Securities Transfer Restriction Legend under Securities Act of 1933
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Summary
This notice states that the securities it refers to cannot be sold, transferred, or pledged unless either they are registered under the Securities Act of 1933 and applicable state laws, or the holder provides a satisfactory legal opinion that the transfer is exempt from registration. The restriction is intended to ensure compliance with federal and state securities regulations.
EX-4.1 7 ex4_1.htm EXHIBIT 4.1 ex4_1.htm 
Exhibit 4.1
The securities represented hereby may not be offered for sale, sold, pledged, hypothecated or otherwise transferred except pursuant to (1) an effective registration statement with respect to such securities under the Securities Act of 1933, as amended, and in compliance with any applicable state securities laws; or (2) an opinion of counsel in form satisfactory to the Corporation that the proposed transfer is exempt from the registration requirements of said Act and is in compliance with any applicable state securities laws.
