Turning Point Brands, Inc. Contracts & Agreements

84 Contracts & Agreements
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At Market Issuance Sales Agreement between Turning Point Brands, Inc. and B. Riley Securities, Inc. and Barclays Capital Inc.
Equity Distribution Agreements
Turning Point Brands, Inc.
Tobacco
NY
2024
Turning Point Brands, Inc. Executive Chairman Employment Agreement with David – March 2024
Employment Agreements
Turning Point Brands, Inc.
Tobacco
2024
Employment Agreement between Turning Point Brands, Inc. and Andrew Flynn (Senior Vice President & CFO)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2024
ABL Credit Agreement among TPB Specialty Finance LLC, Barclays Bank PLC, First-Citizens Bank & Trust Company, and Lenders (November 7, 2023)
Credit Agreements
Turning Point Brands, Inc.
Tobacco
NY
2024
Pledge and Security Agreement between TPB Specialty Finance LLC and Barclays Bank PLC (Collateral Agent) dated November 7, 2023
Pledge Agreements
Turning Point Brands, Inc.
Tobacco
NY
2024
Amendment No. 1 to Credit Agreement among Turning Point Brands, Inc., Subsidiaries, Lenders, and Barclays Bank PLC
Credit Agreements
Turning Point Brands, Inc.
Tobacco
NY
2023
Turning Point Brands, Inc. 2021 Equity Incentive Plan
Bonus & Incentive Agreements
Turning Point Brands, Inc.
Tobacco
DE
2023
Turning Point Brands, Inc. Executive Chairman Employment Agreement with David
Employment Agreements
Turning Point Brands, Inc.
Tobacco
2023
Turning Point Brands, Inc. Employment Agreement with Graham A. Purdy (Chief Executive Officer and President)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2023
Employment Agreement between Turning Point Brands, Inc. and Yavor Efremov (CEO and President)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
DE
2021
Indenture for Turning Point Brands, Inc. 5.625% Senior Secured Notes Due 2026 between Turning Point Brands, Inc. and GLAS Trust Company LLC
Indenture Agreements
Turning Point Brands, Inc.
Tobacco
2021
Underwriting Agreement for Sale of 2,000,000 Shares of Common Stock by Turning Point Brands, Inc. and Barclays Capital Inc.
Underwriting Agreements
Turning Point Brands, Inc.
Tobacco
NY
2021
Release and Severance Agreement between James W. Dobbins and Turning Point Brands, Inc.
Severance Agreements
Turning Point Brands, Inc.
Tobacco
KY
2020
Consulting Agreement between Turning Point Brands, Inc. and James W. Dobbins
Consulting Agreements
Turning Point Brands, Inc.
Tobacco
KY
2020
Underwriting Agreement for Sale of 2,000,000 Shares of Common Stock by Turning Point Brands, Inc. and Cowen and Company, LLC
Underwriting Agreements
Turning Point Brands, Inc.
Tobacco
NY
2020
Third Amendment to Amended and Restated First Lien Credit Agreement by and among Turning Point Brands, Inc., Fifth Third Bank, and Others
Credit Agreements
Turning Point Brands, Inc.
Tobacco
2020
Agreement and Plan of Merger and Reorganization among Turning Point Brands, Inc., Standard Merger Sub, LLC, and Standard Diversified Inc.
Merger Agreements
Turning Point Brands, Inc.
Tobacco
DE
2020
Description of Securities Registered under Section 12 of the Exchange Act – Turning Point Brands, Inc.
Turning Point Brands, Inc.
Tobacco
2020
Second Amendment to Amended and Restated First Lien Credit Agreement by and among Turning Point Brands, Inc., Guarantors, Lenders, and Fifth Third Bank
Credit Agreements
Turning Point Brands, Inc.
Tobacco
2020
First Amendment to Amended and Restated First Lien Credit Agreement by and among Turning Point Brands, Inc., Fifth Third Bank, and Lenders
Credit Agreements
Turning Point Brands, Inc.
Tobacco
2019
Call Option Transaction Confirmation between Turning Point Brands, Inc. and Dealer (ISDA Equity Derivatives)
Equity Distribution Agreements
Turning Point Brands, Inc.
Tobacco
2019
Indenture for 2.50% Convertible Senior Notes due 2024 between Turning Point Brands, Inc. and GLAS Trust Company LLC
Indenture Agreements
Turning Point Brands, Inc.
Tobacco
NY
2019
Release and Severance Agreement between Mark Stegeman and Turning Point Brands, Inc.
Severance Agreements
Turning Point Brands, Inc.
Tobacco
KY
2018
Amendment to Non-Qualified Stock Option Award Agreement between Turning Point Brands, Inc. and Mark Stegeman
Stock Agreements
Turning Point Brands, Inc.
Tobacco
2018
Common Stock Sales Agreement between Turning Point Brands, Inc. and Cowen and Company, LLC
Equity Distribution Agreements
Turning Point Brands, Inc.
Tobacco
NY
2017
Turning Point Brands, Inc. Non-Qualified Stock Option Award Agreement under 2015 Equity Incentive Plan
Warrant Agreements
Turning Point Brands, Inc.
Tobacco
DE
2017
Option Purchase and Cancellation Agreement among Turning Point Brands, Inc., Intrepid Brands, LLC, and Option Holder
Purchase Agreements
Turning Point Brands, Inc.
Tobacco
NY
2017
Stock Option Cash-Out Agreement between Turning Point Brands, Inc. and Employee Optionee
Compensation Agreements
Turning Point Brands, Inc.
Tobacco
KY
2017
Unsecured Promissory Note between National Tobacco Company, L.P. and Seller (November 30, 2016)
Note Agreements
Turning Point Brands, Inc.
Tobacco
DE
2016
Unsecured Promissory Note between National Tobacco Company, L.P. and Seller (November 30, 2016)
Note Agreements
Turning Point Brands, Inc.
Tobacco
DE
2016
Guaranty Agreement between Turning Point Brands, Inc. and [Name of Seller] dated November 30, 2016
Guaranty Agreements
Turning Point Brands, Inc.
Tobacco
DE
2016
Stock Purchase Agreement among Sellers, Smoke Free Technologies Inc. (Vapor Beast), and National Tobacco Company, L.P.
Purchase Agreements
Turning Point Brands, Inc.
Tobacco
CA
2016
Exchange Agreement between Turning Point Brands, Inc. and Noteholders (May 20, 2016)
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Exchange Agreement between Turning Point Brands, Inc. and Noteholders (Daniel Fitzgerald and Peter Parent)
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Warrant Purchase Agreement between Turning Point Brands, Inc. and Holders of Intrepid Brands, LLC Warrants
Warrant Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Turning Point Brands, Inc. Common Stock Underwriting Agreement with Cowen and Company, LLC and FBR Capital Markets & Co.
Underwriting Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Registration Rights Agreement by and among Turning Point Brands, Inc. and Certain Stockholders (May 10, 2016)
Registration Rights Agreements
Turning Point Brands, Inc.
Tobacco
DE
2016
Exchange and Sale Agreement between Turning Point Brands, Inc. and Standard NA Holdings I LLC (May 10, 2016)
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Exchange Agreement between Turning Point Brands, Inc. and Standard NA Holdings I LLC (May 10, 2016)
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Warrant Purchase Agreement between Turning Point Brands, Inc. and Holders of Intrepid Brands, LLC Warrants
Warrant Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Shareholder Indemnification Agreement between Turning Point Brands, Inc. and Standard General Master Fund L.P.
Indemnification Agreements
Turning Point Brands, Inc.
Tobacco
DE
2016
Amendment No. 1 to Amended and Restated Employment Agreement by and among Turning Point Brands, Inc., North Atlantic Trading Company, Inc., and Thomas F. Helms, Jr.
Employment Agreements
Turning Point Brands, Inc.
Tobacco
2016
Employment Agreement between Turning Point Brands, Inc. and Mr. Wexler (President and CEO)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2016
Turning Point Brands, Inc. Employment Agreement with Mr. Dobbins (Senior Vice President and General Counsel)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2016
Turning Point Brands, Inc. Employment Agreement with Mark Stegeman (CFO)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2016
Underwriting Agreement between Turning Point Brands, Inc. and Underwriters (Cowen and Company, LLC and FBR Capital Markets & Co.), 2016
Underwriting Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Turning Point Brands, Inc. 2015 Equity Incentive Plan
Equity Distribution Agreements
Turning Point Brands, Inc.
Tobacco
DE
2016
Amendment No. 1 to Amended and Restated Exchange and Stockholders’ Agreement by and among Turning Point Brands, Inc., North Atlantic Trading Company, Inc., and Stockholders
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
2016
Underwriting Agreement between Turning Point Brands, Inc. and Underwriters (Cowen and Company, LLC and FBR Capital Markets & Co.), 2016
Underwriting Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Employment Agreement between Turning Point Brands, Inc. and Mr. Wexler (2016)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2016
Turning Point Brands, Inc. Employment Agreement with Mr. Dobbins (2016)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2016
Exchange Agreement between Turning Point Brands, Inc. and Noteholders (2016)
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
NY
2016
Amendment No. 1 to Amended and Restated Exchange and Stockholders’ Agreement by and among Turning Point Brands, Inc., North Atlantic Trading Company, Inc., and Stockholders
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
2016
Line of Credit Commitment Letter between Standard General L.P. and Turning Point Brands, Inc. (December 8, 2015)
Credit Agreements
Turning Point Brands, Inc.
Tobacco
NY
2015
Registration Rights Agreement by and among Turning Point Brands, Inc. and Certain Stockholders (2015)
Registration Rights Agreements
Turning Point Brands, Inc.
Tobacco
DE
2015
Shareholder Indemnification Agreement between Turning Point Brands, Inc. and Standard General Master Fund L.P.
Indemnification Agreements
Turning Point Brands, Inc.
Tobacco
DE
2015
Employment Agreement between Turning Point Brands, Inc. and Larry Wexler
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2015
Employment Agreement between Turning Point Brands, Inc. and James Dobbins
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2015
Amendment No. 1 to Amended and Restated Employment Agreement by and among Turning Point Brands, Inc., North Atlantic Trading Company, Inc., and Thomas F. Helms, Jr.
Employment Agreements
Turning Point Brands, Inc.
Tobacco
2015
Indemnification Agreement between Turning Point Brands, Inc. and Director or Officer
Indemnification Agreements
Turning Point Brands, Inc.
Tobacco
DE
2015
Contract Manufacturing, Packaging and Distribution Agreement between National Tobacco Company, L.P. and Swedish Match North America, Inc.
Services Agreements
Turning Point Brands, Inc.
Tobacco
DE
2015
Electronic Cigarette Distribution Agreement between Intrepid Brands, LLC and VMR Products, LLC
Distribution Agreements
Turning Point Brands, Inc.
Tobacco
GA
2015
First Amendment to Electronic Cigarette Distribution Agreement between Intrepid Brands, LLC and VMR Products, LLC
Distribution Agreements
Turning Point Brands, Inc.
Tobacco
2015
Supply Agreement between National Tobacco Company, L.P. and JJA Distributors, LLC (April 1, 2013)
Supply Agreements
Turning Point Brands, Inc.
Tobacco
KY
2015
Exchange Agreement between North Atlantic Holding Company, Inc. and Noteholders (November 4, 2015)
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
NY
2015
Exchange and Sale Agreement between Turning Point Brands, Inc. and Standard NA Holdings I LLC
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
NY
2015
Exchange Agreement between Turning Point Brands, Inc. and Standard NA Holdings I LLC
Exchange Agreements
Turning Point Brands, Inc.
Tobacco
NY
2015
Warrant Purchase Agreement between Turning Point Brands, Inc. and Holders of Intrepid Brands, LLC Warrants
Warrant Agreements
Turning Point Brands, Inc.
Tobacco
NY
2015
North Atlantic Holding Company, Inc. $11,000,000 7% Senior Notes Due 2023 Note Purchase Agreement
Note Agreements
Turning Point Brands, Inc.
Tobacco
DE
2015
Parent PIK Toggle Note between North Atlantic Holding Company, Inc. and Standard General Master Fund, L.P. dated January 13, 2014
Note Agreements
Turning Point Brands, Inc.
Tobacco
NY
2015
Amendment to Amended and Restated Distribution and License Agreements between Bolloré S.A. and North Atlantic Operating Company, Inc.
License Agreements
Turning Point Brands, Inc.
Tobacco
2006
Interim Executive Services Agreement between North Atlantic Trading Company, Inc. and Alvarez & Marsal, LLC (January 19, 2005)
Services Agreements
Turning Point Brands, Inc.
Tobacco
NY
2005
Consulting Agreement Extension Letter between North Atlantic Trading Company, Inc. and Jack Africk (October 3, 2003)
Consulting Agreements
Turning Point Brands, Inc.
Tobacco
2005
Consulting Agreement Extension Letter between North Atlantic Trading Company, Inc. and Jack Africk (Evolution Partners LLC)
Consulting Agreements
Turning Point Brands, Inc.
Tobacco
2005
2005B Amendment to Amended and Restated Loan Agreement among JP Morgan Chase Bank, LaSalle Bank, North Atlantic Trading Company, and Affiliates
Modification Agreements
Turning Point Brands, Inc.
Tobacco
2005
Employment Agreement between Turning Point Brands, Inc. and Luis Reformina (Senior Vice President & CFO)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2021
Employment Agreement between Turning Point Brands, Inc. and Graham A. Purdy (Chief Operating Officer)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2021
Employment Agreement between Turning Point Brands, Inc. and Robert M. Lavan (CFO)
Employment Agreements
Turning Point Brands, Inc.
Tobacco
KY
2018
Turning Point Brands, Inc. Performance-Based Restricted Stock Unit Award Agreement under 2015 Equity Incentive Plan
Bonus & Incentive Agreements
Turning Point Brands, Inc.
Tobacco
DE
2017
Amendment to North Atlantic Holding Company, Inc. 2006 Equity Incentive Plan
Bonus & Incentive Agreements
Turning Point Brands, Inc.
Tobacco
2017
Second Amendment to the Turning Point Brands, Inc. 2006 Equity Incentive Plan
Bonus & Incentive Agreements
Turning Point Brands, Inc.
Tobacco
2017
Fourth Amendment to Turning Point Brands, Inc. 2006 Equity Incentive Plan
Bonus & Incentive Agreements
Turning Point Brands, Inc.
Tobacco
2017
Third Amendment to Turning Point Brands, Inc. 2006 Equity Incentive Plan
Bonus & Incentive Agreements
Turning Point Brands, Inc.
Tobacco
2017
Turning Point Brands, Inc. 2015 Equity Incentive Plan
Bonus & Incentive Agreements
Turning Point Brands, Inc.
Tobacco
DE
2015