Tengion, Inc. Common Stock Certificate Form
This document is a specimen of the stock certificate issued by Tengion, Inc. to represent ownership of its common stock. The certificate confirms that the named holder owns fully paid and non-assessable shares, which can be transferred on the corporation’s books by proper endorsement and surrender of the certificate. The certificate must be countersigned by the transfer agent and registrar to be valid. It also outlines standard legal definitions and transfer instructions for shareholders.
Exhibit 4.1
SEE REVERSE FOR CERTAIN DEFINITIONS
This Certifies that
is the owner of
transferable on the books of the Corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this
certificate properly endorsed. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.
Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.
Dated:
president and chief executive officer secretary
Shares
fully-paid and non-assessable shares of the common stock, par value $.001 each, of
TENGION, INC.
TENGION, INC.
incorporated under the laws of the state of delaware
DELAWARE
SEAL
2003
CORP ORATE
TENGION, INC.
COUNTERSIGNED AND REGISTERED:
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
(New York, NY)
TRANSFER AGENT AND REGISTRAR
BY:
AUTHORIZED SIGNATURE
CUSIP TO COME
PRODUCTION COORDINATOR: HOLLY GRONER ###-###-####
PROOF OF MARCH 10, 2010
TENGION, INC.
TSB 1250 FC
Operator: JB
REVISION: 711 ARMSTRONG LANE, COLUMBIA, TN 38401 • (931) ###-###-#### NEW
COLORS SELECTED FOR PRINTING
COLOR: This proof was printed from a digital file or artwork on a graphics quality, color laser printer. It is a good representation of the color as it will appear on the final product.
However, it is not an exact color rendition, and the final printed product may appear slightly different from the proof due to the difference between the dyes and printing ink.
PLEASE INITIAL THE APPROPRIATE SELECTION FOR THIS PROOF: OK AS IS OK WITH CHANGES MAKE CHANGES AND SEND ANOTHER PROOF
SPECIMEN
The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations or restrictions of such preferences and/or rights.
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM – as tenants in common UNIF GIFT MIN ACT– (Cust) Custodian (Minor) TENENT – as tenants by the entireties JT TEN – as joint tenants with right under Uniform Gifts to Minors of survivorship and not as tenants in common Act (State) Additional abbreviations may also be used though not in the above list.
For value received, hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF AS SIGNEE
Shares of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint
Attorney to transfer the said stock on the books of the within - named Corporation with full power of substitution in the premises.
Dated,
NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRIT TEN UPON THE FACE OF THE CERTIFICATE, IN
EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.
SIGNATURE(S) GUARANTEED:
INSTITUTION THE SIGNATURE( (BANKS, S) MUST STOCKBROKERS, BE GUARANTEED SAVINGS BY AN AND ELIG LOAN IBLE ASSOCIATIONS GUARANTOR GUARANTEE AND CREDIT MEDUNIO ALLION NS WIT PROGRAM), H MEMBERSHIP PURSUAINNTAN TO APP S. E. ROVED C . RULE SIGNATURE 17Ad-15.
