VIE FINANCIAL GROUP INC Contracts & Agreements

59 Contracts & Agreements
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Filed
Certificate of Designation for Series G Convertible Preferred Stock of Vie Financial Group, Inc.
Articles of Amendment
VIE FINANCIAL GROUP INC
2004
Sublease Agreement between Vie Financial Group, Inc. and Philadelphia Safe and Sound dated June 3, 2004
Lease Agreements
VIE FINANCIAL GROUP INC
PA
2004
Third Certificate of Amendment to Series H Convertible Preferred Stock Certificate of Designations – Vie Financial Group, Inc.
Articles of Amendment
VIE FINANCIAL GROUP INC
2004
Second Certificate of Amendment to Certificate of Designations of Series H Convertible Preferred Stock of Vie Financial Group, Inc.
Articles of Amendment
VIE FINANCIAL GROUP INC
2004
Certificate of Correction to Certificate of Designation for Series G Convertible Preferred Stock of Vie Financial Group, Inc.
Articles of Amendment
VIE FINANCIAL GROUP INC
2003
Certificate of Amendment to Series H Convertible Preferred Stock Designations – Vie Financial Group, Inc.
Articles of Amendment
VIE FINANCIAL GROUP INC
2003
Certificate of Designations of Series H Convertible Preferred Stock of Vie Financial Group, Inc.
Articles of Amendment
VIE FINANCIAL GROUP INC
DE
2003
Certificate of Retirement of Series F Convertible Preferred Stock of The Ashton Technology Group, Inc.
Articles of Amendment
VIE FINANCIAL GROUP INC
2002
Sub-Sublease Agreement between Philadelphia Stock Exchange, Inc. and Universal Trading Technologies Corporation (March 14, 2002)
Lease Agreements
VIE FINANCIAL GROUP INC
PA
2002
Sublease Agreement between The Northwestern Mutual Life Insurance Company and The Ashton Technology Group, Inc. for 1114 Avenue of the Americas, New York
Lease Agreements
VIE FINANCIAL GROUP INC
WI
2002
Operating Agreement between TeamVest, Inc., Electronic Market Center, Inc., and E-Trustco.com Inc. dated August 9, 2000
Operating Agreements
VIE FINANCIAL GROUP INC
2000
Sublease Agreement between Electronic Data Systems Corporation and Ashton Technology Group, Inc. for Office Space at 280 Trumbull Street, Hartford, CT
Lease Agreements
VIE FINANCIAL GROUP INC
2000
Sublease Agreement between Federal National Mortgage Association and Universal Trading Technologies Corp. for 1900 Market Street, Philadelphia
Lease Agreements
VIE FINANCIAL GROUP INC
2000
Lease Agreement between Eleven Colonial Penn Plaza Associates and Ashton Technology Group, Inc. (December 23, 1999)
Lease Agreements
VIE FINANCIAL GROUP INC
PA
2000
Plan of Complete Liquidation and Dissolution of Vie Financial Group, Inc.
Plan of Reorganization Agreements
VIE FINANCIAL GROUP INC
2004
LLC Membership Interest Purchase Agreement among Piper Jaffray Companies, Vie Financial Group, Inc., and Vie Securities, LLC
Purchase Agreements
VIE FINANCIAL GROUP INC
DE
2004
Promissory Note between Vie Financial Group, Inc. and Piper Jaffray Companies dated September 21, 2004
Note Agreements
VIE FINANCIAL GROUP INC
MN
2004
Security Agreement between Vie Financial Group, Inc. and Piper Jaffray Companies dated September 21, 2004
Security Agreements
VIE FINANCIAL GROUP INC
NY
2004
Repayment Agreement between Vie Financial Group, Inc. and RGC International Investors, LDC (September 17, 2004)
VIE FINANCIAL GROUP INC
PA
2004
Series H Preferred Stock Purchase Agreement between Vie Financial Group, Inc. and Purchasers (October 9, 2003)
Purchase Agreements
VIE FINANCIAL GROUP INC
NY
2003
Vie Financial Group, Inc. Series H Amended and Restated Registration Rights Agreement (October 9, 2003)
Registration Rights Agreements
VIE FINANCIAL GROUP INC
NY
2003
Series H Preferred Stock Purchase Agreement between Vie Financial Group, Inc. and Purchasers (September 30, 2003)
Purchase Agreements
VIE FINANCIAL GROUP INC
NY
2003
Vie Financial Group, Inc. Series H Registration Rights Agreement with Series H Convertible Preferred Stockholders (September 30, 2003)
Registration Rights Agreements
VIE FINANCIAL GROUP INC
NY
2003
Promissory Note between Vie Financial Group, Inc. and SOFTBANK Capital Partners LP dated December 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
DE
2003
Promissory Note between Vie Financial Group, Inc. and SOFTBANK Capital LP dated December 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
DE
2003
Promissory Note between Vie Financial Group, Inc. and Softbank Capital Advisors Fund LP dated December 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
DE
2003
Promissory Note between Vie Financial Group, Inc. and Draper Fisher Jurvetson ePlanet Ventures L.P. dated December 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
DE
2003
Promissory Note between Vie Financial Group, Inc. and Draper Fisher Jurvetson ePlanet Partners Fund, LLC dated December 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
DE
2003
Promissory Note between Vie Financial Group, Inc. and Draper Fisher Jurvetson ePlanet Ventures GmbH & Co. KG dated December 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
DE
2003
Warrant Agreement to Purchase Shares of Vie Financial Group, Inc. by SoftBank Capital Partners LP
Warrant Agreements
VIE FINANCIAL GROUP INC
DE
2003
Warrant to Purchase Shares Agreement between Vie Financial Group, Inc. and SOFTBANK Capital LP
Warrant Agreements
VIE FINANCIAL GROUP INC
DE
2003
Warrant to Purchase Shares of Vie Financial Group, Inc. by SoftBank Capital Advisors Fund LP
Warrant Agreements
VIE FINANCIAL GROUP INC
DE
2003
Warrant to Purchase Shares of Vie Financial Group, Inc. by Draper Fisher Jurvetson ePlanet Ventures L.P.
Warrant Agreements
VIE FINANCIAL GROUP INC
DE
2003
Warrant to Purchase Shares of Vie Financial Group, Inc. by Draper Fisher Jurvetson ePlanet Partners Fund, LLC
Warrant Agreements
VIE FINANCIAL GROUP INC
DE
2003
Warrant to Purchase Shares Agreement between Vie Financial Group, Inc. and Draper Fisher Jurvetson ePlanet Ventures GmbH & Co. KG
Warrant Agreements
VIE FINANCIAL GROUP INC
DE
2003
Loan Agreement between Vie Financial Group, Inc. and Investors including SOFTBANK and Draper Fisher Jurvetson ePlanet Ventures
Loan Agreements
VIE FINANCIAL GROUP INC
NY
2003
Interim CEO Compensation and Indemnification Agreement between The Ashton Technology Group, Inc. and Robert J. Warshaw (09/11/2002)
Employment Agreements
VIE FINANCIAL GROUP INC
NY
2002
Employment Agreement between The Ashton Technology Group, Inc. and James S. Pak, dated October 2, 2002
Employment Agreements
VIE FINANCIAL GROUP INC
PA
2002
Employment Agreement between The Ashton Technology Group, Inc. and Trevor B. Price, dated October 7, 2002
Employment Agreements
VIE FINANCIAL GROUP INC
PA
2002
Share Purchase Agreement between The Ashton Technology Group, Inc. and HK Weaver Group Limited for Kingsway ATG Asia Limited Shares
Purchase Agreements
VIE FINANCIAL GROUP INC
2002
Loan Agreement between RGC International Investors, LDC and The Ashton Technology Group, Inc. and Universal Trading Technologies Corporation dated April 11, 2002
Loan Agreements
VIE FINANCIAL GROUP INC
2002
Convertible Bond Note Instrument between HK Weaver Group Limited and The Ashton Technology Group, Inc. (HK$23,400,000)
Note Agreements
VIE FINANCIAL GROUP INC
DE
2002
Promissory Note between The Ashton Technology Group, Inc. and Optimark Innovations Inc. dated April 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
NY
2002
Promissory Note between OptiMark, Inc. and The Ashton Technology Group, Inc. dated April 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
NY
2002
Promissory Note between OptiMark, Inc. and The Ashton Technology Group, Inc. dated April 30, 2002
Note Agreements
VIE FINANCIAL GROUP INC
NY
2002
Amendment to Revenue Sharing and Fee Structure Agreement between Philadelphia Stock Exchange, Universal Trading Technologies Corporation, Dover Group, and The Ashton Technology...
Modification Agreements
VIE FINANCIAL GROUP INC
2001
9% Secured Convertible Note between The Ashton Technology Group, Inc. and RGC International Investors, LDC, dated July 13, 2001
Note Agreements
VIE FINANCIAL GROUP INC
DE
2001
Registration Rights Agreement between The Ashton Technology Group, Inc. and Initial Investors (July 13, 2001)
Registration Rights Agreements
VIE FINANCIAL GROUP INC
2001
Securities Exchange Agreement between The Ashton Technology Group, Inc. and Security Holder (July 13, 2001)
Exchange Agreements
VIE FINANCIAL GROUP INC
DE
2001
Security Agreement between The Ashton Technology Group, Inc., Universal Trading Technologies Corporation, and RGC International Investors, LDC (July 10, 2001)
Security Agreements
VIE FINANCIAL GROUP INC
DE
2001
Securities Purchase Agreement between The Ashton Technology Group, Inc. and Jameson Drive LLC
Purchase Agreements
VIE FINANCIAL GROUP INC
NY
2001
Registration Rights Agreement between The Ashton Technology Group, Inc. and Investor (February 2001)
Registration Rights Agreements
VIE FINANCIAL GROUP INC
2001
Convertible Loan Agreement between TeamVest, Inc. and Electronic Market Center, Inc. dated August 9, 2000
Loan Agreements
VIE FINANCIAL GROUP INC
CT
2000
Convertible Promissory Note between TeamVest, Inc. and Electronic Market Center, Inc. dated August 9, 2000
Note Agreements
VIE FINANCIAL GROUP INC
PA
2000
Confirmatory Agreement Regarding Sublease at 280 Trumbull Street, Hartford, CT (Ashton, EMC, EDS, Cambridge One)
Assignment Agreements
VIE FINANCIAL GROUP INC
2000
Memorandum of Understanding Between The Ashton Technology Group, Inc. and K. Ivan F. Gothner for Advisory Services
Consulting Agreements
VIE FINANCIAL GROUP INC
2000
Employment Agreement between The Ashton Technology Group, Inc., Universal Trading Technologies Corporation, and Fredric W. Rittereiser
Employment Agreements
VIE FINANCIAL GROUP INC
2000
Stock Purchase Agreement among Kingsway Electronic Services Limited, Universal Trading Technologies Corporation, and The Ashton Technology Group, Inc. dated January 12, 2000
Stock Agreements
VIE FINANCIAL GROUP INC
DE
2000
TSE Integration Agreement between The Toronto Stock Exchange Inc. and Ashton Technology Canada Inc.
Collaboration Agreements
VIE FINANCIAL GROUP INC
2000