Schedule of Warrants Issued on October 8, 2009 to Multiple Investors
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Warrant Agreements
Summary
This document lists a series of warrants issued on October 8, 2009, to various investment funds and individuals. Each warrant allows the holder to purchase a specified number of shares at an exercise price of $0.60 per share. All warrants are set to expire on October 8, 2016. The schedule details the warrant number, issuance and expiration dates, recipient, number of shares, and exercise price for each warrant.
EX-4.11 6 v164071_ex4-11.htm
Exhibit 4.11
SCHEDULE OF WARRANTS
| Warrant No. | Issuance Date | Expiration Date | Issued To: | Original No. of Shares | Exercise Price ($) | |||||||||
| | | |||||||||||||
| B-1 | 10/8/2009 | 10/8/2016 | QUOGUE CAPITAL LLC | 1,011,683 | 0.60 | |||||||||
| B-2 | 10/8/2009 | 10/8/2016 | PERCEPTIVE LIFE SCIENCES MASTER FUND LTD. | 1,266,855 | 0.60 | |||||||||
| B-3 | 10/8/2009 | 10/8/2016 | CADUCEUS CAPITAL MASTER FUND LIMITED | 360,000 | 0.60 | |||||||||
| B-4 | 10/8/2009 | 10/8/2016 | CADUCEUS CAPITAL II, L.P. | 250,000 | 0.60 | |||||||||
| B-5 | 10/8/2009 | 10/8/2016 | UBS EUCALYPTUS FUND, L.L.C. | 250,000 | 0.60 | |||||||||
| B-6 | 10/8/2009 | 10/8/2016 | PW EUCALYPTUS FUND, LTD. | 24,000 | 0.60 | |||||||||
| B-7 | 10/8/2009 | 10/8/2016 | SUMMER STREET LIFE SCIENCES HEDGE FUND INVESTORS LLC | 124,234 | 0.60 | |||||||||
| B-8 | 10/8/2009 | 10/8/2016 | DEERFIELD PRIVATE DESIGN FUND, L.P. | 464,689 | 0.60 | |||||||||
| B-9 | 10/8/2009 | 10/8/2016 | DEERFIELD PRIVATE DESIGN INTERNATIONAL, L.P. | 748,598 | 0.60 | |||||||||
| B-10 | 10/8/2009 | 10/8/2016 | DEERFIELD SPECIAL SITUATIONS FUND, L.P. | 85,658 | 0.60 | |||||||||
| B-11 | 10/8/2009 | 10/8/2016 | DEERFIELD SPECIAL SITUATIONS FUND INTERNATIONAL LIMITED | 156,999 | 0.60 | |||||||||
| B-12 | 10/8/2009 | 10/8/2016 | STRAUS PARTNERS, L.P. | 123,590 | 0.60 | |||||||||
| B-13 | 10/8/2009 | 10/8/2016 | STRAUS HEALTHCARE PARTNERS, L.P. | 77,350 | 0.60 | |||||||||
| B-14 | 10/8/2009 | 10/8/2016 | STRAUS-GEPT PARTNERS, L.P. | 82,393 | 0.60 | |||||||||
| B-15 | 10/8/2009 | 10/8/2016 | BAM OPPORTUNITY FUND, L.P. | 200,000 | 0.60 | |||||||||
| B-16 | 10/8/2009 | 10/8/2016 | ANTECIP CAPITAL LLC | 133,333 | 0.60 | |||||||||
| B-17 | 10/8/2009 | 10/8/2016 | BRIAN WORNOW | 100,000 | 0.60 | |||||||||
