TAILWIND FINANCIAL INC. Contracts & Agreements

93 Contracts & Agreements
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Tailwind Financial Inc. 2008 Equity Incentive Plan
Bonus & Incentive Agreements
TAILWIND FINANCIAL INC.
2008
Amended and Restated Employment Agreement between Tailwind Financial Inc. and Bruce H. Lipnick
Employment Agreements
TAILWIND FINANCIAL INC.
NY
2008
Amended and Restated Employment Agreement between Tailwind Financial Inc. and Arnold L. Mintz
Employment Agreements
TAILWIND FINANCIAL INC.
NY
2008
Amended and Restated Employment Agreement between Tailwind Financial Inc. and Stephen G. Bondi
Employment Agreements
TAILWIND FINANCIAL INC.
NY
2008
Amended and Restated Employment Agreement between Asset Alliance Corporation and Bruce H. Lipnick
Employment Agreements
TAILWIND FINANCIAL INC.
NY
2008
Amended and Restated Employment Agreement between Asset Alliance Corporation and Arnold L. Mintz
Employment Agreements
TAILWIND FINANCIAL INC.
NY
2008
Employment Agreement between Asset Alliance Corporation and Stephen G. Bondi dated July 10, 2000
Employment Agreements
TAILWIND FINANCIAL INC.
2008
Underwriting Agreement between Tailwind Financial Inc. and Deutsche Bank Securities Inc. (April 11, 2007)
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Initial Public Offering of Tailwind Financial Inc.
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Tailwind Financial Inc. Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Initial Public Offering of Tailwind Financial Inc.
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Insider Letter Agreement Relating to Tailwind Financial Inc. IPO – April 17, 2007
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Insider Letter Agreement Relating to Tailwind Financial Inc. IPO – April 17, 2007
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Insider Letter Agreement Relating to Initial Public Offering and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Tailwind Financial Inc. Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Tailwind Financial Inc. Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Underwriting Agreement between Tailwind Financial Inc. and Deutsche Bank Securities Inc. for Sale of Units
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Initial Public Offering of Tailwind Financial Inc.
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Insider Letter Agreement Relating to Tailwind Financial Inc. Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Insider Letter Agreement Related to Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Insider Letter Agreement Related to Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Relating to Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Initial Public Offering of Tailwind Financial Inc.
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Underwriting Agreement between Tailwind Financial Inc. and Deutsche Bank Securities Inc. for Sale of Units
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Tailwind Financial Inc. Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Director Letter Agreement Relating to Tailwind Financial Inc. Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Insider Letter Agreement Relating to Tailwind Financial Inc. Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Insider Letter Agreement Relating to Tailwind Financial Inc. Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Insider Letter Agreement Related to Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Relating to Initial Public Offering and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Underwriting Agreement between Tailwind Financial Inc. and Deutsche Bank Securities Inc. (2006)
Underwriting Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Tailwind Financial Inc. Director Letter Agreement Regarding IPO and Business Combination
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Tailwind Financial Inc. Insider Letter Agreement Related to Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Tailwind Financial Inc. Insider Letter Agreement Related to Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Tailwind Financial Inc. Insider Letter Agreement Related to Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Director Letter Agreement Relating to Initial Public Offering of Tailwind Financial Inc.
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Director Letter Agreement Relating to Initial Public Offering of Tailwind Financial Inc.
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Tailwind Financial Inc. Director Letter Agreement Relating to Initial Public Offering
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Promissory Note between Tailwind Financial Inc. and Parkwood Holdings Ltd. dated November 4, 2008
Note Agreements
TAILWIND FINANCIAL INC.
2009
Promissory Note between Tailwind Financial Inc. and Parkwood Holdings Ltd. dated November 26, 2008
Note Agreements
TAILWIND FINANCIAL INC.
2009
Arrangement Agreement among Tailwind Financial Inc., AV Acquisition Corp., and Allen-Vanguard Corporation (January 23, 2009)
Merger Agreements
TAILWIND FINANCIAL INC.
NY
2009
Promissory Note between Tailwind Financial Inc. and Parkwood Holdings Ltd.
Note Agreements
TAILWIND FINANCIAL INC.
2008
Escrow Agreement among Tailwind Financial Inc., TWF Acquisition Corporation, Bruce H. Lipnick, and American Stock Transfer & Trust Company
Escrow Agreements
TAILWIND FINANCIAL INC.
DE
2008
Office Lease Agreement between Joseph P. Day Realty Corp. (as Agent for 800 Third Avenue Associates) and Asset Alliance Corporation dated September 12, 1996
Lease Agreements
TAILWIND FINANCIAL INC.
NY
2008
Lease Modification Agreement between Joseph P. Day Realty Corp. (Owner) and Asset Alliance Corporation (Tenant)
Lease Agreements
TAILWIND FINANCIAL INC.
2008
Lease Modification Agreement between Joseph P. Day Realty Corp. (Owner) and Asset Alliance Corporation (Tenant) for 22nd Floor at 800 Third Avenue
Lease Agreements
TAILWIND FINANCIAL INC.
2008
Second Lease Modification Agreement between Joseph P. Day Realty Corp. (as agent for 800 Third Avenue Associates, LLC) and Asset Alliance Corporation
Lease Agreements
TAILWIND FINANCIAL INC.
2008
Third Lease Modification Agreement between Joseph P. Day Realty Corp. (as Agent for 800 Third Avenue Associates, LLC) and Asset Alliance Corporation
Lease Agreements
TAILWIND FINANCIAL INC.
2008
Agreement and Plan of Merger among Tailwind Financial Inc., TWF Acquisition Corporation, and Asset Alliance Corporation (January 8, 2008)
Merger Agreements
TAILWIND FINANCIAL INC.
NY
2008
Tailwind Financial Inc. Unit Certificate Representing Common Stock and Warrant Rights
Warrant Agreements
TAILWIND FINANCIAL INC.
2007
Common Stock Certificate of Tailwind Financial Inc.
Stock Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Warrant Certificate Agreement (Expiring April 11, 2011)
Warrant Agreements
TAILWIND FINANCIAL INC.
2007
Unit Purchase Option Agreement between Tailwind Financial Inc. and Deutsche Bank Securities Inc.
Warrant Agreements
TAILWIND FINANCIAL INC.
NY
2007
Warrant Agreement between Tailwind Financial Inc. and American Stock Transfer & Trust Company (April 17, 2007)
Warrant Agreements
TAILWIND FINANCIAL INC.
NY
2007
Securities Escrow Agreement among Tailwind Financial Inc., Initial Holders, and American Stock Transfer & Trust Company (April 17, 2007)
Escrow Agreements
TAILWIND FINANCIAL INC.
NY
2007
Investment Management Trust Agreement between Tailwind Financial Inc. and American Stock Transfer & Trust Company (April 17, 2007)
Trust Agreements
TAILWIND FINANCIAL INC.
2007
Registration Rights Agreement between Tailwind Financial Inc. and Investors (April 17, 2007)
Registration Rights Agreements
TAILWIND FINANCIAL INC.
NY
2007
Amendment No. 1 to Securities Escrow Agreement among Tailwind Financial Inc., Initial Holders, and American Stock Transfer & Trust Company
Escrow Agreements
TAILWIND FINANCIAL INC.
DE
2007
Indemnification Agreement between Tailwind Financial Inc. and Director or Officer
Indemnification Agreements
TAILWIND FINANCIAL INC.
DE
2007
Tailwind Financial Inc. Unit Certificate Representing Common Stock and Warrant Rights
Warrant Agreements
TAILWIND FINANCIAL INC.
2007
Common Stock Certificate of Tailwind Financial Inc.
Stock Agreements
TAILWIND FINANCIAL INC.
2007
Tailwind Financial Inc. Warrant Certificate and Subscription Agreement
Warrant Agreements
TAILWIND FINANCIAL INC.
2007
Unit Purchase Option Agreement between Tailwind Financial Inc. and Deutsche Bank Securities Inc.
Warrant Agreements
TAILWIND FINANCIAL INC.
NY
2007
Warrant Agreement between Tailwind Financial Inc. and American Stock Transfer & Trust Company (2007)
Warrant Agreements
TAILWIND FINANCIAL INC.
NY
2007
Securities Escrow Agreement among Tailwind Financial Inc., Initial Holders, and American Stock Transfer & Trust Company (2007)
Escrow Agreements
TAILWIND FINANCIAL INC.
NY
2007
Investment Management Trust Agreement between Tailwind Financial Inc. and American Stock Transfer & Trust Company
Trust Agreements
TAILWIND FINANCIAL INC.
2007
Registration Rights Agreement between Tailwind Financial Inc. and Investors (2007)
Registration Rights Agreements
TAILWIND FINANCIAL INC.
NY
2007
Second Amended and Restated Subscription Agreement between Tailwind Financial Inc. and TFC Holdings Ltd.
Subscription Agreements
TAILWIND FINANCIAL INC.
DE
2007
Second Amended and Restated Warrant Purchase Agreement between Tailwind Financial Inc. and Parkwood Holdings Ltd.
Warrant Agreements
TAILWIND FINANCIAL INC.
DE
2007
Promissory Note between Tailwind Financial Inc. and Parkwood Holdings Ltd. dated February 2, 2007
Note Agreements
TAILWIND FINANCIAL INC.
2007
Extension Agreement to Amend Promissory Notes between Tailwind Financial Inc. and Parkwood Holdings Ltd.
Modification Agreements
TAILWIND FINANCIAL INC.
2007
Underwriting Agreement between Tailwind Financial Inc. and Deutsche Bank Securities Inc. (2006)
Underwriting Agreements
TAILWIND FINANCIAL INC.
2006
Tailwind Financial Inc. Unit Certificate Representing Common Stock and Warrant
Warrant Agreements
TAILWIND FINANCIAL INC.
2006
Common Stock Certificate for Tailwind Financial Inc.
Stock Agreements
TAILWIND FINANCIAL INC.
2006
Tailwind Financial Inc. Warrant Certificate and Subscription Agreement
Warrant Agreements
TAILWIND FINANCIAL INC.
2006
Unit Purchase Option Agreement between Tailwind Financial Inc. and Deutsche Bank Securities Inc.
Warrant Agreements
TAILWIND FINANCIAL INC.
NY
2006
Warrant Agreement between Tailwind Financial Inc. and American Stock Transfer & Trust Company (2006)
Warrant Agreements
TAILWIND FINANCIAL INC.
NY
2006
Securities Escrow Agreement among Tailwind Financial Inc., Initial Holders, and American Stock Transfer & Trust Company
Escrow Agreements
TAILWIND FINANCIAL INC.
NY
2006
Investment Management Trust Agreement between Tailwind Financial Inc. and American Stock Transfer & Trust Company
Trust Agreements
TAILWIND FINANCIAL INC.
2006
Registration Rights Agreement between Tailwind Financial Inc. and Investors (2006)
Registration Rights Agreements
TAILWIND FINANCIAL INC.
NY
2006
Second Amended and Restated Subscription Agreement between Tailwind Financial Inc. and TFC Holdings Ltd.
Subscription Agreements
TAILWIND FINANCIAL INC.
DE
2006
Amended and Restated Warrant Purchase Agreement between Tailwind Financial Inc. and Parkwood Holdings Ltd.
Warrant Agreements
TAILWIND FINANCIAL INC.
DE
2006
Administrative Services Agreement between Tailwind Financial Inc. and Parkwood Holdings Ltd. dated July 12, 2006
Services Agreements
TAILWIND FINANCIAL INC.
2006
Promissory Note between Tailwind Financial Inc. and Parkwood Holdings Ltd. dated July 12, 2006
Note Agreements
TAILWIND FINANCIAL INC.
2006