FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER
Exhibit 2.2
FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER
THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this Amendment) is made and entered into as of September 18, 2013, by and among GlobalOptions Group, Inc., a Delaware corporation (the Parent), GO Merger Sub LLC, a Delaware limited liability company and wholly owned subsidiary of Parent (Merger Sub), Walker Digital, LLC, a Delaware limited liability company (the Company Parent) and Walker Digital Holdings, LLC, a Delaware limited liability company (Company).
RECITALS
WHEREAS, the parties hereto are parties to that certain Agreement and Plan of Merger dated as of July 11, 2013 (the Agreement); and
WHEREAS, the parties desire to amend certain of the terms of the Agreement on the terms and subject to the conditions set forth herein; and
WHEREAS, capitalized terms used and not defined in this Amendment shall have the respective meanings given them in the Agreement.
AGREEMENT:
NOW, THEREFORE, in consideration of the foregoing premises, the representations, warranties, covenants and agreements contained herein, and certain other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
1. Amendments. The Agreement is hereby amended as follows:
(a) Article 1 of the Agreement is hereby amended by inserting the following definitions in appropriate alphabetical order:
Primary Offering shall have the meaning set forth in Section 9.2(h).
Primary Offering Shares means the shares of Parent Common Stock sold by Company Parent pursuant to the Primary Offering.
Primary Registration shall have the meaning set forth in Section 7.6(a)(i).
(b) Article 1 of the Agreement is hereby amended by deleting in their entirety the definitions of Secondary Registration, Secondary Sale, and Secondary Sale Shares.
(c) Sections 6.6(a), 7.6(a), 9.3(g), 9.3(h) and 11.7(c) of the Agreement are hereby amended by deleting the terms Secondary Sale, Secondary Sale Shares and Secondary Registration as they appear in such sections and inserting in their place the terms Primary Offering, Primary Offering Shares and Primary Registration, respectively.
(d) Section 8.9 of the Agreement is hereby deleted.
(e) Section 9.2(h) of the Agreement is hereby amended to read in its entirety as follows:
(h) Primary Offering. Simultaneous with the Merger, Parent shall conduct a primary offering (the Primary Offering) of units consisting of Parent Common Stock and warrants to purchase Parent Common Stock pursuant to which Parent shall receive proceeds in an aggregate amount, and at a per-unit price, to be agreed upon by Parent and Company Parent, such agreement not to be unreasonably withheld, delayed or conditioned by either Parent or Company Parent.
(f) Section 9.3(i) of the Agreement is hereby amended to read in its entirety as follows:
(i) Primary Offering. Simultaneous with the Merger, Parent shall conduct the Primary Offering pursuant to which Parent shall receive proceeds in an aggregate amount, and at a per-unit price, to be agreed upon by Parent and Company Parent, such agreement not to be unreasonably withheld, delayed or conditioned by either Parent or Company Parent.
(g) Section 9.3(g) of the Agreement is hereby amended to read in its entirety as follows:
(g) Cash at Hand. At the Effective Time, after accounting for all accounts payable and other liabilities and all fees and costs associated with the transactions contemplated by this Agreement as to which Parent is responsible (other than its obligations under Section 7.9 and its the obligation to pay a fee of $100,000 to BCM pursuant to the BCM Restricted Stock Agreement), Parent shall have at least $15,165,000 in unencumbered cash on hand, and the Company shall have received a certificate to such effect signed by a responsible officer of Parent, attaching evidence thereof.
(h) Schedule 6.5 to the Agreement is hereby deleted and replaced in its entirety by Schedule 6.5 hereto.
2. No Other Amendments. Except as expressly amended by Section 1 of this Amendment, the Agreement remains in full force and effect, and all references to the Agreement in the Agreement and the Transaction Documents shall be deemed to refer to the Agreement as amended by this Amendment.
3. Governing Law and Jurisdiction. This Amendment will be governed by, and construed and enforced in accordance with, the Laws of the State of Delaware, without regard to the principles of conflicts of Laws thereof.
4. Counterparts. This Amendment may be executed and delivered by facsimile or email transmission of a portable document format (.pdf) copy and any number of counterparts, each of which shall be deemed an original, but all of which taken together shall constitute one and the same instrument.
[SIGNATURE PAGE FOLLOWS]
IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first written above.
GLOBALOPTIONS GROUP, INC. | ||
By: | /s/ Harvey W. Schiller | |
Name: | Harvey W. Schiller | |
Title: | Chairman and Chief Executive Officer |
GO MERGER SUB LLC | ||
By: | /s/ Harvey W. Schiller | |
Name: | Harvey W. Schiller | |
Title: | Chairman and Chief Executive Officer |
WALKER DIGITAL, LLC | ||
By: | /s/ Jay Walker | |
Name: | Jay Walker | |
Title: | Authorized Signatory |
WALKER DIGITAL HOLDINGS, LLC | ||
By: | /s/ Jay Walker | |
Name: | Jay Walker | |
Title: | Authorized Signatory |
[Signature Page to First Amendment to Agreement and Plan of Merger]
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
A. PATENTS - CORE
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
1 | 00-004 | US | 09/603677 | Granted | 7542919 | Rules Based Spare Change Upsells | ||||||
2 | 00-004-C1 | US | 12/365629 | Granted | 8103520 | Rules Based Spare Change Upsells | ||||||
3 | 00-004-C2 | US | 13/356890 | Granted | 8533003 | Rules Based Spare Change Upsells | ||||||
4 | 00-004-C3 | US | 13/975408 | Pending | Rules Based Spare Change Upsells | |||||||
5 | 00-004-C4 | US | 14/012982 | Pending | Rules Based Spare Change Upsells | |||||||
6 | 00-007 | US | 09/609253 | Granted | 8055509 | Sensors Dispensed at Prescription Pickup | ||||||
7 | 00-007-C1 | US | 11/423881 | Granted | 8069056 | Sensors Dispensed at Prescription Pickup | ||||||
8 | 00-007-C2 | US | 11/423891 | Granted | 7801745 | Sensors Dispensed at Prescription Pickup | ||||||
9 | 00-007-C3 | US | 11/423901 | Published | Sensors Dispensed at Prescription Pickup | |||||||
10 | 00-008 | US | 09/538773 | Pending | Overlaid Entertainment Layer | |||||||
11 | 00-009 | US | 09/504180 | Granted | 6839683 | Webhouse Tokens | ||||||
12 | 00-012 | US | 09/592618 | Granted | 7376580 | Price Lock In | ||||||
13 | 00-012-C1 | US | 12/108826 | Allowed | Price Lock In | |||||||
14 | 00-017-1 | US | 11/931864 | Allowed | Transferable Prices | |||||||
15 | 00-017-C1 | US | 11/319848 | Granted | 8036943 | Transferrable Prices | ||||||
16 | 00-023-C2 | US | 13/180349 | Allowed | Webhouse Shopping Cart Pricing | |||||||
17 | 00-029 | US | 09/606364 | Granted | 8473341 | Virtual Shopping Cart Package Pricing | ||||||
18 | 00-029-C1 | US | 13/909055 | Pending | Virtual Shopping Cart Package Pricing | |||||||
19 | 00-035 | US | 09/606566 | Granted | 6443843 | Shopping as Gambling | ||||||
20 | 00-039 | US | 09/685079 | Granted | 7415425 | Webhouse Rebate Certificates | ||||||
21 | 00-039-1 | US | 11/927912 | Granted | 7774240 | Webhouse Rebate Certificates | ||||||
22 | 00-039-C1 | US | 12/190244 | Granted | 7908168 | Webhouse Rebate Certificates | ||||||
23 | 00-039-C2 | US | 13/048829 | Granted | 8131588 | Webhouse Rebate Certificates | ||||||
24 | 00-039-C3 | US | 13/412203 | Published | Webhouse Rebate Certificates | |||||||
25 | 00-044 | US | 09/659752 | Granted | 6634550 | Entertainment at the POS | ||||||
26 | 00-047 | US | 09/678117 | Granted | 7739124 | Incent Preventative Healthcare | ||||||
27 | 00-055 | US | 09/609017 | Granted | 7366675 | Multimedicine Compliance | ||||||
28 | 00-112 | US | 10/100564 | Granted | 6805290 | T-Log Differential Settlement | ||||||
29 | 00-113-C3 | US | 13/180248 | Published | Virtual Facings | |||||||
30 | 00-116 | US | 10/123634 | Published | Hyper Footnote Interviews | |||||||
31 | 01-015 | US | 09/858458 | Granted | 7184990 | Spare Change Ovens |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
2
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
32 | 01-015-C1 | US | 11/621422 | Granted | 7756746 | Spare Change Ovens | ||||||
33 | 01-023-1 | US | 11/927932 | Published | Spare Change Database Lookup | |||||||
34 | 01-029 | US | 09/907112 | Granted | 6959387 | Timestamp Verification | ||||||
35 | 01-029-R1 | US | 11/293790 | Granted | RE41960 | Timestamp Verification | ||||||
36 | 01-029-R2 | US | 11/541520 | Granted | RE42893 | Timestamp Verification | ||||||
37 | 01-029-R3 | US | 11/541522 | Granted | RE42018 | Timestamp Verification | ||||||
38 | 01-033 | US | 09/973581 | Granted | 7231035 | On-Hold Commerce | ||||||
39 | 01-033-C1 | US | 11/760970 | Granted | 7760867 | On-Hold Commerce | ||||||
40 | 01-035 | US | 10/146302 | Granted | 6739505 | Look At Me Transaction Card | ||||||
41 | 01-038 | US | 09/994569 | Granted | 6597770 | Emergency Transaction Card Approval | ||||||
42 | 02-006 | US | 10/095538 | Granted | 7484172 | Personalized Hyperfootnote Index | ||||||
43 | 02-028 | US | 10/159945 | Granted | 7192352 | Online Tournaments Point Balancing | ||||||
44 | 02-028-C4 | US | 11/624752 | Granted | 7390255 | Online Tournaments Point Balancing | ||||||
45 | 02-028-C5 | US | 11/624764 | Granted | 7985132 | Online Tournaments Point Balancing | ||||||
46 | 02-028-C7 | US | 11/624798 | Granted | 7438642 | Online Tournaments Point Balancing | ||||||
47 | 02-028-C8 | US | 13/172408 | Published | Online Tournaments Point Balancing | |||||||
48 | 02-052 | US | 09/818882 | Granted | 7104885 | Shatter Randomness | ||||||
49 | 02-052-C1 | US | 11/468003 | Granted | 7819733 | Shatter Randomness | ||||||
50 | 02-074 | US | 10/218157 | Granted | 7430521 | Customized Financial Account Reward Offers | ||||||
51 | 02-074-C1 | US | 12/237716 | Granted | 8126771 | Customized Financial Account Reward Offers | ||||||
52 | 02-074-C2 | US | 13/366797 | Granted | 8432400 | Customized Financial Account Reward Offers | ||||||
53 | 02-074-C3 | US | 13/857520 | Published | Customized Financial Account Reward Offers | |||||||
54 | 02-085-C1 | US | 12/472149 | Allowed | Camera Asks Questions | |||||||
55 | 02-085-C2 | US | 13/956348 | Pending | Camera Asks Questions | |||||||
56 | 02-088 | US | 10/234075 | Granted | 7390264 | Shopping as Gambling | ||||||
57 | 02-088-C1 | US | 12/123674 | Published | Shopping as Gambling | |||||||
58 | 02-089 | US | 10/242490 | Granted | 7483670 | Educational Software System | ||||||
59 | 02-089-C1 | US | 12/359838 | Granted | 8086167 | Educational Software System | ||||||
60 | 02-089-C2 | US | 13/327840 | Published | Educational Software System |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
3
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
61 | 02-092 | AU | 2004311841 | Granted | 2004311841 | Automatically Captured Images | ||||||
62 | 02-092 | CA | 2554135 | Pending | Automatically Captured Images | |||||||
63 | 02-092 | US | 11/719108 | Granted | 7924323 | Automatically Captured Images | ||||||
64 | 02-092 | JP | 2009-192265 | Granted | 5123914 | Automatically Captured Images | ||||||
65 | 02-092-C1 | US | 13/024428 | Published | Automatically Captured Images | |||||||
66 | 02-092-C2 | US | 13/489893 | Granted | 8466987 | Automatically Captured Images | ||||||
67 | 02-099-C1 | US | 11/284309 | Granted | 7362862 | Authenticated Outcomes | ||||||
68 | 02-100A | US | 10/786831 | Granted | 7292723 | U.S. HomeGuard - Neural Networks | ||||||
69 | 02-100A-C1 | US | 11/427466 | Granted | 7596260 | U.S. HomeGuard (A) | ||||||
70 | 02-100A-C2 | US | 11/427480 | Granted | 7729532 | U.S. HomeGuard - Guardian Registration and Testing | ||||||
71 | 02-100A-C4 | US | 13/180277 | Granted | 8401233 | QuickWork | ||||||
72 | 03-006-C2 | US | 11/456306 | Granted | 7841514 | Digital Menu Board | ||||||
73 | 03-034 | US | 10/825535 | Granted | 7690989 | GameShow 24 Local Edition | ||||||
74 | 03-034-C1 | US | 12/722892 | Published | GameShow 24 Local Edition | |||||||
75 | 03-044 | US | 10/603110 | Granted | 7433451 | Emergency Credit Card | ||||||
76 | 03-044-C1 | US | 12/245995 | Granted | 8208612 | Emergency Credit Card | ||||||
77 | 03-044-C2 | US | 13/531677 | Published | Emergency Credit Card | |||||||
78 | 03-057 | US | 10/689790 | Granted | 7168617 | Entertainment at the POS | ||||||
79 | 03-057-C1 | US | 11/668498 | Granted | 7533810 | Entertainment at the POS | ||||||
80 | 03-057-C2 | US | 12/468582 | Granted | 7845555 | Entertainment at the POS | ||||||
81 | 03-057-C3 | US | 12/962081 | Granted | 8109438 | Entertainment at POS | ||||||
82 | 04-005 | US | 10/843239 | Granted | 7426268 | On-Hold Customer Service w/Improved Call Routing | ||||||
83 | 04-005-C1 | US | 12/210424 | Granted | 8325907 | On-Hold Customer Service w/Improved Call Routing | ||||||
84 | 04-010-C1 | US | 11/427369 | Published | Anonymous Communication | |||||||
85 | 04-010-C3 | US | 11/427391 | Published | Anonymous Communication | |||||||
86 | 04-013 | US | 10/849622 | Granted | 7090123 | Look-at-Me Transaction Card Content | ||||||
87 | 04-013-C1 | US | 11/459063 | Granted | 7806320 | Look-at-Me Transaction Card Content | ||||||
88 | 04-013-C2 | US | 12/898273 | Granted | 7988044 | Look-at-Me Transaction Card Content | ||||||
89 | 04-013-C3 | US | 13/196350 | Published | Look-at-Me Transaction Card Content | |||||||
90 | 04-019 | US | 10/855653 | Granted | 7664705 | Per-Check Check-Offs |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
4
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
91 | 04-019-C1 | US | 12/705856 | Granted | 8175963 | Per-Check Check-Offs | ||||||
92 | 04-051 | US | 10/968340 | Granted | 7293703 | T-log Differential Settlement | ||||||
93 | 04-051-C1 | US | 11/937832 | Granted | 7637428 | T-log Differential Settlement | ||||||
94 | 04-051-C2 | US | 12/644196 | Granted | 8052053 | T-log Differential Settlement | ||||||
95 | 04-051-C3 | US | 13/251401 | Granted | 8434681 | T-Log Differential Settlement | ||||||
96 | 05-023 | US | 11/570616 | Granted | 8335723 | Phone Sell Central System | ||||||
97 | 05-023-C1 | US | 13/717094 | Allowed | Phone Sell Central System | |||||||
98 | 05-027-C1 | US | 12/694886 | Published | 3PML | |||||||
99 | 05-038 | US | 11/317522 | Published | Partial Manufacturer Rebate Indicia | |||||||
100 | 06-038-C2 | US | 13/021449 | Allowed | Authenticated Outcomes Dongle Hardware | |||||||
101 | 07-021 | US | 12/270455 | Granted | 8136133 | Baseball Time Dilation | ||||||
102 | 09-004 | US | 12/823118 | Published | Mobile Polling System | |||||||
103 | 10-002A | US | 13/093839 | Published | Social Networking Window for Grandma | |||||||
104 | 10-002B | US | 13/093819 | Granted | 8515255 | Story-Tagged Photos | ||||||
105 | 10-002B-C1 | US | 13/962591 | Pending | Story-Tagged Photos | |||||||
106 | 11-001 | US | 13/421811 | Published | Global Translation Platforms | |||||||
107 | 13-001 | US | 61/856761 | Pending | ASPATT Patent Licensing System PRO 1 | |||||||
108 | 95-002 | US | 08/561668 | Granted | 5768382 | Authenticated Outcomes | ||||||
109 | 95-002X | US | 08/677544 | Granted | 5970143 | Authenticated Outcomes | ||||||
110 | 95-003 | US | 08/570443 | Granted | 5825863 | Limited Use Calling Card | ||||||
111 | 95-005 | US | 08/622034 | Granted | 5923763 | Timestamp | ||||||
112 | 95-005 | EP | 97919895.9 | Granted | 0890238 | Timestamp | ||||||
113 | 95-005 | DE | 69733644.1 | Granted | 0890238 | Timestamp | ||||||
114 | 95-005 | GB | 97919895.9 | Granted | 0890238 | Timestamp | ||||||
115 | 95-005X | US | 09/149024 | Granted | 6263438 | Timestamp | ||||||
116 | 95-006 | US | 08/628920 | Granted | 5828751 | Authenticated Measurement | ||||||
117 | 95-006-C1 | US | 12/491114 | Allowed | Authenticated Measurement | |||||||
118 | 95-006-C2 | US | 13/748945 | Published | Authenticated Measurement | |||||||
119 | 95-006X | US | 09/149025 | Granted | 6289453 | Authenticated Measurement | ||||||
120 | 95-006XX | US | 09/706646 | Granted | 6282648 | Authenticated Measurement | ||||||
121 | 96-001 | US | 08/635576 | Granted | 5779549 | Online Tournaments | ||||||
122 | 96-001-C1 | US | 09/028781 | Granted | 6224486 | Online Tournaments |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
5
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||||
123 | 96-001-C2 | US | 09/768567 | Granted | 6425828 | Online Tournaments | ||||||||
124 | 96-004 | US | 08/647301 | Granted | 5947747 | Educational Software System | ||||||||
125 | 96-013 | US | 08/832832 | Granted | 6477513 | Cryptographically Enabled Letters of Credit | ||||||||
126 | 96-013-C1 | US | 10/253192 | Granted | 6904418 | Cryptographically Enabled Letters of Credit | ||||||||
127 | 96-013-C2 | US | 11/103906 | Granted | 7991698 | Cryptographically Enabled Letters of Credit | ||||||||
128 | 96-013-C3 | US | 13/196546 | Granted | 8355991 | Cryptographically Enabled Letters of Credit | ||||||||
129 | 96-013-C4 | US | 13/742328 | Published | Cryptographically Enabled Letters of Credit | |||||||||
130 | 96-014 | US | 08/708968 | Granted | 5884272 | Anonymous Communications | ||||||||
131 | 96-014 | CA | 2264912 | Granted | 2264912 | Anonymous Communications | ||||||||
132 | 96-018 | US | 08/729426 | Granted | 5995976 | Hyper Footnote | ||||||||
133 | 96-018-C1 | US | 09/422719 | Granted | 6449616 | Hyper Footnote | ||||||||
134 | 96-024 | US | 08/749241 | Granted | 5884274 | Foreign Exchange Insurance | ||||||||
135 | 96-024-C1 | US | 09/262810 | Granted | 6128598 | Foreign Exchange Insurance | ||||||||
136 | 96-028 | US | 08/859722 | Granted | 6111953 | Authenticated Data Stamps | ||||||||
137 | 96-059 | US | 08/919339 | Granted | 6163771 | Single Use Credit Card | ||||||||
138 | 96-059-1 | US | 09/542676 | Granted | 7177835 | Single Use Credit Card | ||||||||
139 | 96-059-1-C1 | US | 11/338152 | Granted | 7844550 | Single Use Credit Card | ||||||||
140 | 96-059-C1 | US | 09/694191 | Granted | 7853529 | Single Use Credit Card | ||||||||
141 | 96-059-C2 | US | 11/422986 | Granted | 8315948 | Single Use Credit Card | ||||||||
142 | 96-059-C8 | US | 13/648263 | Published | Single Use Credit Card | |||||||||
143 | 96-060 | US | 08/811703 | Granted | 6338049 | User-Generated Travelers Checks | ||||||||
144 | 96-060-C1 | US | 10/006575 | Granted | 7496537 | User-Generated Travelers Checks | ||||||||
145 | 96-067 | US | 08/821436 | Granted | 6209028 | Call-in Parallel Audio Channel | ||||||||
146 | 96-067 | EP | 98910429.4 | Granted | 0974223 | Call-in Parallel Audio Channel | ||||||||
147 | 96-067 | GB | 98910429.4 | Granted | 0974223 | Call-in Parallel Audio Channel | ||||||||
148 | 96-067 | DE | 98910429.4 | Granted | 0974223 | Call-in Parallel Audio Channel | ||||||||
149 | 96-067 | FR | 98910429.4 | Granted | 0974223 | Call-in Parallel Audio Channel | ||||||||
150 | 96-067-C1 | US | 09/660579 | Granted | 7454776 | Call-in Parallel Audio Channel |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
6
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
151 | 96-067-C2 | US | 12/272190 | Granted | 8402500 | Call-in Parallel Audio Channel | ||||||
152 | 96-067-C3 | US | 13/760225 | Published | Call-in Parallel Audio Channel | |||||||
153 | 96-082 | US | 08/831968 | Granted | 6131086 | Prop Sales | ||||||
154 | 96-094 | US | 08/777802 | Granted | 6246755 | Prepaid Calling Card for 900 Number | ||||||
155 | 96-094 | CA | 2276528 | Granted | 2276528 | Prepaid Calling Card for 900 Number | ||||||
156 | 96-095 | US | 09/224483 | Granted | 6597776 | Prepaid Calling Card for 900 Number | ||||||
157 | 96-108 | US | 08/815224 | Granted | 5970478 | Customizable Credit Card | ||||||
158 | 96-108-C1 | US | 09/365644 | Granted | 6374230 | Customizable Credit Card | ||||||
159 | 96-108-C2 | US | 09/654933 | Granted | 8001043 | Customizable Credit Card | ||||||
160 | 96-119 | US | 08/704314 | Granted | 5884270 | Anonymous Communications | ||||||
161 | 96-131 | US | 08/886006 | Granted | 6263505 | Computer Enhanced Video | ||||||
162 | 96-133 | US | 08/885570 | Granted | 6112185 | Automated Offer Acceptance | ||||||
163 | 96-146 | US | 08/826930 | Granted | 6014439 | Free Calls While on Hold | ||||||
164 | 96-146-C2 | US | 09/657338 | Granted | 6301354 | Free Calls While on Hold | ||||||
165 | 96-147 | US | 08/796132 | Granted | 5946388 | Priority Phone Queuing System | ||||||
166 | 96-149 | US | 08/932984 | Granted | 6208978 | Security Deposit Guarantees | ||||||
167 | 96-174 | US | 08/886256 | Granted | 6119093 | Insurance Syndication | ||||||
168 | 96-174-C1 | US | 09/469130 | Granted | 6937990 | Insurance Syndication | ||||||
169 | 96-176 | US | 08/832724 | Granted | 5978467 | On-Hold Customer Service | ||||||
170 | 96-176-C1 | US | 09/401471 | Granted | 6125178 | On-Hold Customer Service | ||||||
171 | 96-176-C2 | US | 09/616016 | Granted | 6314178 | On-Hold Customer Service | ||||||
172 | 96-176-C3 | US | 10/160552 | Granted | 6735300 | On-Hold Customer Service | ||||||
173 | 96-200 | US | 08/880404 | Granted | 6144948 | Instant Credit Card Marketing | ||||||
174 | 96-200-C1-1 | US | 11/927946 | Published | Instant Credit Card Marketing | |||||||
175 | 96-206 | US | 08/820499 | Granted | 6216111 | Pay-to-Listen Telemarketing | ||||||
176 | 96-207 | US | 08/883308 | Granted | 5945653 | Function/POS Codes | ||||||
177 | 97-010 | US | 08/862250 | Granted | 6377963 | Personalized Outer-Wrap Index | ||||||
178 | 97-018 | US | 08/843153 | Granted | 6088444 | Priority Phone Queuing II | ||||||
179 | 97-018-C1 | US | 09/360392 | Granted | 6222920 | Priority Phone Queuing II | ||||||
180 | 97-018-C2 | US | 09/633625 | Granted | 6487291 | Priority Phone Queuing II | ||||||
181 | 97-022 | US | 08/921868 | Granted | 6018718 | Credit Card Rewards | ||||||
182 | 97-022-C1 | US | 09/422415 | Granted | 6434534 | Credit Card Rewards | ||||||
183 | 97-033 | US | 08/889589 | Granted | 5970470 | Subscription Groceries |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
7
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
184 | 97-033 | AU | 753036 | Granted | 753036 | Subscription Groceries | ||||||
185 | 97-034 | US | 08/943965 | Granted | 6119100 | Discount Merchandise | ||||||
186 | 97-034-C1 | US | 09/563715 | Granted | 6507822 | Discount Merchandise | ||||||
187 | 97-051 | US | 08/940265 | Granted | 6381582 | POS Payments for Catalog Orders | ||||||
188 | 97-052 | US | 08/916656 | Granted | 6107932 | Remote Ticket Invalidation | ||||||
189 | 97-054 | US | 08/920116 | Granted | 6119099 | Spare Change Product Upsells | ||||||
190 | 97-054-C1 | US | 09/442754 | Granted | 6598024 | Spare Change Product Upsells | ||||||
191 | 97-054-C2 | US | 10/625089 | Granted | 7587334 | Spare Change Product Upsells | ||||||
192 | 97-054-C3 | US | 12/420397 | Granted | 7801762 | Spare Change Product Upsells | ||||||
193 | 97-059 | US | 08/946508 | Granted | 6064987 | POS Finance Options | ||||||
194 | 97-059-1 | US | 09/264379 | Granted | 6336104 | POS Finance Options | ||||||
195 | 97-059-1-C1 | US | 09/654341 | Granted | 6980968 | POS Finance Options | ||||||
196 | 97-059-C1 | US | 09/490898 | Granted | 6330548 | POS Finance Options | ||||||
197 | 97-059-C2 | US | 10/033691 | Granted | 7454381 | POS Finance Options | ||||||
198 | 97-059-C5 | US | 11/425301 | Granted | 7895100 | POS Finance Options | ||||||
199 | 97-059-C6 | US | 13/031284 | Granted | 8121922 | POS Finance Options | ||||||
200 | 97-059-C7 | US | 13/401108 | Allowed | POS Finance Options | |||||||
201 | 97-059-C8 | US | 13/433008 | Allowed | POS Finance Options | |||||||
202 | 97-134 | US | 09/036131 | Granted | 5999596 | Emergency Credit Card | ||||||
203 | 97-134-C1 | US | 09/417182 | Granted | 6327348 | Emergency Visa Card | ||||||
204 | 97-324 | US | 08/997677 | Granted | 6199014 | Driving Directions | ||||||
205 | 97-557 | US | 09/045386 | Granted | 7272569 | On/Off Spare Change | ||||||
206 | 97-557-1-1 | US | 11/934958 | Granted | 7717784 | On/Off Spare Change | ||||||
207 | 97-561 | US | 09/045518 | Granted | 7072850 | Spare Change Bins | ||||||
208 | 97-563 | US | 09/076409 | Granted | 6298329 | Selective Coupon Offering Spare Change | ||||||
209 | 97-563-C1 | US | 09/643668 | Granted | 6876978 | Selective Coupon Offering Spare Change | ||||||
210 | 97-563-R1 | US | 10/678058 | Granted | RE40186 | Selective Coupon Offering Spare Change | ||||||
211 | 97-564 | US | 09/045084 | Granted | 6223163 | Spare Change Allocation of Upsells | ||||||
212 | 98-007 | US | 09/049297 | Granted | 7240021 | Progressive Groceries Discount | ||||||
213 | 98-007-C1 | US | 11/668967 | Granted | 7406438 | Progressive Groceries Discount | ||||||
214 | 98-017 | US | 09/098481 | Granted | 7536349 | Split Charge Credit Card | ||||||
215 | 98-018 | US | 09/085424 | Granted | 6138105 | Retail Package Offer System and Method | ||||||
216 | 98-018-C1 | US | 09/571210 | Granted | 6601036 | Retail Package Offer System and Method |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
8
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
217 | 98-020 | US | 09/083483 | Granted | 6298331 | Spare Change Ovens | ||||||
218 | 98-023 | US | 09/223164 | Granted | 6325284 | Look at Me Credit Card | ||||||
219 | 98-025 | US | 09/110626 | Granted | 6093026 | Human Judgment | ||||||
220 | 98-025-C1 | US | 09/396155 | Granted | 6616458 | Human Judgment | ||||||
221 | 98-030 | US | 09/106888 | Granted | 6282523 | Certified Personal Checks | ||||||
222 | 98-039 | US | 09/135179 | Granted | 6567787 | Voice Recognition for Retail | ||||||
223 | 98-043 | US | 09/166267 | Granted | 6687679 | Progressive Groceries Discount | ||||||
224 | 98-043-C1 | US | 10/728226 | Granted | 7194423 | Progressive Groceries Discount | ||||||
225 | 98-048 | US | 09/166405 | Granted | 6405174 | Mall Traffic Controller | ||||||
226 | 98-048-C1 | US | 10/118620 | Granted | 7099832 | Mall Traffic Controller | ||||||
227 | 98-048-C2 | US | 11/399143 | Granted | 7496523 | Mall Traffic Controller | ||||||
228 | 98-048-C3 | US | 12/111637 | Published | Mall Traffic Controller | |||||||
229 | 98-054 | US | 09/219220 | Granted | 6341268 | Dynamically Priced Menus | ||||||
230 | 98-057 | US | 09/221250 | Granted | 6720990 | Internet Surveillance | ||||||
231 | 98-057-C1 | US | 10/718327 | Granted | 7092006 | Internet Surveillance | ||||||
232 | 98-057-C2 | US | 11/424702 | Granted | 7602414 | Internet Surveillance | ||||||
233 | 98-057-C3 | US | 11/424708 | Granted | 7817182 | Internet Surveillance | ||||||
234 | 98-057-C4 | US | 11/424718 | Granted | 7602416 | Internet Surveillance | ||||||
235 | 98-057-C5 | US | 11/424724 | Granted | 7719565 | Internet Surveillance | ||||||
236 | 98-057-C5-R1 | US | 13/475029 | Pending | Internet Surveillance | |||||||
237 | 98-057-C6 | US | 11/424731 | Granted | 7605840 | Internet Surveillance | ||||||
238 | 98-057-C7 | US | 11/424738 | Granted | 7593033 | Internet Surveillance | ||||||
239 | 98-058 | US | 09/223899 | Granted | 6349295 | Internet Spell Check | ||||||
240 | 98-059 | US | 09/166339 | Granted | 6374240 | License Plate Reader | ||||||
241 | 98-060 | US | 09/157837 | Granted | 6052667 | Switch n Save | ||||||
242 | 98-078 | US | 09/224486 | Granted | 6445309 | Toll Booth Upsells | ||||||
243 | 98-084-C2 | US | 11/456245 | Published | Pay Buyer to Bid | |||||||
244 | 98-092 | US | 09/267489 | Granted | 6978248 | Mailing List Testing Service | ||||||
245 | 98-093 | US | 09/282132 | Granted | 6302844 | Medical Monitoring - Continuous Input | ||||||
246 | 98-099 | US | 09/283389 | Granted | 6988077 | Retail Reseller Database | ||||||
247 | 98-099-C1 | US | 11/263942 | Granted | 8458027 | Retail Reseller Database | ||||||
248 | 98-099-C3 | US | 13/907915 | Pending | Retail Reseller Database | |||||||
249 | 98-110 | US | 09/221457 | Granted | 6415262 | Subscription Groceries |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
9
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
250 | 98-113 | US | 09/350875 | Granted | 7343319 | Multi-Tier Volume Discounts | ||||||
251 | 98-113-4-C1 | US | 12/592220 | Granted | 8260670 | Multi-Tier Volume Discounts | ||||||
252 | 98-113-4-C2 | US | 13/599137 | Published | Multi-Tier Volume Discounts | |||||||
253 | 98-116 | US | 09/260437 | Granted | 7162434 | Retail Subscriptions | ||||||
254 | 98-116-C1 | US | 11/611931 | Granted | 8015059 | Retail Subscriptions | ||||||
255 | 98-116-C2-1 | US | 13/397856 | Published | Retail Subscriptions | |||||||
256 | 98-117 | US | 09/260439 | Granted | 6658390 | System for Exercising Buyout Provisions | ||||||
257 | 98-117-C1 | US | 10/463708 | Granted | 7246072 | System for Exercising Buyout Provisions | ||||||
258 | 98-117-C2 | US | 11/456444 | Granted | 8046247 | System for Exercising Buyout Provisions | ||||||
259 | 98-117-C3 | US | 13/267982 | Granted | 8417580 | System for Exercising Buyout Provisions | ||||||
260 | 98-117-C4 | US | 13/769265 | Allowed | System for Exercising Buyout Provisions | |||||||
261 | 99-004 | US | 09/360422 | Granted | 7899710 | Internet Price Packaging | ||||||
262 | 99-004-C1 | US | 13/025814 | Allowed | Ad Hoc Internet Price Packaging | |||||||
263 | 99-007 | US | 09/282747 | Granted | 7827057 | Cross-Subsidy Timing | ||||||
264 | 99-007-C1 | US | 12/938046 | Published | Cross-Subsidy Timing | |||||||
265 | 99-012 | US | 09/316546 | Granted | 7729988 | Credit Card R.O.C. w/Multiple Pay Lines | ||||||
266 | 99-012-C1 | US | 12/791567 | Published | Credit Card R.O.C. w/Multiple Pay Lines | |||||||
267 | 99-018 | US | 09/282128 | Granted | 6513014 | Human Judgment: Cable Version | ||||||
268 | 99-025 | US | 09/505361 | Granted | 7006983 | Partial Manufacturer Rebates | ||||||
269 | 99-030-C1 | US | 12/228176 | Granted | 8447623 | Retail Take It and Go | ||||||
270 | 99-032-1 | US | 11/928572 | Published | MLM Internet Coupons | |||||||
271 | 99-037-C2 | US | 11/421669 | Granted | 7933893 | Transactionally Enabled Documents | ||||||
272 | 99-037-C4 | US | 11/421688 | Granted | 8041711 | Transactionally Enabled Documents | ||||||
273 | 99-037-C5 | US | 13/214276 | Published | Transactionally Enabled Documents | |||||||
274 | 99-062-1 | US | 11/423821 | Granted | 7899737 | Intelligent Auto Bid Feature | ||||||
275 | 99-062-1-C1 | US | 13/022189 | Allowed | Intelligent Auto Bid Feature | |||||||
276 | 99-062-2 | US | 11/423827 | Granted | 7801802 | Intelligent Auto Bid Feature | ||||||
277 | 99-077 | US | 09/538805 | Granted | 7251617 | Subscription Groceries | ||||||
278 | 99-077-1 | US | 11/768594 | Granted | 7613631 | Subscription Groceries | ||||||
279 | 99-077-1-C1 | US | 12/611365 | Granted | 8121899 | Subscription Groceries | ||||||
280 | 99-077-1-C2 | US | 13/400406 | Granted | 8285591 | Subscription Groceries | ||||||
281 | 99-077-1-C3 | US | 13/646145 | Pending | Subscription Groceries | |||||||
282 | 99-086 | US | 09/536791 | Granted | 7783537 | Conditional Payment System |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
10
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status* | Patent Number | Short Titles | |||||||
283 | 99-091-1 | US | 11/746696 | Granted | 8046265 | PYS Matching System | ||||||
284 | 99-091-1-C1-1 | US | 13/784443 | Published | PYS Matching System | |||||||
285 | 99-099 | US | 09/609931 | Granted | 7383200 | Surveys at a POS |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
11
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
B. (1) CERTAIN PATENT ASSETS** - LOTTERY
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
1 | 00-015 | US | 09/526834 | Granted | 6719631 | Lottery Wager Allocation | ||||||
2 | 00-019 | US | 09/608245 | Granted | 6688976 | Give Me My Numbers Lottery | ||||||
3 | 00-019-C1 | US | 10/730244 | Granted | 7704139 | Give Me My Numbers Lottery | ||||||
4 | 00-019-C10 | US | 12752327 | Allowed | Give Me My Numbers Lottery | |||||||
5 | 00-019-C3 | US | 11/424162 | Granted | 7722455 | Give Me My Numbers Lottery | ||||||
6 | 00-019-C4 | US | 11/424166 | Granted | 7682240 | Give Me My Numbers Lottery | ||||||
7 | 00-019-C8 | US | 11/531749 | Granted | 7690980 | Give Me My Numbers Lottery | ||||||
8 | 00-033 | US | 09/679186 | Granted | 7753772 | Alternate Currency Wagering | ||||||
9 | 00-065 | US | 09/930717 | Granted | 6964611 | Walk Away Lottery | ||||||
10 | 00-065-C1 | US | 11/199405 | Granted | 7837549 | Walk Away Lottery | ||||||
11 | 00-065-C3 | US | 11/424435 | Granted | 8388430 | Walk Away Lottery | ||||||
12 | 00-066 | US | 09/938977 | Granted | 6773345 | Lottery Play Aggregation | ||||||
13 | 03-043 | US | 10/457101 | Granted | 7351142 | Fractional Lottery | ||||||
14 | 04-021-C1 | US | 11/424402 | Granted | 7811166 | Conditional Lottery System | ||||||
15 | 04-021-C2 | US | 11/424408 | Granted | 7789745 | Conditional Lottery System | ||||||
16 | 04-021-C3 | US | 11/424418 | Granted | 7674171 | Conditional Lottery System | ||||||
17 | 04-040 | US | 10/914690 | Granted | 7582012 | Lottery Play Aggregation | ||||||
18 | 04-040-C1 | US | 11/424598 | Granted | 7727063 | Lottery Play Aggregation | ||||||
19 | 04-040-C4 | US | 12/791813 | Granted | 8348743 | Lottery Play Aggregation | ||||||
20 | 05-062 | US | 11/814763 | Granted | 7909326 | Lottery Scratch Packs | ||||||
21 | 05-067-C1 | US | 13/494509 | Published | Lottery Wrapped Static Content DVDs | |||||||
22 | 07-013 | US | 12/600422 | Granted | 8500537 | Walk Away Monopoly | ||||||
23 | 07-013-C1 | US | 13/950579 | Pending | Walk Away Monopoly | |||||||
24 | 07-016 | US | 12/234144 | Published | Lottery Ringtones | |||||||
25 | 08-010-C1 | US | 13/735010 | Published | Converting Breakage to Lottery Entries | |||||||
26 | 08-014 | US | 12/425899 | Granted | 8272936 | Mix-and-Match Lotto Teams | ||||||
27 | 08-016 | US | 12/425378 | Granted | 8202152 | Two Stage Lottery | ||||||
28 | 08-016-C1 | US | 13/527230 | Granted | 8491372 | Two Stage Lottery | ||||||
29 | 08-016-C2 | US | 13/948383 | Pending | Two Stage Lottery |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
12
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
30 | 08-031 | US | 12/605150 | Granted | 8226465 | Lottery Social Play Platform | ||||||
31 | 09-006 | US | 12/889382 | Allowed | Shared Virtual Lottery Ticket | |||||||
32 | 95-007X | US | 08/624998 | Granted | 5871398 | Off-line Lottery | ||||||
33 | 95-007X | EP | 96923577.9 | Granted | 0956117 | Off-line Lottery | ||||||
34 | 95-007X | JP | 09-505267 | Granted | 3632133 | Off-line Lottery | ||||||
35 | 95-007X | AU | 52850/98 | Granted | 724858 | Off-line Lottery | ||||||
36 | 95-007X | AU | 770698 | Granted | 770698 | Off-line Lottery | ||||||
37 | 95-007X | GB | 96923577.9 | Granted | 0956117 | Off-line Lottery | ||||||
38 | 95-007X-C1 | US | 09/063590 | Granted | 6402614 | Off-line Remote Lottery | ||||||
39 | 95-007X-C2 | US | 10/145964 | Granted | 6607439 | Off-line Remote Lottery | ||||||
40 | 95-007X-C3 | US | 10/620260 | Granted | 6942570 | Off-line Remote Lottery | ||||||
41 | 95-007X-C4 | US | 11/057665 | Granted | 7008318 | Off-line Remote Lottery | ||||||
42 | 95-007X-C5 | US | 11/304103 | Granted | 7285045 | Off-line Remote Lottery | ||||||
43 | 95-007X-C6 | US | 11/426959 | Granted | 7303468 | Off-line Lottery | ||||||
44 | 95-007X-C7 | US | 11/426963 | Granted | 7887405 | Off-line Lottery | ||||||
45 | 95-007XX | US | 08/858123 | Granted | 6024640 | Off-line Remote Lottery | ||||||
46 | 97-006 | US | 08/822709 | Granted | 6267670 | Fractional Lottery Tickets | ||||||
47 | 97-006-C1 | US | 09/836409 | Granted | 6582304 | Fractional Lottery Tickets | ||||||
48 | 97-006-C2 | US | 10/424362 | Granted | 6887153 | Fractional Lottery Tickets | ||||||
49 | 97-006-C3 | US | 11/058653 | Granted | 7479060 | Fractional Lottery Tickets | ||||||
50 | 97-006-C4 | US | 11/425211 | Granted | 7547251 | Fractional Lottery Tickets | ||||||
51 | 97-006-C5 | US | 11/425228 | Granted | 7494417 | Fractional Lottery Tickets | ||||||
52 | 97-006WO | CA | 2284662 | Granted | 2284662 | Fractional Lottery Tickets | ||||||
53 | 97-006WO | AU | 776323 | Granted | 776323 | Fractional Lottery Tickets | ||||||
54 | 97-035 | US | 09/052295 | Granted | 6086477 | Never Lose Lotto | ||||||
55 | 97-035-C1 | US | 09/568484 | Granted | 6599186 | Never Lose Lotto | ||||||
56 | 97-035-C2 | US | 10/623046 | Granted | 6908382 | Never Lose Lotto | ||||||
57 | 97-035-C3 | US | 11/136043 | Granted | 7300349 | Never Lose Lotto | ||||||
58 | 97-035-C4 | US | 11/424906 | Granted | 7387569 | Never Lose Lotto | ||||||
59 | 97-035-C5 | US | 11/424911 | Granted | 7384332 | Never Lose Lotto | ||||||
60 | 97-035-C6 | US | 11/424912 | Granted | 7384333 | Never Lose Lotto |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
13
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
61 | 97-035-C7 | US | 12/135758 | Granted | 7780514 | Never Lose Lotto | ||||||
62 | 97-036 | US | 08/912185 | Granted | 6146272 | Conditional Lottery Ticket | ||||||
63 | 97-036-C1 | US | 09/627192 | Granted | 6325716 | Conditional Lottery Ticket | ||||||
64 | 97-036-C2 | US | 10/162823 | Granted | 6733387 | Conditional Lottery Ticket | ||||||
65 | 97-429 | US | 09/001901 | Granted | 6250685 | Scratch Ticket Video Poker | ||||||
66 | 97-429-1 | US | 09/434270 | Granted | 6224055 | Scratch Ticket Video Poker | ||||||
67 | 97-429-1-C1 | US | 09/664957 | Granted | 6572107 | Scratch Ticket Video Poker | ||||||
68 | 97-558 | US | 09/045036 | Granted | 7606729 | Fractional Lottery Tickets | ||||||
69 | 98-076 | US | 09/596008 | Granted | 6676126 | Scratch-Off Pachinko | ||||||
70 | 98-076-C2 | US | 12/612460 | Granted | 8042809 | Scratch-Off Pachinko | ||||||
71 | 99-045 | US | 09/528595 | Granted | 6497408 | Meta-Game - Lottery | ||||||
72 | 99-045-C1 | US | 10/272125 | Granted | 7052394 | Meta-Game - Lottery | ||||||
73 | 99-045-C2 | US | 11/373725 | Granted | 8100749 | Meta-Game - Lottery | ||||||
74 | 99-045-C3 | US | 11/424962 | Published | Meta-Game - Lottery | |||||||
75 | 99-045-C4 | US | 11/424973 | Published | Meta-Game - Lottery | |||||||
76 | 99-112-C3 | US | 13/226191 | Granted | 8366544 | Stored Outcomes on a PDA | ||||||
77 | 99-112-C4 | US | 13/734034 | Published | Stored Outcomes on a PDA |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
14
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
B. (2) CERTAIN PATENT ASSETS** - GAMING
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
1 | 01-006 | US | 10/121263 | Granted | 7040987 | Slot Machine Customization via Internet | ||||||
2 | 01-006-C1 | US | 11/406130 | Published | Slot Customization via Internet | |||||||
3 | 01-039 | US | 09/962065 | Granted | 7033276 | Identification Triggered Slot Play | ||||||
4 | 01-039-C3 | US | 11/423913 | Published | Identification Triggered Slot Play | |||||||
5 | 01-047 | US | 10/023149 | Granted | 6884167 | Game of Knowledge Tournament System | ||||||
6 | 02-034-C2 | US | 13/610837 | Published | Authenticated Slot Machine Info | |||||||
7 | 02-073-C1 | US | 11/934856 | Granted | 7524245 | Securing Electronic Games of Skill | ||||||
8 | 02-073-C2 | US | 12/430686 | Allowed | Securing Electronic Games of Skill | |||||||
9 | 03-008-C3 | US | 12/030522 | Granted | 8016658 | Interpull Aggregation | ||||||
10 | 03-020 | AU | 2004216719 | Granted | 2004216719 | Surrender Your Equity | ||||||
11 | 03-025-C1 | US | 12/511536 | Published | Finite Object Slot Game | |||||||
12 | 04-062 | US | 11/311505 | Granted | 7922579 | Discard Video Poker with Ace Collection | ||||||
13 | 07-014 | US | 12/136667 | Granted | 8147322 | Binder of 50 Applications | ||||||
14 | 07-014-C1 | US | 13/400871 | Published | Application into MP Max Bet | |||||||
15 | 08-003 | US | 12/098074 | Published | Group Blackjack Sessions | |||||||
16 | 94-001-C4 | US | 10/273808 | Granted | 6935952 | Remote Gaming System | ||||||
17 | 94-001-C10 | US | 12/107143 | Published | Remote Gaming System | |||||||
18 | 94-001X | AU | 80254/94 | Granted | 698557 | Remote Gaming System | ||||||
19 | 94-001X | CA | 2137498 | Granted | 2137498 | Remote Gaming System | ||||||
20 | 94-001X | GB | 9425080.0 | Granted | 2287342 | Remote Gaming System | ||||||
21 | 94-001X | FR | 9501081 | Granted | 9501081 | Remote Gaming System | ||||||
22 | 94-001X | IT | MI95A00164 | Granted | 1281324 | Remote Gaming System | ||||||
23 | 94-001X | ZA | 95/0877 | Granted | 95/0877 | Remote Gaming System | ||||||
24 | 94-001X | TT | 17/1995 | Granted | 17/1995 | Remote Gaming System | ||||||
25 | 94-001X | HT | 232/5 | Granted | 232/5 | Remote Gaming System | ||||||
26 | 94-001X | AU | 91377/01 | Granted | 770321 | Remote Gaming System | ||||||
27 | 94-001X | AU | 2004222712 | Granted | 2004222712 | Remote Gaming System | ||||||
28 | 94-001X | AU | 2008201144 | Granted | 2008201144 | Remote Gaming System |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
15
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
29 | 94-001XXX | US | 08/766576 | Granted | 6527638 | Remote Gaming System | ||||||
30 | 96-012 | US | 08/775588 | Granted | 6099408 | Participatory Randomness | ||||||
31 | 96-012 | CA | 2276608 | Granted | 2276608 | Participatory Randomness | ||||||
32 | 96-012 | AU | 56219/98 | Granted | 741888 | Participatory Randomness | ||||||
33 | 96-012 | EP | 97952659.7 | Published | Participatory Randomness | |||||||
34 | 96-012 | AU | 97372/01 | Granted | 777376 | Participatory Randomness | ||||||
35 | 96-012-C1 | US | 09/488608 | Granted | 6264557 | Participatory Randomness | ||||||
36 | 96-012-C2 | US | 09/895648 | Granted | 6450885 | Participatory Randomness | ||||||
37 | 96-126 | US | 08/885157 | Granted | 6193606 | Game of Knowledge Add-On | ||||||
38 | 96-126-C1 | US | 09/713046 | Granted | 6331144 | Game of Knowledge Add-On | ||||||
39 | 96-136 | US | 08/775388 | Granted | 6110041 | Customizations from Tracking Card | ||||||
40 | 96-136-C1 | US | 09/481204 | Granted | 6293866 | Customizations from Tracking Card | ||||||
41 | 96-217 | US | 08/888049 | Granted | 6203427 | Virtual Punchboard | ||||||
42 | 96-217-C1 | US | 09/765165 | Granted | 6790139 | Virtual Punchboard | ||||||
43 | 98-010 | US | 09/164473 | Granted | 6203430 | Interpull Aggregation | ||||||
44 | 98-035 | US | 09/157232 | Granted | 6328648 | Hot Slot Virus | ||||||
45 | 98-035-C1 | US | 10/007874 | Granted | 6648762 | Hot Slot Virus |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
16
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
B. (3) CERTAIN PATENT ASSETS** - VENDING
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
1 | 00-069-C1 | US | 10/994913 | Granted | 7218991 | Jukebox Vending Machine | ||||||
2 | 00-069-C1-1 | US | 11/745876 | Granted | 7726562 | Jukebox Vending Machine | ||||||
3 | 00-069-C2 | US | 11/745796 | Granted | 7577496 | Jukebox Vending Machine | ||||||
4 | 02-007 | US | 10/095372 | Granted | 7233912 | Vending Packages | ||||||
5 | 02-007-C2 | US | 11/761826 | Published | Auto Defined Vending Packages | |||||||
6 | 03-039 | AU | 2004244307 | Granted | 2004244307 | Vending Machine Profit Manager | ||||||
7 | 03-039 | JP | 2006-533485 | Granted | 4478154 | Vending Machine Profit Manager | ||||||
8 | 03-039-C2 | US | 11/426332 | Granted | 7347364 | Vending Machine Profit Manager | ||||||
9 | 03-039-C4 | US | 13/042021 | Published | Vending Machine Profit Management | |||||||
10 | 03-039-C4-1 | US | 13/965444 | Pending | Vending Machine Profit Management | |||||||
11 | 03-050 | US | 10/968282 | Granted | 7389919 | Vending Machine Fulfillment of POS Promotions | ||||||
12 | 03-050-C1 | US | 11/948114 | Published | Vending Machine Fulfillment of POS Promotions | |||||||
13 | 03-055 | US | 10/966407 | Granted | 7894936 | Revenue Managed Vending II | ||||||
14 | 03-059 | US | 10/951296 | Granted | 8041453 | Operator Load Processes | ||||||
15 | 03-059 | EP | 04789534.7 | Published | Operator Load Processes | |||||||
16 | 03-059-C1 | US | 13/233546 | Published | Operator Load Processes | |||||||
17 | 03-060 | US | 11/057904 | Published | Forced Inactive Vending Machine Gift Certificates | |||||||
18 | 03-061 | US | 10/581588 | Granted | 7739181 | Soda Cards | ||||||
19 | 03-061-C1 | US | 12/775705 | Granted | 8234207 | Soda Cards | ||||||
20 | 03-061-C2 | US | 13/561863 | Allowed | Soda Cards | |||||||
21 | 03-065 | US | 11/063714 | Granted | 7353080 | Health Trivia Vending Machine | ||||||
22 | 03-065-C1 | US | 12/031323 | Granted | 7912580 | Health Trivia Vending Machine | ||||||
23 | 04-009 | US | 11/538293 | Published | Cashless Change Vending | |||||||
24 | 04-012 | AU | 2004262431 | Granted | 2004262431 | Take 2 Vending With More Embodiments | ||||||
25 | 04-012 | CA | 2532961 | Pending | 2532961 | Take 2 Vending With More Embodiments | ||||||
26 | 04-012 | JP | 2006-522149 | Granted | 4478149 | Take 2 Vending With More Embodiments | ||||||
27 | 04-012A-C1 | US | 11/426204 | Granted | 7499769 | Take 2 Vending With More Embodiments |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
17
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
28 | 04-012A-C1-1 | US | 12/368369 | Granted | 8068933 | Take 2 Vending With More Embodiments | ||||||
29 | 04-012A-C2-1 | US | 11/877109 | Granted | 7912581 | Take 2 Vending With More Embodiments | ||||||
30 | 04-012A-C3-1 | US | 11/877182 | Granted | 7865265 | Take 2 Vending With More Embodiments | ||||||
31 | 04-012B-C3 | US | 11/426186 | Published | Take 2 Vending With More Embodiments | |||||||
32 | 04-020 | US | 11/571062 | Granted | 8131595 | Vending Machine Memberships | ||||||
33 | 04-039 | JP | 2007-521559 | Granted | 4443605 | Nutritional Content Screen | ||||||
34 | 04-039 | US | 11/719441 | Granted | 7783381 | Nutritional Content Screen | ||||||
35 | 04-047 | US | 11/078938 | Granted | 7216754 | Bill Validator Acceptance Setting | ||||||
36 | 04-047-C1 | US | 11/456392 | Granted | 7643902 | Bill Validator Acceptance Setting | ||||||
37 | 04-047-C2 | US | 11/456398 | Granted | 7641036 | Bill Validator Acceptance Setting | ||||||
38 | 05-009 | US | 11/376488 | Published | WiFi Vending | |||||||
39 | 05-009-C1 | US | 13/365962 | Published | WiFi Vending | |||||||
40 | 05-012 | US | 11/398378 | Granted | 7627496 | EZ Code Account Management | ||||||
41 | 05-012-C1 | US | 12/589788 | Published | EZ Code Account Management | |||||||
42 | 05-017 | US | 11/418603 | Published | Vending Machine Email Marketing System | |||||||
43 | 05-032 | US | 11/530279 | Granted | 7826923 | Static Combo Vending | ||||||
44 | 08-001 | US | 12/808199 | Allowed | Social and Retail Hotspots | |||||||
45 | 08-001 | JP | 2010/541580 | Granted | 5184650 | Social and Retail Hotspots | ||||||
46 | 08-001 | EP | 09701094.6 | Granted | 2250628 | Social and Retail Hotspots | ||||||
47 | 08-001 | JP | 2013-005275 | Pending | Social and Retail Hotspots | |||||||
48 | 97-070 | US | 08/947798 | Granted | 7546277 | Revenue Managed Vending | ||||||
49 | 97-070-1 | US | 11/926768 | Granted | 7711658 | Revenue Managed Vending | ||||||
50 | 97-070-3 | US | 11/926948 | Granted | 7894937 | Revenue Managed Vending | ||||||
51 | 97-071 | US | 08/966608 | Granted | 5988346 | Subscription Vending | ||||||
52 | 97-071 | CA | 2302753 | Granted | 2302753 | Subscription Vending | ||||||
53 | 97-071 | JP | 2000-519832 | Granted | 3848533 | Subscription Vending | ||||||
54 | 97-071-C1 | US | 09/353269 | Granted | 6085888 | Subscription Vending | ||||||
55 | 97-071-C2 | US | 09/545596 | Granted | 6298972 | Subscription Vending | ||||||
56 | 97-430 | US | 09/012163 | Granted | 6397193 | Package Vending Deals | ||||||
57 | 97-434 | US | 09/152905 | Granted | 6161059 | Pay-to-Listen Vending |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
18
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
Case Number | Cntry | Application Number | Application Status | Patent Number | Short Titles | |||||||
58 | 97-434-C1 | US | 09/635111 | Granted | 6317649 | Pay-to-Listen Vending | ||||||
59 | 97-434-C2 | US | 10/012132 | Granted | 6658323 | Pay-to-Listen Vending | ||||||
60 | 98-008 | US | 09/052093 | Granted | 6230150 | Dynamic Vending Pricing Network | ||||||
61 | 98-038 | US | 09/218085 | Granted | 7587333 | Mystery Vending | ||||||
62 | 98-040 | US | 09/164670 | Granted | 6324520 | Vending Machine Demand Tracking | ||||||
63 | 98-119 | US | 09/345092 | Granted | 7249050 | Vending Machine Temptress | ||||||
64 | 98-119-C1 | US | 11/456342 | Granted | 7451892 | Mystery Code Vending | ||||||
65 | 98-119-C2 | US | 11/456355 | Granted | 7885726 | Substitute Product Vending |
* | Status of each patent and patent application, including any re-examination proceedings are a matter of public record and is available at uspto.gov, which is incorporated herein by reference. Walker Digital has granted certain licenses in connection with certain of the above-referenced patents. |
** | These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement. |
19
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
C. LITIGATION
1 See Schedule 4.9(a)
D. SERVICE CONTRACTS
Party | Service | |||
1 | IP Navigation | Consultant | ||
2 | Conquest eDiscovery | eDiscovery | ||
3 | IKON | Document | ||
4 | RAK | Lead Counsel | ||
5 | Simon Law Firm | Lead Counsel | ||
6 | Denton | Lead Counsel | ||
7 | Bayard | Local Counsel | ||
8 | Stamoulis | Lead Counsel | ||
9 | Tarek Fahmi | Prosecution | ||
10 | Shaked & Co | Prosecution | ||
11 | Dan Tedesco | Consulting | ||
12 | John Packes | Consulting | ||
13 | Magda Fincham | Consulting | ||
14 | Mike Downs | Consulting | ||
16 | IP Shakti, LLC | Consulting |
E. CONTRIBUTION AGREEMENTS
1 See Schedule 4.19
F. TANGIBLE ASSETS
1 See Schedule 4.17
20
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
G. URL
Domain | ||
1 | PatentProperties.com | |
2 | IPLicense.com | |
3 | ascppl.com | |
4 | ascsppl.com | |
5 | aselppl.com | |
6 | aseppl.com | |
7 | asfppl.com | |
8 | asilpp.com | |
9 | asippl.com | |
10 | aslpp.com | |
11 | asolp.com | |
12 | asrppl.com | |
13 | asulp.com | |
14 | firstinventorpatentholdings.com | |
15 | firstinventorpatents.com | |
16 | globalpatentproperties.com | |
17 | ippackagelicense.com | |
18 | packagelicensing.com | |
19 | patent-properties.com | |
20 | patentpackagelicense.com | |
21 | patentpropertiesinc.com | |
22 | uspatentproperties.com | |
23 | worldwidepatentproperties.com | |
24 | aspatt.com | |
25 | iplglobal.com | |
26 | packagelicense.com | |
27 | wdpatentsolutions.com |
21
SCHEDULE 6.5
CONTRIBUTION OF ASSETS
H. ASPATT
The automated system for patents and tech transfer (ASPATT) business plan and know-how.
22