, AMONG WALTER INDUSTRIES, INC., JWH HOLDING COMPANY, LLC AND HANOVER CAPITAL MORTGAGEHOLDINGS, INC. (Filed With SEC on October 2, 2008)

VOTINGAGREEMENT (Filed With SEC on October 2, 2008)

OMNIBUS AMENDMENT (Filed With SEC on March 7, 2008)

AMENDMENT NO. 2TO AMENDED AND RESTATED VARIABLE FUNDING LOAN AGREEMENT (MID-STATE TRUST XIV) (Filed With SEC on March 7, 2008)

OMNIBUSAGREEMENT (MID-STATE TRUST XIV) (Filed With SEC on March 7, 2008)

AMENDMENTNO. 3 TO AMENDED AND RESTATED VARIABLE FUNDING LOAN AGREEMENT [Mid-State Trust XIV] (Filed With SEC on March 7, 2008)

AMENDMENT NO. 4 TO CREDIT AGREEMENT (Filed With SEC on October 15, 2007)

OPTION AGREEMENT (Filed With SEC on March 20, 2007)

THE 2007 LONG-TERM INCENTIVE AWARD PLAN OF JWH HOLDING COMPANY, LLC (Filed With SEC on March 20, 2007)

OPTIONAGREEMENT (Filed With SEC on March 19, 2007)

THE 2007 LONG-TERM INCENTIVE AWARD PLAN OF JWH HOLDING COMPANY, LLC (Filed With SEC on March 19, 2007)

AMENDMENT NO. 3 TO CREDIT AGREEMENT (Filed With SEC on March 1, 2007)

SECONDAMENDED AND RESTATED VARIABLE FUNDING LOAN AGREEMENT dated as of June 15, 2006 among YC SUSI TRUST, (successor by assignment from Enterprise Funding Corporation) a Lender,... (Filed With SEC on March 1, 2007)

AMENDED AND RESTATED VARIABLE FUNDING LOAN AGREEMENT [THREE PILLARS] dated as of June 15, 2006 among THREE PILLARS FUNDING LLC, the Lender, MID-STATE TRUST XIV, the Borrower,... (Filed With SEC on March 1, 2007)

AMENDMENTNO. 1 TO AMENDED AND RESTATED VARIABLE FUNDING LOAN AGREEMENT [Mid-State Trust XIV] (Filed With SEC on March 1, 2007)

Walter Industries, Inc. MuellerWater Products, Inc. (Filed With SEC on December 20, 2006)

Assignment andAssumption Agreement (Filed With SEC on December 20, 2006)

SUPPLEMENTAL INDENTURE (Filed With SEC on August 16, 2006)

WALTER INDUSTRIES, INC. 4211 West Boy Scout Blvd. Tampa, FL 33607 (Filed With SEC on August 7, 2006)

As of July 31,2006 (Filed With SEC on August 3, 2006)

AMENDMENT (Filed With SEC on May 31, 2006)

CORPORATEAGREEMENT (Filed With SEC on May 30, 2006)

INCOME TAX ALLOCATION AGREEMENT (Filed With SEC on May 30, 2006)

TRANSITION SERVICES AGREEMENT (Filed With SEC on May 30, 2006)

AMENDMENT (Filed With SEC on March 16, 2006)

AMENDMENT NO. 1 TO VARIABLE FUNDING LOAN AGREEMENT (Filed With SEC on March 16, 2006)

[Signature Page Follows] (Filed With SEC on February 27, 2006)

AMENDMENT NO. 2 TO CREDIT AGREEMENT AND WAIVER (Filed With SEC on February 21, 2006)

WALTERINDUSTRIES, INC. 2,300,000SHARES OF COMMON STOCK UnderwritingAgreement datedFebruary 16, 2006 (Filed With SEC on February 17, 2006)

AMENDMENT NO. 1 TO CREDIT AGREEMENT AND WAIVER (Filed With SEC on January 27, 2006)

AMENDMENT NO. 1 TO CREDITAGREEMENT AND WAIVER (Filed With SEC on January 27, 2006)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on January 27, 2006)

This documentconstitutes part of the prospectus covering securities that have been registered under the Securities Act of 1933. (Filed With SEC on September 21, 2005)

NON-STATUTORYSTOCK OPTION AGREEMENT (Filed With SEC on September 21, 2005)

RELEASE (Filed With SEC on September 21, 2005)

AMENDMENT (Filed With SEC on August 9, 2005)

AGREEMENT AND PLAN OF MERGER dated as of June 17, 2005 among MUELLER WATER PRODUCTS, INC., WALTER INDUSTRIES, INC., JW MERGERCO, INC. and DLJ MERCHANT BANKING II, INC., as the... (Filed With SEC on June 22, 2005)

VOTING AGREEMENT dated as of June 17, 2005 among WALTER INDUSTRIES, INC. and THE STOCKHOLDERS NAMED HEREIN (Filed With SEC on June 22, 2005)

WALTER INDUSTRIES EXECUTIVE DEFERRED COMPENSATION AND SUPPLEMENTAL RETIREMENT PLAN AMENDED & RESTATED AS OF JANUARY 1, 2005 WARD ROVELL TAMPA, FL (Filed With SEC on March 16, 2005)

WALTER INDUSTRIES, INC. SUPPLEMENTAL PENSION PLAN (Filed With SEC on March 16, 2005)

NON-STATUTORY STOCK OPTION AGREEMENT (Filed With SEC on March 16, 2005)

AMENDED AND RESTATED VARIABLE FUNDING LOANAGREEMENT dated as of November 19, 2004 among YC SUSI TRUST, (successor by assignment from Enterprise Funding Corporation) a Lender,... (Filed With SEC on March 16, 2005)

WALTERINDUSTRIES, INC. 8,000,000SHARES OF COMMON STOCK UnderwritingAgreement datedOctober 28, 2004 (Filed With SEC on November 1, 2004)

AMENDMENTNO. 4 TO CREDIT AGREEMENT (Filed With SEC on August 9, 2004)

Walter Industries, Inc. 1,960,784 Shares Common Stock ($0.01 par value) Repurchase Agreement (Filed With SEC on August 9, 2004)

Walter Industries, Inc. 2,000,000 Shares Common Stock ($0.01 par value) Repurchase Agreement (Filed With SEC on August 9, 2004)

AMENDED AND RESTATED WALTER INDUSTRIES, INC. DIRECTORS DEFERRED FEE PLAN (Filed With SEC on March 15, 2004)

Walter Industries, Inc. 4211 W. Boy Scout Blvd. Tampa, FL 33607 ###-###-#### (Filed With SEC on March 15, 2004)

STOCK PURCHASEAGREEMENT by and among WALTER INDUSTRIES,INC., WELLSPRINGALUMINUM ACQUISITION CO. 2 And WELLSPRING CAPITALPARTNERS III, LP Dated as of October 30, 2003 TABLEOF... (Filed With SEC on March 15, 2004)

AMENDED AND RESTATED PURCHASE AGREEMENT AND PLAN OFMERGER Among WALTER INDUSTRIES, INC., APPLIED INDUSTRIAL MATERIALSCORPORATION, GANS TRANSPORT AGENCIES (USA),INC., AIMCOR (FAR... (Filed With SEC on November 14, 2003)

CREDIT AGREEMENT Dated as of April 17, 2003 among WALTER INDUSTRIES, INC., as Borrower, BANK OF AMERICA, N.A., asAdministrative Agent, Swing Line Lender and L/C Issuer, SUNTRUST... (Filed With SEC on May 15, 2003)

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Walter Energy, Inc. Contracts & Agreements