SVB Financial Contracts & Agreements

184 Contracts & Agreements
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Filed
Order Confirming SVB Financial Group’s Second Amended Chapter 11 Plan of Reorganization
Plan of Reorganization Agreements
SVB Financial
Banks
DE
2024
Interest Purchase Agreement between SVB Financial Group and Pinegrove Sierra HoldCo LLC (May 2, 2024)
Purchase Agreements
SVB Financial
Banks
DE
2024
Restructuring Support Agreement among SVB Financial Group, Ad Hoc Group of Senior Noteholders, and Official Committee
Settlement Agreements
SVB Financial
Banks
NY
2024
Interest and Asset Purchase Agreement among SVB Financial Group, SVB Securities Holdings LLC, and Saffron Buyer LLC (June 17, 2023)
Purchase Agreements
SVB Financial
Banks
DE
2023
Description of Registered Securities of SVB Financial Group as of December 31, 2022
Equity Distribution Agreements
SVB Financial
Banks
2023
First Supplemental Indenture to Indenture Dated September 20, 2010 between SVB Financial Group and U.S. Bank Trust Company, N.A.
Indenture Agreements
SVB Financial
Banks
NY
2022
SVB Financial Group Officers’ Certificate for Issuance of 2028 and 2033 Senior Notes under Indenture with U.S. Bank Trust Company
Indenture Agreements
SVB Financial
Banks
NY
2022
Description of Registered Securities of SVB Financial Group as of December 31, 2021
Equity Distribution Agreements
SVB Financial
Banks
2022
SVB Financial Group 401(k) and Employee Stock Ownership Plan (Amended and Restated as of July 1, 2021)
Profit Sharing Plans
SVB Financial
Banks
CA
2022
SVB Financial Group 1999 Employee Stock Purchase Plan – Israeli Sub-Plan
Stock Agreements
SVB Financial
Banks
2022
Deposit Agreement among SVB Financial Group, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (October 28, 2021)
Deposit Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group Series D Preferred Stock Certificate Issued to American Stock Transfer & Trust Company, LLC
Stock Agreements
SVB Financial
Banks
2021
SVB Financial Group Series E Non-Cumulative Perpetual Preferred Stock Certificate (American Stock Transfer & Trust Company, LLC)
Deposit Agreements
SVB Financial
Banks
2021
SVB Financial Group Officers’ Certificate for Issuance of $650 Million 1.800% Senior Notes Due 2026
Indenture Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group Series C Preferred Stock Certificate (American Stock Transfer & Trust Company, LLC)
Stock Agreements
SVB Financial
Banks
2021
SVB Financial Group Officers’ Certificate for Issuance of 2.100% Senior Notes Due 2028
Indenture Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group 2.100% Senior Note Due 2028 (Indenture: U.S. Bank National Association)
Note Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group 2006 Equity Incentive Plan (Amended October 21, 2020)
Bonus & Incentive Agreements
SVB Financial
Banks
DE
2021
SVB Financial Group Incentive Stock Option Award Agreement under 2006 Equity Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan
Stock Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan (Time-Based Vesting)
Equity Distribution Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Performance-Based Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Restricted Stock Award Agreement under 2006 Equity Incentive Plan
Stock Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Global Nonqualified Stock Option Award Agreement (2006 Equity Incentive Plan)
Stock Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Restricted Stock Unit Award Agreement (Time-Based Vesting, 2006 Equity Incentive Plan)
Equity Distribution Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Performance-Based Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Restricted Stock Award Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement)
Stock Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Stock Appreciation Rights Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement)
Equity Distribution Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Series B Preferred Stock Certificate Issued to American Stock Transfer & Trust Company, LLC
Stock Agreements
SVB Financial
Banks
2021
SVB Financial Group Officers’ Certificate for Issuance of 1.800% Senior Notes Due 2031 under Indenture with U.S. Bank National Association
Indenture Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group 1.800% Senior Note Due 2031 (Form of Global Note)
Note Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group Officers’ Certificate for 3.125% Senior Notes Due 2030
Indenture Agreements
SVB Financial
Banks
NY
2020
SVB Financial Group 3.125% Senior Note Due 2030 (Form of Global Note)
Note Agreements
SVB Financial
Banks
NY
2020
Description of Registered Securities of SVB Financial Group as of December 31, 2019
Equity Distribution Agreements
SVB Financial
Banks
2020
Underwriting Agreement for $350,000,000 SVB Financial Group Depositary Shares (Series A Preferred Stock)
Underwriting Agreements
SVB Financial
Banks
DE
2019
SVB Financial Group Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2019
SVB Financial Group Performance-Based Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2019
SVB Financial Group 2006 Equity Incentive Plan (as Amended April 25, 2019)
Bonus & Incentive Agreements
SVB Financial
Banks
DE
2019
Services Agreement between SVB Financial Group and Michael Dreyer (Consulting Post-Retirement)
Services Agreements
SVB Financial
Banks
CA
2019
SVB Financial Group Deferred Compensation Plan (Amended and Restated, Effective January 23, 2019)
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2019
SVB Financial Group Incentive Compensation Plan (as Amended July 25, 2018)
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2018
SVB Financial Group Chief Financial Officer Employment Offer Letter to Daniel J. Beck
Employment Agreements
SVB Financial
Banks
2017
Severance Agreement for Michael Descheneaux as President of Silicon Valley Bank
Severance Agreements
SVB Financial
Banks
2017
SVB Financial Group 1999 Employee Stock Purchase Plan (As Amended 2016)
Equity Distribution Agreements
SVB Financial
Banks
CA
2016
SVB Financial Group 2006 Equity Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
DE
2016
SVB Financial Group Incentive Compensation Plan (Effective October 23, 2013)
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2016
SVB Financial Group 2006 Equity Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
DE
2016
Service Agreement between SVB Financial Group UK Limited and Philip Cox dated July 14, 2009
Employment Agreements
SVB Financial
Banks
2015
SVB Financial Group Officers’ Certificate for 3.50% Senior Notes Due 2025
Indenture Agreements
SVB Financial
Banks
NY
2015
SVB Financial Group 2006 Equity Incentive Plan (as Amended)
Bonus & Incentive Agreements
SVB Financial
Banks
DE
2015
SVB Financial Group Incentive Stock Option Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2015
SVB Financial Group Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan
Stock Agreements
SVB Financial
Banks
CA
2015
SVB Financial Group Restricted Stock Unit Award Agreement (Time-Based Vesting) under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2015
SVB Financial Group Performance-Based Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2015
SVB Financial Group Restricted Stock Award Agreement under 2006 Equity Incentive Plan
Stock Agreements
SVB Financial
Banks
CA
2015
SVB Financial Group Stock Appreciation Rights Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2015
SVB Financial Group U.K.-Approved Stock Option Award Agreement under 2006 Equity Incentive Plan
Stock Agreements
SVB Financial
Banks
CA
2015
SVB Financial Group Incentive Compensation Plan (Effective October 23, 2013)
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2015
SVB Financial Group UK Sub-Plan of the 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
2014
SVB Financial Group U.K. Approved Stock Option Award Agreement under 2006 Equity Incentive Plan
Stock Agreements
SVB Financial
Banks
CA
2014
SVB Financial Group 2006 Equity Incentive Plan Israeli Subplan
Equity Distribution Agreements
SVB Financial
Banks
2014
SVB Financial Group 2006 Equity Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
DE
2014
SVB Financial Group Restricted Stock Award Agreement under 2006 Equity Incentive Plan
Stock Agreements
SVB Financial
Banks
CA
2014
SVB Financial Group Incentive Stock Option Award Agreement under 2006 Equity Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2014
SVB Financial Group Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2014
SVB Financial Group Performance-Based Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2014
SVB Financial Group Stock Appreciation Rights Award Agreement under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2014
SVB Financial Group Incentive Compensation Plan (Effective October 23, 2013)
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2013
SVB Financial Group Deferred Compensation Plan (Amended April 25, 2012)
Compensation Agreements
SVB Financial
Banks
CA
2012
Indenture Agreement between SVB Financial Group and U.S. Bank National Association, as Trustee (September 20, 2010)
Indenture Agreements
SVB Financial
Banks
NY
2010
SVB Financial Group 5.375% Senior Notes Due 2020 (Form of Note)
Note Agreements
SVB Financial
Banks
NY
2010
SVB Financial Group Long-Term Cash Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2010
SVB Financial Group 1999 Employee Stock Purchase Plan (as Amended Effective January 1, 2010)
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2010
SVB Financial Group Underwriting Agreement with J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated (November 18, 2009)
Underwriting Agreements
SVB Financial
Banks
NY
2009
SVB Financial Group Incentive Stock Option Agreement under 2006 Equity Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
2009
SVB Financial Group Restricted Stock Unit Award Agreement for Executives under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2009
SVB Financial Group Restricted Stock Unit Award Agreement for Employees under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2009
SVB Financial Group Restricted Stock Award Agreement under 2006 Equity Incentive Plan
Stock Agreements
SVB Financial
Banks
2009
SVB Financial Group Restricted Stock Unit Award Agreement (Directors) under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2009
SVB Financial Group Global Amendment to Benefit Plans for EESA Compliance
Bonus & Incentive Agreements
SVB Financial
Banks
2009
SVB Financial Group Stock Appreciation Right Award Agreement under 2006 Equity Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
2009
SVB Financial Group Restricted Stock Unit Award Agreement (Cash Settlement) for Employees under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
2009
SVB Financial Group Restricted Stock Unit Award Agreement for Directors (Cash Settlement)
Equity Distribution Agreements
SVB Financial
Banks
CA
2009
SVB Capital Carried Interest Long Term Incentive Plan (Amended December 12, 2008)
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2009
Global Amendment to SVB Financial Group Benefit Plans to Comply with EESA (TARP Capital Purchase Program)
Bonus & Incentive Agreements
SVB Financial
Banks
2009
Letter Agreement for Purchase of Preferred Stock and Warrant between U.S. Department of the Treasury and SVB Financial Group
Purchase Agreements
SVB Financial
Banks
DC
2008
SVB Financial Group 2006 Equity Incentive Plan (as Amended)
Bonus & Incentive Agreements
SVB Financial
Banks
DE
2008
SVB Financial Group Restricted Stock Unit Agreement for Executives under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2008
SVB Financial Group Restricted Stock Unit Agreement for Directors under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2008
SVB Financial Group Restricted Stock Unit Deferral Election Agreement for Directors
Equity Distribution Agreements
SVB Financial
Banks
2008
SVB Financial Group Restricted Stock Unit Deferral Election Agreement for Executive Officers
Equity Distribution Agreements
SVB Financial
Banks
2008
Amended and Restated SVB Financial Group Retention Program Plan (1999–2007)
Retention Agreements
SVB Financial
Banks
CA
2008
SVB Financial Group Change in Control Severance Plan and Summary Plan Description
Change of Control Agreements
SVB Financial
Banks
CA
2008
SVB Financial Group Retention Program Plan (RP Years Beginning 2008)
Retention Agreements
SVB Financial
Banks
CA
2008
Indenture Agreement for 3.875% Convertible Senior Notes due 2011 between SVB Financial Group and Wells Fargo Bank, N.A.
Indenture Agreements
SVB Financial
Banks
NY
2008
Call Option Transaction Confirmation Agreement between JPMorgan Chase Bank, N.A. and SVB Financial Group
SVB Financial
Banks
NY
2008
Call Option Transaction Confirmation Agreement between Bank of America, N.A. and SVB Financial Group
SVB Financial
Banks
NY
2008
Warrant Agreement between SVB Financial Group and JPMorgan Chase Bank, National Association (April 1, 2008)
Warrant Agreements
SVB Financial
Banks
OH
2008
Warrant Agreement Confirmation between SVB Financial Group and Bank of America, N.A. (April 1, 2008)
Warrant Agreements
SVB Financial
Banks
NY
2008
SVB Financial Group 3.875% Convertible Senior Notes Purchase Agreement with J.P. Morgan Securities Inc.
Purchase Agreements
SVB Financial
Banks
NY
2008
SVB Financial Group Deferred Compensation Plan (Amended October 24, 2007)
Compensation Agreements
SVB Financial
Banks
CA
2007
SVB Financial Group Change in Control Severance Plan and Summary Plan Description
Change of Control Agreements
SVB Financial
Banks
CA
2007
SVB Financial Group Restricted Stock Unit Agreement for Directors under 2006 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
CA
2007
SVB Financial Group Restricted Stock Unit Deferral Election Agreement
Equity Distribution Agreements
SVB Financial
Banks
2007
SVB Financial Group Chief Financial Officer Promotion and Employment Offer Letter to Michael Descheneaux
Employment Agreements
SVB Financial
Banks
2007
SVB Financial Group 2006 Equity Incentive Plan
Bonus & Incentive Agreements
SVB Financial
Banks
DE
2007
Employment Offer Letter and Signing Bonus Addendum between SVB Financial Group and Michael Descheneaux
Employment Agreements
SVB Financial
Banks
2007
SVB Financial Group 2006 Equity Incentive Plan (Amended June 29, 2006)
Equity Distribution Agreements
SVB Financial
Banks
DE
2006
Amended and Restated SVB Financial Group Retention Program Plan (Effective January 1, 2004, Amended December 21, 2005)
Retention Agreements
SVB Financial
Banks
CA
2006
SVB Financial Group Senior Management Incentive Compensation Plan (as Amended December 21, 2005)
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2006
SVB Financial Group Change in Control Severance Plan and Summary Plan Description
Change of Control Agreements
SVB Financial
Banks
CA
2006
Silicon Valley Bank 401(k) and Employee Stock Ownership Plan (As Amended and Restated Effective January 1, 2005)
Profit Sharing Plans
SVB Financial
Banks
MA
2005
Chief Executive Officer Employment Offer Letter between Silicon Valley Bank and David Ketsdever
Employment Agreements
SVB Financial
Banks
2004
Silicon Valley Bancshares Incentive Stock Option Agreement under 1997 Equity Incentive Plan
Warrant Agreements
SVB Financial
Banks
2004
Silicon Valley Bancshares 1997 Equity Incentive Plan Non-Qualified Stock Option Agreement
Warrant Agreements
SVB Financial
Banks
2004
Silicon Valley Bancshares Restricted Stock Bonus Agreement under 1997 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
2004
Silicon Valley Bancshares Restricted Stock Unit Agreement with Employee under 1997 Equity Incentive Plan
Equity Distribution Agreements
SVB Financial
Banks
2004
Silicon Valley Bank Deferred Compensation Plan (Effective for Deferral Agreements Made On or After November 15, 2004)
Compensation Agreements
SVB Financial
Banks
CA
2004
Office Lease Agreement between CA-Lake Marriott Business Park Limited Partnership and Silicon Valley Bank for Buildings 5, 6 & 7, Santa Clara, CA
Lease Agreements
SVB Financial
Banks
CA
2004
Amended and Restated Silicon Valley Bancshares Retention Program Plan (Effective January 1, 2004)
Retention Agreements
SVB Financial
Banks
CA
2004
Silicon Valley Bancshares 1997 Equity Incentive Plan (as Amended)
Equity Distribution Agreements
SVB Financial
Banks
2004
Silicon Valley Bank Chief Information Officer Employment Offer Letter to David C. Webb
Employment Agreements
SVB Financial
Banks
2004
Silicon Valley Bank Chief Financial Officer Employment Offer Letter to Jack F. Jenkins-Stark (February 20, 2004)
Employment Agreements
SVB Financial
Banks
2004
Promissory Note between Marc Verissimo and Silicon Valley Bancshares dated August 4, 2000
Note Agreements
SVB Financial
Banks
CA
2004
Bonus Agreement between Silicon Valley Bank and Marc Verissimo
Bonus & Incentive Agreements
SVB Financial
Banks
2004
Promissory Note between Kenneth P. Wilcox, Ruth L. Wilcox, and Silicon Valley Bancshares dated April 4, 2002
Note Agreements
SVB Financial
Banks
CA
2004
Promissory Note between Marc J. Verissimo, Laurel Keddie Verissimo, The Verissimo Family Trust, and Silicon Valley Bancshares dated April 2, 2002
Note Agreements
SVB Financial
Banks
CA
2004
Promissory Note Between Gregory W. Becker, Michelle A. Becker, and Silicon Valley Bancshares Dated May 6, 2002
Note Agreements
SVB Financial
Banks
CA
2004
Promissory Note between Gregory W. Becker, Michelle A. Becker, and Silicon Valley Bancshares dated January 16, 2003
Note Agreements
SVB Financial
Banks
CA
2004
Silicon Valley Bancshares Senior Management Incentive Compensation Plan
Bonus & Incentive Agreements
SVB Financial
Banks
CA
2004
Separation Agreement between Silicon Valley Bank and Leilani Gayles (July 16, 2003)
Separation Agreements
SVB Financial
Banks
2004
Junior Subordinated Indenture between Silicon Valley Bancshares and Wilmington Trust Company (October 30, 2003)
Indenture Agreements
SVB Financial
Banks
DE
2003
Silicon Valley Bancshares 7% Junior Subordinated Deferrable Interest Debenture Due 2033
Debenture Agreements
SVB Financial
Banks
CA
2003
Amended and Restated Trust Agreement among Silicon Valley Bancshares, Wilmington Trust Company, and Administrative Trustees (October 30, 2003)
Trust Agreements
SVB Financial
Banks
DE
2003
SVB Capital II 7% Cumulative Trust Preferred Securities Global Certificate (Cede & Co.)
Trust Agreements
SVB Financial
Banks
2003
Guarantee Agreement between Silicon Valley Bancshares and Wilmington Trust Company (October 30, 2003)
Guaranty Agreements
SVB Financial
Banks
CA
2003
Agreement as to Expenses and Liabilities between Silicon Valley Bancshares and SVB Capital II (October 30, 2003)
Guaranty Agreements
SVB Financial
Banks
CA
2003
SVB Capital II 7% Common Securities Certificate Issued to Silicon Valley Bancshares
Trust Agreements
SVB Financial
Banks
2003
Officers’ Certificate and Company Order for 7% Junior Subordinated Deferrable Interest Debentures Due 2033 between Silicon Valley Bancshares and Wilmington Trust Company
Debenture Agreements
SVB Financial
Banks
DE
2003
Indemnification Agreement between Silicon Valley Bancshares and Director/Officer (2003)
Indemnification Agreements
SVB Financial
Banks
DE
2003
Separation and Release Agreement between Lauren Friedman and Silicon Valley Bank (August 26, 2003)
Separation Agreements
SVB Financial
Banks
2003
Asset Purchase Agreement among SVB Securities, Inc., Silicon Valley Bancshares, and Alliant Partners (with Principal Shareholders)
Purchase Agreements
SVB Financial
Banks
CA
2001
Resignation and Part-Time Employment Agreement between Christopher T. Lutes and Silicon Valley Bank/Silicon Valley Bancshares
Separation Agreements
SVB Financial
Banks
CA
2001
Silicon Valley Bancshares 1997 Equity Incentive Plan (as Amended)
Equity Distribution Agreements
SVB Financial
Banks
2001
Resignation and Consulting Agreement between John C. Dean and Silicon Valley Bancshares
Consulting Agreements
SVB Financial
Banks
CA
2001
Silicon Valley Bancshares 1997 Equity Incentive Plan (as Amended)
Equity Distribution Agreements
SVB Financial
Banks
2000
Silicon Valley Bank Change in Control Severance Benefits Policy (August 18, 2000)
Change of Control Agreements
SVB Financial
Banks
CA
2000
Underwriting Agreement for SVB Financial Group 4.345% Senior Notes due 2028 and 4.570% Senior Notes due 2033
Underwriting Agreements
SVB Financial
Banks
NY
2022
Underwriting Agreement for $1 Billion Depositary Shares of Series D Preferred Stock between SVB Financial Group and BofA Securities, Inc.
Underwriting Agreements
SVB Financial
Banks
DE
2021
Underwriting Agreement for $600,000,000 Depositary Shares of Series E Preferred Stock between SVB Financial Group and BofA Securities, Inc.
Underwriting Agreements
SVB Financial
Banks
DE
2021
Underwriting Agreement for $650,000,000 1.800% Senior Notes due 2026 between SVB Financial Group and BofA Securities, Inc.
Underwriting Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group Common Stock Underwriting Agreement with Goldman Sachs & Co. LLC, August 2021
Underwriting Agreements
SVB Financial
Banks
NY
2021
Underwriting Agreement for $1 Billion Depositary Shares of Series C Preferred Stock between SVB Financial Group and Underwriters (BofA Securities, Goldman Sachs, et al.)
Underwriting Agreements
SVB Financial
Banks
DE
2021
SVB Financial Group $500,000,000 2.100% Senior Notes Due 2028 Underwriting Agreement with BofA Securities, Inc. and Goldman Sachs & Co. LLC
Underwriting Agreements
SVB Financial
Banks
NY
2021
Deposit Agreement among SVB Financial Group, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (May 13, 2021)
Deposit Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group Common Stock Underwriting Agreement with Goldman Sachs & Co. LLC and BofA Securities, Inc.
Underwriting Agreements
SVB Financial
Banks
NY
2021
SVB Financial Group Stock Appreciation Rights Agreement under 2006 Equity Incentive Plan
Warrant Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group Incentive Stock Option Award Agreement under 2006 Equity Incentive Plan
Warrant Agreements
SVB Financial
Banks
CA
2021
Underwriting Agreement for $750,000,000 Depositary Shares of Series B Preferred Stock – SVB Financial Group and Underwriters
Underwriting Agreements
SVB Financial
Banks
DE
2021
Underwriting Agreement for $500,000,000 1.800% Senior Notes due 2031 between SVB Financial Group and Underwriters (Goldman Sachs & Co. LLC, BofA Securities, Inc., et al.)
Underwriting Agreements
SVB Financial
Banks
NY
2021
Deposit Agreement among SVB Financial Group, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (February 2, 2021)
Deposit Agreements
SVB Financial
Banks
NY
2021
Agreement and Plan of Merger between SVB Financial Group and Boston Private Financial Holdings, Inc.
Merger Agreements
SVB Financial
Banks
CA
2021
SVB Financial Group $500,000,000 3.125% Senior Notes Due 2030 Underwriting Agreement with BofA Securities, Inc. and Morgan Stanley & Co. LLC
Underwriting Agreements
SVB Financial
Banks
NY
2020
Deposit Agreement among SVB Financial Group, American Stock Transfer & Trust Company, LLC, and Holders of Depositary Receipts (December 9, 2019)
Deposit Agreements
SVB Financial
Banks
NY
2019
SVB Financial Group Series A Preferred Stock Certificate (American Stock Transfer & Trust Company, LLC)
Deposit Agreements
SVB Financial
Banks
2019
SVB Financial Group Global Nonqualified Stock Option Award Agreement under 2006 Equity Incentive Plan
Warrant Agreements
SVB Financial
Banks
CA
2019
SVB Financial Group Amended and Restated Deferred Compensation Plan (Effective July 22, 2015)
Compensation Agreements
SVB Financial
Banks
CA
2015
Underwriting Agreement for $350,000,000 3.50% Senior Notes due 2025 between SVB Financial Group and Underwriters
Underwriting Agreements
SVB Financial
Banks
NY
2015
SVB Financial Group Amended and Restated Deferred Compensation Plan (Effective July 23, 2014)
Retirement Agreements
SVB Financial
Banks
CA
2014
SVB Financial Group Underwriting Agreement with J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated (May 13, 2014)
Underwriting Agreements
SVB Financial
Banks
NY
2014
SVB Financial Group 401(k) and Employee Stock Ownership Plan (Amended and Restated as of January 1, 2014)
Profit Sharing Plans
SVB Financial
Banks
CA
2014
SVB Financial Group Global Nonqualified Stock Option Award Agreement under 2006 Equity Incentive Plan
Warrant Agreements
SVB Financial
Banks
CA
2014
Dual Employment Letter Agreement between Silicon Valley Bank and Dave Jones for Assignment to JVB in China
Employment Agreements
SVB Financial
Banks
OR
2014
SVB Financial Group Deferred Compensation Plan (Amended and Restated, Effective October 23, 2013)
Compensation Agreements
SVB Financial
Banks
CA
2013
International Assignment Agreement between Silicon Valley Bank and David Jones (2013)
Employment Agreements
SVB Financial
Banks
CA
2013
SVB Financial Group Change in Control Severance Plan (Amended and Restated, March 14, 2012)
Change of Control Agreements
SVB Financial
Banks
CA
2012
Ken Wilcox Secondment and Employment Terms Letter Agreement with Silicon Valley Bank (June 1, 2011)
Employment Agreements
SVB Financial
Banks
CA
2011
Underwriting Agreement for $350,000,000 SVB Financial Group 5.375% Senior Notes Due 2020
Underwriting Agreements
SVB Financial
Banks
NY
2010
SVB Financial Group 401(k) and Employee Stock Ownership Plan (As Amended and Restated Effective January 1, 2009)
Profit Sharing Plans
SVB Financial
Banks
MA
2010
Indemnification Agreement between SVB Financial Group and Director or Officer (2009)
Indemnification Agreements
SVB Financial
Banks
DE
2009
SVB Financial Group Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan
Warrant Agreements
SVB Financial
Banks
2009
SVB Financial Group Letter to Michael Descheneaux and Dave Webb Regarding Salary Increases (May 2009)
Compensation Agreements
SVB Financial
Banks
2009
SVB Financial Group Warrant to Purchase Common Stock Agreement (December 12, 2008)
Warrant Agreements
SVB Financial
Banks
NY
2008
Indemnification Agreement between SVB Financial Group and Director or Officer
Indemnification Agreements
SVB Financial
Banks
DE
2008