VIVEVE MEDICAL, INC. Contracts & Agreements

192 Contracts & Agreements
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Filed
Fifth Amended and Restated Viveve Medical, Inc. Independent Director Compensation Policy
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2022
Viveve Medical, Inc. Retention Bonus Agreement with Specified Employee
Retention Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2022
Underwriting Agreement for Public Offering of Common Stock, Series A Convertible Preferred Stock, and Warrants by Viveve Medical, Inc. and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Warrant Agreement between Viveve Medical, Inc. and VStock Transfer, LLC (2019)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Common Stock Sales Agreement between Viveve Medical, Inc. and Ladenburg Thalmann & Co. Inc. (August 16, 2019)
Equity Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Relocation Agreement between Viveve, Inc. and Jim Robbins (August 22, 2017)
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2019
Settlement and License Agreement between Viveve, Inc., ThermiGen LLC, ThermiAesthetics LLC, and Dr. Red Alinsod
License Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
TX
2018
Consulting Agreement between Debora Jorn and Viveve Medical, Inc. (Effective April 23, 2018)
Consulting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2018
Consulting Agreement between Patricia Scheller and Viveve Medical, Inc. (Effective May 11, 2018)
Consulting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2018
Separation Agreement and Release between Patricia K. Scheller and Viveve Medical, Inc.
Separation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2018
Amended and Restated Employment Agreement between Viveve Medical, Inc. and Scott C. Durbin
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2018
Employment Agreement between Viveve Medical, Inc. and Jim Robbins (Vice President, Finance and Administration)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CO
2018
Employment Agreement between Viveve Medical, Inc. and Patricia K. Scheller
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2018
Employment Agreement between Viveve Medical, Inc. and Scott C. Durbin (CFO)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2018
Employment Agreement between Viveve Medical, Inc. and James G. Atkinson (2018)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CO
2018
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and CRG Partners III L.P. (May 25, 2017)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CO
2017
Security Agreement among Viveve Medical, Inc., Subsidiaries, and CRG Servicing LLC (May 25, 2017)
Security Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2017
Patent and Trademark Security Agreement between Viveve, Inc. and CRG Servicing LLC (May 25, 2017)
Security Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2017
Viveve Medical, Inc. Amended and Restated Independent Director Compensation Policy
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2017
Viveve Medical, Inc. Independent Director Compensation Policy
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Amendment No. 1 to Viveve Medical, Inc. Independent Director Compensation Policy
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Intellectual Property Security Agreement between Western Alliance Bank and Viveve Medical, Inc. (June 20, 2016)
Security Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Intellectual Property Security Agreement between Western Alliance Bank and Viveve, Inc. (June 20, 2016)
Security Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Plan of Continuance Between Viveve Medical, Inc. (Yukon) and Viveve Medical, Inc. (Delaware)
Plan of Reorganization Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2016
Yukon Application for Authorization to Continue into Delaware – Viveve Medical, Inc.
Articles of Amendment
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Statutory Declaration for Continuance of Viveve Medical, Inc. from Yukon to Delaware
Articles of Amendment
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Plan of Continuance of Viveve Medical, Inc. from Yukon Territory to Delaware
Plan of Reorganization Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Scott Durbin (February 17, 2015)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and James Atkinson (May 12, 2015)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Viveve, Inc. Chief Executive Officer Employment Agreement with Patricia K. Scheller (May 2012)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Viveve, Inc. Employment Agreement with Scott C. Durbin as Chief Financial Officer
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Second Amendment to Employment Letter Agreement between PLC Medical Systems, Inc. and Mark R. Tauscher
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
PLC Systems Inc. 2013 Stock Option and Incentive Plan
Bonus & Incentive Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2013
PLC Systems Inc. Compensatory Arrangements for Non-Employee Directors (June 2010)
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Escrow Agreement among PLC Systems Inc., Purchasers, and Grushko & Mittman, P.C. dated February 22, 2013
Escrow Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Consulting Agreement between PLC Systems Inc. and ZA Capital, LLC (February 22, 2013)
Consulting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2013
5% Senior Secured Convertible Debenture Agreement between PLC Systems Inc. and GCP IV LLC (January 16, 2013)
Debenture Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2013
PLC Medical Systems Employment Offer Letter to Gregory Mann for Chief Financial Officer Position
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2012
Compensatory Arrangements for Executive Officers of PLC Systems Inc.
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2012
PLC Systems Inc. Compensatory Arrangements for Non-Employee Directors (June 2010)
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2012
Executive Officer Compensation Arrangements for PLC Systems Inc.
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2011
PLC Systems Inc. Compensatory Arrangements for Non-Employee Directors (June 2010)
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2011
Severance Arrangements for Executive Officers of PLC Systems Inc.
Severance Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2011
PLC Systems Inc. 5% Senior Secured Convertible Debenture Agreement
Debenture Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2011
Asset Purchase Agreement among Novadaq Corp., PLC Systems Inc., PLC Medical Systems, Inc., PLC Sistemas Medicos Internacionais (Deutschland) GmbH, and Novadaq Technologies Inc....
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2010
Compensatory Arrangements for Executive Officers of PLC Systems Inc.
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2010
PLC Systems Inc. Compensatory Arrangements for Non-Employee Directors
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2010
Severance Arrangements for Executive Officers of PLC Systems Inc.
Severance Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2010
Amendment to Employment Agreement between PLC Medical Systems, Inc. and James G. Thomasch (June 2008)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
Amendment to Employment Letter Agreement between PLC Medical Systems, Inc. and Mark R. Tauscher (June 18, 2008)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
Modification of Employment Terms Agreement between PLC Systems Inc. and Dr. Robert I. Rudko
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
Amendment to Employment Letter Agreement between Dr. Robert I. Rudko and PLC Medical Systems, Inc. (June 18, 2008)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
PLC Systems Inc. Executive Officer Compensation Arrangements for 2009
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
PLC Systems Inc. Compensatory Arrangements for Non-Employee Directors
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
Severance Arrangements for Executive Officers of PLC Systems Inc.
Severance Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
PLC Systems Inc. 2005 Stock Incentive Plan
Bonus & Incentive Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2008
Severance Arrangements for Executive Officers of PLC Systems Inc.
Severance Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2008
Description of Viveve Medical, Inc. Common and Preferred Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2022
First Amendment to Purchase Agreement between Viveve Medical, Inc. and Lincoln Park Capital Fund, LLC
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2021
Description of Viveve Medical, Inc. Common and Preferred Stock Registered Under Section 12 of the Exchange Act
Stock Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2021
First Amendment to Sublease Agreement between Ingredion Incorporated and Viveve Medical, Inc.
Lease Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2021
Underwriting Agreement between Viveve Medical, Inc. and A.G.P./Alliance Global Partners as Representative of the Underwriters
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2021
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Holder
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2021
Warrant Agent Agreement between Viveve Medical, Inc. and VStock Transfer, LLC
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2021
Underwriting Agreement between Viveve Medical, Inc. and A.G.P./Alliance Global Partners (2021)
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2020
Viveve Medical, Inc. and Lincoln Park Capital Fund, LLC Common Stock Purchase Agreement
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
IL
2020
Registration Rights Agreement between Viveve Medical, Inc. and Lincoln Park Capital Fund, LLC (June 8, 2020)
Registration Rights Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
IL
2020
SBA Loan Note Agreement between Viveve, Inc. and Western Alliance Bank dated April 23, 2020
Note Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2020
Series A-2/B-2 Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Holder
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2020
Viveve Medical, Inc. Inducement Offer to Exercise Common Stock Purchase Warrants Agreement (April 2020)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2020
Description of Viveve Medical, Inc. Common and Preferred Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2020
Underwriting Agreement for Public Offering of Securities by Viveve Medical, Inc. and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Series A/B Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and CEDE & CO.
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Warrant Agreement between Viveve Medical, Inc. and VStock Transfer, LLC (2019)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Holder
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Amendment No. 1 to Series B Preferred Stock and Warrant Purchase Agreement between Viveve Medical, Inc. and CRG Entities
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Series A/B Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and CEDE & CO.
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and CEDE & CO.
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Holder
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Registration Rights Agreement between Viveve Medical, Inc. and CRG Partners III L.P. et al. (2019)
Registration Rights Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Amendment No. 3 to Loan Agreement among Viveve Medical, Inc., CRG Servicing LLC, and Lenders (November 12, 2019)
Loan Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Series B Preferred Stock and Warrant Purchase Agreement between Viveve Medical, Inc. and CRG Entities
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2019
Lock-Up Agreement between Viveve Medical, Inc. and Ladenburg Thalmann & Co. Inc. (November 2019)
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2019
Viveve Medical, Inc. Amended and Restated 2013 Stock Option and Incentive Plan
Equity Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2019
Underwriting Agreement between Viveve Medical, Inc. and Cowen and Company, LLC for Common Stock Offering
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2018
Amendment No. 2 to Loan Agreement among Viveve Medical, Inc., CRG Servicing LLC, and Lenders (November 29, 2018)
Loan Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
TX
2018
Indemnification Agreement between Viveve Medical Inc. and Director
Indemnification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2018
Underwriting Agreement between Viveve Medical, Inc. and Cowen and Company, LLC for Sale of Common Stock
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2018
Waiver No. 2 to Loan Agreement among Viveve Medical, Inc., CRG Servicing LLC, and Lenders (December 12, 2017)
Waiver Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2017
Exclusive Distributorship Agreement between InControl Medical, LLC and Viveve Medical, Inc.
Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2017
Membership Unit Subscription Agreement between Viveve Medical, Inc. and InControl Medical, LLC
Subscription Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2017
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and CRG Partners III - Parallel Fund "A" L.P.
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CO
2017
Underwriting Agreement between Viveve Medical, Inc. and Cowen and Company, LLC (March 2017)
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2017
Sublease Agreement between Ingredion Incorporated and Viveve Medical, Inc. for 345 Inverness Drive South, Suite 200, Englewood, CO
Lease Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CO
2017
Waiver and First Amendment to Loan and Security Agreement between Western Alliance Bank and Viveve Medical, Inc. and Viveve, Inc.
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2017
Second Amendment to Standard Industrial/Commercial Multi-Tenant Lease - Gross between Commercial Street Properties, LLC and Viveve, Inc.
Lease Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Theresa Stern (May 11, 2016)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Chris Rowan (May 11, 2016)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Lock-Up Agreement between Viveve Medical, Inc. and Shareholder Regarding Underwriting by Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Loan and Security Agreement among Western Alliance Bank, Viveve Medical, Inc., and Viveve, Inc. dated June 20, 2016
Loan Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Western Alliance Bank (June 20, 2016)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Underwriting Agreement between Viveve Medical, Inc. and Ladenburg Thalmann & Co. Inc. for 2,700,000 Shares of Common Stock
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2016
Underwriting Agreement between Viveve Medical, Inc. and Ladenburg Thalmann & Co. Inc. (June 2016)
Underwriting Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Dynamic Medical Technologies (Hong Kong) Limited
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Jim Robbins (February 17, 2015)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Pat Scheller (February 17, 2015)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and James Atkinson (December 16, 2015)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Jim Robbins (December 16, 2015)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2016
Fourth Amendment to Loan and Security Agreement between Pacific Western Bank and Viveve, Inc.
Loan Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2016
Third Amendment to Loan and Security Agreement between Pacific Western Bank and Viveve, Inc.
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2015
Securities Purchase Agreement between Viveve Medical, Inc. and Purchasers (November 20, 2015)
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2015
Registration Rights Agreement between Viveve Medical, Inc. and Purchasers (November 20, 2015)
Registration Rights Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2015
Common Stock Purchase Warrant Agreement between Viveve Medical, Inc. and Holder (2015)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Amended and Restated Warrant to Purchase Common Stock between Viveve Medical, Inc. and Square 1 Financial, Inc.
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
First Amendment to Lease Agreement between The Castine Group and Viveve, Inc. for 150-154 Commercial Street, Sunnyvale, CA
Lease Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2015
Second Amendment to Loan and Security Agreement between Square 1 Bank and Viveve, Inc.
Loan Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2015
Warrant Agreement to Purchase Common Stock between Viveve Medical, Inc. and Square 1 Bank (May 14, 2015)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Securities Purchase Agreement between Viveve Medical, Inc. and Purchasers (May 12, 2015)
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2015
Registration Rights Agreement between Viveve Medical, Inc. and Purchasers (May 12, 2015)
Registration Rights Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2015
Letter Agreement Regarding Board Representation and Participation Rights between Stonepine Capital, L.P. and Viveve Medical, Inc.
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2015
First Amendment to Loan and Security Agreement between Square 1 Bank and Viveve, Inc.
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2015
First Amendment to Warrant to Purchase Stock between Viveve, Inc. and Square 1 Bank
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2015
Amendment and Waiver to Registration Rights Agreement between Viveve Medical, Inc. and Supermajority Holders
Registration Rights Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2015
Viveve, Inc. Note and Warrant Purchase Agreement with Lenders (November 30, 2011)
Note Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2015
Amendment No. 1 to Note and Warrant Purchase Agreement and Security Agreement by and among Viveve, Inc., GBS Venture Partners Limited, 5AM Ventures II, LP, and 5AM Co-Investors...
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Amendment No. 2 to Note and Warrant Purchase Agreement and Security Agreement by and among Viveve, Inc. and Lenders
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Warrant to Purchase Preferred Stock between Viveve, Inc. and 5AM Ventures II, LP, dated April 16, 2022
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Warrant to Purchase Preferred Stock between Viveve, Inc. and 5AM Co-Investors II, LP (April 16, 2022)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Warrant to Purchase Preferred Stock between Viveve, Inc. and GBS Venture Partners Limited (as Trustee for GBS BioVentures III)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
CA
2015
Convertible Note Termination Agreement between Viveve, Inc. and 5AM Ventures II, LP (May 9, 2014)
Note Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2015
Convertible Note Termination Agreement between Viveve, Inc. and 5AM Co-Investors II, LP
Note Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2015
Convertible Note Exchange Agreement between Viveve, Inc. and GBS Venture Partners Limited (May 9, 2014)
Exchange Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2015
Warrant Termination Agreement between Viveve, Inc. and 5AM Ventures II, LP
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2015
Warrant Termination Agreement between Viveve, Inc. and 5AM Co-Investors II, LP
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2015
Warrant Termination Agreement between Viveve, Inc. and GBS Venture Partners Limited
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2015
Securities Purchase Agreement between PLC Systems Inc. and Purchasers (September 18, 2013)
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2013
Common Stock Purchase Warrant Agreement between PLC Systems Inc. and Holder (September 18, 2013)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Amendment and Waiver to Securities Purchase Agreement between PLC Systems Inc. and Purchasers (September 18, 2013)
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Amendment and Waiver to Securities Purchase Agreement between PLC Systems Inc. and GCP IV LLC (September 18, 2013)
Waiver Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2013
Right to Shares Letter Agreement between PLC Systems Inc. and GCP IV LLC (September 18, 2013)
Subscription Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Securities Purchase Agreement between PLC Systems Inc. and Purchasers (February 22, 2013)
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2013
Common Stock Purchase Warrant Agreement between PLC Systems Inc. and Holder (February 22, 2013)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Amendment and Waiver to Securities Purchase Agreement between PLC Systems Inc. and GCP IV LLC (February 22, 2013)
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Right to Shares Letter Agreement between PLC Systems Inc. and GCP IV LLC (February 22, 2013)
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Amendment and Waiver to Securities Purchase Agreement between PLC Systems Inc. and GCP IV LLC (January 16, 2013)
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Common Stock Purchase Warrant Agreement between PLC Systems Inc. and GCP IV LLC
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2013
Amendment and Waiver to Securities Purchase Agreement between PLC Systems Inc. and GCP IV LLC (July 2, 2012)
Modification Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2012
Securities Purchase Agreement between PLC Systems Inc. and Purchasers (February 22, 2011)
Purchase Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2011
Common Stock Purchase Warrant Agreement between PLC Systems Inc. and Holder (2011)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2011
Addendum to Amended and Restated Distribution Agreement among Novadaq Technologies Inc., Novadaq Corp., PLC Systems Inc., and PLC Medical Systems, Inc.
Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2010
PLC Systems Inc. Employee Stock Option Grant Letter under 2005 Stock Incentive Plan
Stock Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
PLC Systems Inc. Non-Employee Director Stock Option Grant Letter under 2005 Stock Incentive Plan
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2009
PLC Systems Inc. Employee Stock Option Grant Letter under 2005 Stock Incentive Plan
Stock Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2008
PLC Systems Inc. Non-Employee Director Stock Option Grant Letter under 2005 Stock Incentive Plan
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2008
PLC Systems Inc. 2008 Executive Officer Compensation Arrangements
Bonus & Incentive Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2008
PLC Systems Inc. Compensatory Arrangements for Non-Employee Directors
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2008
Amended and Restated Distribution Agreement between Novadaq Technologies Inc., Novadaq Corp., PLC Systems Inc., and PLC Medical Systems, Inc.
Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2007
Agreement for Assignment and Termination of Distribution, Shareholders, Manufacturing License, and Securities Purchase Agreements among Edwards Lifesciences LLC, PLC Systems Inc.,...
Assignment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2007
PLC Systems Inc. Executive Officers Compensation Disclosure
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2007
PLC Systems Inc. Compensatory Arrangements for Non-Employee Directors
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2007
Severance Arrangements for Certain Executive Officers of PLC Systems Inc.
Severance Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2007
Supply Agreement among PLC Systems Inc., PLC Medical Systems, Inc., and Edwards Lifesciences LLC dated March 9, 2006
Supply Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2006
Termination and Royalty Payment Agreement between Edwards Lifesciences LLC and PLC Systems Inc.
Termination Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2006
Second Amendment to Shareholders Agreement between Edwards Lifesciences Corporation and PLC Systems Inc.
Shareholders Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2006
Distribution Agreement among PLC Systems Inc., PLC Medical Systems, Inc., and Edwards Lifesciences LLC (January 9, 2001)
Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2006
PLC Systems Inc. Executive Officers Compensation Arrangements (2006)
Bonus & Incentive Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2006
PLC Systems Inc. Non-Employee Director Compensation and Stock Option Plan
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2006
Severance Arrangements for Certain Executive Officers of PLC Systems Inc.
Severance Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2006
PLC Systems Inc. 2005 Stock Incentive Plan
Bonus & Incentive Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2005
PLC Systems Inc. Employee Stock Option Grant Letter under 2005 Stock Incentive Plan
Stock Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2005
PLC Systems Inc. Non-Employee Director Stock Option Grant Letter under 2005 Stock Incentive Plan
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2005
PLC Systems Inc. Executive Officers Compensation Arrangement (2005)
Bonus & Incentive Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2005
PLC Systems Inc. Compensatory Arrangements for Non-Employee Directors
Compensation Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2005
Amendment to Employment Letter Agreement between PLC Medical Systems, Inc. and Dr. Robert I. Rudko
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2005
PLC Systems Inc. Non-Employee Director Stock Option Grant Letter
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2004
PLC Systems Inc. Stock Option Grant Letter under Equity Incentive Plan
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2004
Distribution Agreement among PLC Systems Inc., PLC Medical Systems, Inc., and Edwards Lifesciences LLC dated February 24, 2004
Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2004
Contribution, Development and Manufacturing Agreement among PLC Systems, Inc., PLC Medical Systems, Inc., and Edwards Lifesciences LLC
Contribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2004
First Amendment to Shareholders Agreement between Edwards Lifesciences Corporation and PLC Systems Inc.
Shareholders Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2004
First Amendment to Distribution Agreement among Edwards Lifesciences LLC, PLC Systems Inc., and PLC Medical Systems Inc.
Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2004
Warrant Agreement between PLC Systems Inc. and Edwards Lifesciences Corporation (January 9, 2001)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2004
Warrant Agreement between PLC Systems Inc. and Edwards Lifesciences Corporation (Warrant No. 3)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2004
Common Stock Purchase Warrant Agreement between PLC Systems Inc. and Prudential Vector Healthcare Group (Warrant No. 1)
Warrant Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2004
Employment Letter Agreement between PLC Medical Systems, Inc. and Dr. Robert I. Rudko (Chief Technical Officer)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2004
PLC Systems Inc. 2000 Non-Statutory Stock Option Plan
Stock Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2002
PLC Systems Inc. 2000 Equity Incentive Plan
Equity Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2002
PLC Systems, Inc. 2000 Employee Stock Purchase Plan
Stock Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2002
Distribution Agreement among PLC Systems Inc., PLC Medical Systems, Inc., and Edwards Lifesciences LLC dated January 9, 2001
Distribution Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
NY
2001
Shareholders Agreement between Edwards Lifesciences Corporation and PLC Systems Inc. dated January 9, 2001
Shareholders Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
DE
2001
PLC Medical Systems Employment Agreement with James G. Thomasch (Senior Vice President and CFO)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2001
Employment Agreement between PLC Medical Systems and Mark R. Tauscher (President & CEO)
Employment Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
2001
PLC Systems Inc. 2000 Non-Qualified Performance and Retention Equity Plan
Bonus & Incentive Agreements
VIVEVE MEDICAL, INC.
Health Care Equipment & Supplies
MA
2001