Tracon Pharmaceuticals, Inc. Contracts & Agreements

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8910 University Center Lane Ÿ Suite 700 Ÿ San Diego, California 92122 Ÿ P: 858 ###-###-#### Ÿ F: 858 ###-###-#### Ÿ URL:
Tracon Pharmaceuticals, Inc.
Biotechnology
2015
Amended Non-Employee Director Compensation Policy
Compensation Agreements
Tracon Pharmaceuticals, Inc.
2024
License Agreement, dated November 17, 2023, by and between the Registrant and Inhibrx, Inc
License Agreements
Tracon Pharmaceuticals, Inc.
2024
Form of Pre-Funded Warrant to Purchase Common Stock
Warrant Agreements
Tracon Pharmaceuticals, Inc.
2023
Securities Purchase Agreement, dated March 9, 2023, by and between TRACON Pharmaceuticals, Inc. and the purchaser listed on Exhibit A thereto
Purchase Agreements
Tracon Pharmaceuticals, Inc.
2023
TRACON Pharmaceuticals, Inc. Non-Employee Director Compensation Policy, as amended February 1, 2023
Compensation Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2023
Employment Agreement by and between the Registrant and Bonne Adams, dated February 27, 2017
Employment Agreements
Tracon Pharmaceuticals, Inc.
2023
Severance Agreement by and between the Registrant and Bonne Adams, dated September 27, 2017
Severance Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
DE
2023
Investment Agreement, dated December 22, 2022, by and between the Registrant and Batiste Investments LLC
Investment Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2023
First Amendment to Loan and Security Agreement, dated December 22, 2022, by and between the Registrant and Runway Growth Finance Corp
Loan Agreements
Tracon Pharmaceuticals, Inc.
2023
Form of Warrant to Purchase Common Stock
Warrant Agreements
Tracon Pharmaceuticals, Inc.
2022
Loan and Security Agreement by and among the Company, each other party thereto as a borrower from time to time, the lenders from time to time party thereto and Runway Growth...
Loan Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
NY
2022
Form of Pre-Funded Warrant
Warrant Agreements
Tracon Pharmaceuticals, Inc.
2022
Form of Amended and Restated Pre-Funded Warrant 1
Warrant Agreements
Tracon Pharmaceuticals, Inc.
2022
Form of Amended and Restated Pre-Funded Warrant 2
Warrant Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
NY
2022
Securities Purchase Agreement, between the Company and the Purchaser, dated June 21, 2022
Purchase Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
NY
2022
TRACON Pharmaceuticals, Inc. Non-Employee Director Compensation Policy, as amended January 28, 2022
Compensation Agreements
Tracon Pharmaceuticals, Inc.
2022
Collaborative Development and Commercialization Agreement by and among the Registrant, Eucure (Beijing) Biopharma Co., Ltd. and Biocytogen Pharmaceuticals (Beijing) Co., Ltd....
Development Agreements
Tracon Pharmaceuticals, Inc.
2021
Amended and Restated Underwriting Agreement, dated July 21, 2021, by and between TRACON Pharmaceuticals, Inc. and H.C. Wainwright & Co., LLC
Underwriting Agreements
Tracon Pharmaceuticals, Inc.
2021
TRACON Pharmaceuticals, Inc. Non-Employee Director Compensation Policy, as amended January 29, 2021
Compensation Agreements
Tracon Pharmaceuticals, Inc.
2021
TRACON Pharmaceuticals, Inc. Bonus Plan, as amended January 29, 2021
Bonus & Incentive Agreements
Tracon Pharmaceuticals, Inc.
2021
Employment Agreement by and between the Registrant and Mark Wiggins, dated January 27, 2021
Employment Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2021
Amendment #2 to Cooperative Research and Development Agreement by and between the Registrant and the U.S. Department of Health and Human Services, as represented by National...
Development Agreements
Tracon Pharmaceuticals, Inc.
2021
Deferral agreement to Amended and Restated Loan and Security Agreement between the Registrant and Silicon Valley Bank dated April 10, 2020
Loan Agreements
Tracon Pharmaceuticals, Inc.
2020
Description of Capital Stock
Stock Agreements
Tracon Pharmaceuticals, Inc.
2020
TRACON Pharmaceuticals, Inc. Non-Employee Director Compensation Policy, as amended January 31, 2020
Compensation Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2020
TRACON Pharmaceuticals, Inc. Bonus Plan, as amended January 28, 2020
Bonus & Incentive Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2020
Employment Agreement by and between the Registrant and Scott Brown, dated January 28, 2020
Employment Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2020
Severance Agreement by and between the Registrant and Scott Brown, dated December 4, 2019
Severance Agreements
Tracon Pharmaceuticals, Inc.
2020
Collaboration and Clinical Trial Agreement by and among the Registrant, 3D Medicines (Beijing) Co., LTD. and Jiangsu Alphamab Biopharmaceuticals Co., LTD. dated December 20, 2019
Collaboration Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2020
Amendment No. 1 to Capital on DemandTM Sales Agreement, dated as of February 28, 2019, by and between the Registrant and JonesTrading Institutional Services LLC
Sales Agreements
Tracon Pharmaceuticals, Inc.
2019
Registration Rights Agreement, dated October 18, 2019, between TRACON Pharmaceuticals, Inc. and Aspire Capital Fund, LLC
Registration Rights Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
IL
2019
Amended and Restated Employment Agreement by and between the Registrant and Charles P. Theuer, M.D., Ph.D., dated February 5, 2019
Employment Agreements
Tracon Pharmaceuticals, Inc.
2019
Employment Agreement by and between the Registrant and Mark Wiggins, dated May 29, 2018
Employment Agreements
Tracon Pharmaceuticals, Inc.
2019
Severance Agreement by and between the Registrant and Mark Wiggins, dated May 29, 2018
Severance Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
DE
2019
Amendment One to License and Option Agreement between the Registrant and Janssen Pharmaceutica N.V. dated January 15, 2019
License Agreements
Tracon Pharmaceuticals, Inc.
2019
Warrant dated May 3, 2018, issued to Silicon Valley Bank
Warrant Agreements
Tracon Pharmaceuticals, Inc.
2018
TRACON Pharmaceuticals, Inc. Bonus Plan, as amended February 21, 2018
Bonus & Incentive Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2018
Third Amendment to Amended and Restated Loan and Security Agreement between the Registrant and Silicon Valley Bank dated May 3, 2018
Loan Agreements
Tracon Pharmaceuticals, Inc.
2018
Manufacturing Agreement (the Agreement)
Tracon Pharmaceuticals, Inc.
Biotechnology
NY
2017
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
IL
2017
TRACON PHARMACEUTICALS, INC. BONUS PLAN
Bonus & Incentive Agreements
Tracon Pharmaceuticals, Inc.
2017
TRACON PHARMACEUTICALS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT For CHARLES P. THEUER
Employment Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2017
TRACON PHARMACEUTICALS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT For H. CASEY LOGAN
Employment Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2017
TRACON PHARMACEUTICALS, INC. EMPLOYMENT AGREEMENT For PATRICIA BITAR
Employment Agreements
Tracon Pharmaceuticals, Inc.
2017
TRACON PHARMACEUTICALS, INC. SEVERANCE PLAN AMENDED AND RESTATED SEVERANCE AGREEMENT
Severance Agreements
Tracon Pharmaceuticals, Inc.
2017
TRACON PHARMACEUTICALS, INC. SEVERANCE PLAN SEVERANCE AGREEMENT
Severance Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
DE
2017
WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Tracon Pharmaceuticals, Inc.
2017
SECOND Amendment to AMENDED AND RESTATED Loan and security agreement
Loan Agreements
Tracon Pharmaceuticals, Inc.
2017
TRACON PHARMACEUTICALS, INC. BONUS PLAN
Bonus & Incentive Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2016
TRACON Pharmaceuticals, Inc. 2,625,000 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
Tracon Pharmaceuticals, Inc.
2016
INVESTOR AGREEMENT By and Between JOHNSON & JOHNSON INNOVATION-JJDC, INC. AND TRACON PHARMACEUTICALS, INC. Dated as of September 27, 2016 Table of Contents
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2016
TRACON Pharmaceuticals, Inc. Non-Employee Director Compensation Policy
Compensation Agreements
Tracon Pharmaceuticals, Inc.
2016
FIRST Amendment to AMENDED AND RESTATED Loan and security agreement
Loan Agreements
Tracon Pharmaceuticals, Inc.
2016
SEVERANCE AGREEMENT AS AMENDED
Severance Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
DE
2016
FOURTH AMENDMENT TO LEASE
Lease Agreements
Tracon Pharmaceuticals, Inc.
2016
SECOND AMENDMENT TO LICENSE AGREEMENT
License Agreements
Tracon Pharmaceuticals, Inc.
2016
AMENDMENT #2 Cooperative Research and Development Agreement #02663 “Clinical Development of Tracon Pharmaceuticals Inc.’s TRC105, an anti-CD105 antibody, as an Anti-Cancer...
Development Agreements
Tracon Pharmaceuticals, Inc.
2016
Amendment #2 Cooperative Research and Development Agreement #02661 “Development of the Human Chimeric Monoclonal Antibody TRC105, an Angiogenesis Inhibitor Provided by Tracon...
Development Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2016
SEVERANCE AGREEMENT
Severance Agreements
Tracon Pharmaceuticals, Inc.
2015
WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
Tracon Pharmaceuticals, Inc.
2015
TRACON Pharmaceuticals, Inc. Non-Employee Director Compensation Policy
Compensation Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2015
AMENDMENT TO LICENSE AGREEMENT
License Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2015
TRACON Pharmaceuticals, Inc. 2015 Employee Stock Purchase Plan Adopted by the Board of Directors: January 1, 2015 Approved by the Stockholders: January 16, 2015
Stock Agreements
Tracon Pharmaceuticals, Inc.
2015
TRACON PHARMACEUTICALS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT For CHARLES P. THEUER
Employment Agreements
Tracon Pharmaceuticals, Inc.
2015
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT
Loan Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2015
THIRD AMENDMENT
Tracon Pharmaceuticals, Inc.
Biotechnology
2015
TRACON Pharmaceuticals, Inc. [] Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2015
Additional abbreviations may also be used though not in the above list.
Tracon Pharmaceuticals, Inc.
Biotechnology
2015
TRACON PHARMACEUTICALS, INC. 2015 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: JANUARY 1, 2015 APPROVED BY THE STOCKHOLDERS: [], 2015 IPO DATE: [], 2015
Bonus & Incentive Agreements
Tracon Pharmaceuticals, Inc.
2015
TRACON PHARMACEUTICALS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY
Compensation Agreements
Tracon Pharmaceuticals, Inc.
2015
LICENSE AGREEMENT
License Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2015
TRACON PHARMACEUTICALS, INC. AMENDED AND RESTATED INVESTORS RIGHTS AGREEMENT September 19, 2014
Investor Rights Agreements
Tracon Pharmaceuticals, Inc.
2014
INDEMNITY AGREEMENT
Tracon Pharmaceuticals, Inc.
Biotechnology
DE
2014
TRACON PHARMACEUTICALS, INC. 2011 EQUITY INCENTIVE PLAN EFFECTIVE AS OF AUGUST 10, 2011 AMENDED AS OF SEPTEMBER 19, 2014
Bonus & Incentive Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
DE
2014
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2014
EMPLOYMENT AGREEMENT
Employment Agreements
Tracon Pharmaceuticals, Inc.
2014
TRACON Pharmaceuticals, Inc. 8910 University Center Lane, Suite 700 San Diego, California 92122 Phone: 858 ###-###-#### Fax: 858 ###-###-#### Website: www.traconpharma.com
Tracon Pharmaceuticals, Inc.
Biotechnology
2014
TRACON PHARMACEUTICALS, INC. SEVERANCE PLAN AND SUMMARY PLAN DESCRIPTION Plan Effective Date: June 2, 2014
Severance Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2014
SEVERANCE AGREEMENT
Severance Agreements
Tracon Pharmaceuticals, Inc.
2014
THE AVENTINE OFFICE LEASE
Lease Agreements
Tracon Pharmaceuticals, Inc.
2014
LICENSE AGREEMENT
License Agreements
Tracon Pharmaceuticals, Inc.
2014
EXCLUSIVE LICENSE AGREEMENT
License Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
NY
2014
LICENSE AGREEMENT Case Western Reserve University Tracon Pharmaceuticals Inc.
License Agreements
Tracon Pharmaceuticals, Inc.
2014
LICENCE AGREEMENT between LONZA SALES AG and TRACON PHARMACEUTICALS INC
Sales Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
2014
WARRANT TO PURCHASE STOCK
Warrant Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
CA
2014
WARRANT TO PURCHASE STOCK
Warrant Agreements
Tracon Pharmaceuticals, Inc.
2014
LOAN AND SECURITY AGREEMENT
Loan Agreements
Tracon Pharmaceuticals, Inc.
2014
PUBLIC HEALTH SERVICE COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENT FOR EXTRAMURAL-PHS CLINICAL RESEARCH
Development Agreements
Tracon Pharmaceuticals, Inc.
2014
PUBLIC HEALTH SERVICE COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENT FOR INTRAMURAL-PHS CLINICAL RESEARCH
Development Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
DC
2014
PUBLIC HEALTH SERVICE COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENT FOR NCI DIVISION OF CANCER TREATMENT AND DIAGNOSIS (DCTD) EXTRAMURAL PHS CLINICAL RESEARCH
Development Agreements
Tracon Pharmaceuticals, Inc.
Biotechnology
DC
2014
SPONSORED RESEARCH AGREEMENT
Tracon Pharmaceuticals, Inc.
2014