FOURTH AMENDMENT TO AGREEMENT AND PLAN OF REORGANIZATION
EX-2.1 3 dex21.htm 4TH AMEND. TO AGREEMENT AND PLAN OF REORGANIZATION Prepared by R.R. Donnelley Financial -- 4th Amend. to Agreement and Plan of Reorganization
EXHIBIT 2.1
FOURTH AMENDMENT TO
AGREEMENT AND PLAN OF REORGANIZATION
THIS FOURTH AMENDMENT TO AGREEMENT AND PLAN OF REORGANIZATION (this Amendment) is entered into as of June 26, 2002, by and between Caldera Systems, Inc., a Delaware corporation including for all purposes Caldera Surviving Corporation, Caldera International, Inc., a Delaware corporation (collectively, Caldera) and Tarantella, Inc. (formerly The Santa Cruz Operation, Inc. or SCO), a California corporation (Tarantella).
RECITALS
A. On August 1, 2000, Caldera and SCO entered into an Agreement and Plan or Reorganization, which was amended on September 13, 2000, December 12, 2000 and February 9, 2001 (as amended, the Agreement) which all parties to the Agreement wish to further amend pursuant to the terms and conditions of this Fourth Amendment.
B. All terms not otherwise defined herein shall have the meanings set forth in the Agreement.
NOW, THEREFORE, the parties hereby agree to amend the Agreement as follows:
1. Section 1.3(a)(i)(B) of the Agreement, as amended by the Third Amendment, is hereby replaced in its entirety with the following text:
(B) Within five days of the execution of this Fourth Amendment, Caldera shall deliver to Tarantella the sum of $100,000.
2. The following definitions in Section 13.15 of the Agreement, as amended by the Third Amendment, shall be deleted:
Earn-out Amount
Earn-out Payment Date
Earn-out Period
Earn-out Threshold
IN WITNESS WHEREOF, the parties hereto have executed this Fourth Amendment to Agreement and Plan of Reorganization as of the date first above written.
TARANTELLA, INC. | CALDERA INTERNATIONAL, INC. | |||||||
By: | /s/ STEVEN M. SABBATH | By: | /s/ ROBERT BENCH | |||||
Steven M. Sabbath Sr. Vice President, Law & Corporate Affairs | Robert Bench Vice President and Chief Financial Officer |
CALDERA SYSTEMS, INC. | ||
By: | /s/ ROBERT BENCH | |
Robert Bench Vice President and Chief Financial Officer |
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