Schedule of Additional Investors to Subordinated Convertible Promissory Notes

Contract Categories: Business Finance › Note Agreements
Summary

This document lists additional investors and the amounts they have invested in subordinated convertible promissory notes issued by the company. The schedule includes several funds and individuals, specifying their respective principal investment amounts. It incorporates by reference the terms of the promissory note as previously filed with the SEC. The main purpose is to formally record the participation of these investors under the same terms as the original note agreement.

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EX-10.3 4 dex103.htm SCHEDULE OF ADDITIONAL INVESTORS Schedule of Additional Investors

Exhibit 10.3

Schedule of Additional Investors to Additional Notes*

 

Name of Investor

    Principal Amount

Special Situations Funds

   

Special Situations Fund III QP, L.P.

    $ 367,842.03

Special Situations Fund III, L.P.

      22,290.92

Special Situations Cayman Fund, L.P.

      125,880.62

Special Situations Private Equity Fund, L.P.

      124,212.70

Special Situations Technology Fund, L.P.

      13,110.31

Special Situations Technology Fund II, L.P.

      68,727.42
      

Special Situations Funds Subtotal

    $ 722,064.00
      

Pathfinder Ventures IV, L.L.C.

    $ 250,000.00
      

Claudio Chiuchiarelli

    $ 50,000.00
      

Jacqueline Chiuchiarelli

    $ 25,000.00
      

 

* This Schedule of Additional Investors incorporates by reference the form of Subordinated Convertible Promissory Note filed as Exhibit 10.3 to the Company’s Current Report on Form 8-K, filed with the Commission on March 18, 2008.