Statement of Work, by and between Tivic Health Systems, Inc. and Scorpius BioManufacturing, Inc., dated May 9, 2025
Exhibit 10.8
CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND IS THE TYPE OF INFORMATION THAT THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE AND CONFIDENTIAL. REDACTED INFORMATION IS INDICATED BY [***].
SOW TITLE: | Technology Transfer and CGMP BDS and DP Manufacturing for Entolimod in E. coli |
DOCUMENT ID: | 20203 |
SOW VERSION NUMBER: | 3 |
ISSUE DATE: | 16APR2025 |
EXPIRATION DATE: | 16JUL2025 |
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CLIENT CONTACT: | Michael K. Handley ###-###-#### |
COMPANY NAME: | Tivic Health Systems, Inc. |
COMPANY ADDRESS: | 47685 Lakeview Blvd Fremont, CA 94538 |
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SCORPIUS CONTACT: | Shari Udoff-McDonald ***@*** (908) 335-7024 |
PROPOSAL MANAGER: | Kyle Lauterbach |
SCORPIUS ADDRESS: | Scorpius BioManufacturing, Inc. 1305 East Houston Street San Antonio, TX 78205 |
This Statement of Work (“SOW”) between Scorpius BioManufacturing, Inc. (“Scorpius”) and Tivic Health Systems, Inc. (“Tivic” or “Client”) is subject to the Terms and Conditions outlined within this SOW (“Terms and Conditions” or “T&Cs”) until a Master Service Agreement is executed by and between both parties. Upon execution of the Master Service Agreement, the Master Service Agreement will supersede the terms of this SOW in its entirety.
Table of Contents
Executive Summary 3
Table 1. Summary of Project Scope 3
Table 2. Project-Specific Information 4
Estimated Timeline and Pricing 5
Projected Timeline and Risk Assumptions 5
Figure 1. Estimated Project Timeline 5
Cost Estimate 7
Table 3. Total Estimated Cost 7
Table 4. Invoicing Schedule 8
Non-Technical Assumptions 11
Section 1: Project Kickoff and Program Management 12
Section 2: Technology Transfer 14
Section 3: Process Transfer Runs – Ambr250 and 25 L 16
Section 4: Analytical Method Implementation 17
Table 5. Analytical Method Implementation/Development Scope 18
Section 5: Non-CGMP Demonstration Batch 19
Table 6. Non-CGMP UBH Biosafety Testing Plan 20
Section 6: Analytical Method Qualification 21
Table 7. Analytical Method Qualification/Verification Scope 22
Section 7: 50 L CGMP Manufacturing 23
Table 8. CGMP UBH Biosafety Testing Plan 24
Table 9. Proposed Batch Testing Plan 24
Section 8: Comparability Studies (Clinical Bridging) 25
Table 10. Proposed Comparability Testing Plan 25
Section 9: Stability Studies 26
Table 11. Reference Standard Requalification Testing Plan 26
Table 12. Proposed BDS Stability Testing Plan 26
Table 13. Proposed DP Stability Testing Plan 26
Section 10: Reference Standard Dispense and Qualification 28
Table 14. Proposed. Reference Standard Qualification Testing Plan 28
Section 11: Upstream Process Development 29
Section 12: 25 L Upstream Production Batch 30
Section 13: Downstream Process Development 31
Section 14: DP Manufacturing 33
Project Approval and Authorization 34
Revision History 35
Terms and Conditions 36
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Scorpius BioManufacturing, Inc (“Scorpius”) is providing this Statement of Work (“SOW”) to Tivic Health Systems, Inc.(“Tivic” or “Client”) outlining the general scope, estimated timeline, and estimated costs in support of technology transfer, analytical method implementation and qualification, and Current Good Manufacturing Practice (“CGMP”) bulk drug substance (“BDS”) and drug product (“DP”) manufacturing for Entolimod, a proprietary recombinant derivative of the Salmonella FliC flagellin protein (collectively referred to as the “Project”).
We look forward to the opportunity to partner with Tivic in its mission to positively impact patients’ lives. Services covered in this SOW are summarized in Table 1
Table 1. Summary of Project Scope
Section | Objective |
Tech Transfer and Manufacturing (Stage 1) | |
Technology Transfer | Efficiently and collaboratively transfer relevant knowledge, data, and materials to Scorpius to facilitate execution of the scoped services |
Ambr250/ Process Transfer Batch | Transfer Tivic’s fermentation process into Scorpius’ facility and generate material for transfer activities |
Legacy Process Confirmation (Stage 2) | |
Work Package 2 | |
Analytical Method Implementation | Implement Client’s product-specific release and stability-indicating methods at Scorpius |
50 L Non-CGMP Demonstration Batch | Scale the process to the final CGMP production scale in the Process Development lab to show successful scale-up and readiness for CGMP manufacturing |
GMP Production (Stage 3) | |
Analytical Method Qualification | Demonstrate that analytical procedures for release and stability-indicating assays are suitable for their intended purpose and Phase-appropriate |
50 L CGMP Manufacturing | Manufacture and release CGMP-compliant BDS |
Reference Standard Dispense and Qualification | Establish and qualify a reference standard using Tivic’s optimized manufacturing process |
Comparability Study (Clinical Bridging) | Assess the comparability of BDS from the CGMP manufacturing batch against previously generated clinical material for clinical bridging |
Stability Studies | Assess the stability of Client’s BDS and DP and requalify reference standard annually |
DP Manufacturing (Outsourced) | |
Drug Product Manufacturing | Manufacture DP from Client-provided BDS and from Scorpius’ CGMP BDS batch |
Process Modernization (Stage 4) | |
Upstream Process Development | Develop a robust and scalable fermentation process for Tivic’s E. coli MCB |
3
Section | Objective |
25 L Upstream Production Run | Execute an upstream production run to demonstrate the scalability of the optimized fermentation process and generate material for development activities |
Downstream Process Development | Develop recovery and purification processes for improved robustness, scalability, yields, and/or product quality |
Table 2. Project-Specific Information
Product Name | Product Classification |
Entolimod | recombinant |
Indication | Regulatory Status | Cell Expression | Localization |
Acute Radiation Syndrome | Phase 2 | Microbial | Intracellular/Soluble |
4
Estimated Timeline and Pricing
Projected Timeline and Risk Assumptions
Figure 1. Estimated Project Timeline
[***]
Timeline/Risk Assumptions:
The Projected Timeline shown above (the “Projected Timeline”) is an estimate. The Projected Timeline provides the estimated timing for the critical path activities included in this SOW. Transfer and scale-up to GMP manufacturing of the legacy process is shown in solid blue. DP manufacturing is shown in green. Process Development of a modernized process is shown in light blue.
The Projected Timeline assumes unconstrained capacity from a resource and asset perspective and does not depict optional activities. The Projected Timeline additionally assumes that material lead times will not cause delays. The Projected Timeline is further subject to change based on start date, availability, scope amendments, and individual Client requests. Upon verbal award, Scorpius will assess the Project’s scope against current capacity based on an expected start date to confirm availability to support. The following Project-specific assumptions were used to develop the timeline above:
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6
Cost Estimate
Pricing Assumptions:
Table 3. Total Estimated Cost
Section | Scorpius Service Fee | Estimated Consumables | Estimated External Services | Estimated Section Price |
Tech Transfer and Manufacturing (Stage 1) | ||||
Technology Transfer | $70,000 | N/A | N/A | $70,000 |
ambr250/Process Transfer Batch | $119,000 | $20,000 | N/A | $139,000 |
Subtotal: | $189,000 | $20,000 | $0 | $209,000 |
Legacy Process Confirmation (Stage 2) | ||||
Analytical Method Implementation | $155,000 | $44,000 | N/A | $199,000 |
50 L non-CGMP Demonstration Batch | $242,000 | $249,000 | $40,000 | $531,000 |
Subtotal: | $397,000 | $293,000 | $40,000 | $730,000 |
GMP Production (Stage 3) | ||||
Analytical Method Qualification | $240,000 | $55,000 | $10,000 | $305,000 |
50 L CGMP Manufacturing Batch | $575,000 | $271,000 | $40,000 | $886,000 |
CGMP Columns and Resins | N/A | $271,000 | N/A | $271,000 |
Reference Standard Dispense and Qualification | $43,000 | $6,000 | $70,000 | $119,000 |
Comparability Study (Clinical Bridging) | $30,000 | $6,000 | $100,000 | $136,000 |
Subtotal: | $888,000 | $609,000 | $220,000 | $1,717,000 |
Stability Studies (Not Included) | $550,000 | N/A | $40,000 | $590,000 |
Process Modernization (Stage 4) | ||||
Upstream Process Development (Work Package 2) | $360,000 | $55,000 | N/A | $415,000 |
25 L Upstream Production Batch (Work Package 2) | $66,000 | $17,000 | N/A | $109,000 |
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Section | Scorpius Service Fee | Estimated Consumables | Estimated External Services | Estimated Section Price |
Downstream Process Development (Work Package 2) | $490,000 | $44,000 | N/A | $534,000 |
Subtotal: | $916,000 | $142,000 | $0 | $1,058,000 |
DP Manufacturing (Outsourced) | ||||
Non-CGMP DP Fill | $23,000 | TBD | $150,000 | $173,000 |
CGMP DP Fill | $35,000 | TBD | $230,000 | $265,000 |
Subtotal: | $58,000 | $0 | $380,000 | $438,000 |
Total Estimated Investment: | $2,448,000 | $1,038,000 | $640,000 | $4,126,000 |
Table 4. Invoicing Schedule
Section | Scorpius Service Fee1,2 | Invoice Amount |
Invoice Event |
Tech Transfer and Manufacturing (Stage 1) | |||
Technology Transfer | $70,000 | $209,000 | Signature of SOW 3 |
ambr250/Process Transfer Batch | $139,000 | ||
Legacy Process Confirmation (Stage 2) | |||
Analytical Method Implementation |
$155,000 | $77,500 | Start of Stage 2 3 |
$77,500 | Method Transfer Summary Delivery | ||
50 L non-CGMP Demonstration Batch | $242,000 | $121,000 | Start of Stage 2 3 |
$121,000 | CoT Delivery | ||
GMP Production (Stage 3) | |||
Analytical Method Qualification |
$240,000 | $120,000 | Start of Stage 3 3 |
$96,000 | Draft AMQ Protocol Delivery | ||
$24,000 | Draft AMQ Report Delivery | ||
50 L CGMP Manufacturing Batch |
$575,000 | $172,500 | Start of Stage 3 3 |
$115,000 | Draft BOM Delivery | ||
$115,000 | Draft Upstream BR Delivery | ||
$115,000 | Bulk Fill | ||
$57,500 | Batch Disposition | ||
Reference Standard Dispense and Qualification | $43,000 | $21,500 | Start of Stage 3 3 |
$21,500 | Draft RSQ Report Delivery | ||
Comparability Study (Clinical Bridging) | $30,000 | $15,000 | Start of Stage 3 3 |
$15,000 | Draft Comp Report Delivery | ||
DP Manufacturing (Outsourced) | |||
Non-CGMP DP Fill | $23,000 | $11,500 | Start of non-GMP Manufacturing |
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Section | Scorpius Service Fee1,2 | Invoice Amount |
Invoice Event |
|
| $11,500 | CoT Delivery |
CGMP DP Fill | $35,000 | $17,500 | Start of CGMP Manufacturing |
$17,500 | CoA Delivery | ||
Process Modernization (Stage 4) | |||
Upstream Process Development |
$360,000 | $180,000 | Start of Stage 4 3 |
$144,000 | Draft Upstream Plan Delivery | ||
$36,000 | Draft USPD Report Delivery | ||
25 L Upstream Production Batch | $66,000 | $33,000 | Start of Stage 4 3 |
$33,000 | Data Summary Delivery | ||
Downstream Process Development |
$490,000 | $245,000 | Start of Stage 4 3 |
$196,000 | Draft Downstream Plan Delivery | ||
$49,000 | Draft DSPD Report Delivery | ||
Stability Studies (Not Included) | $550,000 | TBD | Covered under separate SOW4 |
Total Service Fees: | $2,448,000 |
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Estimated Consumables (including 8.25% Texas sales tax)2,5: | $1,038,000 | ||
Estimated External Services2,6: | $640,000 | ||
Total Estimated Investment: | $4,126,000 |
Total Due Upon Signature SOW 3 | $209,000 |
Total Due Upon Start of Stage 2 3 | $198,500 |
Total Due Upon Start of Stage 3 3 | $335,500 |
Total Due Upon Start of Stage 4 3 | $458,000 |
1Scorpius reserves the right to revise quoted costs to account for changes in initial scope, revisions in protocols, modifications of testing plans, final review of test methods, requests for additional data or reports, undocumented requirements, or any unforeseen difficulty in executing the Project. The additional work may be added upon written agreement and will be documented in a Change Order.
2Service Fees do not include pass-through costs such as raw materials, consumables, reagents, shipping, and subcontracted services. Scorpius will procure and manage these items/services on behalf of Client at Client’s cost plus a 15% administrative fee. Delivery of final product is Ex Works (IncoTerms 2020) as outlined in the T&Cs/Master Service Agreement. 3All service fees invoiced at Signature of SOW are non-refundable.
4Stability costs are not included in the Total Estimated Investment; stability costs will be captured in separate SOW(s) or Change Order upon finalization of scope.
5Estimated consumables costs will be prepaid at SOW signature for Sections invoiced at Signature of SOW. All remaining estimated consumables costs will be invoiced at the start of each Stage. All estimates are inclusive of administrative fees. Any difference between the actual cost and estimated cost will be reconciled at the conclusion of activities. Consumable estimates for production batches currently include resins; once resin type and volume is finalized, costs may be adjusted via Change Order.
6Estimated external service costs will be invoiced as incurred by Scorpius. Client direct invoicing is subject to confidential pricing terms negotiated between the third-party vendor and Scorpius. Estimates are inclusive of administrative fees.
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Non-Technical Assumptions
employees.
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Tech Transfer and Manufacturing (Stage 1)
Section 1: Project Kickoff and Program Management
Objective: Establish a clear roadmap for project execution, ensuring alignment of goals, roles, and responsibilities among all stakeholders to facilitate seamless and successful project delivery.
Assumptions:
Activities:
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Deliverables from Scorpius:
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Section 2: Technology Transfer
Objective: Efficiently and collaboratively transfer relevant knowledge, data, and materials to Scorpius to facilitate execution of the scoped services.
Assumptions:
Activities:
o Cells must originate from a fully characterized MCB manufactured in compliance with pertinent ICH guidance and be provided along with CoA and CoC. In addition, Tivic will provide copies of biosafety test results, including ID (e.g., API 20), sequence integrity of gene of interest (e.g., restriction map analysis) and bacteriophage, as well as documentation outlining the history of the cell line, including origin, type, manipulations undergone, and summary of raw materials used (“Documentation”). All Documentation provided by Tivic to Scorpius shall remain the property of Tivic and/or its licensors, and the transfer of such Documentation shall constitute a non-exclusive license from Tivic to Scorpius to use the Documentation for the sole purpose of the activities undertaken for the Project. If any raw materials were of animal origin, an understanding of the controls used and TSE/BSE statement will be provided to Scorpius. If additional testing is required on the transferred cell bank, Client will be responsible for the costs.
including appropriate back-up stock.
Deliverables from Client:
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Deliverables from Scorpius:
1. Facility fit analysis summary
Section 3: Process Transfer Runs – Ambr250 and 25 L
Objective: Execute Tivic’s existing manufacturing process using the ambr®250 system and 50-L single-use fermentor to demonstrate performance, reproducibility, and successful transfer into Scorpius’ facility.
Assumptions:
[***]
Activities:
o Harvest material (i.e., cell paste) will be frozen and used for initiation of downstream process transfer and appropriate development activities. Generated materials (in- process and final DS) feeding analytical method implementation/development will be suitably purified using the transferred downstream process. A portion of the 50 L material will also be forward processed in a representative-scale downstream process.
Deliverables:
1. Data summary
Legacy Process Establishment (Stage 2)
Section 4: Analytical Method Implementation
Objective: Implement Client’s product-specific release and stability-indicating methods at Scorpius.
Assumptions:
Activities:
Scorpius’ previous experience.
Table 5. Analytical Method Implementation/Development Scope
Assay | Implementation | Development |
Titer (harvest) | X | - |
A280 (SoloVPE) | X | - |
Bioassay1 | - | - |
CE-SDS (R/NR) | X | - |
SDS-PAGE | X |
|
cIEF | X | - |
SE-HPLC | X | - |
RP-HPLC | X | - |
Residual DNA (qPCR) | - | X |
Residual HCP (ELISA) | X | - |
Residual Nickel | - | X |
Residual IPTG2 | - | X |
1Costs are not currently included but may be added once method requirements are provided.
2Assay will be outsourced to Scorpius-qualified 3rd-party vendor. Costs are not currently included.
Deliverables:
Section 5: Non-CGMP Demonstration Batch
Objective: Manufacture a demonstration batch at the 50 L scale in the PD lab to de-risk scale-up and ensure readiness for CGMP manufacturing.
Assumptions:
Activities:
o Harvest, in-process, and release testing plans will be developed by Scorpius and Tivic. Testing of unprocessed bulk harvest (UBH) material will be performed by a 3rd-party CTO according to Table 6, while Scorpius or 3rd-party vendor will perform the in- process and release testing proposed in Table 9. Current costs assume that in-process testing will only be performed on the last cycle of each step, where applicable. Material will not be formally released by Scorpius QA.
Table 6. Non-CGMP UBH Biosafety Testing Plan
Attribute | Test Method | Testing Site |
Virus Testing | Bacteriophage Testing | CTO |
Deliverables:
GMP Production (Stage 3)
Section 6: Analytical Method Qualification
Objective: Demonstrate that analytical procedures for release and stability-indicating assays are suitable for their intended purpose and Phase-appropriate.
Assumptions:
Activities:
Table 7. Analytical Method Qualification/Verification Scope
Assay | Qualification | Verification |
Titer (harvest) | X | - |
A280 (SoloVPE) | X | - |
Bioassay1 | - | - |
CE-SDS (R/NR) | X | - |
cIEF | X | - |
SE-HPLC | X | - |
RP-HPLC | X | - |
Residual DNA (qPCR) | X | - |
Residual HCP (ELISA) | X | - |
Residual Nickel | X | - |
Residual IPTG2 | X | - |
Appearance | - | X |
pH | - | X |
Osmolality3 | - | X |
Endotoxin | - | X |
Bioburden3 | - | X |
1Costs are not currently included but may be added once method requirements are provided.
2Assay may be outsourced to Scorpius-qualified 3rd-party vendor. Costs are not currently included.
3Assays may be outsourced to Scorpius-qualified 3rd-party vendor. Pass-through costs have been included for budgetary purposes.
Deliverables:
Section 7: 50 L CGMP Manufacturing
Objective: Manufacture and release CGMP compliant BDS.
Assumptions:
o If additional cycles are required and downstream purification takes longer than anticipated, per-batch costs may increase and be captured under a Change Order.
Activities:
Table 8. CGMP UBH Biosafety Testing Plan
Attribute | Test Method | Testing Site |
Viability | Viability | Scorpius |
Genetic Stability | DNA Sequencing | CTO |
Retention of Recombinant Construct | CTO | |
Virus Testing | Bacteriophage Testing | CTO |
Table 9. Proposed Batch Testing Plan
| BDS | DP | ||
Assay | In-Process | Release | In-Process | Release |
Titer (harvest) | X | - | - | - |
A280 (SoloVPE) | X | X | X | X |
Cell based Bioassay1 | - | X | - | X |
CE-SDS (R/NR) | X | X | - | X |
cIEF | - | X | - | X |
SE-HPLC | X | X | - | X |
RP-HPLC | X | X | - | X |
Residual DNA (qPCR) | X | X | - | - |
Residual HCP (ELISA) | X | X | - | - |
Appearance | - | X | - | X |
pH | - | X | X | X |
Osmolality2 | - | X | - | X |
Endotoxin | X | X | - | X |
Bioburden2 | X | X | - | - |
Residual Silicon2 | - | X | - | X |
Residual Kanamycin | - | X |
| X |
Residual IPTG | - | X | - | - |
Residual Nickel3 | X | X | - | - |
1Costs are not currently included but may be added once method requirements are provided.
2Methods may be outsourced to Scorpius-qualified 3rd-party vendor and managed by Scorpius. Pass-through costs have been included for budgetary purposes.
3Method may be outsourced to Scorpius-qualified 3rd-party vendor. Costs are not currently included.
Note: The testing plan shown above is for discussion purposes only and will be finalized in a client-approved Sampling Plan to meet the requirements of Tivic’s program. The final testing plan will be mutually agreed upon between Scorpius and Tivic.
Deliverables:
Section 8: Comparability Studies (Clinical Bridging)
Objective: Assess the comparability of BDS from the CGMP manufacturing batch against previously generated clinical material for clinical bridging.
Assumptions:
require development, the additional costs will be captured via Change Order.
Activities:
1. Scorpius or a 3rd-party laboratory will perform the testing outlined Table 10 under protocol. Applicable release tests from the CGMP manufacturing batch will be included as part of the comparability testing plan.
Table 10. Proposed Comparability Testing Plan
Attribute | Test Method | Testing Site |
Primary Structure | Intact Mass (R/NR Native) | CTO |
Peptide Mapping (LC/MS) | CTO | |
Disulfide Bond Mapping | CTO | |
Free Thiol Analysis | Scorpius | |
N- & C-Terminal Sequence | CTO | |
Product Impurities (Aggregates/Fragments) & Higher Order Structure | Dynamic Light Scattering (DLS) | Scorpius |
SEC-MALS | CTO | |
Circular Dichroism (CD; near and far UV) | Scorpius | |
Differential Scanning Calorimetry (DSC) | Scorpius | |
Release Testing | See Table 91 | Scorpius |
1Potency and product quality method will be included in the testing plan
Deliverables:
Section 9: Stability Studies
Objective: Assess the stability of Client’s BDS and DP.
Assumptions:
analytical methods. Data will not be QA-reviewed.
Activities:
1. Scorpius will perform the stability testing outlined below. The exact stability testing plans will be defined in Client-approved stability protocols and follow the general guidance of ICH Q1A.
Table 11. Reference Standard Requalification Testing Plan
Condition | 0M1 | 1M | 3M | 6M | 9M | 12M | 18M | 24M | 36M |
Long-term | X | - | - | - | - | X | - | X | X |
X=appearance, pH, A280, bioassay2, SE-HPLC, CE-SDS (R/NR), cIEF, RP-HPLC
1T0 results will be taken from release testing.
2Costs are not currently included but may be added once method requirements are provided.
Table 12. Proposed BDS Stability Testing Plan
Condition | 0M1 | 3M | 6M | 9M | 12M | 18M | 24M | 36M |
Long-term | X, B, E | X | X | X | X, B, E | X | X, B, E | X, B, E |
Accelerated | X | X | - | - | - | - | - |
X=appearance, pH, A280, bioassay2, SE-HPLC, CE-SDS (R/NR), cIEF, RP-HPLC E=endotoxin; B=bioburden3
1T0 results will be taken from release testing.
2Costs are not currently included but may be added once method requirements are provided.
3Testing will be subcontracted; cost estimates have been included for budgetary purposes.
Table 13. Proposed DP Stability Testing Plan
Condition | 0M | 3M | 6M | 9M | 12M | 18M | 24M | 36M |
Long-term | X, E, P, S | X | X | X | X, E, P, C | X | X, E, P, C | X, E, P, S |
Accelerated | X | X | - | - | - | - | - |
X=appearance, pH, A280, bioassay1, SE-HPLC, CE-SDS (R/NR), cIEF, RP-HPLC E=endotoxin; P=particulate matter by HIAC2; S=sterility2; C=CCIT2
1Costs are not currently included but may be added once method requirements are provided.
2Testing will be subcontracted and Client-managed; cost estimates are not included.
Deliverables:
Section 10: Reference Standard Dispense and Qualification
Objective: Establish and qualify a reference standard using Tivic’s optimized manufacturing
process.
Assumptions:
Activities:
Table 14. Proposed. Reference Standard Qualification Testing Plan
Attribute | Test Method | Testing Site |
Primary Structure | Intact Mass (R/NR Native) | CTO |
Peptide Mapping (LC/MS) | CTO | |
Disulfide Bond Mapping | CTO | |
Free Thiol Analysis | Scorpius | |
N- & C-Terminal Sequence | CTO | |
Product Impurities (Aggregates/Fragments) & Higher Order Structure | Dynamic Light Scattering (DLS) | Scorpius |
SEC-MALS | CTO | |
Circular Dichroism (CD; near and far UV) | Scorpius | |
Differential Scanning Calorimetry (DSC) | Scorpius | |
Release Testing | See Table 91 | Scorpius |
1Potency and product quality methods will be included in the testing plan.
Deliverables:
Process Modernization (Stage 4)
Section 11: Upstream Process Development
Objective: Develop a robust and scalable fermentation process for Tivic, increasing biomass while maintaining specific productivity and decreasing fermentation volume.
Assumptions:
Activities:
[***]
Deliverables:
Section 12: 25 L Upstream Production Batch
Objective: Execute an upstream production run to demonstrate the scalability of the optimized fermentation process and generate material for subsequent development activities (e.g., extraction and downstream).
Assumptions:
Activities:
1. Scorpius will execute an upstream production run at the 25 L scale using the transferred cell line and optimized upstream process to generate material for downstream process development and analytical method development/implementation. Scorpius and Tivic will jointly review upstream data from the run and agree upon the final upstream process that will be scaled up.
Deliverables:
Section 13: Downstream Process Development
Objective: Develop recovery and purification processes for improved robustness, scalability, yields, and/or product quality.
Assumptions:
Activities:
[***]
[***]
Deliverables:
Section 14: DP Manufacturing
Objective: Manufacture DP from non-CGMP and CGMP BDS batches.
Assumptions:
Activities:
Deliverables:
Project Approval and Authorization
By signing below, Tivic Health Systems, Inc. agrees to the Project details as set forth in this SOW.
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| Tivic Health Systems, Inc |
| Scorpius BioManufacturing, Inc | ||
/s/ Jennifer Ernst 5/9/2025 | /s/ Joe Payne 5/9/2025 | ||||
Signature | Date | Signature | Date | ||
Name: Jennifer Ernst
| Name: Joe Payne | ||||
Title: CEO | Title: President & COO |
Revision History
Version | Revisions |
V1 | Added subcontracting clause to T&Cs; increased administrative fee to 15%, updating invoicing; added Project Management Section; replaced Estimated Cost Table footnotes with Pricing Assumptions; updated Invoicing Schedule. |
V2 | Reduction in scope, pricing, and timeline to accommodate budgetary restrictions. |
V3 | Reversal of scope, pricing, and timeline into a staged proposal with milestone payments. |
Terms and Conditions
(1) Background IP. Nothing contained herein shall affect the pre-existing rights of either party in intellectual property developed prior to the effective date of this SOW (“Background IP”). Scorpius shall not acquire any rights in Client’s Background IP utilized by Scorpius in the performance of the services under this SOW. Client, or Client’s licensor as the case may be, shall own and retain all right, title, and interest in and to all of Client’s Background IP, including, but not limited to, Entolimod any and all information, inventions, patents and other intellectual property rights owned or otherwise controlled by Client or Client’s licensor, as the case may be. The transfer of Client’s Background IP shall constitute a non-exclusive license from Client to Scorpius to use such Background IP for the sole purpose of the activities under the Project.
(2) Foreground IP. Foreground IP shall refer to any and all data, results, discovery, finding, process, improvement, method, composition of matter, article of manufacture, patentable or otherwise, that is developed, invented, reduced to practice, or otherwise generated by either party exercising its rights or carrying out its obligations under this SOW, whether directly or via its affiliates, agents, contractors or sublicensees, including all right, title and interest in and to the corresponding intellectual property rights thereafter (“Foreground IP”). As between the parties, any Foreground IP generated, developed, conceived or reduced to practice (constructively or actually) specifically in connection with the development or manufacture of any BDS or DP other than any improvements to the Scorpius
Background IP generated, developed, conceived or reduced to practice (constructively or actually) while performing or arising out of the SOW or that is Foreground IP that is related primarily to the business of Scorpius generally conducted for its clients (collectively, “Product IP”) shall be solely and exclusively owned by Client. Scorpius shall promptly disclose all Product IP to Client in writing as soon as practicable following reduction to practice.
(3) As additional consideration for the favorable financial terms and rights granted to Scorpius hereunder, Scorpius agrees to assign to Client, and hereby assigns to Client, from the moment of creation, all of Scorpius’s right, title and interest, in and to any Product IP generated, developed, conceived or reduced to practice (constructively or actually) by or on behalf of Client, its affiliates, and any sublicensees, including their employees, agents, and contractors, whether alone or jointly with Client and any of its affiliates, including their employees, agents and contractors, including all intellectual property rights therein.
Warranties. Scorpius will use commercially reasonable efforts to perform the Project in accordance with the written specifications and Project instructions expressly set forth or referenced in this SOW, and in material compliance with all applicable laws, regulations, and current Good Manufacturing Practices, as applicable. Scorpius shall perform the services under this SOW using development methods and techniques and record keeping practices that are in compliance with theapplicable SOW(s) or the Master Service Agreement THE WARRANTIES SET FORTH IN THIS ARTICLE ARE THE SOLE AND EXCLUSIVE WARRANTIES MADE BY SCORPIUS TO CLIENT. Scorpius hereby certifies to Client that Scorpius has not used, and will not use the services of any person debarred under 21 U.S.C. 335a, as amended, in any capacity in connection with any of the services or work under the SOW conducted for or on behalf of Client and that this certification may be relied upon in any applications to the FDA or any other regulatory authority. It is understood and agreed that this certification imposes a continuing obligation upon Scorpius to notify Client promptly of any change in the truth of this certification. Scorpius agrees that it shall use the materials in strict accordance with the SOW and with Client’s written instructions, and that Scorpius shall not use the materials in humans or animals. EXCEPT AS SET FORTH IN THIS ARTICLE, NEITHER PARTY MAKES ANY OTHER REPRESENTATIONS, WARRANTIES OR GUARANTEES OF ANY KIND WHATSOEVER, INCLUDING ANY IMPLIED WARRANTIES OF MERCHANTABILITY, NON-INFRINGEMENT OR FITNESS FOR A PARTICULAR PURPOSE.Client understands that the Services are experimental and may not yield desired results and Scorpius agrees that it shall use the materials in strict accordance with the SOW and with Client’s written instructions and that Scorpius shall not use the materials in humans or animals.
(60) days written notice thereof. In addition, either party shall be permitted to terminate the SOW in the event that the other party breaches a material provision hereunder and fails to cure such breach within thirty (30) days from the date of the written notice sent by the nonbreaching party detailing the specifics of such breach. In the event of any termination, Client shall pay (i) any open invoices and pay the greater of (a) all of its costs due for completed milestones per Table 4 (Invoicing Schedule) of the SOW; and (ii) the documented reasonable expense incurred or irrevocably obligated related to the SOW and Scorpius to wind down activities, plus as liquidated damages and not as
a penalty, an amount equal to the greater of a 50% of the cost of the SOW not yet performed or (b) 75% of the prices of the services for the applicable manufacturing run(s) set to be performed within sixty (60) days of termination under the SOW.
X. Governing Law. This SOW shall be governed by and construed under the laws of the State of Delaware USA, excluding its conflict of law provisions. The United Nations Convention on Contracts for the International Sale of Goods shall not apply to this SOW.