Upstart Holdings, Inc. | Business Contracts

Amendment No. 1 to Second Amended and Restated Promotion Agreement, dated May 5, 2022, between Upstart Network, Inc. and Credit Karma Offers, Inc (Filed With SEC on February 16, 2023)

Employment Offer Letter, dated October 6, 2022, between Upstart Network, Inc. and Scott Darling (Filed With SEC on February 16, 2023)

Amendment Sublease dated September 13, 2021, to the Master Lease agreement dated October 7, 2016, between Upstart Network, Inc. and Open Text, Inc (Filed With SEC on November 12, 2021)

Form of Capped Call Confirmation (Filed With SEC on August 20, 2021)

Amended and Restated TransUnion Master Agreement for Consumer Reporting and Ancillary Services, dated November 25, 2020, between Upstart Network, Inc. and TransUnion LLC (Filed With SEC on December 7, 2020)

Description of Capital Stock (Filed With SEC on February 16, 2023)

Small Business Loan Program Sale Agreement Addendum to Third Amended and Restated Loan Sale Agreement, dated June 28, 2022, between Upstart Network, Inc. and Cross River Bank (Filed With SEC on November 9, 2022)

Small Business Loan Program Agreement Addendum to Third Amended and Restated Loan Program Agreement, dated June 28, 2022, between Upstart Network, Inc. and Cross River Bank (Filed With SEC on November 9, 2022)

Amendment No. 4 to Third Amended and Restated Loan Program Agreement, dated September 30, 2022, between Upstart Network, Inc. and Cross River Bank (Filed With SEC on November 9, 2022)

Amendment No. 3 to Third Amended and Restated Loan Sale Agreement, dated September 30, 2022, between Upstart Network, Inc. and Cross River Bank (Filed With SEC on November 9, 2022)

Amendment No. 2 to Second Amended and Restated Promotion Agreement, dated August 9, 2022, between Upstart Network, Inc. and Credit Karma Offers, Inc (Filed With SEC on November 9, 2022)

Performance Award Agreement (Filed With SEC on February 23, 2022)

Upstart Holdings, Inc. Outside Director Compensation Policy (Filed With SEC on February 18, 2022)

Description of Capital Stock (Filed With SEC on February 18, 2022)

Upstart Holdings, Inc. 2020 Equity Incentive Plan and related form agreements (Filed With SEC on November 12, 2021)

Indenture, dated August 20, 2021, between Upstart Holdings, Inc. and U.S. Bank National Association (Filed With SEC on August 20, 2021)

Amendment No. 3, dated May 25, 2021, to the Third Amended and Restated Loan Program Agreement, dated January 1, 2019, between Upstart Network, Inc. and Cross River Bank, as... (Filed With SEC on August 13, 2021)

Amendment No. 2, dated May 25, 2021, to the Third Amended and Restated Loan Sale Agreement, dated January 1, 2019, between Upstart Network, Inc. and Cross River Bank, as... (Filed With SEC on August 13, 2021)

Form of Underwriting Agreement (Filed With SEC on April 6, 2021)

Description of Capital Stock (Filed With SEC on March 18, 2021)

Amended and Restated Billing Agent Agreement, dated November 25, 2020, between Upstart Network, Inc. and Trans Union LLC (Filed With SEC on December 7, 2020)

Upstart Holdings, Inc. 2020 Equity Incentive Plan and related form agreements (Filed With SEC on December 4, 2020)

Third Amended and Restated Loan Sale Agreement, dated January 1, 2019, between Upstart Network, Inc. and Cross River Bank, amended as of November 25, 2020 (Filed With SEC on December 4, 2020)

Third Amended and Restated Loan Program Agreement, dated January 1, 2019, between Upstart Network, Inc. and Cross River Bank, amended as of November 20, 2019 and November 25, 2020 (Filed With SEC on December 4, 2020)

Amended and Restated Loan and Security Agreement, dated September 5, 2018, between Silicon Valley Bank, Upstart Holdings, Inc. and Upstart Network, Inc. amended as of October 22,... (Filed With SEC on December 4, 2020)

Upstart Holdings, Inc. Outside Director Compensation Policy (Filed With SEC on December 4, 2020)

Upstart Holdings, Inc. Executive Change in Control and Severance Policy and related participation agreements (Filed With SEC on December 4, 2020)

Upstart Holdings, Inc. 2020 Employee Stock Purchase Plan (Filed With SEC on December 4, 2020)

Upstart Holdings, Inc. Employee Incentive Compensation Plan (Filed With SEC on December 4, 2020)

Form of Indemnification Agreement between the registrant and each of its directors and executive officers (Filed With SEC on December 4, 2020)

Form of common stock certificate of the registrant (Filed With SEC on December 4, 2020)

Form of Underwriting Agreement (Filed With SEC on December 4, 2020)

Form of warrant to purchase common stock (Filed With SEC on December 4, 2020)

Form of warrant to purchase common stock (Filed With SEC on November 6, 2020)

Amended and Restated Loan and Security Agreement, dated September 5, 2018, between Silicon Valley Bank, Upstart Holdings, Inc. and Upstart Network, Inc. amended as of October 22,... (Filed With SEC on November 6, 2020)

Amended and Restated Investors Rights Agreement among the registrant and certain holders of its capital stock, amended as of December 31, 2018 (Filed With SEC on November 6, 2020)

Form of warrant to purchase Series B preferred stock (Filed With SEC on November 6, 2020)

Upstart Holdings, Inc. 2012 Stock Plan and related form agreements (Filed With SEC on November 6, 2020)

Sub-Sublease Agreement, dated April 1, 2019, between Bay Meadows Station 3 Investors, LLC and Open Text Inc., Snowflake, Inc. and Upstart Holdings, Inc (Filed With SEC on November 6, 2020)

Mezzanine Loan and Security Agreement, dated October 22, 2018, between Silicon Valley Bank, Upstart Holdings, Inc. and Upstart Network, Inc. amended as of June 30, 2020 and... (Filed With SEC on November 6, 2020)

Amended and Restated Revolving Credit and Security Agreement, dated May 22, 2020, between Upstart Loan Trust and Goldman Sachs Bank USA (Filed With SEC on November 6, 2020)

Revolving Credit and Security Agreement, dated May 23, 2018, between Upstart Warehouse Trust and Deutsche Bank AG, New York Branch, and Wilmington Savings Fund Society, FSB,... (Filed With SEC on November 6, 2020)

Third Amended and Restated Loan Program Agreement, dated January 1, 2019, between Upstart Network, Inc. and Cross River Bank, as amended November 20, 2019 (Filed With SEC on November 6, 2020)

Third Amended and Restated Loan Sale Agreement, dated January 1, 2019, between Upstart Network, Inc. and Cross River Bank (Filed With SEC on November 6, 2020)

Second Amended and Restated Promotion Agreement, dated November 6, 2020, between Upstart Network, Inc. and Credit Karma Offers, Inc (Filed With SEC on November 6, 2020)

TransUnion Master Agreement for Consumer Reporting and Ancillary Services, dated March 20, 2015, between Upstart Network, Inc. and Trans Union LLC, amended as of July 20, 2015 (Filed With SEC on November 6, 2020)

Mezzanine Loan and Security Agreement, dated October 22, 2018, between Silicon Valley Bank, Upstart Holdings, Inc. and Upstart Network, Inc. amended as of June 30, 2020 and... (Filed With SEC on November 5, 2020)

Form of warrant to purchase common stock (Filed With SEC on November 5, 2020)

Upstart Holdings, Inc. 2012 Stock Plan and related form agreements (Filed With SEC on November 5, 2020)

Sub-Sublease Agreement, dated April 1, 2019, between Bay Meadows Station 3 Investors, LLC and Open Text Inc., Snowflake, Inc. and Upstart Holdings, Inc (Filed With SEC on November 5, 2020)

Amended and Restated Loan and Security Agreement, dated September 5, 2018, between Silicon Valley Bank, Upstart Holdings, Inc. and Upstart Network, Inc. amended as of October 22,... (Filed With SEC on November 5, 2020)

Form of warrant to purchase Series B preferred stock (Filed With SEC on November 5, 2020)

Amended and Restated Revolving Credit and Security Agreement, dated May 22, 2020, between Upstart Loan Trust and Goldman Sachs Bank USA (Filed With SEC on November 5, 2020)

Revolving Credit and Security Agreement, dated May 23, 2018, between Upstart Warehouse Trust and Deutsche Bank AG, New York Branch, and Wilmington Savings Fund Society, FSB,... (Filed With SEC on November 5, 2020)

Third Amended and Restated Loan Program Agreement, dated January 1, 2019, between Upstart Network, Inc. and Cross River Bank, as amended November 20, 2019 (Filed With SEC on November 5, 2020)

Third Amended and Restated Loan Sale Agreement, dated January 1, 2019, between Upstart Network, Inc. and Cross River Bank (Filed With SEC on November 5, 2020)

Amended and Restated Promotion Agreement, dated May 11, 2020, between Upstart Network, Inc. and Credit Karma Offers, Inc (Filed With SEC on November 5, 2020)

TransUnion Master Agreement for Consumer Reporting and Ancillary Services, dated March 20, 2015, between Upstart Network, Inc. and Trans Union LLC, amended as of July 20, 2015 (Filed With SEC on November 5, 2020)

Amended and Restated Investors Rights Agreement among the registrant and certain holders of its capital stock, amended as of December 31, 2018 (Filed With SEC on November 5, 2020)

Upstart Holdings, Inc. (59)