BILL OF SALE, ASSIGNMENT AND ASSUMPTION AGREEMENT
Exhibit 10.33
BILL OF SALE, ASSIGNMENT AND ASSUMPTION AGREEMENT
THIS BILL OF SALE, ASSIGNMENT AND ASSUMPTION AGREEMENT (this Agreement) is entered into as of September 18, 2013, by and between Walker Digital Holdings, LLC, a Delaware limited liability company (the Company), and Walker Digital, LLC, a Delaware limited liability company (the Company Parent).
WHEREAS, the Company and the Company Parent have entered into that certain Agreement and Plan of Merger, dated as of July 11, 2013 (the Merger Agreement), by and among GlobalOptions Group, Inc., a Delaware corporation (Parent), GO Merger Sub LLC, a Delaware limited liability company and wholly owned subsidiary of Parent (Merger Sub), the Company Parent and the Company, pursuant to which Merger Sub shall merge with and into the Company, with the Company surviving the merger as a wholly-owned subsidiary of Parent (the Merger). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Merger Agreement;
WHEREAS, the Company Parent is the sole member of the Company and will benefit from the consummation of the transactions contemplated by the Merger Agreement; and
WHEREAS, pursuant to the Merger Agreement, prior to the Effective Time, the Company Parent agreed to contribute, assign or otherwise transfer to the Company, and the Company desires to accept and assume from the Company Parent, certain assets, in accordance with Section 6.5 of the Merger Agreement, as set forth on Schedule A attached hereto (the Transferred Assets) and certain obligations and liabilities as set forth on Schedule B attached hereto (the Assumed Obligations).
NOW, THEREFORE, in consideration of the mutual covenants, terms and conditions set forth herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
1. Transfer and Acceptance of Transferred Assets. The Company Parent hereby sells, assigns, conveys and transfers to the Company, its successors and assigns, all right, title and interest of the Company Parent in, to and under the Transferred Assets. Company hereby accepts the Transferred Assets subject to the encumbrances set forth on Schedule C attached hereto (the Encumbrances).
2. Express Transfer of Rights for Past Infringement. Company Parent hereby expressly sells, assigns, conveys and transfers to the Company, its successors and assigns, the right of action for any and all infringement of the patents listed on Schedule A attached hereto.
3. Assignment and Assumption of Assumed Obligations. Effective as of the date hereof, the Company hereby assumes and agrees to pay, perform, satisfy and discharge the Assumed Obligations in accordance with the respective terms of such Assumed Obligations.
4. Indemnification by Company. From and after the date hereof, the Company agrees to indemnify, defend and hold harmless the Company Parent from, against and in respect of any and all demands, claims, actions or causes of action, assessments, losses, damages, liabilities, costs and expenses, including without limitation reasonable attorneys fees and expenses actually incurred, asserted against, or paid, suffered or incurred by the Company Parent and resulting from, based upon or arising out of any of the Transferred Assets or Assumed Obligations.
5. Further Assurances. Each party hereto agrees to perform all such further acts and execute and deliver all such further agreements, instruments and other documents as the other party shall reasonably request to evidence more effectively the assignments and assumptions made by such party under this Agreement. Such filings shall include, but are not limited to that which will appropriately document the terms of this Agreement with the United States Patent and Trademark Office and the Delaware District Court.
6. Enforceability. If any term or provision of this Agreement shall be determined by a court of competent jurisdiction to be illegal, invalid, or unenforceable for any reason, the remaining provisions of this Agreement shall remain enforceable and the invalid, illegal, or unenforceable provisions shall be modified so as to be valid and enforceable and shall be enforced.
7. Governing Law. This Agreement shall be construed in accordance with, and governed in all respects by, the internal laws of the State of Delaware (without giving effect to principles of conflicts of laws).
8. Counterparts. This Agreement may be executed in one or more counterparts, each of which will be deemed to be an original copy of this Agreement and all of which, when taken together, will be deemed to constitute one and the same agreement. The exchange of copies of this Agreement and of signature pages by facsimile or other electronic transmission shall constitute effective execution and delivery of this Agreement as to the parties and may be used in lieu of the original Agreement for all purposes. Signatures of the parties transmitted by facsimile or other electronic means shall be deemed to be their original signatures for all purposes.
9. Entire Agreement. This Agreement contains the entire agreement between the parties with respect to the subject matter hereof, and constitutes the complete, final and exclusive embodiment of the parties agreement with respect to the subject matter hereof and supersedes all prior agreements, whether written or oral, which may have been entered into by the parties on the subject matter hereof.
[Remainder of Page Intentionally Left Blank]
2
IN WITNESS WHEREOF, each of the parties has caused this Agreement to be executed and acknowledged all as of the day and year first above written.
WALKER DIGITAL HOLDINGS, LLC | ||
By: | /s/ Jay S. Walker | |
Name: Jay S. Walker | ||
Title: Authorized Person | ||
WALKER DIGITAL, LLC | ||
By: | /s/ Jay S. Walker | |
Name: Jay S. Walker | ||
Title: Authorized Person |
SCHEDULE A
ASSETS
A. PATENTS CORE
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
1 | 00-004 | US | 09/603677 | Granted | 7542919 | Rules Based Spare Change Upsells | ||||||
2 | 00-004-C1 | US | 12/365629 | Granted | 8103520 | Rules Based Spare Change Upsells | ||||||
3 | 00-004-C2 | US | 13/356890 | Granted | 8533003 | Rules Based Spare Change Upsells | ||||||
4 | 00-004-C3 | US | 13/975408 | Pending | Rules Based Spare Change Upsells | |||||||
5 | 00-004-C4 | US | 14/012982 | Pending | Rules Based Spare Change Upsells | |||||||
6 | 00-007 | US | 09/609253 | Granted | 8055509 | Sensors Dispensed at Prescription Pickup | ||||||
7 | 00-007-C1 | US | 11/423881 | Granted | 8069056 | Sensors Dispensed at Prescription Pickup | ||||||
8 | 00-007-C2 | US | 11/423891 | Granted | 7801745 | Sensors Dispensed at Prescription Pickup | ||||||
9 | 00-007-C3 | US | 11/423901 | Published | Sensors Dispensed at Prescription Pickup | |||||||
10 | 00-008 | US | 09/538773 | Pending | Overlaid Entertainment Layer | |||||||
11 | 00-009 | US | 09/504180 | Granted | 6839683 | Webhouse Tokens | ||||||
12 | 00-012 | US | 09/592618 | Granted | 7376580 | Price Lock In | ||||||
13 | 00-012-C1 | US | 12/108826 | Allowed | Price Lock In | |||||||
14 | 00-017-1 | US | 11/931864 | Allowed | Transferable Prices | |||||||
15 | 00-017-C1 | US | 11/319848 | Granted | 8036943 | Transferrable Prices | ||||||
16 | 00-023-C2 | US | 13/180349 | Allowed | Webhouse Shopping Cart Pricing | |||||||
17 | 00-029 | US | 09/606364 | Granted | 8473341 | Virtual Shopping Cart Package Pricing | ||||||
18 | 00-029-C1 | US | 13/909055 | Pending | Virtual Shopping Cart Package Pricing | |||||||
19 | 00-035 | US | 09/606566 | Granted | 6443843 | Shopping as Gambling | ||||||
20 | 00-039 | US | 09/685079 | Granted | 7415425 | Webhouse Rebate Certificates | ||||||
21 | 00-039-1 | US | 11/927912 | Granted | 7774240 | Webhouse Rebate Certificates | ||||||
22 | 00-039-C1 | US | 12/190244 | Granted | 7908168 | Webhouse Rebate Certificates | ||||||
23 | 00-039-C2 | US | 13/048829 | Granted | 8131588 | Webhouse Rebate Certificates | ||||||
24 | 00-039-C3 | US | 13/412203 | Published | Webhouse Rebate Certificates | |||||||
25 | 00-044 | US | 09/659752 | Granted | 6634550 | Entertainment at the POS | ||||||
26 | 00-047 | US | 09/678117 | Granted | 7739124 | Incent Preventative Healthcare | ||||||
27 | 00-055 | US | 09/609017 | Granted | 7366675 | Multimedicine Compliance | ||||||
28 | 00-112 | US | 10/100564 | Granted | 6805290 | T-Log Differential Settlement | ||||||
29 | 00-113-C3 | US | 13/180248 | Published | Virtual Facings | |||||||
30 | 00-116 | US | 10/123634 | Published | Hyper Footnote Interviews | |||||||
31 | 01-015 | US | 09/858458 | Granted | 7184990 | Spare Change Ovens | ||||||
32 | 01-015-C1 | US | 11/621422 | Granted | 7756746 | Spare Change Ovens | ||||||
33 | 01-023-1 | US | 11/927932 | Published | Spare Change Database Lookup | |||||||
34 | 01-029 | US | 09/907112 | Granted | 6959387 | Timestamp Verification | ||||||
35 | 01-029-R1 | US | 11/293790 | Granted | RE41960 | Timestamp Verification | ||||||
36 | 01-029-R2 | US | 11/541520 | Granted | RE42893 | Timestamp Verification | ||||||
37 | 01-029-R3 | US | 11/541522 | Granted | RE42018 | Timestamp Verification | ||||||
38 | 01-033 | US | 09/973581 | Granted | 7231035 | On-Hold Commerce | ||||||
39 | 01-033-C1 | US | 11/760970 | Granted | 7760867 | On-Hold Commerce | ||||||
40 | 01-035 | US | 10/146302 | Granted | 6739505 | Look At Me Transaction Card |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
A-2
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
41 | 01-038 | US | 09/994569 | Granted | 6597770 | Emergency Transaction Card Approval | ||||||
42 | 02-006 | US | 10/095538 | Granted | 7484172 | Personalized Hyperfootnote Index | ||||||
43 | 02-028 | US | 10/159945 | Granted | 7192352 | Online Tournaments Point Balancing | ||||||
44 | 02-028-C4 | US | 11/624752 | Granted | 7390255 | Online Tournaments Point Balancing | ||||||
45 | 02-028-C5 | US | 11/624764 | Granted | 7985132 | Online Tournaments Point Balancing | ||||||
46 | 02-028-C7 | US | 11/624798 | Granted | 7438642 | Online Tournaments Point Balancing | ||||||
47 | 02-028-C8 | US | 13/172408 | Published | Online Tournaments Point Balancing | |||||||
48 | 02-052 | US | 09/818882 | Granted | 7104885 | Shatter Randomness | ||||||
49 | 02-052-C1 | US | 11/468003 | Granted | 7819733 | Shatter Randomness | ||||||
50 | 02-074 | US | 10/218157 | Granted | 7430521 | Customized Financial Account Reward Offers | ||||||
51 | 02-074-C1 | US | 12/237716 | Granted | 8126771 | Customized Financial Account Reward Offers | ||||||
52 | 02-074-C2 | US | 13/366797 | Granted | 8432400 | Customized Financial Account Reward Offers | ||||||
53 | 02-074-C3 | US | 13/857520 | Published | Customized Financial Account Reward Offers | |||||||
54 | 02-085-C1 | US | 12/472149 | Allowed | Camera Asks Questions | |||||||
55 | 02-085-C2 | US | 13/956348 | Pending | Camera Asks Questions | |||||||
56 | 02-088 | US | 10/234075 | Granted | 7390264 | Shopping as Gambling | ||||||
57 | 02-088-C1 | US | 12/123674 | Published | Shopping as Gambling | |||||||
58 | 02-089 | US | 10/242490 | Granted | 7483670 | Educational Software System | ||||||
59 | 02-089-C1 | US | 12/359838 | Granted | 8086167 | Educational Software System | ||||||
60 | 02-089-C2 | US | 13/327840 | Published | Educational Software System | |||||||
61 | 02-092 | AU | 2004311841 | Granted | 2004311841 | Automatically Captured Images | ||||||
62 | 02-092 | CA | 2554135 | Pending | Automatically Captured Images | |||||||
63 | 02-092 | US | 11/719108 | Granted | 7924323 | Automatically Captured Images | ||||||
64 | 02-092 | JP | 2009-192265 | Granted | 5123914 | Automatically Captured Images | ||||||
65 | 02-092-C1 | US | 13/024428 | Published | Automatically Captured Images | |||||||
66 | 02-092-C2 | US | 13/489893 | Granted | 8466987 | Automatically Captured Images | ||||||
67 | 02-099-C1 | US | 11/284309 | Granted | 7362862 | Authenticated Outcomes | ||||||
68 | 02-100A | US | 10/786831 | Granted | 7292723 | U.S. HomeGuardNeural Networks | ||||||
69 | 02-100A-C1 | US | 11/427466 | Granted | 7596260 | U.S. HomeGuard (A) | ||||||
70 | 02-100A-C2 | US | 11/427480 | Granted | 7729532 | U.S. HomeGuardGuardian Registration and Testing | ||||||
71 | 02-100A-C4 | US | 13/180277 | Granted | 8401233 | QuickWork | ||||||
72 | 03-006-C2 | US | 11/456306 | Granted | 7841514 | Digital Menu Board | ||||||
73 | 03-034 | US | 10/825535 | Granted | 7690989 | GameShow 24 Local Edition | ||||||
74 | 03-034-C1 | US | 12/722892 | Published | GameShow 24 Local Edition | |||||||
75 | 03-044 | US | 10/603110 | Granted | 7433451 | Emergency Credit Card | ||||||
76 | 03-044-C1 | US | 12/245995 | Granted | 8208612 | Emergency Credit Card | ||||||
77 | 03-044-C2 | US | 13/531677 | Published | Emergency Credit Card |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
A-3
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
78 | 03-057 | US | 10/689790 | Granted | 7168617 | Entertainment at the POS | ||||||
79 | 03-057-C1 | US | 11/668498 | Granted | 7533810 | Entertainment at the POS | ||||||
80 | 03-057-C2 | US | 12/468582 | Granted | 7845555 | Entertainment at the POS | ||||||
81 | 03-057-C3 | US | 12/962081 | Granted | 8109438 | Entertainment at POS | ||||||
82 | 04-005 | US | 10/843239 | Granted | 7426268 | On-Hold Customer Service w/Improved Call Routing | ||||||
83 | 04-005-C1 | US | 12/210424 | Granted | 8325907 | On-Hold Customer Service w/Improved Call Routing | ||||||
84 | 04-010-C1 | US | 11/427369 | Published | Anonymous Communication | |||||||
85 | 04-010-C3 | US | 11/427391 | Published | Anonymous Communication | |||||||
86 | 04-013 | US | 10/849622 | Granted | 7090123 | Look-at-Me Transaction Card Content | ||||||
87 | 04-013-C1 | US | 11/459063 | Granted | 7806320 | Look-at-Me Transaction Card Content | ||||||
88 | 04-013-C2 | US | 12/898273 | Granted | 7988044 | Look-at-Me Transaction Card Content | ||||||
89 | 04-013-C3 | US | 13/196350 | Published | Look-at-Me Transaction Card Content | |||||||
90 | 04-019 | US | 10/855653 | Granted | 7664705 | Per-Check Check-Offs | ||||||
91 | 04-019-C1 | US | 12/705856 | Granted | 8175963 | Per-Check Check-Offs | ||||||
92 | 04-051 | US | 10/968340 | Granted | 7293703 | T-log Differential Settlement | ||||||
93 | 04-051-C1 | US | 11/937832 | Granted | 7637428 | T-log Differential Settlement | ||||||
94 | 04-051-C2 | US | 12/644196 | Granted | 8052053 | T-log Differential Settlement | ||||||
95 | 04-051-C3 | US | 13/251401 | Granted | 8434681 | T-Log Differential Settlement | ||||||
96 | 05-023 | US | 11/570616 | Granted | 8335723 | Phone Sell Central System | ||||||
97 | 05-023-C1 | US | 13/717094 | Allowed | Phone Sell Central System | |||||||
98 | 05-027-C1 | US | 12/694886 | Published | 3PML | |||||||
99 | 05-038 | US | 11/317522 | Published | Partial Manufacturer Rebate Indicia | |||||||
100 | 06-038-C2 | US | 13/021449 | Allowed | Authenticated Outcomes Dongle Hardware | |||||||
101 | 07-021 | US | 12/270455 | Granted | 8136133 | Baseball Time Dilation | ||||||
102 | 09-004 | US | 12/823118 | Published | Mobile Polling System | |||||||
103 | 10-002A | US | 13/093839 | Published | Social Networking Window for Grandma | |||||||
104 | 10-002B | US | 13/093819 | Granted | 8515255 | Story-Tagged Photos | ||||||
105 | 10-002B-C1 | US | 13/962591 | Pending | Story-Tagged Photos | |||||||
106 | 11-001 | US | 13/421811 | Published | Global Translation Platforms | |||||||
107 | 13-001 | US | 61/856761 | Pending | ASPATT Patent Licensing System PRO 1 | |||||||
108 | 95-002 | US | 08/561668 | Granted | 5768382 | Authenticated Outcomes | ||||||
109 | 95-002X | US | 08/677544 | Granted | 5970143 | Authenticated Outcomes | ||||||
110 | 95-003 | US | 08/570443 | Granted | 5825863 | Limited Use Calling Card | ||||||
111 | 95-005 | US | 08/622034 | Granted | 5923763 | Timestamp | ||||||
112 | 95-005 | EP | 97919895.9 | Granted | 0890238 | Timestamp | ||||||
113 | 95-005 | DE | 69733644.1 | Granted | 0890238 | Timestamp | ||||||
114 | 95-005 | GB | 97919895.9 | Granted | 0890238 | Timestamp | ||||||
115 | 95-005X | US | 09/149024 | Granted | 6263438 | Timestamp | ||||||
116 | 95-006 | US | 08/628920 | Granted | 5828751 | Authenticated Measurement |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
A-4
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
117 | 95-006-C1 | US | 12/491114 | Allowed | Authenticated Measurement | |||||||
118 | 95-006-C2 | US | 13/748945 | Published | Authenticated Measurement | |||||||
119 | 95-006X | US | 09/149025 | Granted | 6289453 | Authenticated Measurement | ||||||
120 | 95-006XX | US | 09/706646 | Granted | 6282648 | Authenticated Measurement | ||||||
121 | 96-001 | US | 08/635576 | Granted | 5779549 | Online Tournaments | ||||||
122 | 96-001-C1 | US | 09/028781 | Granted | 6224486 | Online Tournaments | ||||||
123 | 96-001-C2 | US | 09/768567 | Granted | 6425828 | Online Tournaments | ||||||
124 | 96-004 | US | 08/647301 | Granted | 5947747 | Educational Software System | ||||||
125 | 96-013 | US | 08/832832 | Granted | 6477513 | Cryptographically Enabled Letters of Credit | ||||||
126 | 96-013-C1 | US | 10/253192 | Granted | 6904418 | Cryptographically Enabled Letters of Credit | ||||||
127 | 96-013-C2 | US | 11/103906 | Granted | 7991698 | Cryptographically Enabled Letters of Credit | ||||||
128 | 96-013-C3 | US | 13/196546 | Granted | 8355991 | Cryptographically Enabled Letters of Credit | ||||||
129 | 96-013-C4 | US | 13/742328 | Published | Cryptographically Enabled Letters of Credit | |||||||
130 | 96-014 | US | 08/708968 | Granted | 5884272 | Anonymous Communications | ||||||
131 | 96-014 | CA | 2264912 | Granted | 2264912 | Anonymous Communications | ||||||
132 | 96-018 | US | 08/729426 | Granted | 5995976 | Hyper Footnote | ||||||
133 | 96-018-C1 | US | 09/422719 | Granted | 6449616 | Hyper Footnote | ||||||
134 | 96-024 | US | 08/749241 | Granted | 5884274 | Foreign Exchange Insurance | ||||||
135 | 96-024-C1 | US | 09/262810 | Granted | 6128598 | Foreign Exchange Insurance | ||||||
136 | 96-028 | US | 08/859722 | Granted | 6111953 | Authenticated Data Stamps | ||||||
137 | 96-059 | US | 08/919339 | Granted | 6163771 | Single Use Credit Card | ||||||
138 | 96-059-1 | US | 09/542676 | Granted | 7177835 | Single Use Credit Card | ||||||
139 | 96-059-1-C1 | US | 11/338152 | Granted | 7844550 | Single Use Credit Card | ||||||
140 | 96-059-C1 | US | 09/694191 | Granted | 7853529 | Single Use Credit Card | ||||||
141 | 96-059-C2 | US | 11/422986 | Granted | 8315948 | Single Use Credit Card | ||||||
142 | 96-059-C8 | US | 13/648263 | Published | Single Use Credit Card | |||||||
143 | 96-060 | US | 08/811703 | Granted | 6338049 | User-Generated Travelers Checks | ||||||
144 | 96-060-C1 | US | 10/006575 | Granted | 7496537 | User-Generated Travelers Checks | ||||||
145 | 96-067 | US | 08/821436 | Granted | 6209028 | Call-in Parallel Audio Channel | ||||||
146 | 96-067 | EP | 98910429.4 | Granted | 0974223 | Call-in Parallel Audio Channel | ||||||
147 | 96-067 | GB | 98910429.4 | Granted | 0974223 | Call-in Parallel Audio Channel | ||||||
148 | 96-067 | DE | 98910429.4 | Granted | 0974223 | Call-in Parallel Audio Channel | ||||||
149 | 96-067 | FR | 98910429.4 | Granted | 0974223 | Call-in Parallel Audio Channel | ||||||
150 | 96-067-C1 | US | 09/660579 | Granted | 7454776 | Call-in Parallel Audio Channel | ||||||
151 | 96-067-C2 | US | 12/272190 | Granted | 8402500 | Call-in Parallel Audio Channel | ||||||
152 | 96-067-C3 | US | 13/760225 | Published | Call-in Parallel Audio Channel | |||||||
153 | 96-082 | US | 08/831968 | Granted | 6131086 | Prop Sales |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
A-5
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
154 | 96-094 | US | 08/777802 | Granted | 6246755 | Prepaid Calling Card for 900 Number | ||||||
155 | 96-094 | CA | 2276528 | Granted | 2276528 | Prepaid Calling Card for 900 Number | ||||||
156 | 96-095 | US | 09/224483 | Granted | 6597776 | Prepaid Calling Card for 900 Number | ||||||
157 | 96-108 | US | 08/815224 | Granted | 5970478 | Customizable Credit Card | ||||||
158 | 96-108-C1 | US | 09/365644 | Granted | 6374230 | Customizable Credit Card | ||||||
159 | 96-108-C2 | US | 09/654933 | Granted | 8001043 | Customizable Credit Card | ||||||
160 | 96-119 | US | 08/704314 | Granted | 5884270 | Anonymous Communications | ||||||
161 | 96-131 | US | 08/886006 | Granted | 6263505 | Computer Enhanced Video | ||||||
162 | 96-133 | US | 08/885570 | Granted | 6112185 | Automated Offer Acceptance | ||||||
163 | 96-146 | US | 08/826930 | Granted | 6014439 | Free Calls While on Hold | ||||||
164 | 96-146-C2 | US | 09/657338 | Granted | 6301354 | Free Calls While on Hold | ||||||
165 | 96-147 | US | 08/796132 | Granted | 5946388 | Priority Phone Queuing System | ||||||
166 | 96-149 | US | 08/932984 | Granted | 6208978 | Security Deposit Guarantees | ||||||
167 | 96-174 | US | 08/886256 | Granted | 6119093 | Insurance Syndication | ||||||
168 | 96-174-C1 | US | 09/469130 | Granted | 6937990 | Insurance Syndication | ||||||
169 | 96-176 | US | 08/832724 | Granted | 5978467 | On-Hold Customer Service | ||||||
170 | 96-176-C1 | US | 09/401471 | Granted | 6125178 | On-Hold Customer Service | ||||||
171 | 96-176-C2 | US | 09/616016 | Granted | 6314178 | On-Hold Customer Service | ||||||
172 | 96-176-C3 | US | 10/160552 | Granted | 6735300 | On-Hold Customer Service | ||||||
173 | 96-200 | US | 08/880404 | Granted | 6144948 | Instant Credit Card Marketing | ||||||
174 | 96-200-C1-1 | US | 11/927946 | Published | Instant Credit Card Marketing | |||||||
175 | 96-206 | US | 08/820499 | Granted | 6216111 | Pay-to-Listen Telemarketing | ||||||
176 | 96-207 | US | 08/883308 | Granted | 5945653 | Function/POS Codes | ||||||
177 | 97-010 | US | 08/862250 | Granted | 6377963 | Personalized Outer-Wrap Index | ||||||
178 | 97-018 | US | 08/843153 | Granted | 6088444 | Priority Phone Queuing II | ||||||
179 | 97-018-C1 | US | 09/360392 | Granted | 6222920 | Priority Phone Queuing II | ||||||
180 | 97-018-C2 | US | 09/633625 | Granted | 6487291 | Priority Phone Queuing II | ||||||
181 | 97-022 | US | 08/921868 | Granted | 6018718 | Credit Card Rewards | ||||||
182 | 97-022-C1 | US | 09/422415 | Granted | 6434534 | Credit Card Rewards | ||||||
183 | 97-033 | US | 08/889589 | Granted | 5970470 | Subscription Groceries | ||||||
184 | 97-033 | AU | 753036 | Granted | 753036 | Subscription Groceries | ||||||
185 | 97-034 | US | 08/943965 | Granted | 6119100 | Discount Merchandise | ||||||
186 | 97-034-C1 | US | 09/563715 | Granted | 6507822 | Discount Merchandise | ||||||
187 | 97-051 | US | 08/940265 | Granted | 6381582 | POS Payments for Catalog Orders | ||||||
188 | 97-052 | US | 08/916656 | Granted | 6107932 | Remote Ticket Invalidation | ||||||
189 | 97-054 | US | 08/920116 | Granted | 6119099 | Spare Change Product Upsells | ||||||
190 | 97-054-C1 | US | 09/442754 | Granted | 6598024 | Spare Change Product Upsells | ||||||
191 | 97-054-C2 | US | 10/625089 | Granted | 7587334 | Spare Change Product Upsells | ||||||
192 | 97-054-C3 | US | 12/420397 | Granted | 7801762 | Spare Change Product Upsells | ||||||
193 | 97-059 | US | 08/946508 | Granted | 6064987 | POS Finance Options | ||||||
194 | 97-059-1 | US | 09/264379 | Granted | 6336104 | POS Finance Options | ||||||
195 | 97-059-1-C1 | US | 09/654341 | Granted | 6980968 | POS Finance Options |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
A-6
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
196 | 97-059-C1 | US | 09/490898 | Granted | 6330548 | POS Finance Options | ||||||
197 | 97-059-C2 | US | 10/033691 | Granted | 7454381 | POS Finance Options | ||||||
198 | 97-059-C5 | US | 11/425301 | Granted | 7895100 | POS Finance Options | ||||||
199 | 97-059-C6 | US | 13/031284 | Granted | 8121922 | POS Finance Options | ||||||
200 | 97-059-C7 | US | 13/401108 | Allowed | POS Finance Options | |||||||
201 | 97-059-C8 | US | 13/433008 | Allowed | POS Finance Options | |||||||
202 | 97-134 | US | 09/036131 | Granted | 5999596 | Emergency Credit Card | ||||||
203 | 97-134-C1 | US | 09/417182 | Granted | 6327348 | Emergency Visa Card | ||||||
204 | 97-324 | US | 08/997677 | Granted | 6199014 | Driving Directions | ||||||
205 | 97-557 | US | 09/045386 | Granted | 7272569 | On/Off Spare Change | ||||||
206 | 97-557-1-1 | US | 11/934958 | Granted | 7717784 | On/Off Spare Change | ||||||
207 | 97-561 | US | 09/045518 | Granted | 7072850 | Spare Change Bins | ||||||
208 | 97-563 | US | 09/076409 | Granted | 6298329 | Selective Coupon Offering Spare Change | ||||||
209 | 97-563-C1 | US | 09/643668 | Granted | 6876978 | Selective Coupon Offering Spare Change | ||||||
210 | 97-563-R1 | US | 10/678058 | Granted | RE40186 | Selective Coupon Offering Spare Change | ||||||
211 | 97-564 | US | 09/045084 | Granted | 6223163 | Spare Change Allocation of Upsells | ||||||
212 | 98-007 | US | 09/049297 | Granted | 7240021 | Progressive Groceries Discount | ||||||
213 | 98-007-C1 | US | 11/668967 | Granted | 7406438 | Progressive Groceries Discount | ||||||
214 | 98-017 | US | 09/098481 | Granted | 7536349 | Split Charge Credit Card | ||||||
215 | 98-018 | US | 09/085424 | Granted | 6138105 | Retail Package Offer System and Method | ||||||
216 | 98-018-C1 | US | 09/571210 | Granted | 6601036 | Retail Package Offer System and Method | ||||||
217 | 98-020 | US | 09/083483 | Granted | 6298331 | Spare Change Ovens | ||||||
218 | 98-023 | US | 09/223164 | Granted | 6325284 | Look at Me Credit Card | ||||||
219 | 98-025 | US | 09/110626 | Granted | 6093026 | Human Judgment | ||||||
220 | 98-025-C1 | US | 09/396155 | Granted | 6616458 | Human Judgment | ||||||
221 | 98-030 | US | 09/106888 | Granted | 6282523 | Certified Personal Checks | ||||||
222 | 98-039 | US | 09/135179 | Granted | 6567787 | Voice Recognition for Retail | ||||||
223 | 98-043 | US | 09/166267 | Granted | 6687679 | Progressive Groceries Discount | ||||||
224 | 98-043-C1 | US | 10/728226 | Granted | 7194423 | Progressive Groceries Discount | ||||||
225 | 98-048 | US | 09/166405 | Granted | 6405174 | Mall Traffic Controller | ||||||
226 | 98-048-C1 | US | 10/118620 | Granted | 7099832 | Mall Traffic Controller | ||||||
227 | 98-048-C2 | US | 11/399143 | Granted | 7496523 | Mall Traffic Controller | ||||||
228 | 98-048-C3 | US | 12/111637 | Published | Mall Traffic Controller | |||||||
229 | 98-054 | US | 09/219220 | Granted | 6341268 | Dynamically Priced Menus | ||||||
230 | 98-057 | US | 09/221250 | Granted | 6720990 | Internet Surveillance | ||||||
231 | 98-057-C1 | US | 10/718327 | Granted | 7092006 | Internet Surveillance | ||||||
232 | 98-057-C2 | US | 11/424702 | Granted | 7602414 | Internet Surveillance | ||||||
233 | 98-057-C3 | US | 11/424708 | Granted | 7817182 | Internet Surveillance | ||||||
234 | 98-057-C4 | US | 11/424718 | Granted | 7602416 | Internet Surveillance | ||||||
235 | 98-057-C5 | US | 11/424724 | Granted | 7719565 | Internet Surveillance | ||||||
236 | 98-057-C5-R1 | US | 13/475029 | Pending | Internet Surveillance | |||||||
237 | 98-057-C6 | US | 11/424731 | Granted | 7605840 | Internet Surveillance |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
A-7
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
238 | 98-057-C7 | US | 11/424738 | Granted | 7593033 | Internet Surveillance | ||||||
239 | 98-058 | US | 09/223899 | Granted | 6349295 | Internet Spell Check | ||||||
240 | 98-059 | US | 09/166339 | Granted | 6374240 | License Plate Reader | ||||||
241 | 98-060 | US | 09/157837 | Granted | 6052667 | Switch n Save | ||||||
242 | 98-078 | US | 09/224486 | Granted | 6445309 | Toll Booth Upsells | ||||||
243 | 98-084-C2 | US | 11/456245 | Published | Pay Buyer to Bid | |||||||
244 | 98-092 | US | 09/267489 | Granted | 6978248 | Mailing List Testing Service | ||||||
245 | 98-093 | US | 09/282132 | Granted | 6302844 | Medical MonitoringContinuous Input | ||||||
246 | 98-099 | US | 09/283389 | Granted | 6988077 | Retail Reseller Database | ||||||
247 | 98-099-C1 | US | 11/263942 | Granted | 8458027 | Retail Reseller Database | ||||||
248 | 98-099-C3 | US | 13/907915 | Pending | Retail Reseller Database | |||||||
249 | 98-110 | US | 09/221457 | Granted | 6415262 | Subscription Groceries | ||||||
250 | 98-113 | US | 09/350875 | Granted | 7343319 | Multi-Tier Volume Discounts | ||||||
251 | 98-113-4-C1 | US | 12/592220 | Granted | 8260670 | Multi-Tier Volume Discounts | ||||||
252 | 98-113-4-C2 | US | 13/599137 | Published | Multi-Tier Volume Discounts | |||||||
253 | 98-116 | US | 09/260437 | Granted | 7162434 | Retail Subscriptions | ||||||
254 | 98-116-C1 | US | 11/611931 | Granted | 8015059 | Retail Subscriptions | ||||||
255 | 98-116-C2-1 | US | 13/397856 | Published | Retail Subscriptions | |||||||
256 | 98-117 | US | 09/260439 | Granted | 6658390 | System for Exercising Buyout Provisions | ||||||
257 | 98-117-C1 | US | 10/463708 | Granted | 7246072 | System for Exercising Buyout Provisions | ||||||
258 | 98-117-C2 | US | 11/456444 | Granted | 8046247 | System for Exercising Buyout Provisions | ||||||
259 | 98-117-C3 | US | 13/267982 | Granted | 8417580 | System for Exercising Buyout Provisions | ||||||
260 | 98-117-C4 | US | 13/769265 | Allowed | System for Exercising Buyout Provisions | |||||||
261 | 99-004 | US | 09/360422 | Granted | 7899710 | Internet Price Packaging | ||||||
262 | 99-004-C1 | US | 13/025814 | Allowed | Ad Hoc Internet Price Packaging | |||||||
263 | 99-007 | US | 09/282747 | Granted | 7827057 | Cross-Subsidy Timing | ||||||
264 | 99-007-C1 | US | 12/938046 | Published | Cross-Subsidy Timing | |||||||
265 | 99-012 | US | 09/316546 | Granted | 7729988 | Credit Card R.O.C. w/Multiple Pay Lines | ||||||
266 | 99-012-C1 | US | 12/791567 | Published | Credit Card R.O.C. w/Multiple Pay Lines | |||||||
267 | 99-018 | US | 09/282128 | Granted | 6513014 | Human Judgment: Cable Version | ||||||
268 | 99-025 | US | 09/505361 | Granted | 7006983 | Partial Manufacturer Rebates | ||||||
269 | 99-030-C1 | US | 12/228176 | Granted | 8447623 | Retail Take It and Go | ||||||
270 | 99-032-1 | US | 11/928572 | Published | MLM Internet Coupons | |||||||
271 | 99-037-C2 | US | 11/421669 | Granted | 7933893 | Transactionally Enabled Documents | ||||||
272 | 99-037-C4 | US | 11/421688 | Granted | 8041711 | Transactionally Enabled Documents | ||||||
273 | 99-037-C5 | US | 13/214276 | Published | Transactionally Enabled Documents | |||||||
274 | 99-062-1 | US | 11/423821 | Granted | 7899737 | Intelligent Auto Bid Feature | ||||||
275 | 99-062-1-C1 | US | 13/022189 | Allowed | Intelligent Auto Bid Feature | |||||||
276 | 99-062-2 | US | 11/423827 | Granted | 7801802 | Intelligent Auto Bid Feature | ||||||
277 | 99-077 | US | 09/538805 | Granted | 7251617 | Subscription Groceries | ||||||
278 | 99-077-1 | US | 11/768594 | Granted | 7613631 | Subscription Groceries | ||||||
279 | 99-077-1-C1 | US | 12/611365 | Granted | 8121899 | Subscription Groceries |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
A-8
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
280 | 99-077-1-C2 | US | 13/400406 | Granted | 8285591 | Subscription Groceries | ||||||
281 | 99-077-1-C3 | US | 13/646145 | Pending | Subscription Groceries | |||||||
282 | 99-086 | US | 09/536791 | Granted | 7783537 | Conditional Payment System | ||||||
283 | 99-091-1 | US | 11/746696 | Granted | 8046265 | PYS Matching System | ||||||
284 | 99-091-1-C1-1 | US | 13/784443 | Published | PYS Matching System | |||||||
285 | 99-099 | US | 09/609931 | Granted | 7383200 | Surveys at a POS |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
A-9
SCHEDULE A
ASSETS
B. (1) CERTAIN PATENT ASSETS** LOTTERY
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
1 | 00-015 | US | 09/526834 | Granted | 6719631 | Lottery Wager Allocation | ||||||
2 | 00-019 | US | 09/608245 | Granted | 6688976 | Give Me My Numbers Lottery | ||||||
3 | 00-019-C1 | US | 10/730244 | Granted | 7704139 | Give Me My Numbers Lottery | ||||||
4 | 00-019-C10 | US | 12752327 | Allowed | Give Me My Numbers Lottery | |||||||
5 | 00-019-C3 | US | 11/424162 | Granted | 7722455 | Give Me My Numbers Lottery | ||||||
6 | 00-019-C4 | US | 11/424166 | Granted | 7682240 | Give Me My Numbers Lottery | ||||||
7 | 00-019-C8 | US | 11/531749 | Granted | 7690980 | Give Me My Numbers Lottery | ||||||
8 | 00-033 | US | 09/679186 | Granted | 7753772 | Alternate Currency Wagering | ||||||
9 | 00-065 | US | 09/930717 | Granted | 6964611 | Walk Away Lottery | ||||||
10 | 00-065-C1 | US | 11/199405 | Granted | 7837549 | Walk Away Lottery | ||||||
11 | 00-065-C3 | US | 11/424435 | Granted | 8388430 | Walk Away Lottery | ||||||
12 | 00-066 | US | 09/938977 | Granted | 6773345 | Lottery Play Aggregation | ||||||
13 | 03-043 | US | 10/457101 | Granted | 7351142 | Fractional Lottery | ||||||
14 | 04-021-C1 | US | 11/424402 | Granted | 7811166 | Conditional Lottery System | ||||||
15 | 04-021-C2 | US | 11/424408 | Granted | 7789745 | Conditional Lottery System | ||||||
16 | 04-021-C3 | US | 11/424418 | Granted | 7674171 | Conditional Lottery System | ||||||
17 | 04-040 | US | 10/914690 | Granted | 7582012 | Lottery Play Aggregation | ||||||
18 | 04-040-C1 | US | 11/424598 | Granted | 7727063 | Lottery Play Aggregation | ||||||
19 | 04-040-C4 | US | 12/791813 | Granted | 8348743 | Lottery Play Aggregation | ||||||
20 | 05-062 | US | 11/814763 | Granted | 7909326 | Lottery Scratch Packs | ||||||
21 | 05-067-C1 | US | 13/494509 | Published | Lottery Wrapped Static Content DVDs | |||||||
22 | 07-013 | US | 12/600422 | Granted | 8500537 | Walk Away Monopoly | ||||||
23 | 07-013-C1 | US | 13/950579 | Pending | Walk Away Monopoly | |||||||
24 | 07-016 | US | 12/234144 | Published | Lottery Ringtones | |||||||
25 | 08-010-C1 | US | 13/735010 | Published | Converting Breakage to Lottery Entries | |||||||
26 | 08-014 | US | 12/425899 | Granted | 8272936 | Mix-and-Match Lotto Teams | ||||||
27 | 08-016 | US | 12/425378 | Granted | 8202152 | Two Stage Lottery | ||||||
28 | 08-016-C1 | US | 13/527230 | Granted | 8491372 | Two Stage Lottery | ||||||
29 | 08-016-C2 | US | 13/948383 | Pending | Two Stage Lottery | |||||||
30 | 08-031 | US | 12/605150 | Granted | 8226465 | Lottery Social Play Platform | ||||||
31 | 09-006 | US | 12/889382 | Allowed | Shared Virtual Lottery Ticket | |||||||
32 | 95-007X | US | 08/624998 | Granted | 5871398 | Off-line Lottery | ||||||
33 | 95-007X | EP | 96923577.9 | Granted | 0956117 | Off-line Lottery | ||||||
34 | 95-007X | JP | 09-505267 | Granted | 3632133 | Off-line Lottery | ||||||
35 | 95-007X | AU | 52850/98 | Granted | 724858 | Off-line Lottery | ||||||
36 | 95-007X | AU | 770698 | Granted | 770698 | Off-line Lottery | ||||||
37 | 95-007X | GB | 96923577.9 | Granted | 0956117 | Off-line Lottery | ||||||
38 | 95-007X-C1 | US | 09/063590 | Granted | 6402614 | Off-line Remote Lottery | ||||||
39 | 95-007X-C2 | US | 10/145964 | Granted | 6607439 | Off-line Remote Lottery | ||||||
40 | 95-007X-C3 | US | 10/620260 | Granted | 6942570 | Off-line Remote Lottery |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
41 | 95-007X-C4 | US | 11/057665 | Granted | 7008318 | Off-line Remote Lottery | ||||||
42 | 95-007X-C5 | US | 11/304103 | Granted | 7285045 | Off-line Remote Lottery | ||||||
43 | 95-007X-C6 | US | 11/426959 | Granted | 7303468 | Off-line Lottery | ||||||
44 | 95-007X-C7 | US | 11/426963 | Granted | 7887405 | Off-line Lottery | ||||||
45 | 95-007XX | US | 08/858123 | Granted | 6024640 | Off-line Remote Lottery | ||||||
46 | 97-006 | US | 08/822709 | Granted | 6267670 | Fractional Lottery Tickets | ||||||
47 | 97-006-C1 | US | 09/836409 | Granted | 6582304 | Fractional Lottery Tickets | ||||||
48 | 97-006-C2 | US | 10/424362 | Granted | 6887153 | Fractional Lottery Tickets | ||||||
49 | 97-006-C3 | US | 11/058653 | Granted | 7479060 | Fractional Lottery Tickets | ||||||
50 | 97-006-C4 | US | 11/425211 | Granted | 7547251 | Fractional Lottery Tickets | ||||||
51 | 97-006-C5 | US | 11/425228 | Granted | 7494417 | Fractional Lottery Tickets | ||||||
52 | 97-006WO | CA | 2284662 | Granted | 2284662 | Fractional Lottery Tickets | ||||||
53 | 97-006WO | AU | 776323 | Granted | 776323 | Fractional Lottery Tickets | ||||||
54 | 97-035 | US | 09/052295 | Granted | 6086477 | Never Lose Lotto | ||||||
55 | 97-035-C1 | US | 09/568484 | Granted | 6599186 | Never Lose Lotto | ||||||
56 | 97-035-C2 | US | 10/623046 | Granted | 6908382 | Never Lose Lotto | ||||||
57 | 97-035-C3 | US | 11/136043 | Granted | 7300349 | Never Lose Lotto | ||||||
58 | 97-035-C4 | US | 11/424906 | Granted | 7387569 | Never Lose Lotto | ||||||
59 | 97-035-C5 | US | 11/424911 | Granted | 7384332 | Never Lose Lotto | ||||||
60 | 97-035-C6 | US | 11/424912 | Granted | 7384333 | Never Lose Lotto | ||||||
61 | 97-035-C7 | US | 12/135758 | Granted | 7780514 | Never Lose Lotto | ||||||
62 | 97-036 | US | 08/912185 | Granted | 6146272 | Conditional Lottery Ticket | ||||||
63 | 97-036-C1 | US | 09/627192 | Granted | 6325716 | Conditional Lottery Ticket | ||||||
64 | 97-036-C2 | US | 10/162823 | Granted | 6733387 | Conditional Lottery Ticket | ||||||
65 | 97-429 | US | 09/001901 | Granted | 6250685 | Scratch Ticket Video Poker | ||||||
66 | 97-429-1 | US | 09/434270 | Granted | 6224055 | Scratch Ticket Video Poker | ||||||
67 | 97-429-1-C1 | US | 09/664957 | Granted | 6572107 | Scratch Ticket Video Poker | ||||||
68 | 97-558 | US | 09/045036 | Granted | 7606729 | Fractional Lottery Tickets | ||||||
69 | 98-076 | US | 09/596008 | Granted | 6676126 | Scratch-Off Pachinko | ||||||
70 | 98-076-C2 | US | 12/612460 | Granted | 8042809 | Scratch-Off Pachinko | ||||||
71 | 99-045 | US | 09/528595 | Granted | 6497408 | Meta-GameLottery | ||||||
72 | 99-045-C1 | US | 10/272125 | Granted | 7052394 | Meta-GameLottery | ||||||
73 | 99-045-C2 | US | 11/373725 | Granted | 8100749 | Meta-GameLottery | ||||||
74 | 99-045-C3 | US | 11/424962 | Published | Meta-GameLottery | |||||||
75 | 99-045-C4 | US | 11/424973 | Published | Meta-GameLottery | |||||||
76 | 99-112-C3 | US | 13/226191 | Granted | 8366544 | Stored Outcomes on a PDA | ||||||
77 | 99-112-C4 | US | 13/734034 | Published | Stored Outcomes on a PDA |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE A
ASSETS
B. (2) CERTAIN PATENT ASSETS** GAMING
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
1 | 01-006 | US | 10/121263 | Granted | 7040987 | Slot Machine Customization via Internet | ||||||
2 | 01-006-C1 | US | 11/406130 | Published | Slot Customization via Internet | |||||||
3 | 01-039 | US | 09/962065 | Granted | 7033276 | Identification Triggered Slot Play | ||||||
4 | 01-039-C3 | US | 11/423913 | Published | Identification Triggered Slot Play | |||||||
5 | 01-047 | US | 10/023149 | Granted | 6884167 | Game of Knowledge Tournament System | ||||||
6 | 02-034-C2 | US | 13/610837 | Published | Authenticated Slot Machine Info | |||||||
7 | 02-073-C1 | US | 11/934856 | Granted | 7524245 | Securing Electronic Games of Skill | ||||||
8 | 02-073-C2 | US | 12/430686 | Allowed | Securing Electronic Games of Skill | |||||||
9 | 03-008-C3 | US | 12/030522 | Granted | 8016658 | Interpull Aggregation | ||||||
10 | 03-020 | AU | 2004216719 | Granted | 2004216719 | Surrender Your Equity | ||||||
11 | 03-025-C1 | US | 12/511536 | Published | Finite Object Slot Game | |||||||
12 | 04-062 | US | 11/311505 | Granted | 7922579 | Discard Video Poker with Ace Collection | ||||||
13 | 07-014 | US | 12/136667 | Granted | 8147322 | Binder of 50 Applications | ||||||
14 | 07-014-C1 | US | 13/400871 | Published | Application into MP Max Bet | |||||||
15 | 08-003 | US | 12/098074 | Published | Group Blackjack Sessions | |||||||
16 | 94-001-C4 | US | 10/273808 | Granted | 6935952 | Remote Gaming System | ||||||
17 | 94-001-C10 | US | 12/107143 | Published | Remote Gaming System | |||||||
18 | 94-001X | AU | 80254/94 | Granted | 698557 | Remote Gaming System | ||||||
19 | 94-001X | CA | 2137498 | Granted | 2137498 | Remote Gaming System | ||||||
20 | 94-001X | GB | 9425080.0 | Granted | 2287342 | Remote Gaming System | ||||||
21 | 94-001X | FR | 9501081 | Granted | 9501081 | Remote Gaming System | ||||||
22 | 94-001X | IT | MI95A00164 | Granted | 1281324 | Remote Gaming System | ||||||
23 | 94-001X | ZA | 95/0877 | Granted | 95/0877 | Remote Gaming System | ||||||
24 | 94-001X | TT | 17/1995 | Granted | 17/1995 | Remote Gaming System | ||||||
25 | 94-001X | HT | 232/5 | Granted | 232/5 | Remote Gaming System | ||||||
26 | 94-001X | AU | 91377/01 | Granted | 770321 | Remote Gaming System | ||||||
27 | 94-001X | AU | 2004222712 | Granted | 2004222712 | Remote Gaming System | ||||||
28 | 94-001X | AU | 2008201144 | Granted | 2008201144 | Remote Gaming System | ||||||
29 | 94-001XXX | US | 08/766576 | Granted | 6527638 | Remote Gaming System | ||||||
30 | 96-012 | US | 08/775588 | Granted | 6099408 | Participatory Randomness | ||||||
31 | 96-012 | CA | 2276608 | Granted | 2276608 | Participatory Randomness | ||||||
32 | 96-012 | AU | 56219/98 | Granted | 741888 | Participatory Randomness | ||||||
33 | 96-012 | EP | 97952659.7 | Published | Participatory Randomness | |||||||
34 | 96-012 | AU | 97372/01 | Granted | 777376 | Participatory Randomness | ||||||
35 | 96-012-C1 | US | 09/488608 | Granted | 6264557 | Participatory Randomness | ||||||
36 | 96-012-C2 | US | 09/895648 | Granted | 6450885 | Participatory Randomness | ||||||
37 | 96-126 | US | 08/885157 | Granted | 6193606 | Game of Knowledge Add-On | ||||||
38 | 96-126-C1 | US | 09/713046 | Granted | 6331144 | Game of Knowledge Add-On | ||||||
39 | 96-136 | US | 08/775388 | Granted | 6110041 | Customizations from Tracking Card |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
40 | 96-136-C1 | US | 09/481204 | Granted | 6293866 | Customizations from Tracking Card | ||||||
41 | 96-217 | US | 08/888049 | Granted | 6203427 | Virtual Punchboard | ||||||
42 | 96-217-C1 | US | 09/765165 | Granted | 6790139 | Virtual Punchboard | ||||||
43 | 98-010 | US | 09/164473 | Granted | 6203430 | Interpull Aggregation | ||||||
44 | 98-035 | US | 09/157232 | Granted | 6328648 | Hot Slot Virus | ||||||
45 | 98-035-C1 | US | 10/007874 | Granted | 6648762 | Hot Slot Virus |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE A
ASSETS
B. (3) CERTAIN PATENT ASSETS** VENDING
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
1 | 00-069-C1 | US | 10/994913 | Granted | 7218991 | Jukebox Vending Machine | ||||||
2 | 00-069-C1-1 | US | 11/745876 | Granted | 7726562 | Jukebox Vending Machine | ||||||
3 | 00-069-C2 | US | 11/745796 | Granted | 7577496 | Jukebox Vending Machine | ||||||
4 | 02-007 | US | 10/095372 | Granted | 7233912 | Vending Packages | ||||||
5 | 02-007-C2 | US | 11/761826 | Published | Auto Defined Vending Packages | |||||||
6 | 03-039 | AU | 2004244307 | Granted | 2004244307 | Vending Machine Profit Manager | ||||||
7 | 03-039 | JP | 2006-533485 | Granted | 4478154 | Vending Machine Profit Manager | ||||||
8 | 03-039-C2 | US | 11/426332 | Granted | 7347364 | Vending Machine Profit Manager | ||||||
9 | 03-039-C4 | US | 13/042021 | Published | Vending Machine Profit Management | |||||||
10 | 03-039-C4-1 | US | 13/965444 | Pending | Vending Machine Profit Management | |||||||
11 | 03-050 | US | 10/968282 | Granted | 7389919 | Vending Machine Fulfillment of POS Promotions | ||||||
12 | 03-050-C1 | US | 11/948114 | Published | Vending Machine Fulfillment of POS Promotions | |||||||
13 | 03-055 | US | 10/966407 | Granted | 7894936 | Revenue Managed Vending II | ||||||
14 | 03-059 | US | 10/951296 | Granted | 8041453 | Operator Load Processes | ||||||
15 | 03-059 | EP | 04789534.7 | Published | Operator Load Processes | |||||||
16 | 03-059-C1 | US | 13/233546 | Published | Operator Load Processes | |||||||
17 | 03-060 | US | 11/057904 | Published | Forced Inactive Vending Machine Gift Certificates | |||||||
18 | 03-061 | US | 10/581588 | Granted | 7739181 | Soda Cards | ||||||
19 | 03-061-C1 | US | 12/775705 | Granted | 8234207 | Soda Cards | ||||||
20 | 03-061-C2 | US | 13/561863 | Allowed | Soda Cards | |||||||
21 | 03-065 | US | 11/063714 | Granted | 7353080 | Health Trivia Vending Machine | ||||||
22 | 03-065-C1 | US | 12/031323 | Granted | 7912580 | Health Trivia Vending Machine | ||||||
23 | 04-009 | US | 11/538293 | Published | Cashless Change Vending | |||||||
24 | 04-012 | AU | 2004262431 | Granted | 2004262431 | Take 2 Vending With More Embodiments | ||||||
25 | 04-012 | CA | 2532961 | Pending | 2532961 | Take 2 Vending With More Embodiments | ||||||
26 | 04-012 | JP | 2006-522149 | Granted | 4478149 | Take 2 Vending With More Embodiments | ||||||
27 | 04-012A-C1 | US | 11/426204 | Granted | 7499769 | Take 2 Vending With More Embodiments | ||||||
28 | 04-012A-C1-1 | US | 12/368369 | Granted | 8068933 | Take 2 Vending With More Embodiments | ||||||
29 | 04-012A-C2-1 | US | 11/877109 | Granted | 7912581 | Take 2 Vending With More Embodiments | ||||||
30 | 04-012A-C3-1 | US | 11/877182 | Granted | 7865265 | Take 2 Vending With More Embodiments | ||||||
31 | 04-012B-C3 | US | 11/426186 | Published | Take 2 Vending With More Embodiments | |||||||
32 | 04-020 | US | 11/571062 | Granted | 8131595 | Vending Machine Memberships | ||||||
33 | 04-039 | JP | 2007-521559 | Granted | 4443605 | Nutritional Content Screen | ||||||
34 | 04-039 | US | 11/719441 | Granted | 7783381 | Nutritional Content Screen | ||||||
35 | 04-047 | US | 11/078938 | Granted | 7216754 | Bill Validator Acceptance Setting | ||||||
36 | 04-047-C1 | US | 11/456392 | Granted | 7643902 | Bill Validator Acceptance Setting | ||||||
37 | 04-047-C2 | US | 11/456398 | Granted | 7641036 | Bill Validator Acceptance Setting |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE A
ASSETS
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
38 | 05-009 | US | 11/376488 | Published | WiFi Vending | |||||||
39 | 05-009-C1 | US | 13/365962 | Published | WiFi Vending | |||||||
40 | 05-012 | US | 11/398378 | Granted | 7627496 | EZ Code Account Management | ||||||
41 | 05-012-C1 | US | 12/589788 | Published | EZ Code Account Management | |||||||
42 | 05-017 | US | 11/418603 | Published | Vending Machine Email Marketing System | |||||||
43 | 05-032 | US | 11/530279 | Granted | 7826923 | Static Combo Vending | ||||||
44 | 08-001 | US | 12/808199 | Allowed | Social and Retail Hotspots | |||||||
45 | 08-001 | JP | 2010/541580 | Granted | 5184650 | Social and Retail Hotspots | ||||||
46 | 08-001 | EP | 09701094.6 | Granted | 2250628 | Social and Retail Hotspots | ||||||
47 | 08-001 | JP | 2013-005275 | Pending | Social and Retail Hotspots | |||||||
48 | 97-070 | US | 08/947798 | Granted | 7546277 | Revenue Managed Vending | ||||||
49 | 97-070-1 | US | 11/926768 | Granted | 7711658 | Revenue Managed Vending | ||||||
50 | 97-070-3 | US | 11/926948 | Granted | 7894937 | Revenue Managed Vending | ||||||
51 | 97-071 | US | 08/966608 | Granted | 5988346 | Subscription Vending | ||||||
52 | 97-071 | CA | 2302753 | Granted | 2302753 | Subscription Vending | ||||||
53 | 97-071 | JP | 2000-519832 | Granted | 3848533 | Subscription Vending | ||||||
54 | 97-071-C1 | US | 09/353269 | Granted | 6085888 | Subscription Vending | ||||||
55 | 97-071-C2 | US | 09/545596 | Granted | 6298972 | Subscription Vending | ||||||
56 | 97-430 | US | 09/012163 | Granted | 6397193 | Package Vending Deals | ||||||
57 | 97-434 | US | 09/152905 | Granted | 6161059 | Pay-to-Listen Vending | ||||||
58 | 97-434-C1 | US | 09/635111 | Granted | 6317649 | Pay-to-Listen Vending | ||||||
59 | 97-434-C2 | US | 10/012132 | Granted | 6658323 | Pay-to-Listen Vending | ||||||
60 | 98-008 | US | 09/052093 | Granted | 6230150 | Dynamic Vending Pricing Network | ||||||
61 | 98-038 | US | 09/218085 | Granted | 7587333 | Mystery Vending | ||||||
62 | 98-040 | US | 09/164670 | Granted | 6324520 | Vending Machine Demand Tracking | ||||||
63 | 98-119 | US | 09/345092 | Granted | 7249050 | Vending Machine Temptress | ||||||
64 | 98-119-C1 | US | 11/456342 | Granted | 7451892 | Mystery Code Vending | ||||||
65 | 98-119-C2 | US | 11/456355 | Granted | 7885726 | Substitute Product Vending |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE A
ASSETS
C. LITIGATION
Court | Case No. | Case Caption | Short Title | File Date | ||||||
1 | Del. | 11-309 | WD v. Apple Inc. et al | Driving Directions | 04/11/11 | |||||
2 | Del. | 11-311 | WD v. Google et al | Automated Auction Bidding | 04/11/11 | |||||
3 | Del. | 11-318 | WD v. Myspace Inc. et al | Anonymous Communications | 04/11/11 | |||||
4 | Del. | 11-320 | WD v. American Airlines, Inc. et al | Package Pricing | 04/11/11 | |||||
5 | Del. | 11-321 | WD v. Ayre Acoustics Inc. et al | Broadcast Media Enhancements | 04/11/11 | |||||
6 | Del. | 11-322 | WD v. Activision Blizzard Inc. et al | Authenticated Outcomes | 04/11/11 | |||||
7 | Del. | 11-326 | WD v. Canon U.S.A. Inc. et al | Camera Auto Upload | 04/12/11 | |||||
8 | Del. | 11-340 | WD v. Criterion Capital et al | Anonymous Communications | 04/15/11 | |||||
9 | Del. | 11-362 | WD v. Amazon.com Inc. | Subscription Groceries | 04/22/11 | |||||
10 | Del. | 11-368 | WD v. 2K Games Inc. et al | Online Tournaments | 04/25/11 | |||||
11 | Del. | 11-369 | WD v. Google Inc. et al | Contextual Ads | 04/26/11 | |||||
12 | Del. | 11-696 | WD v. Microsoft Corp. et al | Games Preferences | 08/08/11 | |||||
13 | Del. | 11-989 | WD v. Google Inc. | Contextual Ads | 10/18/11 | |||||
14 | Del. | 11-990 | WD v. Amazon.com Inc. | Contextual Ads | 10/18/11 | |||||
15 | Del. | 11-991 | WD v. Microsoft Corporation | Contextual Ads | 10/18/11 | |||||
16 | Del. | 11-993 | WD v. Vibrant Media Inc. | Contextual Ads | 10/18/11 | |||||
17 | Del. | 13-096 | WD v. Wal-Mart Stores Inc. | POS Payments for Online orders | 01/16/13 | |||||
18 | Del. | 13-097 | WD v. Toys R Us Inc. | POS Payments for Online orders | 01/16/13 | |||||
19 | Del. | 13-098 | WD v. PayNearMe et al. | POS Payments for Online orders | 01/16/13 |
* | The Status of each litigation is a matter of public record and is incorporated herein by reference. |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE A
ASSETS
D. TANGIBLE ASSETS
Property | ||
1 | MacBook Air (13-inch, Mid 2011) | |
2 | HP Color Laserjet 3600N | |
3 | Viewsonic 2226W display | |
4 | MacBook Air (11-inch, Mid 2011) | |
5 | Samsung P2770 display | |
6 | HP Laserjet 1022N | |
7 | HP Compaq Core 2 Duo Desktop SFF | |
8 | Samsung Syncmaster 940bx display | |
9 | Samsung Syncmaster 940bx display | |
10 | HP Laserjet 4250tn | |
11 | MacBook Pro (15-inch Late 2008) | |
12 | MacBook Pro (15-inch Late 2008) | |
13 | Viewsonic 2226W display | |
14 | HP Laserjet 4050n | |
15 | HP Compaq Core 2 Duo Desktop SFF | |
16 | Samsung Syncmaster 940bx display | |
17 | Samsung Syncmaster 940bx display | |
18 | HP Laserjet 8000N | |
20 | HP Compaq Core 2 Duo Desktop SFF | |
21 | Samsung Syncmaster 943bx display | |
22 | Samsung Syncmaster 213bx display | |
23 | HP Color Laserjet 4600DN |
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE A
ASSETS
E. URLS
Domain | ||
1 | PatentProperties.com | |
2 | IPLicense.com | |
3 | ascppl.com | |
4 | ascsppl.com | |
5 | aselppl.com | |
6 | aseppl.com | |
7 | asfppl.com | |
8 | asilpp.com | |
9 | asippl.com | |
10 | aslpp.com | |
11 | asolp.com | |
12 | asrppl.com | |
13 | asulp.com | |
14 | firstinventorpatentholdings.com | |
15 | firstinventorpatents.com | |
16 | globalpatentproperties.com | |
17 | ippackagelicense.com | |
18 | packagelicensing.com | |
19 | patent-properties.com | |
20 | patentpackagelicense.com | |
21 | patentpropertiesinc.com | |
22 | uspatentproperties.com | |
23 | worldwidepatentproperties.com | |
24 | aspatt.com | |
25 | iplglobal.com | |
26 | packagelicense.com | |
27 | wdpatentsolutions.com |
F. ASPATT
The automated system for patents and tech transfer (ASPATT) business plan and know-how.
* | Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
SCHEDULE B
Assumed Obligations
A. Service Contracts
Party | Service | |||
1 | IP Navigation | Consultant | ||
2 | Conquest eDiscovery | eDiscovery | ||
3 | IKON | Document | ||
4 | RAK | Lead Counsel | ||
5 | Simon Law Firm | Lead Counsel | ||
6 | Denton | Lead Counsel | ||
7 | Bayard | Local Counsel | ||
8 | Stamoulis | Lead Counsel | ||
9 | Tarek Fahmi | Prosecution | ||
10 | Shaked & Co | Prosecution | ||
11 | Dan Tedesco | Consulting | ||
12 | John Packes | Consulting | ||
13 | Magda Fincham | Consulting | ||
14 | Mike Downs | Consulting | ||
16 | IP Shakti, LLC | Consulting | ||
17 | ICR | Consulting |
B. Contribution Agreements
1. | Contribution Agreement, dated as of February 10, 2006, by and between Company Parent and Casino IP Holdings, LLC (n/k/a Walker Digital Gaming, LLC), as amended by that certain First Amendment to Contribution Agreement, dated as of May 12, 2010, as further amended by that certain Second Amendment to Contribution Agreement, dated as of June 28, 2010, as further amended by that certain Third Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Fourth Amendment to Contribution Agreement, dated as of June 27, 2011, as further amended by that certain Fifth Amendment to Contribution Agreement, dated as of July 12, 2011, as further amended by that certain Sixth Amendment to Contribution Agreement, dated July 10, 2013. |
2. | Contribution Agreement, dated as of December 17, 2006, by and between Company Parent and Walker Digital Lottery, LLC, as amended by that certain First Amendment to Contribution Agreement, dated as of May 12, 2010, as further amended by that certain Second Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Third Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Fourth Amendment to Contribution Agreement, dated as of June 27, 2011, as further amended by that certain Fifth Amendment to Contribution Agreement, dated as of July 12, 2011, as further amended by that certain Sixth Amendment to Contribution Agreement, dated July 10, 2013. |
3. | Contribution Agreement, dated as of December 17, 2006, by and between Company Parent and Walker Digital Vending, LLC, as amended by that certain First Amendment to Contribution Agreement, dated as of May 12, 2010, as further amended by that certain Second Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Third Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Fourth Amendment to Contribution Agreement, dated as of June 27, 2011, as further amended by that certain Fifth Amendment to Contribution Agreement, dated as of July 12, 2011, as further amended by that certain Sixth Amendment to Contribution Agreement, dated July 10, 2013. |
SCHEDULE C
Encumbrances
C-3