VIVEVE MEDICAL, INC. Contracts & Agreements

Fifth Amended and Restated Viveve Medical, Inc. Independent Director Compensation Policy (Filed With SEC on May 12, 2022)

Description of Securities (Filed With SEC on March 17, 2022)

Form of Retention Bonus Agreement (Filed With SEC on January 21, 2022)

First Amendment to Purchase Agreement, dated March 31, 2021, by and between Viveve Medical, Inc. and Lincoln Park Capital Fund, LLC (Filed With SEC on March 31, 2021)

Description of Securities (Filed With SEC on March 18, 2021)

Amendment No. 1 to Sublease Agreement, effective as of March 15, 2021, by and between the Registrant and Ingredion Incorporated (Filed With SEC on March 18, 2021)

Form of Underwriting Agreement (Filed With SEC on January 12, 2021)

Form of Common Stock Purchase Warrant for the 2021 Warrants (Filed With SEC on January 12, 2021)

Form of Warrant Agent Agreement by and between VStock Transfer LLC and the Registrant, effective January 2021 (Filed With SEC on January 12, 2021)

Form of Underwriting Agreement (Filed With SEC on December 31, 2020)

Purchase Agreement, dated June 8, 2020, by and between Viveve Medical, Inc. and Lincoln Park Capital Fund, LLC (Filed With SEC on June 10, 2020)

Registration Rights Agreement, dated June 8, 2020, by and between Viveve Medical, Inc. and Lincoln Park Capital Fund, LLC (Filed With SEC on June 10, 2020)

Promissory Note, dated April 24, 2020, by and between Viveve and the Lender (Filed With SEC on April 24, 2020)

Form of Series A-2/B-2 Common Stock Purchase Warrant (Filed With SEC on April 17, 2020)

Form of Inducement Letter (Filed With SEC on April 17, 2020)

Description of Securities (Filed With SEC on March 19, 2020)

Form of Underwriting Agreement (Filed With SEC on November 21, 2019)

Form of Warrant for the Offering (Filed With SEC on November 21, 2019)

Form of Warrant Agent Agreement between Viveve Medical, Inc. and VStock Transfer, LLC (Filed With SEC on November 21, 2019)

Form of Warrant for CRG (Filed With SEC on November 21, 2019)

Amendment No. 1 to the Series B Preferred Stock and Warrant Purchase Agreement, dated as of November 20, 2019, by and between the Registrant and CRG (Filed With SEC on November 21, 2019)

Form of Warrant for the Offering (Filed With SEC on November 21, 2019)

Form of Underwriting Agreement (Filed With SEC on November 13, 2019)

Form of Warrant for the Offering (Filed With SEC on November 13, 2019)

Form of Warrant Agent Agreement between Viveve Medical, Inc. and VStock Transfer, LLC (Filed With SEC on November 13, 2019)

Form of Warrant for CRG (Filed With SEC on November 13, 2019)

Form of Registration Rights Agreement by and between the Registrant and CRG (Filed With SEC on November 13, 2019)

Amendment No. 3 to the Loan Agreement, dated as of November 12, 2019, by and between the Registrant and CRG (Filed With SEC on November 13, 2019)

Series B Preferred Stock and Warrant Purchase Agreement, dated as of November 12, 2019, by and between the Registrant and CRG (Filed With SEC on November 13, 2019)

Lock-Up Agreement between CRG and and Ladenburg Thalmann & Co. Inc., dated as of November 12, 2019 (Filed With SEC on November 13, 2019)

Viveve Medical, Inc. 2013 Stock Option and Incentive Plan, as amended (Filed With SEC on September 18, 2019)

Sales Agreement, dated August 16, 2019, by and among Viveve Medical, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on August 16, 2019)

Relocation Agreement, by and between Viveve Medical, Inc. and Jim Robbins, dated August 22, 2017 (Filed With SEC on May 9, 2019)

Underwriting Agreement, dated as of December 6, 2018, by and between Viveve Medical, Inc. and Cowen and Company, LLC, as representative of the underwriters named therein (Filed With SEC on December 10, 2018)

Amendment No. 2 to Loan Agreement, dated November 29, 2018, among Viveve Medical, Inc., CRG Servicing LLC, as administrative agent and collateral agent, the lenders from time to... (Filed With SEC on December 4, 2018)

Settlement and License Agreement by and among the Registrant, ThermiGen LLC and ThermiAesthetics LL, dated June 3, 2018 (Filed With SEC on August 9, 2018)

Consulting Agreement by and between the Registrant and Debora Jorn, dated May 11, 2018 (Filed With SEC on August 9, 2018)

Consulting Agreement between the Company and Patricia Scheller, dated May 30, 2018, effective as of May 11, 2018 (Filed With SEC on June 5, 2018)

Separation Agreement between the Company and Patricia Scheller, dated May 30, 2018, effective as of May 11, 2018 (Filed With SEC on June 5, 2018)

Amended and Restated Employment Agreement between the Company and Scott Durbin, dated May 11, 2018 (Filed With SEC on May 17, 2018)

Amended and Restated Employment Agreement between the Company and Jim Robbins, dated as of May 11, 2018 (Filed With SEC on May 17, 2018)

Forms of Indemnification Agreement (Filed With SEC on March 16, 2018)

Employment Agreement between the Company and Patricia Scheller dated February 27, 2018 (Filed With SEC on March 1, 2018)

Employment Agreement between the Company and Scott Durbin dated March 1, 2018 (Filed With SEC on March 1, 2018)

Employment Agreement between the Company and James Atkinson dated February 27, 2018 (Filed With SEC on March 1, 2018)

Underwriting Agreement, dated as of February 8, 2018, by and between Viveve Medical, Inc. and Cowen and Company, LLC, as representative of the underwriters named therein (Filed With SEC on February 8, 2018)

Waiver No. 2 to Loan Agreement, dated December 12, 2017, among Viveve Medical, Inc., CRG Servicing LLC and the lenders party thereto (Filed With SEC on December 14, 2017)

Exclusive Distributorship Agreement, dated August 8, 2017, by and between Viveve Medical, Inc. and InControl Medical, LLC (Filed With SEC on November 8, 2017)

INCONTROL MEDICAL, LLC MEMBERSHIP UNIT SUBSCRIPTION AGREEMENT (Filed With SEC on November 8, 2017)

COMMON STOCK PURCHASE WARRANT Issue Date: May 25, 2017 To Purchase 73,432 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on June 1, 2017)

COMMON STOCK PURCHASE WARRANT Issue Date: May 25, 2017 To Purchase 148,617 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on June 1, 2017)

Security AGREEMENT dated as of May 25, 2017 among VIVEVE MEDICAL, INC., The Other Grantors from Time to Time Party Hereto and CRG SERVICING LLC, as Administrative Agent and... (Filed With SEC on June 1, 2017)

PATENT AND TRADEMARK SECURITY AGREEMENT (Filed With SEC on June 1, 2017)

AMENDED AND RESTATED VIVEVE MEDICAL, INC. INDEPENDENT DIRECTOR COMPENSATIONPOLICY (Filed With SEC on May 16, 2017)

[Number of Shares] VIVEVE MEDICAL, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 13, 2017)

SUBLEASE AGREEMENT (Filed With SEC on February 3, 2017)

WAIVER AND FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on January 13, 2017)

VIVEVE MEDICAL, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY (Filed With SEC on December 29, 2016)

SECOND AMENDMENT TO STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE - GROSS (Filed With SEC on November 10, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: May 11, 2016 To Purchase 2,500 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on August 11, 2016)

FORM OF LOCK-UP AGREEMENT (Filed With SEC on August 11, 2016)

AMENDMENT NO. 1 TO VIVEVE MEDICAL, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY (Filed With SEC on July 12, 2016)

VIVEVE MEDICAL, INC., a delaware corporation VIVEVE, INC., a delaware corporation WESTERN ALLIANCE BANK, AN ARIZONA CORPORATION LOAN AND SECURITY AGREEMENT (Filed With SEC on June 21, 2016)

INTELLECTUAL PROPERTY SECURITY AGREEMENT (Filed With SEC on June 21, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: June 20, 2016 To Purchase 100,402 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on June 21, 2016)

2,700,000 SHARES OF COMMON STOCK VIVEVE MEDICAL, INC. UNDERWRITING AGREEMENT June 14, 2016 (Filed With SEC on June 14, 2016)

____________ SHARES OF COMMON STOCK VIVEVE MEDICAL, INC. UNDERWRITING AGREEMENT June __, 2016 (Filed With SEC on June 9, 2016)

PLAN OF CONTINUANCE of VIVEVE MEDICAL, INC. a Yukon Territory corporation into VIVEVE MEDICAL, INC. a Delaware corporation (Filed With SEC on May 13, 2016)

YUKON APPLICATION FOR AUTHORIZATION TO CONTINUE INTO ANOTHER JURISDICTION (Filed With SEC on May 13, 2016)

IN THE MATTER OF THE APPLICATION FOR AUTHORIZATION TO CONTINUE INTO ANOTHER JURISDICTION FILED PURSUANT TO SECTION 191 OF THE BUSINESS CORPORATIONS ACT (YUKON) IN THE NAME OF... (Filed With SEC on May 13, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: April 1, 2016 To Purchase 200,000 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on May 13, 2016)

PLAN OF CONTINUANCE of VIVEVE MEDICAL, INC. a Yukon Territory corporation into VIVEVE MEDICAL, INC. a Delaware corporation (Filed With SEC on April 19, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: February 17, 2015 To Purchase 208,140 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on March 24, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: February 17, 2015 To Purchase 43,024 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on March 24, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: February 17, 2015 To Purchase 205,814 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on March 24, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: May 12, 2015 To Purchase 217,733 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on March 24, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: December 16, 2015 To Purchase 50,000 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on March 24, 2016)

COMMON STOCK PURCHASE WARRANT Issue Date: December 16, 2015 To Purchase 15,000 Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on March 24, 2016)

FOURTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on March 24, 2016)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on December 4, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 25, 2015)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 25, 2015)

COMMON STOCK PURCHASE WARRANT Issue Date: ___________, 2015 To Purchase [ ] Shares of Common Stock of VIVEVE MEDICAL, INC. (Filed With SEC on May 15, 2015)

AMENDED AND RESTATED WARRANT TO PURCHASE STOCK (Filed With SEC on May 15, 2015)

FIRST AMENDMENT TO LEASE Lessor: The Castine Group Lessee: Viveve, Inc. Premises: 150-154 Commercial Street, Sunnyvale, CA (Filed With SEC on May 15, 2015)

SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 15, 2015)

SECOND WARRANT TO PURCHASE STOCK (Filed With SEC on May 15, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on May 15, 2015)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 15, 2015)

Stonepine Capital, L.P. May 12, 2015 (Filed With SEC on May 15, 2015)

FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on February 25, 2015)

FIRST AMENDMENT TO WARRANT TO PURCHASE STOCK (Filed With SEC on February 25, 2015)

AMENDMENT AND WAIVER TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 25, 2015)

VIVEVE, INC. NOTE AND WARRANT PURCHASE AGREEMENT NOVEMBER 30, 2011 TABLE OF CONTENTS (Filed With SEC on January 26, 2015)

AMENDMENT NO. 1 TO NOTE AND WARRANT PURCHASE AGREEMENT AND SECURITY AGREEMENT (Filed With SEC on January 26, 2015)

AMENDMENT NO. 2 TO NOTE AND WARRANT 'PURCHASE AGREEMENT AND SECURITY AGREEMENT (Filed With SEC on January 26, 2015)

VIVEVE, INC. WARRANT TO PURCHASE SHARES OF PREFERRED STOCK (Filed With SEC on January 26, 2015)

CONVERTIBLE NOTE TERMINATION AGREEMENT (Filed With SEC on January 26, 2015)

CONVERTIBLE NOTE EXCHANGE AGREEMENT (Filed With SEC on January 26, 2015)

WARRANT TERMINATION AGREEMENT (Filed With SEC on January 26, 2015)

VIVEVE, INC. 150 COMMERCIAL STREET SUNNYVALE, CA 94086 May 14, 2012 (Filed With SEC on January 26, 2015)

VIVEVE, 150 COMMERCIAL STREET SUNNYVALE, CA 94086 January 23, 2013 (Filed With SEC on January 26, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 18, 2013)

COMMON STOCK PURCHASE WARRANT PLC SYSTEMS INC. (Filed With SEC on September 18, 2013)

AMENDMENT AND WAIVER (Filed With SEC on September 18, 2013)

RIGHT TO SHARES LETTER AGREEMENT (Filed With SEC on September 18, 2013)

PLC SYSTEMS INC. 2013 STOCK OPTION AND INCENTIVE PLAN (Filed With SEC on June 12, 2013)

Compensatory Arrangements with Non-Employee Directors (Filed With SEC on March 29, 2013)

Severance Arrangements with Executive Officers (Filed With SEC on March 29, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on February 25, 2013)

COMMON STOCK PURCHASE WARRANT PLC SYSTEMS INC. (Filed With SEC on February 25, 2013)

ESCROW AGREEMENT (Filed With SEC on February 25, 2013)

AMENDMENT AND WAIVER (Filed With SEC on February 25, 2013)

CONSULTING AGREEMENT (Filed With SEC on February 25, 2013)

RIGHT TO SHARES LETTER AGREEMENT (Filed With SEC on February 25, 2013)

AMENDMENT AND WAIVER TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on January 17, 2013)

5% SENIOR SECURED CONVERTIBLE DEBENTURE DUE JANUARY 16, 2016 (Filed With SEC on January 17, 2013)

COMMON STOCK PURCHASE WARRANT PLC SYSTEMS INC. (Filed With SEC on January 17, 2013)

AMENDMENT AND WAIVER TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 3, 2012)

Compensatory Arrangements with Executive Officers (Filed With SEC on March 30, 2012)

Compensatory Arrangements with Non-Employee Directors (Filed With SEC on March 30, 2012)

Severance Arrangements with Executive Officers (Filed With SEC on March 30, 2012)

Compensatory Arrangements with Executive Officers (Filed With SEC on March 29, 2011)

Compensatory Arrangements with Non-Employee Directors (Filed With SEC on March 29, 2011)

Severance Arrangements with Executive Officers (Filed With SEC on March 29, 2011)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on February 23, 2011)

5% SENIOR SECURED CONVERTIBLE DEBENTURE DUE (1) (Filed With SEC on February 23, 2011)

COMMON STOCK PURCHASE WARRANT PLC SYSTEMS INC. (Filed With SEC on February 23, 2011)

ASSET PURCHASE AGREEMENT DATED AS OF NOVEMBER 5, 2010 BY AND AMONG NOVADAQ CORP., PLC SYSTEMS INC., PLC MEDICAL SYSTEMS, INC., PLC SISTEMAS MEDICOS INTERNACIONAIS (DEUTSCHLAND)... (Filed With SEC on November 10, 2010)

ADDENDUM TO AMENDED AND RESTATED DISTRIBUTION AGREEMENT (Filed With SEC on November 10, 2010)

Compensatory Arrangements with Executive Officers (Filed With SEC on March 30, 2010)

Compensatory Arrangements with Non-Employee Directors (Filed With SEC on March 30, 2010)

Severance Arrangements with Executive Officers (Filed With SEC on March 30, 2010)

Form ofStock Option Grant Letter for Employees [Date of Grant] (Filed With SEC on August 14, 2009)

Form ofStock Option Grant Letter for Non-Employee Directors [Date of Grant] (Filed With SEC on August 14, 2009)

/S/ JAMES G. THOMASCH (Filed With SEC on March 26, 2009)

/S/ MARK R. TAUSCHER (Filed With SEC on March 26, 2009)

Modificationsto Terms of Employment with Dr. Robert I. Rudko (Filed With SEC on March 26, 2009)

Compensatory Arrangements with Executive Officers (Filed With SEC on March 26, 2009)

Compensatory Arrangements with Non-Employee Directors (Filed With SEC on March 26, 2009)

Severance Arrangements with Executive Officers (Filed With SEC on March 26, 2009)

PLC SYSTEMS INC. 2005 STOCK INCENTIVE PLAN (Filed With SEC on June 23, 2008)

Form of Stock Option Grant Letter forEmployees [Date of Grant] (Filed With SEC on June 23, 2008)

Form of Stock Option Grant Letter forNon-Employee Directors [Date of Grant] (Filed With SEC on June 23, 2008)

Compensatory Arrangements with Executive Officers (Filed With SEC on March 28, 2008)

Compensatory Arrangements with Non-Employee Directors (Filed With SEC on March 28, 2008)

Severance Arrangements with Executive Officers (Filed With SEC on March 28, 2008)

ConfidentialMaterials omitted and filed separately with the Securities and Exchange Commission.Asterisk denote omissions. (Filed With SEC on May 15, 2007)

Compensatory Arrangements with Executive Officers (Filed With SEC on March 30, 2007)

Compensatory Arrangements with Non-Employee Directors (Filed With SEC on March 30, 2007)

Severance Arrangements with Certain Executive Officers (Filed With SEC on March 30, 2007)

Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Asterisks denote omissions. (Filed With SEC on May 15, 2006)

Confidential Materialsomitted and filed separately with the Securities and ExchangeCommission. Asterisks denote omissions. March 9,2006 (Filed With SEC on May 15, 2006)

SECONDAMENDMENT TO SHAREHOLDERS AGREEMENT (Filed With SEC on May 15, 2006)

Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Asterisks denote omissions. (Filed With SEC on March 28, 2006)

Compensatory Arrangements with Executive Officers (Filed With SEC on March 28, 2006)

Compensatory Arrangements with Non-Employee Directors (Filed With SEC on March 28, 2006)

SeveranceArrangements with Certain Executive Officers (Filed With SEC on March 28, 2006)

PLC SYSTEMS INC. 2005 STOCK INCENTIVE PLAN (Filed With SEC on May 24, 2005)

Form ofStock Option Grant Letter for Employees [Date of Grant] (Filed With SEC on May 24, 2005)

Form ofStock Option Grant Letter for Non-Employee Directors [Date of Grant] (Filed With SEC on May 24, 2005)

CompensatoryArrangements with Executive Officers (Filed With SEC on March 25, 2005)

CompensatoryArrangements with Non-Employee Directors (Filed With SEC on March 25, 2005)

Formof Stock Option Grant Letter for Non-Employee Directors [Date of Grant] (Filed With SEC on November 12, 2004)

Form of Stock Option Grant Letter [Date of Grant] (Filed With SEC on August 12, 2004)

Confidential Materials omitted and filedseparately with the Securities and Exchange Commission.Asterisks denote omissions. (Filed With SEC on May 12, 2004)

Confidential Materials omittedand filed separately with the Securities and Exchange Commission.Asterisks denote omissions. CONTRIBUTION, DEVELOPMENT AND MANUFACTURING AGREEMENT (Filed With SEC on May 12, 2004)

FIRST AMENDMENT TO SHAREHOLDERS AGREEMENT (Filed With SEC on May 12, 2004)

Confidential Materials omitted and filedseparately with the Securities and Exchange Commission.Asterisks denote omissions. FIRST AMENDMENT TO DISTRIBUTION AGREEMENT (Filed With SEC on May 12, 2004)

PLC SYSTEMS INC. Warrant to PurchaseCommon Shares (Filed With SEC on March 26, 2004)

THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUEDUPON ITS EXERCISE ARE SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH IN SECTION 4 OF THIS WARRANT (Filed With SEC on March 26, 2004)

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VIVEVE MEDICAL, INC. Contracts & Agreements