Specimen Class A Common Stock Certificate

Contract Categories: Business Finance - Stock Agreements
EX-4.1 4 d219325dex41.htm EX-4.1 EX-4.1

Exhibit 4.1

 

ZQ   

SEE REVERSE FOR IMPORTANT NOTICE REGARDING OWNERSHIP AND

TRANSFER RESTRICTIONS AND CERTAIN OTHER INFORMATION

    Shares
  

BAKKT HOLDINGS, INC.

(THE “CORPORATION”)

 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

CLASS A COMMON STOCK, PAR VALUE $0.0001

   

CUSIP 05759B 107

SEE REVERSE FOR CERTAIN

DEFINITIONS

THIS CERTIFIES THAT

SPECIMEN

is the owner of

FULLY PAID AND NON-ASSESSABLE SHARES OF CLASS A COMMON STOCK OF

BAKKT HOLDINGS, INC.

transferable on the books of the Corporation in person or by attorney upon surrender of this certificate duly endorsed or assigned.

This Certificate is not valid until countersigned by the Transfer Agent.

 

 

     

 

     

 

CHIEF FINANCIAL OFFICER      TRANSFER AGENT      CHIEF EXECUTIVE OFFICER

 

      BAKKT HOLDINGS, INC.     

 

This Certificate and the shares represented hereby are issued and shall be held subject to the laws of Delaware, and to the Certificate of Incorporation and Bylaws of the Corporation, as now or hereafter amended, to all of which the holder of this certificate by acceptance hereof assents.

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

           TEN COM   

-  as tenants in common

               UNIF GIFT MIN ACT -                 Custodian                         
  TEN ENT   

-  as tenants by the entireties

                                                   (Cust)                        (Minor)
  IT TEN   

-  as joint tenants with right of

                                               under Uniform Gifts to Minors Act
    

-  survivorship and not as tenants in common

                                                                                                    
  TTEE   

-  trustee under Agreement dated                     

                                                                   (State)

Additional abbreviations may also be used though not in the above list.

For value received, _______________ hereby sells, assigns and transfers unto

 

 

PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE

 

 

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE.

 

 

Shares of the Class A Common Stock represented by this certificate and do hereby irrevocably constitute and appoint

 

 

Attorney, to transfer the said stock on the books of the within-named corporation with full power of substitution in the premises.

Dated __________________________

 

  

 

NOTICE: The signature to this assignment must correspond with the name as written upon the face of the certificate in every particular without alteration or enlargement or any change whatsoever.

SIGNATURE GUARANTEED:   
By:_________________________________________________   
THE SIGNATURE SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR   
INSTITUTION, (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS   
AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE   
MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15.