S&W Seed Co Contracts & Agreements

Separation Agreement by and between the Registrant and Donald Panter, dated February 6, 2023 (Filed With SEC on September 27, 2023)

Employment Agreement by and between the Registrant and Vanessa Baughman, dated April 26, 2023 (Filed With SEC on September 27, 2023)

Employment Agreement by and between the Registrant and Mark Herrmann, dated June 26, 2023 (Filed With SEC on September 27, 2023)

Seperation Agreement by and between the Registrant and Mark W. Wong, dated August 18, 2023 (Filed With SEC on September 27, 2023)

Employment Extension Letter by and between the Registrant and Vanessa Baughman, dated September 25, 2023 (Filed With SEC on September 27, 2023)

First Amendment to Amended and Restated Loan and Security Agreement, dated September 25, 2023, by and among S&W Seed Company and CIBC Bank USA (Filed With SEC on September 27, 2023)

Term Loan Agreement, by and between the Company and AgAmerica, dated June 20, 2023 (Filed With SEC on June 26, 2023)

Promissory Note, dated June 20, 2023, issued by the Company to AgAmerica (Filed With SEC on June 26, 2023)

Common Stock Purchase Warrant issued to MFP Partners, L.P. on March 22, 2023 (Filed With SEC on May 11, 2023)

Contribution and Membership Interest Purchase Agreement, dated February 6, 2023, by and between S&W and Shell (Filed With SEC on February 7, 2023)

Common Stock Purchase Warrant issued to MFP Partners, L.P. on September 22, 2022 (Filed With SEC on November 14, 2022)

Irrevocable Standby Letter of Credit, dated September 21, 2022, issued by JPMorgan Chase Bank, N.A. in favor of CIBC Bank USA for the account of the Registrant (Filed With SEC on November 14, 2022)

Subordinate Loan and Security Agreement, dated September 22, 2022, by and between the Registrant and MFP Partners, L.P (Filed With SEC on November 14, 2022)

Sixth Amendment to Loan and Security Agreement, dated September 22, 2022, by and among the Registrant, Seed Holding, LLC, Stevia California, LLC and CIBC Bank USA (Filed With SEC on November 14, 2022)

Second Amendment to Note, dated September 22, 2022, by and between the Registrant and Rooster Capital LLC (Filed With SEC on November 14, 2022)

At Market Issuance Sales Agreement, dated September 23, 2020, together with Amendment No. 1 and Amendment No. 2 thereto (Filed With SEC on May 17, 2022)

Fifth Amendment to Loan and Security Agreement, dated May 13, 2022, by and among the Registrant, Seed Holding, LLC, Stevia California, LLC and CIBC Bank USA (Filed With SEC on May 16, 2022)

Form of Warrant (Filed With SEC on February 23, 2022)

Securities Purchase Agreement, dated February 18, 2022 by and between the Company and MFP (Filed With SEC on February 23, 2022)

Registration Rights Agreement, dated February 18, 2022 by and between the Company and MFP (Filed With SEC on February 23, 2022)

Securities Purchase Agreement, dated October 14, 2021, by and among the Company and the Purchasers (Filed With SEC on October 18, 2021)

Registration Rights Agreement, dated October 14, 2021, by and among the Company and the Purchasers (Filed With SEC on October 18, 2021)

Employment Agreement between the Registrant and Matthew K. Szot, dated September 27, 2021 (Filed With SEC on September 28, 2021)

Employment Agreement between the Registrant and Mark W. Wong, dated September 27, 2021 (Filed With SEC on September 28, 2021)

Employment Agreement between the Company and Donald Panter, dated September 27, 2021 (Filed With SEC on September 28, 2021)

Employment Agreement between the Company and David Callachor, dated September 27, 2021 (Filed With SEC on September 28, 2021)

Fourth Amendment to Loan and Security Agreement, dated September 27, 2021, by and among the Registrant, Seed Holdings, LLC, Stevia California, LLC and CIBC Bank USA (Filed With SEC on September 28, 2021)

Amendment to At Market Issuance Sales Agreement, dated September 27, 2021 (Filed With SEC on September 28, 2021)

Business Letter of Variation between National Australia Bank Limited and S&W Seed Company Australia Pty Ltd, dated March 8, 2021 (Filed With SEC on May 13, 2021)

Third Amendment to Loan and Security Agreement, dated May 12, 2021, by and among the Registrant, Seed Holding, LLC, Stevia California, LLC and CIBC Bank USA (Filed With SEC on May 13, 2021)

Second Amendment to Loan and Security Agreement, dated December 30, 2020, by and among the Registrant, Seed Holding, LLC, Stevia California, LLC and CIBC Bank USA (Filed With SEC on February 11, 2021)

S&W Seed Company 2019 Equity Incentive Plan, as amended (Filed With SEC on December 18, 2020)

Business Letter of Offer between National Australia Bank Limited and S&W Seed Company Australia Pty Ltd, dated May 28, 2020 (Filed With SEC on November 12, 2020)

Description of Common Stock (Filed With SEC on September 23, 2020)

First Amendment to Loan and Security Agreement by and among the Registrant, Seed Holding, LLC, Stevia California, LLC, and CIBC Bank USA, dated September 22, 2020 (Filed With SEC on September 23, 2020)

Business Letter of Offer between National Australia Bank Limited and S&W Seed Company Australia Pty Ltd, dated February 17, 2020 (Filed With SEC on September 23, 2020)

Business Letter of Offer between National Australia Bank Limited and Pasture Genetics Ptd Ltd, dated February 17, 2020 (Filed With SEC on September 23, 2020)

Termination Agreement by and between the Registrant and Pioneer Hi-Bred International, Inc., effective as of May 20, 2019 (Filed With SEC on September 23, 2020)

Alfalfa License Agreement by and between the Registrant and Pioneer Hi-Bred International, Inc., effective as of May 20, 2019 (Filed With SEC on September 23, 2020)

Amendment to Note between the Registrant and Rooster Capital LLC, dated December 24, 2019 (Filed With SEC on February 12, 2020)

Loan and Security Agreement by and among the Registrant, Seed Holding, LLC, Stevia California, LLC, and CIBC Bank USA, dated December 26, 2019 (Filed With SEC on February 12, 2020)

Employment Agreement between the Registrant and Matthew K. Szot, dated April 24, 2019 (Filed With SEC on May 9, 2019)

Eight Amendment Agreement by and between the Company and KeyBank, dated December 27, 2018 (Filed With SEC on December 28, 2018)

Seventh Amendment Agreement by and between the Company and KeyBank, dated December 18, 2018 (Filed With SEC on December 26, 2018)

Loan and Security Agreement by and between the Company and MFP, dated December 18, 2018 (Filed With SEC on December 26, 2018)

Asset Purchase Agreement by and between Novo Advisors, solely in its capacity as the receiver for, and on behalf of, Chromatin, Inc., dated September 14, 2018 (Filed With SEC on September 20, 2018)

Voting Rights Agreement dated September 5, 2018, by and among the Company and the Shareholders (Filed With SEC on September 6, 2018)

Registration Rights Agreement dated September 5, 2018, by and among the Company and MFP (Filed With SEC on September 6, 2018)

Fifth Amendment to Credit and Security Agreement between the Registrant and KeyBank, dated March 14, 2018 (Filed With SEC on May 10, 2018)

Business Letter of Advice for S&W Seed Company Pty Ltd from National Australia Bank Ltd, dated April 13, 2018 (Filed With SEC on May 10, 2018)

Fourth Amendment to Asset Purchase and Sale Agreement between the Registrant and Pioneer Hi-Bred International, Inc., dated December 4, 2017 (Filed With SEC on February 8, 2018)

Secured Promissory Notes issued by the Registrant in favor of Conterra Agricultural Capital, LLC, dated November 30, 2017 and related documents (Filed With SEC on February 8, 2018)

Third Amendment to Contract Alfalfa Production Services Agreement between the Registrant and Pioneer Hi-Bred International, Inc., dated December 21, 2017 (Filed With SEC on February 8, 2018)

First Amendment to Research Agreement between the Registrant and Pioneer Hi-Bred International, Inc., dated December 21, 2017 (Filed With SEC on February 8, 2018)

Fourth Amendment Agreement between the Registrant and KeyBank, National Association, dated September 13, 2017 (Filed With SEC on November 9, 2017)

Form of Subscription Rights Certificate (Filed With SEC on November 3, 2017)

Form of Subscription Agent and Information Agent Agreement (Filed With SEC on November 3, 2017)

Employment Agreement between the Registrant and Mark W. Wong, dated June 19, 2017 (Filed With SEC on September 20, 2017)

Employment Agreement between the Registrant and Danielson B. Gardner, dated August 15, 2016 (Filed With SEC on September 20, 2017)

First Amendment to Credit and Security Agreement between the Registrant and KeyBank, dated June 29, 2016 (Filed With SEC on September 20, 2017)

Second Amendment to Credit and Security Agreement between the Registrant and KeyBank, dated October 4, 2016 (Filed With SEC on September 20, 2017)

Third Amendment to Credit and Security Agreement between the Registrant and KeyBank, dated March 13, 2017 (Filed With SEC on September 20, 2017)

Employment Agreement between the Registrant and Danielson B. Gardner dated August 15, 2016 (Filed With SEC on November 10, 2016)

Asset Acquisition Agreement dated May 26, 2016 (Filed With SEC on May 31, 2016)

Business Letter of Advice from National Bank of Australia Limited to Seed Genetics International Pty Ltd, dated as of April 28, 2016 (executed by Seed Genetics International Pty... (Filed With SEC on May 12, 2016)

Employment Agreement between Company and Mark S. Grewal dated March 18, 2016 (Filed With SEC on March 23, 2016)

Employment Agreement between Company and Matthew K. Szot dated March 18, 2016 (Filed With SEC on March 23, 2016)

Employment Agreement between Company and Dennis C. Jury dated March 18, 2016 (Filed With SEC on March 23, 2016)

Securities Purchase Agreement between the Company and MFP Partners, L.P., dated November 23, 2015 (Filed With SEC on November 24, 2015)

Registration Rights Agreement between the Company and MFP Partners, L.P., dated November 23, 2015 (Filed With SEC on November 24, 2015)

Credit and Security Agreement between the Registrant and KeyBank National Association dated as of September 22, 2015 (Filed With SEC on September 23, 2015)

Revolving Credit Note provided by the Registrant to KeyBank National Association, as Lender, dated September 22, 2015 (Filed With SEC on September 23, 2015)

Pledge Agreement (Borrower) provided by the Registrant in favor of KeyBank National Association, dated September 22, 2015 (Filed With SEC on September 23, 2015)

Intellectual Property Security Agreement provided by the Registrant in favor of KeyBank National Association, dated September 22, 2015 (Filed With SEC on September 23, 2015)

Guaranty of Payment (Subsidiary) dated September 22, 2015 provided by Seed Holding, LLC and Stevia California, LLC in favor of KeyBank National Association (Filed With SEC on September 23, 2015)

Security Agreement (Subsidiary) provided by Seed Holding, LLC and Stevia California, LLC in favor of KeyBank National Association, dated September 22, 2015 (Filed With SEC on September 23, 2015)

Intercreditor and Subordination Agreement among KeyBank National Association, Hudson Bay Fund LP, in its capacity as agent for the holders of the 8% Senior Secured Convertible... (Filed With SEC on September 23, 2015)

Second Amendment to the Alfalfa Distribution Agreement, dated as of August 7, 2015, between S&W Seed Company and Pioneer Hi-Bred International, Inc (Filed With SEC on August 17, 2015)

Second Amendment to the Contract Alfalfa Production Services Agreement, dated as of August 7, 2015, between S&W Seed Company and Pioneer Hi-Bred International, Inc (Filed With SEC on August 17, 2015)

Asset Purchase and Sale Agreement, dated December 19, 2014, between S&W Seed Company and Pioneer Hi-Bred International, Inc (Filed With SEC on December 29, 2014)

Amendment No. 1 to Employment Agreement with Matthew K. Szot (Filed With SEC on August 8, 2014)

General Pledge Agreement (Filed With SEC on August 1, 2014)

EX-IM Working Capital Guarantee General Pledge Agreement (Filed With SEC on August 1, 2014)

First Amendment to Credit Agreement (Filed With SEC on August 1, 2014)

First Amendment to EX-IM Working Capital Guarantee Credit Agreement (Filed With SEC on August 1, 2014)

Form of Indemnification Agreement for S&W Seed Company Director (Filed With SEC on September 27, 2013)

Form of Indemnification Agreement for Subsidiary Director (Filed With SEC on September 27, 2013)

Amendment No. 1 to S&W Seed Company Amended and Restated 2009 Equity Incentive Plan (Filed With SEC on September 27, 2013)

Form of Indemnification Agreement for S&W Seed Company Director (Filed With SEC on September 27, 2013)

Form of Indemnification Agreement for Subsidiary Director (Filed With SEC on September 27, 2013)

Amendment No. 1 to S&W Seed Company Amended and Restated 2009 Equity Incentive Plan (Filed With SEC on September 27, 2013)

Contract of Employment dated March 28, 2013 (Filed With SEC on April 5, 2013)

Employment Agreement dated April 1, 2013 (Filed With SEC on March 28, 2013)

Share Acquisition Agreement dated March 14, 2013 (Filed With SEC on March 20, 2013)

Employment Agreement dated February 26, 2013 (Filed With SEC on March 1, 2013)

Purchase Agreement dated as of January 11, 2013 by and between S&W Seed Company and Piper Jaffray & Co (Filed With SEC on January 11, 2013)

Securities Purchase Agreement dated September 20, 2012 (Filed With SEC on January 7, 2013)

Agricultural Lease between the Registrant and Coast Imperial Partners, dated as of May __, 2012 (Filed With SEC on August 2, 2012)

Credit Agreement between the Registrant and Wells Fargo Bank, National Association dated as of July 2, 2012 (Filed With SEC on August 2, 2012)

Term Note dated as of July 2, 2012 (Filed With SEC on August 2, 2012)

Deed of Trust and Assignment of Rents and Leases, executed as of July 2, 2012 (Filed With SEC on August 2, 2012)

Employment Agreement between the Registrant and Daniel Z. Karsten, effective July 1, 2012 (Filed With SEC on July 18, 2012)

Employment Agreement between the Registrant and Daniel Z. Karsten, effective July 1, 2012 PDF (Filed With SEC on July 18, 2012)

Underwriting Agreement, dated May 18, 2012 (Filed With SEC on May 18, 2012)

Form of Underwriter Warrant (Filed With SEC on May 18, 2012)

Form of Underwriter Warrant PDF (Filed With SEC on May 18, 2012)

Opinion of Wickersham & Murphy, P.C. PDF (Filed With SEC on May 18, 2012)

Agricultural Sub-sublease dated as of November 22, 2011 between the registrant and Triangle T Partners, LLC (Filed With SEC on May 9, 2012)

PDF as a courtesy (Filed With SEC on May 9, 2012)

First Amendment to Credit Agreement between the Registrant and Wells Fargo Bank, National Association dated as of April 1, 2012 (Filed With SEC on March 14, 2012)

Revolving Line of Credit Promissory Note dated as of April 1, 2012 (Filed With SEC on March 14, 2012)

Revolving Line of Credit Promissory Note dated as of April 1, 2012 PDF (Filed With SEC on March 14, 2012)

Press Release of S&W Seed Company dated March 13, 2012 PDF (Filed With SEC on March 14, 2012)

Agreement and Plan of Merger (Filed With SEC on December 19, 2011)

Articles of Incorporation of S&W Seed Company, a Nevada corporation PDF (Filed With SEC on December 19, 2011)

Employment Agreement between the Registrant and Matthew K. Szot, effective November 1, 2011 (Filed With SEC on October 28, 2011)

Customer List Purchase Agreement dated July 6, 2011 by and between the Registrant and Richard Penner (Filed With SEC on July 8, 2011)

Consulting Agreement dated July 6, 2011 by and between the Registrant and Richard Penner Consulting, Inc (Filed With SEC on July 8, 2011)

Customer List Purchase Agreement dated July 6, 2011 by and between the Registrant and Richard Penner (Filed With SEC on July 8, 2011)

Consulting Agreement dated July 6, 2011 by and between the Registrant and Richard Penner Consulting, Inc (Filed With SEC on July 8, 2011)

Credit Agreement between the Registrant and Wells Fargo Bank, National Association dated as of April 1, 2011 (Filed With SEC on April 1, 2011)

Revolving Line of Credit Promissory Note dated as of April 1, 2011 (Filed With SEC on April 1, 2011)

Security Agreement - Equipment between the Registrant and Wells Fargo Bank, National Association dated as of April 1, 2011 (Filed With SEC on April 1, 2011)

Continuing Security Agreement - Rights to Payment and Inventory between the Registrant and Wells Fargo Bank, National Association dated as of April 1, 2011 (Filed With SEC on April 1, 2011)

Credit Agreement between the Registrant and Wells Fargo Bank, National Association dated as of April 1, 2011 (Filed With SEC on April 1, 2011)

Revolving Line of Credit Promissory Note dated as of April 1, 2011 (Filed With SEC on April 1, 2011)

Security Agreement - Equipment between the Registrant and Wells Fargo Bank, National Association dated as of April 1, 2011 (Filed With SEC on April 1, 2011)

Continuing Security Agreement - Rights to Payment and Inventory between the Registrant and Wells Fargo Bank, National Association dated as of April 1, 2011 (Filed With SEC on April 1, 2011)

Employment Agreement between the Registrant and Mark S. Grewal, dated March 8, 2011 (Filed With SEC on March 9, 2011)

Employment Agreement between the Registrant and Mark S. Grewal, dated January 27, 2011 (Filed With SEC on February 1, 2011)

CONFIDENTIAL MATERIAL OMITTED AND FILED SEPARATELY WITH THESECURITIES AND EXCHANGE COMMISSION. *** ASTERISKS DENOTE SUCHOMISSIONS. (Filed With SEC on September 28, 2010)

S&WSEED COMPANY WARRANT TO PURCHASE 25,000 SHARES OF COMMON STOCK (Filed With SEC on May 12, 2010)

S&W SEED COMPANY WARRANT TO PURCHASE 25,000 SHARES OF COMMON STOCK (Filed With SEC on May 12, 2010)

S&W Seed Company UNDERWRITING AGREEMENT dated ,2010 Paulson Investment Company, Inc. (Filed With SEC on April 29, 2010)

S&W Seed Company UNDERWRITING AGREEMENT dated ,2010 Paulson Investment Company, Inc. (Filed With SEC on April 23, 2010)

NUMBER (Filed With SEC on April 23, 2010)

NUMBER SWU UNITS INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE UNIT CERTIFICATE CUSIP 785135 20 3 SEE REVERSE FOR CERTAIN DEFINITIONS EACH UNIT CONSISTING OF TWO SHARES OF... (Filed With SEC on April 23, 2010)

CLASS A WARRANT (Filed With SEC on April 23, 2010)

CLASS B WARRANT (Filed With SEC on April 23, 2010)

WARRANTAGREEMENT BETWEEN S&WSEED COMPANY AND TRANSFERONLINE, INC. (Filed With SEC on April 23, 2010)

THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND IS NOT TRANSFERABLE EXCEPT AS PROVIDED HEREIN S&W Seed Company PURCHASE WARRANT Issued to: PAULSON... (Filed With SEC on April 23, 2010)

CLASS A WARRANT (Filed With SEC on April 12, 2010)

CLASS B WARRANT (Filed With SEC on April 12, 2010)

S&WSEED COMPANY P.O. BOX 235 FIVE POINTS, CA 93624 PHONE ###-###-#### FAX ###-###-#### EMAIL ***@*** September 24, 2008 2009 PRODUCTION CONTRACT (Filed With SEC on April 12, 2010)

NUMBER (Filed With SEC on March 26, 2010)

NUMBER UNITS INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE UNIT CERTIFICATE CUSIP 785135 20 3 SEE REVERSE FOR CERTAIN DEFINITIONS EACH UNIT CONSISTING OF TWO SHARES OF... (Filed With SEC on March 26, 2010)

CLASS A WARRANT (Filed With SEC on March 26, 2010)

CLASS B WARRANT (Filed With SEC on March 26, 2010)

WARRANTAGREEMENT BETWEEN S&WSEED COMPANY AND TRANSFERONLINE, INC. (Filed With SEC on March 26, 2010)

LOCK-UP AGREEMENT (Filed With SEC on March 10, 2010)

PARTNERSHIP, JOINT VENTURE OR ASSOCIATION CERTIFICATE: WELLS FARGO BORROWING (Filed With SEC on March 10, 2010)

FIRST AMENDMENT TOCREDIT AGREEMENT (Filed With SEC on March 10, 2010)

REVOLVING LINE OF CREDIT NOTE (Filed With SEC on March 10, 2010)

ARTICLE ONE SERVICES (Filed With SEC on March 10, 2010)

CLIENT SERVICE AGREEMENT (Filed With SEC on March 10, 2010)

S&W Seed Company UNDERWRITING AGREEMENT dated ,2010 Paulson Investment Company, Inc. (Filed With SEC on January 29, 2010)

THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND IS NOT TRANSFERABLE EXCEPT AS PROVIDED HEREIN S&W Seed Company PURCHASE WARRANT Issued to: PAULSON... (Filed With SEC on January 29, 2010)

S&W SEEDCOMPANY 2009 EQUITY INCENTIVE PLAN (Filed With SEC on January 29, 2010)

INDEMNIFICATION AGREEMENT (Filed With SEC on January 29, 2010)

CREDIT AGREEMENT (Filed With SEC on January 29, 2010)

REVOLVING LINE OF CREDITNOTE (Filed With SEC on January 29, 2010)

EXHIBIT A TO UCC FINANCING STATEMENT (Filed With SEC on January 29, 2010)