Turning Point Brands, Inc. Contracts & Agreements

At Market Issuance Sales Agreement, dated December 13, 2024, by and among Turning Point Brands, Inc., B. Riley Securities, Inc. and Barclays Capital Inc (Filed With SEC on December 13, 2024)

Employment Agreement by and between the Company and David Glazek, dated as of March 29, 2024 (Filed With SEC on May 2, 2024)

Employment Agreement by and between the Company and Andrew Flynn, dated as of March 6, 2024 (Filed With SEC on March 12, 2024)

ABL Credit Agreement dated as of November 7, 2023, between TPB Specialty Finance LLC, as the borrower, the lenders and L/C issuers party thereto, Barclays Bank PLC, as... (Filed With SEC on February 28, 2024)

Pledge and Security Agreement dated as of November 7, 2023 by and among TPB Specialty Finance LLC, as the grantor, and Barclays Bank PLC, in its capacity as collateral agent for... (Filed With SEC on February 28, 2024)

Amendment No 1. to the Credit Agreement, dated as of February 11, 2021, by and among Turning Point Brands, Inc., the obligors party thereto, Barclays Bank PLC, as administrative... (Filed With SEC on May 16, 2023)

Employment Agreement by and between the Company and Graham A. Purdy, dated as of January 30, 2023 (Filed With SEC on March 15, 2023)

Employment Agreement by and between the Company and David Glazek, dated as of November 2, 2022 (Filed With SEC on March 15, 2023)

Turning Point Brands, Inc. 2021 Equity Incentive Plan (the 2021 Plan) dated as of March 22, 2021 (Filed With SEC on March 15, 2023)

Employment Agreement dated December 15, 2021 between the Company and Yavor Efremov (Filed With SEC on December 16, 2021)

Indenture, dated as of February 11, 2021, between Turning Point Brands, Inc., certain of its subsidiaries, as guarantors, and GLAS Trust Company LLC, as trustee (including the... (Filed With SEC on May 5, 2021)

Employment Agreement by and between the Company and Luis Reformina, dated as of March 23, 2021 (Filed With SEC on March 24, 2021)

Employment Agreement by and between the Company and Graham A. Purdy, dated as of March 2, 2021 (Filed With SEC on March 5, 2021)

Underwriting Agreement, dated as of February 16, 2021, among Turning Point Brands, Inc., Standard General Master Fund L.P., Standard General Master Fund II L.P., Standard General... (Filed With SEC on February 18, 2021)

Consulting Agreement dated August 19, 2020, but effective November 1, 2020, between Turning Point Brands, Inc. and James Dobbins (Filed With SEC on October 27, 2020)

Release and Severance Agreement, dated August 19, 2020, by and among TPB and James W. Dobbins, Senior Vice President and General Counsel (Filed With SEC on October 27, 2020)

Underwriting Agreement, dated as of July 8, 2020, among Turning Point Brands, Inc., Standard General Master Fund L.P., Standard General Master Fund II L.P., Standard General Focus... (Filed With SEC on July 13, 2020)

Third Amendment to the First Lien Credit Agreement (Filed With SEC on April 28, 2020)

Agreement and Plan of Merger and Reorganization, dated as of April 7, 2020, by and among TPB, SDI and Merger Sub (Filed With SEC on April 8, 2020)

Second Amendment to the First Lien Credit Agreement (Filed With SEC on March 12, 2020)

Description of Securities (Filed With SEC on March 12, 2020)

First Amendment to First Lien Credit Agreement (Filed With SEC on August 1, 2019)

Form of Capped Call Agreement (Filed With SEC on July 31, 2019)

Indenture, dated as of July 30, 2019, between Turning Point Brands, Inc. and GLAS Trust Company LLC, as trustee (including the Form of Note as Exhibit A thereto) (Filed With SEC on July 31, 2019)

Release and Severance Agreement dated as of May 2, 2018, between Turning Point Brands, Inc. and Mark A. Stegeman (Filed With SEC on May 9, 2018)

Amendment to the Non-Qualified Stock Option Award Agreement dated as of May 3, 2018, between Turning Point Brands, Inc. and Mark A. Stegeman (Filed With SEC on May 9, 2018)

Employment Agreement between Turning Point Brands, Inc. and Robert M.Lavan, dated March 13, 2018 (Filed With SEC on March 19, 2018)

Sales Agreement, dated as of July 20, 2017 between Turning Point Brands, Inc. and Cowen and Company, LLC (Filed With SEC on July 21, 2017)

Form of Performance-Based Restricted Stock Unit Award Agreement under the Turning Point Brands, Inc. 2015 Equity Incentive Plan (Filed With SEC on May 11, 2017)

OPTION PURCHASE AND CANCELLATION AGREEMENT (Filed With SEC on March 13, 2017)

NON-QUALIFIED STOCK OPTION AWARD AGREEMENT TURNING POINT BRANDS, INC. 2015 Equity Incentive Plan (Filed With SEC on March 13, 2017)

AMENDMENT TO THE NORTH ATLANTIC HOLDING COMPANY, INC. 2006 EQUITY INCENTIVE PLAN (Filed With SEC on March 13, 2017)

SECOND AMENDMENT TO THE NORTH ATLANTIC HOLDING COMPANY, INC. 2006 EQUITY INCENTIVE PLAN (Filed With SEC on March 13, 2017)

FOURTH AMENDMENT TO THE TURNING POINT BRANDS, INC. 2006 EQUITY INCENTIVE PLAN (Filed With SEC on March 13, 2017)

Amendment No. 3 to the 2006 Equity Incentive Plan of North Atlantic Holding Company, Inc (Filed With SEC on February 9, 2017)

Form of Cash-Out Agreement (Filed With SEC on February 9, 2017)

Form of Installment Note (Filed With SEC on December 2, 2016)

Form of 18-Month Note (Filed With SEC on December 2, 2016)

Form of Guaranty (Filed With SEC on December 2, 2016)

Stock Purchase Agreement dated as of November 17, 2016 by and among National Tobacco Company, L.P., the Sellers named therein and Smoke Free Technologies, Inc (Filed With SEC on November 21, 2016)

Exchange Agreement between Turning Point Brands, Inc. and Standard General for 7% Senior Notes (Filed With SEC on June 15, 2016)

Exchange and Sale Agreement between North Atlantic Holding Company, Inc. and Standard General for PIK Notes (Filed With SEC on June 15, 2016)

Intrepid Brands LLC Warrant Repurchase Agreement, dated May 10, 2016 (Filed With SEC on June 15, 2016)

Turning Point Brands, Inc. 5201 Interchange Way Louisville, KY 40229 (Filed With SEC on May 16, 2016)

TURNING POINT BRANDS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 16, 2016)

REGISTRATION RIGHTSAGREEMENT by and among TURNING POINT BRANDS, INC. and the STOCKHOLDERS named herein _________________________________ Dated: May 10, 2016... (Filed With SEC on May 16, 2016)

EXCHANGE AND SALE AGREEMENT (Filed With SEC on May 16, 2016)

EXCHANGE AGREEMENT (Filed With SEC on May 16, 2016)

WARRANT PURCHASE AGREEMENT (Filed With SEC on May 16, 2016)

SHAREHOLDER INDEMNIFICATION AGREEMENT (Filed With SEC on May 16, 2016)

AMENDMENT NO.1 TO AMENDED AND RESTATED EMPLOYMENTAGREEMENT (Filed With SEC on May 16, 2016)

Turning Point Brands, Inc. 5201 Interchange Way Louisville, KY 40229 (Filed With SEC on May 16, 2016)

TURNING POINT BRANDS, INC. 2015 EQUITY INCENTIVE PLAN (Filed With SEC on April 28, 2016)

TURNING POINT BRANDS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on April 28, 2016)

AMENDMENT NO. 1 TO THE AMENDED AND RESTATED EXCHANGE AND STOCKHOLDERSAGREEMENT (Filed With SEC on April 28, 2016)

TURNING POINT BRANDS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on April 21, 2016)

Turning Point Brands, Inc. 5201 Interchange Way Louisville, KY 40229 (Filed With SEC on April 1, 2016)

EXCHANGE AGREEMENT (Filed With SEC on April 1, 2016)

AMENDMENT NO. 1 TO THE AMENDED AND RESTATED EXCHANGE AND STOCKHOLDERSAGREEMENT (Filed With SEC on April 1, 2016)

Turning Point Brands, Inc. Line of Credit Commitment Letter (Filed With SEC on December 18, 2015)

SHAREHOLDER INDEMNIFICATION AGREEMENT (Filed With SEC on November 24, 2015)

FORM OF REGISTRATION RIGHTSAGREEMENT by and among TURNING POINT BRANDS, INC. and the STOCKHOLDERS named herein _________________________________ Dated: ,2015... (Filed With SEC on November 24, 2015)

FORM OF WARRANT PURCHASEAGREEMENT (Filed With SEC on November 24, 2015)

EXCHANGE AND SALE AGREEMENT (Filed With SEC on November 24, 2015)

FORM OF TURNING POINT BRANDS,INC. 2015 EQUITY INCENTIVE PLAN (Filed With SEC on November 24, 2015)

Turning Point Brands, Inc. 5201 Interchange Way Louisville, KY 40229 (Filed With SEC on November 24, 2015)

AMENDMENT NO.1 TO AMENDED AND RESTATED EMPLOYMENTAGREEMENT (Filed With SEC on November 24, 2015)

INDEMNIFICATION AGREEMENT (Filed With SEC on November 24, 2015)

ELECTRONIC CIGARETTE DISTRIBUTION AGREEMENT (Filed With SEC on November 24, 2015)

FIRST AMENDMENT TO THE ELECTRONIC CIGARETTE DISTRIBUTION AGREEMENT (Filed With SEC on November 24, 2015)

SUPPLYAGREEMENT (Filed With SEC on November 24, 2015)

EXCHANGE AGREEMENT (Filed With SEC on November 24, 2015)

PARENT PIK TOGGLE NOTE (Filed With SEC on November 5, 2015)

NORTHATLANTIC HOLDING COMPANY, INC. $11,000,000 7%Senior Notes due December 31, 2023 (Filed With SEC on November 5, 2015)

Bollore´ S. A. Comune d Ergue Gaberic Odet 29500 (France) RCS Quimper 304 827 900 (Filed With SEC on May 15, 2006)

Atlanta Chicago Dallas Denver Houston Los Angeles New York Phoenix San Francisco Frankfurt London Paris Hong Kong (Filed With SEC on March 31, 2005)

257 PARK AVENUE SOUTH, NEW YORK, NEW YORK 10010 ###-###-#### FAX ###-###-#### (Filed With SEC on March 31, 2005)

257 PARK AVENUESOUTH, NEW YORK, NEW YORK 10010 - (212) 253-8185 FAX ###-###-#### (Filed With SEC on March 31, 2005)

2005B AMENDMENT TO LOAN AGREEMENT (Filed With SEC on March 31, 2005)

Category

Industry

Companies

Contracts

Turning Point Brands, Inc. Contracts & Agreements