UnitedGlobalCom, Inc. Class A Common Stock Certificate

Contract Categories: Business Finance Stock Agreements
Summary

This document is a stock certificate issued by UnitedGlobalCom, Inc. to certify ownership of fully paid and non-assessable shares of its Class A Common Stock. The certificate allows the holder to transfer shares by proper endorsement and is only valid when countersigned by the transfer agent and registered by the registrar. It also outlines the process for shareholders to request information about the rights and preferences of different stock classes. The certificate includes standard legal language for transfer and assignment of shares.

EX-4.1 3 a2074362zex-4_1.htm EXHIBIT 4.1
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EXHIBIT 4.1

    INCORPORATED UNDER THE LAWS
OF THE STATE OF DELAWARE
   

NUMBER
CA          

CLASS A COMMON STOCK

THIS CERTIFICATE IS TRANSFERABLE IN
NEW YORK, NY AND RIDGEFIELD PARK, NJ

 

UNITEDGLOBALCOM, INC.

 

SHARES
          
CUSIP 913247 50 8

SEE REVERSE FOR CERTAIN DEFINITIONS

 

 

 

 

 
THIS CERTIFIES that        

 

 

 

 

 
is the owner of        
FULLY PAID AND NON-ASSESSABLE SHARES OF THE CLASS A COMMON STOCK, $.01 PAR VALUE, OF
UNITEDGLOBALCOM, INC.
transferable on the books of the Corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed.
This Certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.
    WITNESS the facsimile seal of the Corporation and the fascimile signatures of its duly authorized officers.

 

 

 

 

 

Gene Schneider
              
CHIEF EXECUTIVE OFFICER

Ellen P. Spangler
             
SECRETARY

 

UNITEDGLOBALCOM, INC.
CORPORATE
SEAL
DELAWARE

 

Dated:                          

COUNTERSIGNED AND REGISTERED.
CHASEMELLON SHAREHOLDER SERVICES, LLC
TRANSFER AGENT AND REGISTRAR

 

 

 

 

BY

 

 

 

 

AUTHORIZED SIGNATURE

UNITEDGLOBALCOM, INC.

        The Corporation will funish without charge to each shareholder who so requests a full statement of the designations, preferences, limitations and relative rights of each class of stock or series thereof of the Corporation and the variations in the relative rights and preferences between the shares of any series of preferred stock, so far as the same have been fixed and determined, and the authority of the board of directors to fix and determine the relative rights and preferences of any series of preferred stock. Such requests may be made to the Corporation or to the transfer agent.

ABBREVIATIONS

        The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

TEN COM     as tenants in common   UNIF GIFT MIN ACT     Custodian
TEN ENT     as tenants by the entireties           (Cust)   (Minor)

JT TEN

 


 

as joint tenants with
right of survivorship and
not as tenants in common

 

 

 

Under Uniform Gifts to Minors Act
(State)

Additional abbreviations may also be used though not in the above list.

    FOR VALUE RECEIVED,

 



 

hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

 

 

 

 

 

 

 

 

 

 

 

       

 

 

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)







 

Shares
of the Class A Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

 

 

  Attorney
to transfer the said Shares on the books of the within named Corporation with full power of substitution in the premises.


Dated

 



 

 

 

 

 

 

 

 

 

 

 
            Signature(s):

 

 

 

 

X

 



 

 

 

 

X

 


        NOTICE:   THE SIGNATURE OF THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

 

 

 

 

 

 
Signature(s) Guaranteed        

By

 


THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.



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    EXHIBIT 4.1