VICON INDUSTRIES, INC. UP TO 9,348,388SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES BENEFICIAL OWNER ELECTION FORM
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EX-4.6 8 exhibit46-formofbeneficial.htm EXHIBIT 4.6 Exhibit
EXHIBIT 4.6
VICON INDUSTRIES, INC.
UP TO 9,348,388 SHARES OF COMMON STOCK
ISSUABLE UPON EXERCISE OF NON-TRANSFERABLE
RIGHTS TO SUBSCRIBE FOR SUCH SHARES
BENEFICIAL OWNER ELECTION FORM
I (We), the undersigned, acknowledge receipt of your letter and the enclosed materials relating to the offering of shares of common stock, par value $0.01 per share (the “Shares”) of VICON INDUSTRIES, INC. (the “Company”), issuable upon the exercise of subscription rights (“Subscription Rights”).
In this form, I (we) instruct you whether to exercise Subscription Rights to purchase Shares distributed with respect to the common stock, par value $0.01 per share, of the Company held by you for my (our) account, pursuant to the terms and subject to the conditions set forth in the Prospectus dated [•], 2017.
I (we) hereby instruct you as follows:
(CHECK THE APPLICABLE BOXES AND PROVIDE ALL REQUIRED INFORMATION)
BOX 1. | o | Please do not exercise Subscription Rights for me (us). | ||||||||||||||||||
BOX 2. | o | Please exercise Subscription Rights for me (us) and purchase Shares as set forth below: | ||||||||||||||||||
NUMBER OF SHARES OF COMMON STOCK | SUBSCRIPTION PRICE | PAYMENT | ||||||||||||||||||
Basic subscription Right | X | $ | [•] | = | $ |
IF YOU HAVE FULLY EXERCISED YOUR BASIC SUBSCRIPTION RIGHT ABOVE and you wish to purchase additional Shares, subject to availability and the conditions and limitations described in the Prospectus, please so indicate by completing the additional required information:
NUMBER OF SHARES OF COMMON STOCK | SUBSCRIPTION PRICE | PAYMENT | ||||||||||||||||
Over subscription Right | X | $ | [•] | = | $ |
TOTAL SUBSCRIPTION PAYMENT REQUIRED:
$ | + | $ | = | $ | ||||||||
(Basic Subscription Right Payment) | (Oversubscription Right Payment) | (Total required payment) |
FORM OF PAYMENT: | ||||
o | Payment in the following amount is enclosed: $__________. | |||
o | Please deduct payment of $__________ from my (our) following account maintained by you: |
_________________________________ (Type of Account) | _________________________________ (Account Number) |
I (we) on my (our) own behalf, or on behalf of any person(s) on whose behalf, or under whose directions, I am (we are) signing this form:
| Acknowledge receipt of the Prospectus and irrevocably elect to purchase the number of Shares indicated above upon the terms and conditions specified in the Prospectus; and |
| Agree that if I (we) fail to pay for the Shares that I (we) have elected to purchase, you may exercise any remedies available to you under the law. |
Name of beneficial owner(s): | ____________________________ | |||
Signature of beneficial owner(s): | ||||
____________________________ | ||||
If you are signing in your capacity as a trustee, executor, administrator, guardian, attorney-in-fact, agent, officer of a corporation or in any other fiduciary or representative capacity, please provide the following information:
Name: | __________________________________ | |||
Capacity: | __________________________________ | |||
Address: | __________________________________ __________________________________ __________________________________ | |||
Telephone No.: | __________________________________ |