WaferGen Bio-systems, Inc. Contracts & Agreements

127 Contracts & Agreements
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Agreement and Plan of Merger among Takara Bio USA Holdings, Inc., Walrus Acquisition Corporation, WaferGen Bio-systems, Inc., and Takara Bio USA, Inc. (May 12, 2016)
Merger Agreements
WaferGen Bio-systems, Inc.
NV
2016
Deposit Agreement between Takara Bio USA Holdings, Inc. and WaferGen Bio-systems, Inc. dated May 12, 2016
Deposit Agreements
WaferGen Bio-systems, Inc.
DE
2016
Second Amendment to Executive Employment Agreement between WaferGen Bio-systems, Inc. and Ivan Trifunovich
Employment Agreements
WaferGen Bio-systems, Inc.
2016
WaferGen Bio-systems, Inc. 2008 Stock Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
WaferGen Bio-systems, Inc.
CA
2016
WaferGen Bio-systems, Inc. 2008 Stock Incentive Plan Stock Option Award Agreement
Bonus & Incentive Agreements
WaferGen Bio-systems, Inc.
CA
2016
Lease Agreement between John Arrillaga and Richard T. Peery, Trustees, and WaferGen, Inc. for Ardenwood I-4 Property
Lease Agreements
WaferGen Bio-systems, Inc.
CA
2016
Inducement Restricted Stock Unit Award Agreement between WaferGen Bio-Systems, Inc. and Rolland Carlson
Compensation Agreements
WaferGen Bio-systems, Inc.
CA
2015
Executive Employment Agreement between WaferGen BioSystems, Inc. and Rolland Carlson
Employment Agreements
WaferGen Bio-systems, Inc.
CA
2015
Amendment to Executive Employment Agreement between WaferGen Bio-systems, Inc. and Ivan Trifunovich
Employment Agreements
WaferGen Bio-systems, Inc.
2015
Executive Employment Agreement between WaferGen Biosystems, Inc. and Michael P. Henighan
Employment Agreements
WaferGen Bio-systems, Inc.
CA
2014
Executive Employment Agreement between WaferGen BioSystems, Inc. and Keith Warner
Employment Agreements
WaferGen Bio-systems, Inc.
CA
2014
Settlement Agreement among WaferGen Bio-Systems (M) SDN BHD, WaferGen Bio-Systems Inc, and Malaysian Technology Development Corporation SDN BHD
Settlement Agreements
WaferGen Bio-systems, Inc.
2013
Severance Benefits Agreement between WaferGen Bio-systems, Inc. and John Harland
Severance Agreements
WaferGen Bio-systems, Inc.
2013
Second Amendment to Multi-Tenant Lease between LBA Realty Fund III-Company VII, LLC and WaferGen, Inc.
Lease Agreements
WaferGen Bio-systems, Inc.
2012
Severance Agreement and Release between Mona Chadha and WaferGen Bio-Systems, Inc.
Severance Agreements
WaferGen Bio-systems, Inc.
CA
2012
Employment Separation Agreement between WaferGen Biosystems, Inc. and Donald D. Huffman
Separation Agreements
WaferGen Bio-systems, Inc.
2012
Executive Employment Agreement between WaferGen Biosystems, Inc. and Ivan Trifunovich
Employment Agreements
WaferGen Bio-systems, Inc.
CA
2012
WaferGen Bio-Systems, Inc. 2008 Stock Incentive Plan (as amended)
Bonus & Incentive Agreements
WaferGen Bio-systems, Inc.
CA
2012
WaferGen Bio-systems, Inc. and Alnoor Shivji Employment Severance Agreement (October 19, 2011)
Severance Agreements
WaferGen Bio-systems, Inc.
CA
2011
WaferGen Bio-Systems, Inc. Employment Offer Letter to Donald D. Huffman (Chief Financial Officer)
Employment Agreements
WaferGen Bio-systems, Inc.
2010
WaferGen Bio-Systems, Inc. 2008 Stock Incentive Plan (as amended)
Bonus & Incentive Agreements
WaferGen Bio-systems, Inc.
CA
2010
Securities Purchase Agreement between Wafergen Bio-systems, Inc. and Purchasers (July 1, 2010)
Purchase Agreements
WaferGen Bio-systems, Inc.
NY
2010
WaferGen Bio-systems, Inc. and Amjad Huda Separation Agreement (June 17, 2009)
Separation Agreements
WaferGen Bio-systems, Inc.
2010
WaferGen Bio-systems, Inc. and Victor Joseph Separation and Release Agreement (June 17, 2009)
Separation Agreements
WaferGen Bio-systems, Inc.
2010
WaferGen Bio-systems, Inc. 2008 Stock Incentive Plan (as amended)
Bonus & Incentive Agreements
WaferGen Bio-systems, Inc.
CA
2009
Executive Employment Agreement between WaferGen Bio-systems, Inc. and Mona Chadha
Employment Agreements
WaferGen Bio-systems, Inc.
2009
Multi-Tenant NNN Lease Agreement between LBA Realty Fund III-Company VII, LLC and WaferGen, Inc. for Ardenwood Life Science Center, Fremont, CA
Lease Agreements
WaferGen Bio-systems, Inc.
CA
2009
WaferGen Bio-systems, Inc. and Alnoor Shivji Salary Adjustment Agreement (January 2009)
Compensation Agreements
WaferGen Bio-systems, Inc.
2009
WaferGen Bio-Systems, Inc. and Amjad Huda Salary Adjustment Agreement (January 2009)
Compensation Agreements
WaferGen Bio-systems, Inc.
2009
WaferGen Bio-Systems, Inc. and Victor Joseph Salary Adjustment Agreement (January 2009)
Compensation Agreements
WaferGen Bio-systems, Inc.
2009
WaferGen Bio-Systems, Inc. 2008 Stock Incentive Plan
Bonus & Incentive Agreements
WaferGen Bio-systems, Inc.
CA
2008
Matthew Markin Resignation Letter from WaferGen Bio-systems, Inc. (May 31, 2007)
Separation Agreements
WaferGen Bio-systems, Inc.
2007
Director Resignation Letter – Maria Maribel Jaramillo De La O and WaferGen Bio-systems, Inc.
Separation Agreements
WaferGen Bio-systems, Inc.
2007
General Release Agreement among WaferGen Bio-systems, Inc., Maria Maribel Jaramillo De La O, La Burbuja Leaseco, Inc., and WaferGen, Inc.
Release Agreements
WaferGen Bio-systems, Inc.
2007
Executive Employment Agreement between WaferGen Bio-Systems, Inc. and Alnoor Shivji
Employment Agreements
WaferGen Bio-systems, Inc.
2007
Executive Employment Agreement between WaferGen Bio-Systems, Inc. and Amjad Huda
Employment Agreements
WaferGen Bio-systems, Inc.
2007
Executive Employment Agreement between WaferGen Bio-Systems, Inc. and Victor Joseph
Employment Agreements
WaferGen Bio-systems, Inc.
2007
Common Stock Purchase Warrant Agreement between WaferGen Bio-Systems, Inc. and Holder (October 21, 2015)
Warrant Agreements
WaferGen Bio-systems, Inc.
2015
Warrant Agreement between WaferGen Bio-systems, Inc. and Continental Stock Transfer & Trust Company (October 21, 2015)
Warrant Agreements
WaferGen Bio-systems, Inc.
NY
2015
Warrant Agreement between WaferGen Bio-systems, Inc. and Continental Stock Transfer & Trust Company
Warrant Agreements
WaferGen Bio-systems, Inc.
NY
2015
Underwriting Agreement between WaferGen Bio-Systems, Inc. and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
WaferGen Bio-systems, Inc.
NY
2015
Underwriter Warrant Agreement between WaferGen Bio-Systems, Inc. and Ladenburg Thalmann & Co. Inc.
Warrant Agreements
WaferGen Bio-systems, Inc.
2015
Warrant Agreement between WaferGen Bio-systems, Inc. and Continental Stock Transfer & Trust Company (2015)
Warrant Agreements
WaferGen Bio-systems, Inc.
NY
2015
WaferGen Bio-Systems, Inc. Nonstatutory Stock Option Agreement with Rolland Carlson
Warrant Agreements
WaferGen Bio-systems, Inc.
CA
2015
WaferGen Bio-Systems, Inc. Nonstatutory Stock Option Agreement with Keith Warner (August 27, 2014)
Warrant Agreements
WaferGen Bio-systems, Inc.
CA
2014
WaferGen Bio-Systems, Inc. Nonstatutory Stock Option Agreement with Michael P. Henighan (August 27, 2014)
Warrant Agreements
WaferGen Bio-systems, Inc.
CA
2014
Common Stock Purchase Warrant Agreement between WaferGen Bio-Systems, Inc. and Holder (2014)
Warrant Agreements
WaferGen Bio-systems, Inc.
2014
Underwriting Agreement between WaferGen Bio-Systems, Inc. and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
WaferGen Bio-systems, Inc.
NY
2014
Underwriting Agreement for Common Stock and Warrants of WaferGen Bio-Systems, Inc. with Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
WaferGen Bio-systems, Inc.
NY
2014
Amendment to Common Stock Purchase Warrant between WaferGen Bio-systems, Inc. and Investor (March 2014)
Warrant Agreements
WaferGen Bio-systems, Inc.
NV
2014
Amendment to Common Stock Purchase Warrant between WaferGen Bio-systems, Inc. and Investor (March 2014)
Warrant Agreements
WaferGen Bio-systems, Inc.
NV
2014
Amendment to Common Stock Purchase Warrant between WaferGen Bio-systems, Inc. and Placement Agent Holder
Warrant Agreements
WaferGen Bio-systems, Inc.
NV
2014
Asset Purchase Agreement between IntegenX Inc. and WaferGen, Inc. (January 6, 2014)
Purchase Agreements
WaferGen Bio-systems, Inc.
CA
2014
Asset Purchase Agreement between IntegenX Inc. and WaferGen, Inc. (January 6, 2014)
Purchase Agreements
WaferGen Bio-systems, Inc.
CA
2014
Asset Purchase Agreement between IntegenX Inc. and WaferGen, Inc. (January 6, 2014)
Purchase Agreements
WaferGen Bio-systems, Inc.
CA
2014
Secured Promissory Note between Wafergen, Inc. and IntegenX Inc. dated January 6, 2014
Note Agreements
WaferGen Bio-systems, Inc.
NV
2014
Security Agreement between Wafergen, Inc. and IntegenX Inc. dated January 6, 2014
Security Agreements
WaferGen Bio-systems, Inc.
CA
2014
Common Stock Purchase Warrant Agreement between WaferGen Bio-systems, Inc. and Holder (2013)
Warrant Agreements
WaferGen Bio-systems, Inc.
NV
2013
Exchange Agreement between WaferGen Bio-systems, Inc. and Investors Dated August 27, 2013
Exchange Agreements
WaferGen Bio-systems, Inc.
2013
Registration Rights Agreement between WaferGen Bio-systems, Inc. and Investors (August 27, 2013)
Registration Rights Agreements
WaferGen Bio-systems, Inc.
NY
2013
Common Stock Purchase Warrant Agreement between WaferGen Bio-systems, Inc. and Holder (August 27, 2013)
Warrant Agreements
WaferGen Bio-systems, Inc.
NV
2013
Common Stock Purchase Warrant Agreement between WaferGen Bio-systems, Inc. and Holder (2013)
Warrant Agreements
WaferGen Bio-systems, Inc.
NV
2013
Securities Purchase Agreement between WaferGen Bio-systems, Inc. and Investors (August 27, 2013)
Purchase Agreements
WaferGen Bio-systems, Inc.
NV
2013
Registration Rights Agreement by and among WaferGen Bio-systems, Inc. and Holders (August 27, 2013)
Registration Rights Agreements
WaferGen Bio-systems, Inc.
NV
2013
Board Rights and Finance Committee Letter Agreement between WaferGen Bio-systems, Inc. and Investors (including Great Point Partners, LLC)
Investor Rights Agreements
WaferGen Bio-systems, Inc.
2012
Letter Agreement Extending Put Option Period Between WaferGen Bio-systems, Inc., WaferGen Biosystems (M) Sdn Bhd, and Malaysian Technology Development Corporation Sdn Bhd
Modification Agreements
WaferGen Bio-systems, Inc.
2011
Omnibus Amendment No. 1 to Convertible Promissory Notes between WaferGen Bio-Systems, Inc. and Note Holders
Modification Agreements
WaferGen Bio-systems, Inc.
NV
2011
Termination Agreement between WaferGen Bio-systems, Inc., Investors, and Management Members (September 30, 2011)
Termination Agreements
WaferGen Bio-systems, Inc.
2011
Letter Agreement Regarding Equity Cure for Exchange Listing – WaferGen Bio-systems, Inc. and Investors
Purchase Agreements
WaferGen Bio-systems, Inc.
2011
WaferGen Bio-systems, Inc. Purchase Agreement for Series A-1 Preferred Stock, Convertible Notes, and Warrants with Investors
Purchase Agreements
WaferGen Bio-systems, Inc.
NY
2011
Registration Rights Agreement between WaferGen Bio-systems, Inc. and Purchasers (May 27, 2011)
Registration Rights Agreements
WaferGen Bio-systems, Inc.
NY
2011
WaferGen Bio-Systems, Inc. Convertible Promissory Note Due November 27, 2014
Note Agreements
WaferGen Bio-systems, Inc.
NV
2011
WaferGen Bio-systems, Inc. Warrant to Purchase Common Stock Agreement (May 27, 2011)
Warrant Agreements
WaferGen Bio-systems, Inc.
NY
2011
Series C Share Subscription Agreement among Wafergen Bio-Systems Inc, Malaysian Technology Development Corporation Sdn Bhd, and Wafergen Biosystems (M) Sdn Bhd
Subscription Agreements
WaferGen Bio-systems, Inc.
2010
Put Agreement between WaferGen Bio-systems, Inc. and Malaysian Technology Development Corporation Sdn Bhd
Purchase Agreements
WaferGen Bio-systems, Inc.
NY
2010
Amended and Restated Shareholders’ Agreement among Wafergen Bio-Systems (M) Sdn Bhd, Wafergen Bio-Systems Inc, Malaysian Technology Development Corporation Sdn Bhd, and Prima...
Shareholders Agreements
WaferGen Bio-systems, Inc.
2010
Loan and Security Agreement between Oxford Finance Corporation and WaferGen, Inc. and WaferGen Bio-Systems, Inc. dated December 7, 2010
Loan Agreements
WaferGen Bio-systems, Inc.
CA
2010
Warrant to Purchase Common Stock Agreement between WaferGen Bio-Systems, Inc. and Oxford Finance Corporation
Warrant Agreements
WaferGen Bio-systems, Inc.
CA
2010
Common Stock Purchase Warrant Agreement between WaferGen Bio-systems, Inc. and Holder
Warrant Agreements
WaferGen Bio-systems, Inc.
2010
Common Stock Purchase Warrant Agreement between Wafergen Bio-systems, Inc. and Holder (July 7, 2010)
Warrant Agreements
WaferGen Bio-systems, Inc.
2010
Warrant to Purchase Common Stock Agreement between WaferGen Bio-systems, Inc. and Alnoor Shivji (May 31, 2007)
Warrant Agreements
WaferGen Bio-systems, Inc.
2010
WaferGen Bio-systems, Inc. Subscription Agreement for Private Placement Offering of PPO Units
Subscription Agreements
WaferGen Bio-systems, Inc.
NY
2010
WaferGen Bio-systems, Inc. Warrant to Purchase Common Stock Agreement (2009)
Warrant Agreements
WaferGen Bio-systems, Inc.
2010
WaferGen Bio-systems, Inc. Registration Rights Agreement with Purchasers (2009)
Registration Rights Agreements
WaferGen Bio-systems, Inc.
NY
2010
Share Subscription Agreement among Wafergen Bio-Systems Inc, Kumpulan Modal Perdana Sdn Bhd, and Wafergen Biosystems (M) Sdn Bhd (July 1, 2009)
Subscription Agreements
WaferGen Bio-systems, Inc.
2009
Put Agreement between WaferGen Bio-systems, Inc. and Series B Shareholders of WaferGen Biosystems (M) Sdn. Bhd.
Purchase Agreements
WaferGen Bio-systems, Inc.
CA
2009
Put Option Agreement between Alnoor Shivji and Kumpulan Modal Perdana Sdn Bhd regarding WaferGen Bio-systems, Inc.
WaferGen Bio-systems, Inc.
CA
2009
Deed of Adherence to Share Subscription and Shareholders’ Agreement among Wafergen Biosystems (M) Sdn Bhd, Wafergen Bio-Systems Inc, Prima Mahawangsa Sdn Bhd, Expedient Equity...
Shareholders Agreements
WaferGen Bio-systems, Inc.
2009
WaferGen Bio-systems, Inc. Subscription Agreement for Private Placement of Securities
Subscription Agreements
WaferGen Bio-systems, Inc.
NY
2009
WaferGen Bio-systems, Inc. Warrant to Purchase Common Stock (June 16, 2009)
Warrant Agreements
WaferGen Bio-systems, Inc.
2009
WaferGen Bio-systems, Inc. Registration Rights Agreement with Purchasers (2009)
Registration Rights Agreements
WaferGen Bio-systems, Inc.
NY
2009
WaferGen Bio-systems, Inc. Warrant to Purchase Common Stock Agreement with Spencer Trask Ventures, Inc.
Warrant Agreements
WaferGen Bio-systems, Inc.
2009
Deed of Adherence to Share Subscription and Shareholders’ Agreement among Wafergen Biosystems (M) Sdn Bhd, Wafergen Bio-Systems Inc, Prima Mahawangsa Sdn Bhd, Expedient Equity...
Shareholders Agreements
WaferGen Bio-systems, Inc.
2009
Share Subscription Agreement among Wafergen Bio-Systems Inc, Prima Mahawangsa Sdn Bhd, Expedient Equity Ventures Sdn Bhd, and Wafergen Biosystems (M) Sdn Bhd (April 3, 2009)
Subscription Agreements
WaferGen Bio-systems, Inc.
NV
2009
Put Agreement between WaferGen Bio-systems, Inc. and Malaysian Series B Shareholders
Purchase Agreements
WaferGen Bio-systems, Inc.
CA
2009
Put Option Agreement between Alnoor Shivji and Prima Mahawangsa Sdn Bhd regarding WaferGen Bio-systems, Inc.
WaferGen Bio-systems, Inc.
CA
2009
Wafergen Bio-systems, Inc. 2008 Equity Incentive Plan Nonqualified Stock Option Agreement with Employee
Warrant Agreements
WaferGen Bio-systems, Inc.
DE
2009
Exclusive Distribution Agreement between WaferGen Bio-Systems, Inc. and Distributor
Distribution Agreements
WaferGen Bio-systems, Inc.
CA
2009
Share Subscription and Shareholders’ Agreement among Wafergen Bio-Systems Inc, Malaysian Technology Development Corporation Sdn Bhd, and Wafergen Biosystems (M) Sdn Bhd (May...
Shareholders Agreements
WaferGen Bio-systems, Inc.
2008
Put Agreement between WaferGen Bio-systems, Inc. and Series A Shareholders of WaferGen Biosystems (M) Sdn. Bhd.
Purchase Agreements
WaferGen Bio-systems, Inc.
CA
2008
Put Option Agreement between Alnoor Shivji and Malaysian Technology Development Corporation Sdn Bhd regarding WaferGen Bio-systems, Inc.
WaferGen Bio-systems, Inc.
CA
2008
Securities Purchase Agreement between WaferGen Bio-systems, Inc. and Purchasers (May 19, 2008)
Purchase Agreements
WaferGen Bio-systems, Inc.
CA
2008
Common Stock Purchase Warrant Agreement between WaferGen Bio-systems, Inc. and Holder (May 2008)
Warrant Agreements
WaferGen Bio-systems, Inc.
2008
Agreement and Plan of Merger and Reorganization among WaferGen Bio-systems, Inc., Wafergen Acquisition Corp., and WaferGen, Inc. (May 31, 2007)
Merger Agreements
WaferGen Bio-systems, Inc.
DE
2007
Certificate of Merger Between WaferGen Acquisition Corp. and WaferGen, Inc.
Merger Agreements
WaferGen Bio-systems, Inc.
2007
WaferGen Bio-systems, Inc. 2007 Equity Incentive Plan
Equity Distribution Agreements
WaferGen Bio-systems, Inc.
2007
Note and Warrant Purchase Agreement between WaferGen, Inc. and Alnoor Shivji dated January 30, 2007
Note Agreements
WaferGen Bio-systems, Inc.
CA
2007
Promissory Note between WaferGen, Inc. and Alnoor Shivji dated January 2007
Note Agreements
WaferGen Bio-systems, Inc.
2007
Warrant Agreement to Purchase Series B Preferred Stock of WaferGen, Inc. by Alnoor Shivji
Warrant Agreements
WaferGen Bio-systems, Inc.
2007
Amendment to Note and Warrant Purchase Agreement between WaferGen, Inc. and Alnoor Shivji (February 28, 2007)
Modification Agreements
WaferGen Bio-systems, Inc.
2007
WaferGen, Inc. $138,000 Promissory Note to Alnoor Shivji dated February 28, 2007
Note Agreements
WaferGen Bio-systems, Inc.
2007
Warrant to Purchase Series B Preferred Stock of WaferGen, Inc. by Alnoor Shivji
Warrant Agreements
WaferGen Bio-systems, Inc.
2007
Second Amendment to Note and Warrant Purchase Agreement between WaferGen, Inc. and Alnoor Shivji
Note Agreements
WaferGen Bio-systems, Inc.
CA
2007
WaferGen, Inc. $250,000 Promissory Note to Alnoor Shivji dated March 30, 2007
Note Agreements
WaferGen Bio-systems, Inc.
2007
Warrant to Purchase Series B Preferred Stock of WaferGen, Inc. by Alnoor Shivji
Warrant Agreements
WaferGen Bio-systems, Inc.
2007
Allonge Amending Promissory Note Between WaferGen, Inc. and Alnoor Shivji
Note Agreements
WaferGen Bio-systems, Inc.
2007
Third Amendment to Note and Warrant Purchase Agreement between WaferGen, Inc. and Alnoor Shivji
Note Agreements
WaferGen Bio-systems, Inc.
2007
WaferGen, Inc. $100,000 Promissory Note to Alnoor Shivji dated May 14, 2007
Note Agreements
WaferGen Bio-systems, Inc.
2007
Second Allonge to Promissory Note between WaferGen, Inc. and Alnoor Shivji
Note Agreements
WaferGen Bio-systems, Inc.
2007
Placement Agency Agreement between WaferGen, Inc. and Rodman & Renshaw, LLC (April 12, 2007)
Equity Distribution Agreements
WaferGen Bio-systems, Inc.
NY
2007
Lockup Agreement between WaferGen Bio-systems, Inc. and Shareholder Regarding Merger and Stock Restrictions
Merger Agreements
WaferGen Bio-systems, Inc.
2007
WaferGen Bio-systems, Inc. Subscription Agreement for Units (Common Stock and Warrants)
Subscription Agreements
WaferGen Bio-systems, Inc.
2007
Registration Rights Agreement among WaferGen Bio-systems, Inc., Rodman & Renshaw, LLC, and Purchasers (May 31, 2007)
Registration Rights Agreements
WaferGen Bio-systems, Inc.
2007
WaferGen Bio-systems, Inc. Warrant to Purchase Common Stock Agreement (May 31, 2007)
Warrant Agreements
WaferGen Bio-systems, Inc.
2007
Warrant Agreement between WaferGen Bio-systems, Inc. and Rodman & Renshaw, LLC (2007)
Warrant Agreements
WaferGen Bio-systems, Inc.
2007
Escrow Agreement among WaferGen Bio-systems, Inc., Alnoor Shivji, and Gottbetter & Partners, LLP (May 31, 2007)
Escrow Agreements
WaferGen Bio-systems, Inc.
2007
Split-Off Agreement among WaferGen Bio-systems, Inc., Maria Maribel Jaramillo De La O, La Burbuja Leaseco, Inc., and WaferGen, Inc.
Purchase Agreements
WaferGen Bio-systems, Inc.
2007