T Acquisition, Inc. Contracts & Agreements

Transition Services Agreement, dated September 27, 2024, by and among Tectonic Financial, Inc., T Bancshares, Inc., T Bank, National Association, and Patrick Howard (schedules and... (Filed With SEC on October 1, 2024)

Third Amendment to the Amended and Restated Investment Advisory Agreement by and between T Bank, N.A. and Tectonic Advisors, LLC (f/k/a III: I Financial Management Research,... (Filed With SEC on March 31, 2023)

First Amendment to the Support Services Agreement by and between Cain Watters & Associates, P.L.L.C. and Tectonic Advisors, LLC (f/k/a III: I Financial Management Research, L.P.),... (Filed With SEC on March 31, 2023)

Second Amendment to the Agreement by and between T Bank, N.A. and Cain Watters & Associates, P.L.L.C., effective January 31, 2023 (Filed With SEC on March 31, 2023)

First Amendment to the Due Diligence Agreement by and between Cain Watters & Associates, P.L.L.C. and Tectonic Advisors, LLC (f/k/a III:I Financial Management Research, L.P.),... (Filed With SEC on March 31, 2023)

First Amendment to the Fee Allocation Agreement by and between Cain Watters & Associates, P.L.L.C. and Tectonic Advisors, LLC (f/k/a III: I Financial Management Research, L.P.),... (Filed With SEC on March 31, 2023)

Agreement and Plan of Merger by and among Tectonic Financial, Inc., T Bancshares, Inc. and Integra Funding Solutions, LLC, and joined in by The Bolt Family Irrevocable Trust, IF... (Filed With SEC on June 24, 2021)

Form of Restricted Stock Award Agreement under T Acquisition, Inc. Amended and Restated 2017 Equity Incentive Plan (Filed With SEC on November 13, 2020)

Description of Series B Preferred Stock (Filed With SEC on March 31, 2020)

Form of 9.00% Fixed-to-Floating Rate Series B Preferred Stock Certificate (Filed With SEC on May 16, 2019)

Purchase and Sale Agreement by and between Tectonic Holdings, LLC and Summer Wealth Management, LLC, dated August 3, 2016, as amended (schedules have been omitted pursuant to Item... (Filed With SEC on May 6, 2019)

Guaranty Agreement by and between Tectonic Holdings, LLC and TIB The Independent BankersBank, N.A., dated May 11, 2017 (Filed With SEC on May 6, 2019)

Expense Sharing Agreement by and between T Bank N.A. and Tectonic Holdings, LLC, effective May 15, 2017 (Filed With SEC on May 6, 2019)

Tax Sharing Agreement by and between T Acquisition, Inc. and Tectonic Holdings, LLC, effective May 15, 2017 (Filed With SEC on May 6, 2019)

Tax Sharing Agreement by and between T Acquisition, Inc., T Bancshares, Inc. and T Bank N.A., dated May 15, 2017 (Filed With SEC on May 6, 2019)

Promissory Note made payable to Dental Community Financial Holdings, Ltd. by Tectonic Advisors, LLC, dated January 1, 2017 (Filed With SEC on May 6, 2019)

Loan Agreement by and between Dental Community Financial Holdings, Ltd., and Tectonic Advisors, LLC, dated January 1, 2017 (Filed With SEC on May 6, 2019)

Amended and Restated Investment Advisory Agreement by and between T Bank, N.A. and Tectonic Advisors, LLC, dated May 14, 2015 (Filed With SEC on May 6, 2019)

Insurance Contribution Agreement by and between Cain Watters & Associates, P.L.L.C. and Tectonic Holdings, LLC, dated February 5, 2015 (Filed With SEC on May 6, 2019)

Support Services Agreement by and between Cain Watters & Associates, P.L.L.C. and Tectonic Advisors, LLC, dated February 5, 2015 (schedules have been omitted pursuant to Item... (Filed With SEC on May 6, 2019)

Second Amendment to Management Services Agreement by and between Tectonic Services, LLC, Tectonic Advisors, LLC, Sanders Morris Harris LLC, Miller-Green Financial Services LLC and... (Filed With SEC on May 6, 2019)

Amendment to Management Services Agreement by and between Tectonic Advisors, LLC, Sanders Morris Harris LLC, Miller-Green Financial Services, LLC, HWG Insurance Agency, LLC and... (Filed With SEC on May 6, 2019)

Management Services Agreement by and between Tectonic Holdings, LLC and Tectonic Services, LLC, dated February 5, 2015 (Filed With SEC on May 6, 2019)

Supplement to Due Diligence Agreement by and between Cain, Watters & Associates, P.L.L.C. and Tectonic Advisors, LLC (f/k/a III:I Financial Management Research, L.P.), dated... (Filed With SEC on May 6, 2019)

Form of Underwriting Agreement (Filed With SEC on May 6, 2019)

Specimen common stock certificate of Tectonic Financial, Inc (Filed With SEC on May 6, 2019)

Subordinated Note Purchase Agreement for 7.125% Fixed-to-Floating Subordinated Notes due 2027, dated July 17, 2017 (Filed With SEC on May 6, 2019)

Employment Agreement of A. Haag Sherman, dated May 1, 2019 (Filed With SEC on May 6, 2019)

Amended and Restated Employment Agreement of Patrick Howard, dated May 1, 2019 (Filed With SEC on May 6, 2019)

Amended and Restated Employment Agreement of Ken Bramlage, dated May 1, 2019 (Filed With SEC on May 6, 2019)

Advances and Security Agreement by and between the Federal Home Loan Bank of Dallas and T Bank, N.A., dated June 29, 2006 (Filed With SEC on May 6, 2019)

Fee Allocation Agreement by and between Cain Watters & Associates, P.L.L.C. and Tectonic Advisors, LLC (f/k/a III: I Financial Management Research, L.P.), dated July 17, 2008 (Filed With SEC on May 6, 2019)

Due Diligence Agreement by and between Cain Watters & Associates, P.L.L.C. and Tectonic Advisors, LLC (f/k/a III:I Financial Management Research, L.P.), dated February 15, 2006 (Filed With SEC on May 6, 2019)

Investment Advisory Agreement by and between T Bank, N.A. and III:I Financial Management Research, L.P., dated August 23, 2012 (Filed With SEC on May 6, 2019)

Agreement by and between T Bank, N.A. and Cain Watters & Associates, P.L.L.C., dated August 23, 2012 (Filed With SEC on May 6, 2019)

Unit Option Buy Down Agreement by and between A. Haag Sherman and the optionees named therein, dated February 5, 2015 (Filed With SEC on May 6, 2019)

Management Services Agreement by and between Tectonic Advisors, LLC and Tectonic Services, LLC, dated February 5, 2015 (Filed With SEC on May 6, 2019)

Amended and Restated Promissory Note payable to TIB The Independent BankersBank, N. A., dated May 11, 2017 (Filed With SEC on May 6, 2019)

Loan Agreement by and among Tectonic Merger Sub, Inc., T Bancshares, Inc. and TIB The Independent Bankers Bank, N.A., dated May 11, 2017 (Filed With SEC on May 6, 2019)

Guaranty Agreement by and between Sanders Morris Harris LLC and TIB The Independent BankersBank, N.A., dated May 11, 2017 (Filed With SEC on May 6, 2019)

Guaranty Agreement by and between Tectonic Advisors, LLC and TIB The Independent BankersBank, N.A., dated May 11, 2017 (Filed With SEC on May 6, 2019)

Renewal, Extension, and Modification of Loan by and among Tectonic Merger Sub, Inc., T Bancshares, Inc. and TIB The Independent BankersBank, N.A., dated May 11, 2018 (Filed With SEC on May 6, 2019)

T Acquisition, Inc. Amended and Restated 2017 Equity Incentive Plan (Filed With SEC on April 18, 2019)

Form Notice of Stock Option Award and of Stock Option Award Agreement under T Acquisition, Inc. 2017 Equity Incentive Plan (Filed With SEC on April 18, 2019)

Amended and Restated Agreement and Plan of Merger by and between T Acquisition, Inc. and Tectonic Holdings, LLC, dated March 28, 2019 (schedules have been omitted pursuant to Item... (Filed With SEC on April 18, 2019)

Category

Industry

Companies

Contracts

T Acquisition, Inc. Contracts & Agreements