WaferGen Bio-systems, Inc. Contracts & Agreements

AGREEMENT AND PLAN OF MERGER Among TAKARA BIO USA HOLDINGS, INC., WALRUS ACQUISITION CORPORATION, WAFERGEN BIO-SYSTEMS, INC. and Solely for the purposes of Section 9.1, TAKARA BIO... (Filed With SEC on May 13, 2016)

DEPOSIT AGREEMENT (Filed With SEC on May 13, 2016)

SECOND AMENDMENT OF EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on May 13, 2016)

WAFERGEN BIO-SYSTEMS, INC. 2008 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on March 25, 2016)

WAFERGEN BIO-SYSTEMS, INC. 2008 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD (Filed With SEC on March 25, 2016)

LEASE AGREEMENT (Filed With SEC on March 9, 2016)

COMMON STOCK PURCHASE WARRANT WAFERGEN BIO-SYSTEMS, INC. (Filed With SEC on November 12, 2015)

WARRANT AGREEMENT (Filed With SEC on November 12, 2015)

WARRANT AGREEMENT (Filed With SEC on October 15, 2015)

____________ SHARES OF COMMON STOCK _________ SHARES OF PREFERRED STOCK (CONVERTIBLE INTO ______ SHARES OF COMMON STOCK) AND ------------------ WARRANTS (EXERCISABLE FOR... (Filed With SEC on September 23, 2015)

COMMON STOCK PURCHASE WARRANT WAFERGEN BIO-SYSTEMS, INC. (Filed With SEC on September 23, 2015)

WARRANT AGREEMENT (Filed With SEC on September 23, 2015)

WAFERGEN BIO-SYSTEMS, INC. NONSTATUTORY STOCK OPTION AGREEMENT (Filed With SEC on August 7, 2015)

INDUCEMENT RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on August 7, 2015)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on May 11, 2015)

AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on May 11, 2015)

WAFERGEN BIO-SYSTEMS, INC. NONSTATUTORY STOCK OPTION AGREEMENT (Filed With SEC on November 12, 2014)

COMMON STOCK PURCHASE WARRANT WAFERGEN BIO-SYSTEMS, INC. (Filed With SEC on August 19, 2014)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on August 18, 2014)

____________ SHARES OF COMMON STOCK, ________ SHARES OF SERIES 2 CONVERTIBLE PREFERRED STOCK AND ______________ WARRANTS (EXERCISABLE FOR _____ SHARES) OF WAFERGEN BIO-SYSTEMS,... (Filed With SEC on August 4, 2014)

____________ SHARESOF COMMON STOCK AND ______________ WARRANTS OF WAFERGEN BIO-SYSTEMS, INC. UNDERWRITING AGREEMENT (Filed With SEC on July 18, 2014)

Please refer to ex_4-14.pdf (Filed With SEC on July 18, 2014)

AMENDMENT TO COMMON STOCK PURCHASE WARRANT (EXCHANGE TRANSACTION) (Filed With SEC on May 28, 2014)

AMENDMENT TO COMMON STOCK PURCHASE WARRANT (PRIVATE PLACEMENT) (Filed With SEC on May 28, 2014)

AMENDMENT TO COMMON STOCK PURCHASE WARRANT (PLACEMENT AGENT) (Filed With SEC on May 28, 2014)

Please refer toex_4-14.pdf (Filed With SEC on May 28, 2014)

ASSET PURCHASE AGREEMENT by and between INTEGENX INC. and WAFERGEN, INC. Dated as of January 6, 2014 ASSET PURCHASE AGREEMENT (Filed With SEC on January 27, 2014)

ASSET PURCHASE AGREEMENT by and between INTEGENX INC. and WAFERGEN, INC. Dated as of January 6, 2014 ASSET PURCHASE AGREEMENT (Filed With SEC on January 6, 2014)

SECURED PROMISSORY NOTE OF WAFERGEN, INC. (Filed With SEC on January 6, 2014)

SECURITY AGREEMENT (Filed With SEC on January 6, 2014)

Dated ______________ 2013 WAFERGEN BIOSYSTEMS (M) SDN BHD (Company No. 795066-H) And WAFERGEN BIOSYSTEMS INC And MALAYSIAN TECHNOLOGY DEVELOPMENT CORPORATION SDN BHD (Company No.... (Filed With SEC on October 31, 2013)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on August 28, 2013)

EXHIBIT 10.1 EXCHANGE AGREEMENT WAFERGEN BIO-SYSTEMS, INC. (Filed With SEC on August 28, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 28, 2013)

COMMON STOCK PURCHASE WARRANT (Filed With SEC on August 28, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on August 28, 2013)

REGISTRATION RIGHTS AGREEMENT by and among WAFERGEN BIO-SYSTEMS, INC. and the HOLDERS party hereto Dated: August 27, 2013 TABLE OF CONTENTS (Filed With SEC on August 28, 2013)

EXHIBIT 10.1 [On WaferGen Letterhead] (Filed With SEC on January 14, 2013)

SECOND AMENDMENT TO MULTI-TENANT LEASE (Filed With SEC on November 9, 2012)

SEVERANCE AGREEMENT AND RELEASE (Filed With SEC on August 10, 2012)

[On WaferGen Letterhead] (Filed With SEC on August 10, 2012)

ExecutiveEmployment Agreement (Filed With SEC on March 9, 2012)

WaferGenBio-Systems, Inc. 2008Stock Incentive Plan (as amended) (Filed With SEC on January 5, 2012)

WAFERGEN BIO-SYSTEMS, INC. 7400 Paseo Padre Parkway Fremont, CA 94555 December 9, 2011 (Filed With SEC on December 15, 2011)

Employment Separation Agreement, dated October 19, 2011 by and among Alnoor Shivji and WaferGen Bio-systems, Inc (Filed With SEC on November 21, 2011)

OMNIBUS AMENDMENT NO. 1 TO CONVERTIBLE PROMISSORY NOTES (Filed With SEC on October 6, 2011)

Very truly yours,INVESTORS:Great Point Partners, LLCBy: /s/ David E. KroinName:David E. KroinTitle:Managing Director (Filed With SEC on October 6, 2011)

Letter Agreement, dated as of May 27, 2011, by and among WaferGen Bio-systems, Inc. and the investors signatory thereto (Filed With SEC on September 12, 2011)

PURCHASE AGREEMENT (Filed With SEC on June 1, 2011)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 1, 2011)

WAFERGEN BIO-SYSTEMS, INC. CONVERTIBLE PROMISSORY NOTE DUE NOVEMBER 27, 2014 (Filed With SEC on June 1, 2011)

WAFERGEN BIO-SYSTEMS, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on June 1, 2011)

Contents (Filed With SEC on December 15, 2010)

WAFERGENBIO-SYSTEMS, INC. PUTAGREEMENT (Filed With SEC on December 15, 2010)

Contents (Filed With SEC on December 15, 2010)

LOANAND SECURITY AGREEMENT (Filed With SEC on December 13, 2010)

WARRANTTO PURCHASE STOCK (Filed With SEC on December 13, 2010)

Employment Agreement, effective September 3, 2010, by and between the Company and Donald Huffman (Filed With SEC on November 15, 2010)

WaferGenBio-Systems, Inc. 2008Stock Incentive Plan (asamended) (Filed With SEC on September 22, 2010)

Form of Warrant to purchase shares of Common Stock of the Company, issued July 7, 2010, to placement agents and certain related parties in connection with the Companys July 2010... (Filed With SEC on August 16, 2010)

COMMONSTOCK PURCHASE WARRANT WAFERGENBIO-SYSTEMS, INC. (Filed With SEC on July 8, 2010)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on July 8, 2010)

WARRANT TO PURCHASE COMMON STOCK OF WAFERGEN BIO-SYSTEMS, INC. (Filed With SEC on March 22, 2010)

[WAFERGEN LETTERHEAD] (Filed With SEC on March 22, 2010)

SUBSCRIPTIONAGREEMENT (Filed With SEC on March 2, 2010)

WAFERGENBIO-SYSTEMS, INC. WARRANTTO PURCHASE COMMON STOCK (Filed With SEC on March 2, 2010)

REGISTRATION RIGHTSAGREEMENT (Filed With SEC on March 2, 2010)

Contents (Filed With SEC on November 13, 2009)

WAFERGENBIO-SYSTEMS, INC. PUTAGREEMENT (Filed With SEC on November 13, 2009)

WAFERGENBIO-SYSTEMS, INC. PUTOPTION AGREEMENT (Filed With SEC on November 13, 2009)

Contents (Filed With SEC on November 13, 2009)

WAFERGENBIO-SYSTEMS, INC. ExecutiveEmployment Agreement (Filed With SEC on November 13, 2009)

MULTI-TENANT LEASE(NNN) ARDENWOODLIFE SCIENCE CENTER Fremont,California LANDLORD: LBAREALTY FUND III-COMPANY VII, LLC, aDelaware limited liability company TENANT: WAFERGEN,INC.,... (Filed With SEC on November 13, 2009)

SUBSCRIPTIONAGREEMENT (Filed With SEC on August 14, 2009)

WAFERGENBIO-SYSTEMS, INC. WARRANTTO PURCHASE COMMON STOCK (Filed With SEC on August 14, 2009)

Contents (Filed With SEC on May 12, 2009)

WAFERGENBIO-SYSTEMS, INC. PUTAGREEMENT (Filed With SEC on April 14, 2009)

WAFERGENBIO-SYSTEMS, INC. PUTOPTION AGREEMENT (Filed With SEC on April 14, 2009)

WAFERGENBIO-SYSTEMS, INC. 2008EQUITY INCENTIVE PLAN NONQUALIFIEDSTOCK OPTION AGREEMENT (Filed With SEC on March 27, 2009)

ACCEPTEDAND AGREED: Dated:January16,2009/s/ Alnoor Shivji (Filed With SEC on March 27, 2009)

ACCEPTEDAND AGREED: Dated:January16,2009/s/ Amjad Huda (Filed With SEC on March 27, 2009)

ACCEPTEDAND AGREED: Dated:January16,2009/s/ VictorJoseph Victor Joseph (Filed With SEC on March 27, 2009)

WAFERGEN ExclusiveDistribution Agreement (Filed With SEC on March 27, 2009)

Contents (Filed With SEC on November 14, 2008)

WaferGen Bio-systems, Inc. 2008 Stock Incentive Plan (Filed With SEC on July 3, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on May 21, 2008)

COMMON STOCK PURCHASE WARRANT WAFERGEN BIO-SYSTEMS, INC. (Filed With SEC on May 21, 2008)

AGREEMENT AND PLAN OF MERGER AND REORGANIZATION AMONG WAFERGEN BIO-SYSTEMS, INC., WAFERGEN ACQUISITION CORP. AND WAFERGEN, INC. May 31, 2007 TABLE OF CONTENTS (Filed With SEC on June 5, 2007)

CERTIFICATE OF MERGER OF WAFERGEN ACQUISITION CORP. a Delaware corporation WITH AND INTO WAFERGEN, INC. a Delaware corporation (Pursuant to Section 251(c) of the Delaware General... (Filed With SEC on June 5, 2007)

WAFERGEN BIO-SYSTEMS, INC. 2007 EQUITY INCENTIVE PLAN (Filed With SEC on June 5, 2007)

NOTE AND WARRANT PURCHASE AGREEMENT BY AND BETWEEN WAFERGEN, INC. AND ALNOOR SHIVJI WAFERGEN, INC. NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on June 5, 2007)

FORM OF PROMISSORY NOTE $___________ January __, 2007 Fremont, CA (Filed With SEC on June 5, 2007)

FORM OF WARRANT TO PURCHASE SERIES B PREFERRED STOCK OF WAFERGEN, INC. (Filed With SEC on June 5, 2007)

WAFERGEN, INC. AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on June 5, 2007)

PROMISSORY NOTE $138,000 February 28, 2007 Fremont, CA (Filed With SEC on June 5, 2007)

WARRANT TO PURCHASE SERIES B PREFERRED STOCK OF WAFERGEN, INC. (Filed With SEC on June 5, 2007)

WAFERGEN, INC. SECOND AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on June 5, 2007)

PROMISSORY NOTE $250,000 March 30, 2007 Fremont, CA (Filed With SEC on June 5, 2007)

WARRANT TO PURCHASE SERIES B PREFERRED STOCK OF WAFERGEN, INC. (Filed With SEC on June 5, 2007)

FORM OF ALLONGE TO PROMISORY NOTE DATED _______ __, 2007 (Filed With SEC on June 5, 2007)

WAFERGEN, INC. THIRD AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on June 5, 2007)

PROMISSORY NOTE $100,000 May 14, 2007 Fremont, CA (Filed With SEC on June 5, 2007)

FORM OF SECOND ALLONGE TO PROMISORY NOTE DATED _______ __, 2007 (Filed With SEC on June 5, 2007)

PLACEMENT AGENCY AGREEMENT (Filed With SEC on June 5, 2007)

FORM OF WAFERGEN BIO-SYSTEMS, INC. SUBSCRIPTION AGREEMENT (Filed With SEC on June 5, 2007)

FORM OF REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 5, 2007)

FORM OF WAFERGEN BIO-SYSTEMS, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on June 5, 2007)

Effective Date:_______ __, 2007 Void After: May 31, 2012 WAFERGEN BIO-SYSTEMS, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on June 5, 2007)

ESCROW AGREEMENT (Filed With SEC on June 5, 2007)

SPLIT-OFF AGREEMENT (Filed With SEC on June 5, 2007)

GENERAL RELEASE AGREEMENT (Filed With SEC on June 5, 2007)

EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on June 5, 2007)

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WaferGen Bio-systems, Inc. Contracts & Agreements