SVB Financial Contracts & Agreements

Order of the Bankruptcy Court, dated August 2, 2024, confirming the Chapter 11 Plan of Reorganization of the Company (Filed With SEC on August 23, 2024)

Interest Purchase Agreement between SVB Financial Group and Pinegrove Sierra HoldCo LLC, dated May 2, 2024 (Filed With SEC on May 7, 2024)

Restructuring Support Agreement, dated January 9, 2024 (Filed With SEC on January 10, 2024)

Interest and Purchase Agreement between SVB Financial Group, SVB Securities Holdings LLC and Saffron Buyer LLC, dated June 17, 2023 (Filed With SEC on June 21, 2023)

Description of Registrant's Securities (Filed With SEC on February 24, 2023)

Underwriting Agreement, dated April 26, 2021, among SVB Financial Group and Goldman Sachs & Co. LLC, BofA Securities, Inc. and Morgan Stanley & Co. LLC, as representatives of the... (Filed With SEC on April 29, 2022)

First Supplemental Indenture, dated April 28, 2022, by and between SVB Financial Group and U.S. Bank Trust Company, National Association, as trustee (Filed With SEC on April 29, 2022)

Officers Certificate, dated April 29, 2022 (Filed With SEC on April 29, 2022)

Description of Registrant's Securities (Filed With SEC on March 1, 2022)

Amended and Restated 401K and Employee Stock Ownership Plan (Filed With SEC on March 1, 2022)

Israeli Sub-Plan of the 1999 Employee Stock Purchase Plan (Filed With SEC on March 1, 2022)

Underwriting Agreement, dated October 25, 2021, among SVB Financial Group and BofA Securities, Inc., as representative of the several underwriters listed on Schedule 1 thereto (Filed With SEC on October 28, 2021)

Deposit Agreement, dated October 28, 2021, among SVB Financial Group and American Stock Transfer and Trust Company, LLC, acting as depositary, and the holders from time to time of... (Filed With SEC on October 28, 2021)

Form of certificate representing the Series D Preferred Stock (Filed With SEC on October 28, 2021)

Form of certificate representing the Series E Preferred Stock (Filed With SEC on October 28, 2021)

Officers Certificate dated October 28, 2021, delivered pursuant to the Indenture (Filed With SEC on October 28, 2021)

Underwriting Agreement, dated August 9, 2021, by and among SVB Financial Group and Goldman Sachs & Co. LLC (Filed With SEC on August 12, 2021)

Underwriting Agreement, dated May 6, 2021, among SVB Financial Group and BofA Securities, Inc. and Goldman Sachs & Co LLC, as representatives of the several underwriters listed on... (Filed With SEC on May 13, 2021)

Deposit Agreement, dated May 13, 2021, among SVB Financial Group and American Stock Transfer and Trust Company, LLC, acting as depositary, and the holders from time to time of the... (Filed With SEC on May 13, 2021)

Form of certificate representing the Series C Preferred Stock (Filed With SEC on May 13, 2021)

Officers Certificate dated May 13, 2021, delivered pursuant to the Indenture (Filed With SEC on May 13, 2021)

Form of 2.100% Senior Notes due 2028 (Filed With SEC on May 13, 2021)

Underwriting Agreement, dated March 22, 2021, by and among SVB Financial Group and Goldman Sachs & Co LLC and BofA Securities, Inc., as representatives of the several underwriters... (Filed With SEC on March 25, 2021)

2006 Equity Incentive Plan (Filed With SEC on March 1, 2021)

Form of Incentive Stock Option Agreement under 2006 Equity Incentive Plan (Filed With SEC on March 1, 2021)

Form of Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan (Filed With SEC on March 1, 2021)

Form of Restricted Stock Unit Agreement under 2006 Equity Incentive Plan (Subject to Time-Based Vesting) (Filed With SEC on March 1, 2021)

Form of Restricted Stock Unit Agreement under 2006 (Filed With SEC on March 1, 2021)

Form of Restricted Stock Award Agreement under 2006 Equity Incentive Plan (Filed With SEC on March 1, 2021)

Form of Stock Appreciation Rights Agreement under 2006 Equity Incentive Plan (Filed With SEC on March 1, 2021)

Form of Incentive Stock Option Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement) (Filed With SEC on March 1, 2021)

Form of Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement) (Filed With SEC on March 1, 2021)

Form of Restricted Stock Unit Agreement under 2006 Equity Incentive Plan (Subject to Time-Based Vesting) (Continued (Filed With SEC on March 1, 2021)

Form of Restricted Stock Unit Agreement under 2006 Incentive Plan (Subject to Performance-Based Vesting) (Continued Vesting Upon Retirement) (Filed With SEC on March 1, 2021)

Form of Restricted Stock Award Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement) (Filed With SEC on March 1, 2021)

Form of Stock Appreciation Rights Agreement under 2006 Equity Incentive Plan (Continued Vesting Upon Retirement) (Filed With SEC on March 1, 2021)

Underwriting Agreement, dated January 26, 2021, among SVB Financial Group and Goldman Sachs & Co LLC and BofA Securities, Inc., as representatives of the several underwriters... (Filed With SEC on February 2, 2021)

Deposit Agreement, dated February 2, 2021, among SVB Financial Group and American Stock Transfer and Trust Company, LLC, acting as depositary, and the holders from time to time of... (Filed With SEC on February 2, 2021)

Form of certificate representing the Series B Preferred Stock (Filed With SEC on February 2, 2021)

Officers Certificate dated February 2, 2021, delivered pursuant to the Indenture (Filed With SEC on February 2, 2021)

Form of 1.800% Senior Notes due 2031 (Filed With SEC on February 2, 2021)

Agreement and Plan of Merger, dated as of January 4, 2021, by and between SVB Financial Group and Boston Private Financial Holdings, Inc (Filed With SEC on January 8, 2021)

Underwriting Agreement, dated June 2, 2020, by and among SVB Financial Group and BofA Securities, Inc. and Morgan Stanley & Co. LLC, as representatives of the several underwriters... (Filed With SEC on June 5, 2020)

Officers Certificate dated June 5, 2020, delivered pursuant to the Indenture (Filed With SEC on June 5, 2020)

Form of 3.125% Senior Notes due 2030 (Filed With SEC on June 5, 2020)

Description of Registrant's Securities (Filed With SEC on February 28, 2020)

Underwriting Agreement, dated December 2, 2019, among SVB Financial Group and BofA Securities, Inc., Morgan Stanley & Co. LLC. and Wells Fargo Securities, LLC, as representatives... (Filed With SEC on December 9, 2019)

Deposit Agreement, dated December 9, 2019, among SVB Financial Group and American Stock Transfer and Trust Company, LLC, acting as depositary, and the holders from time to time of... (Filed With SEC on December 9, 2019)

Form of certificate representing the Series A Preferred Stock (Filed With SEC on December 9, 2019)

Form of Nonqualified Stock Option Agreement under 2006 Equity Incentive Plan (Filed With SEC on November 12, 2019)

Form of Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan (Filed With SEC on November 12, 2019)

Form of Restricted Stock Unit Award Agreement under 2006 Equity Incentive Plan (Performance-Based) (Filed With SEC on November 12, 2019)

2006 Equity Incentive Plan, as amended (Filed With SEC on August 9, 2019)

Services Agreement dated March 26, 2019, by and between Michael Dreyer and SVB Financial Group (Filed With SEC on March 29, 2019)

Deferred Compensation Plan (Filed With SEC on February 28, 2019)

Incentive Compensation Plan (Filed With SEC on August 7, 2018)

Sincerely,/s/ GREG BECKERGreg BeckerPresident and Chief Executive OfficerSVB Financial GroupACCEPTED BY, AS OF MAY 1, 2017:/s/ DANIEL J. BECKDaniel J. BeckActual Start Date: June... (Filed With SEC on May 12, 2017)

Sincerely,/s/ GREG BECKERGreg BeckerPresident and Chief Executive OfficerSVB Financial GroupACCEPTED:/s/ MICHAEL DESCHENEAUXMichael DescheneauxDate: May 11, 2017 Exhibit A (Filed With SEC on May 12, 2017)

SVB FINANCIAL GROUP 1999 EMPLOYEE STOCK PURCHASE PLAN (As Amended Most Recently by the Compensation Committee of the Board of Directors as of February 9, 2016 and Approved by... (Filed With SEC on August 8, 2016)

SVB FINANCIAL GROUP 2006 EQUITY INCENTIVE PLAN Adopted by the Board of Directors as of February 21, 2006 Approved by Shareholders as of May 11, 2006, April 21, 2011 and April 26,... (Filed With SEC on May 10, 2016)

SVB FINANCIAL GROUP INCENTIVE COMPENSATION PLAN SECTION 1 BACKGROUND AND PURPOSE (Filed With SEC on February 26, 2016)

SVB FINANCIAL GROUP 2006 EQUITY INCENTIVE PLAN Adopted by the Board of Directors as of February 21, 2006 Approved by Shareholders as of May 11, 2006, April 21, 2011 and April 26,... (Filed With SEC on February 26, 2016)

Contents 1.Definitions and interpretation1 2.Appointment3 3.Term3 4.Duties3 5.Hours of work5 6.Place of Work5 7.Expenses5 8.Salary5 9.Incentive Compensation Plan (bonus)6... (Filed With SEC on February 26, 2015)

$350,000,000 SVB FINANCIAL GROUP 3.50% Senior Notes due 2025 Underwriting Agreement January 26, 2015 (Filed With SEC on January 29, 2015)

SVB FINANCIAL GROUP Officers Certificate January 29, 2015 (Filed With SEC on January 29, 2015)

SVB FINANCIAL GROUP 2006 EQUITY INCENTIVE PLAN Adopted by the Board of Directors as of February 21, 2006 Approved by Shareholders as of May 11, 2006, April 21, 2011 and April 26,... (Filed With SEC on January 9, 2015)

SVB FINANCIAL GROUP INCENTIVE STOCK OPTION AWARD AGREEMENT (Filed With SEC on January 9, 2015)

SVB FINANCIAL GROUP GLOBAL NONSTATUTORY STOCK OPTION AWARD AGREEMENT (Filed With SEC on January 9, 2015)

SVB FINANCIAL GROUP GLOBAL RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on January 9, 2015)

<Vest Qty 2> (Filed With SEC on January 9, 2015)

SVB FINANCIAL GROUP GLOBAL STOCK APPRECIATION AWARD AGREEMENT (Filed With SEC on January 9, 2015)

SVB FINANCIAL GROUP UK-APPROVED STOCK OPTION AWARD AGREEMENT (Filed With SEC on January 9, 2015)

SVB FINANCIAL GROUP INCENTIVE COMPENSATION PLAN SECTION 1 BACKGROUND AND PURPOSE (Filed With SEC on January 9, 2015)

SVBFINANCIAL GROUP 3,900,000 Shares of Common Stock, $0.001 Par Value Underwriting Agreement (Filed With SEC on May 19, 2014)

SVB FINANCIAL GROUP UK SUB-PLAN OF THE 2006 EQUITY INCENTIVE PLAN Adopted by SVB Financial Group on January 8, 2014. Approved by Her Majestys Revenue & Customs on April 4, 2014... (Filed With SEC on May 9, 2014)

Notice of Grant of U.K. Approved Stock Optionsand Award AgreementSVB FINANCIAL GROUPID: 94 ###-###-#### Tasman DriveSanta Clara, CA 95054Grant Agreement: Participant Name:... (Filed With SEC on May 9, 2014)

SVB FINANCIAL GROUP 2006 EQUITY INCENTIVE PLAN ISRAELI SUBPLAN (Filed With SEC on May 9, 2014)

SVB FINANCIAL GROUP 2006 EQUITY INCENTIVE PLAN Adopted by the Board of Directors as of February 21, 2006 Approved by Shareholders as of May 11, 2006, April 21, 2011, April 26,... (Filed With SEC on May 9, 2014)

SVB FINANCIAL GROUP 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN Amended and Restated as of January 1, 2014 (Filed With SEC on February 27, 2014)

SVB FINANCIAL GROUP RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 27, 2014)

SVB FINANCIAL GROUP INCENTIVE STOCK OPTION AWARD AGREEMENT (Filed With SEC on February 27, 2014)

SVB FINANCIAL GROUP GLOBAL NONSTATUTORY STOCK OPTION AWARD AGREEMENT (Filed With SEC on February 27, 2014)

SVB FINANCIAL GROUP GLOBAL RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on February 27, 2014)

Vesting Conditions (Filed With SEC on February 27, 2014)

SVB FINANCIAL GROUP GLOBAL STOCK APPRECIATION AWARD AGREEMENT (Filed With SEC on February 27, 2014)

SVB FINANCIAL GROUP INCENTIVE COMPENSATION PLAN SECTION 1 BACKGROUND AND PURPOSE (Filed With SEC on November 8, 2013)

- 1 - (Filed With SEC on August 8, 2012)

SVB FINANCIAL GROUP CHANGE IN CONTROL SEVERANCE PLAN AND SUMMARY PLAN DESCRIPTION Amended March 14, 2012 (Filed With SEC on March 15, 2012)

$350,000,000 SVB FINANCIAL GROUP 5.375% Senior Notes due 2020 Underwriting Agreement (Filed With SEC on September 20, 2010)

SVB FINANCIAL GROUP AND U.S. BANKNATIONAL ASSOCIATION, AS TRUSTEE INDENTURE DATED AS OF SEPTEMBER 20, 2010 SENIOR DEBT SECURITIES TABLE OF CONTENTS (Filed With SEC on September 20, 2010)

SVB FINANCIAL GROUP LONG-TERM CASH INCENTIVE PLAN Adopted: July 21, 2010 (Filed With SEC on July 27, 2010)

SVB FINANCIAL GROUP 401(k) AND EMPLOYEE STOCKOWNERSHIP PLAN As Amended and Restated Effective January 1, 2009 (Including amendments throughJanuary 1, 2010) SVB Financial Group... (Filed With SEC on March 1, 2010)

SVB FINANCIAL GROUP 1999 EMPLOYEE STOCK PURCHASEPLAN (AS AMENDED BY THE COMPENSATION COMMITTEE OF THE BOARD OF (Filed With SEC on March 1, 2010)

SVB FINANCIAL GROUP (Filed With SEC on November 24, 2009)

INDEMNIFICATION AGREEMENT (Filed With SEC on November 6, 2009)

SVB FINANCIAL GROUP INCENTIVE STOCK OPTION AWARD AGREEMENT (Filed With SEC on August 7, 2009)

SVB FINANCIAL GROUP NONSTATUTORY STOCK OPTION AWARD AGREEMENT (Filed With SEC on August 7, 2009)

SVB FINANCIAL GROUP RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on August 7, 2009)

SVB FINANCIAL GROUP RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on August 7, 2009)

SVB FINANCIAL GROUP RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on August 7, 2009)

SVB FINANCIAL GROUP AMENDMENT TO BENEFIT PLANS TO COMPLY (Filed With SEC on August 7, 2009)

STOCK APPRECIATION RIGHT AWARD AGREEMENT (Filed With SEC on August 7, 2009)

SVB FINANCIAL GROUP RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on August 7, 2009)

SVB CAPITAL CARRIED INTEREST LONG TERM INCENTIVE PLAN (Filed With SEC on March 2, 2009)

RESOLUTIONS ADOPTED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF SVB FINANCIAL GROUP ASOF NOVEMBER 21, 2008 (IN CONNECTION WITHTHE COMPANYS PARTICIPATION IN THE... (Filed With SEC on March 2, 2009)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on December 15, 2008)

UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220 (Filed With SEC on December 15, 2008)

INDEMNIFICATION AGREEMENT (Filed With SEC on November 10, 2008)

SVB FINANCIAL GROUP 2006 EQUITY INCENTIVE PLAN (Filed With SEC on November 10, 2008)

SVB FINANCIAL GROUP RESTRICTED STOCK UNIT ELECTION (Filed With SEC on November 10, 2008)

AMENDED AND RESTATED SVB FINANCIAL GROUP (Filed With SEC on August 7, 2008)

SVB FINANCIAL GROUP CHANGE IN CONTROL SEVERANCE PLAN AND (Filed With SEC on August 7, 2008)

SVB FINANCIAL GROUP RETENTION PROGRAM PLAN (Filed With SEC on August 7, 2008)

AND WELLS FARGO BANK, N.A., as Trustee INDENTURE Dated as of April 7, 2008 3.875% Convertible Senior Notes due 2011 (Filed With SEC on April 7, 2008)

JPMorgan Chase Bank, National Association Organised under the laws of the United States as a National Banking Association. (Filed With SEC on April 7, 2008)

JPMorgan Chase Bank, National Association (Filed With SEC on April 7, 2008)

SVB FINANCIAL GROUP 3.875% Convertible Senior Notes due 2011 (Filed With SEC on April 7, 2008)

SVB Financial Group Deferred Compensation Plan (Filed With SEC on November 9, 2007)

SVB FINANCIAL GROUP CHANGE IN CONTROL SEVERANCE PLAN AND (Filed With SEC on November 9, 2007)

SVB FINANCIAL GROUP 2006 EQUITY INCENTIVE PLAN (Filed With SEC on November 9, 2007)

SVB FINANCIAL GROUP RESTRICTED STOCK UNIT ELECTION (Filed With SEC on November 9, 2007)

SVBFINANCIAL GROUP 2006EQUITY INCENTIVE PLAN (Filed With SEC on May 2, 2007)

SVB FINANCIAL GROUP 2006 EQUITY INCENTIVE PLAN Amendedas of June 29, 2006 (Filed With SEC on August 9, 2006)

AMENDED AND RESTATED SVBFINANCIAL GROUP RETENTIONPROGRAM PLAN Effectiveas of January 1, 2004 Amendedas of December 21, 2005 (Filed With SEC on March 27, 2006)

SVB FINANCIAL GROUP SENIORMANAGEMENT INCENTIVECOMPENSATION PLAN Effectiveas of January 1, 2004 Amended asof December 21, 2005 (Filed With SEC on March 27, 2006)

SVBFINANCIAL GROUP CHANGE INCONTROL SEVERANCE PLAN AND SUMMARYPLAN DESCRIPTION (Filed With SEC on March 13, 2006)

SILICON VALLEY BANK 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN As Amended and Restated Effective January 1, 2005 (Filed With SEC on March 16, 2005)

Revenue (Filed With SEC on November 30, 2004)

Shares Vest Type Full Vest Expiration (Filed With SEC on November 9, 2004)

Shares Full Vest (Filed With SEC on November 9, 2004)

SILICON VALLEY BANCSHARES RestrictedStock Unit Agreement Grant Number: RSU_Number (Filed With SEC on November 5, 2004)

(Effective ForDeferral Agreements Made On Or AfterNovember 15, 2004) (Filed With SEC on November 3, 2004)

LAKE MARRIOTT BUSINESS PARK LAKE MARRIOTT BUILDINGS 5, 6 & 7 SINGLE TENANT BUILDINGS 3001, 3003 AND 3101 TASMAN DRIVE SANTA CLARA, CALIFORNIA OFFICE LEASE AGREEMENT BETWEEN... (Filed With SEC on September 20, 2004)

PROMISSORYNOTE (Filed With SEC on March 11, 2004)

BONUSAGREEMENT (Filed With SEC on March 11, 2004)

Principal Amount: $1,400,000.00 Interest Rate: 4.770% Date of Note: April 4, 2002 (Filed With SEC on March 11, 2004)

Principal Amount: $1,500,000.00 Interest Rate: 4.770% Date of Note: April 2, 2002 (Filed With SEC on March 11, 2004)

Promissory Amount: $600,000.00 Interest Rate: 4.770% Date of note: May 6, 2002 (Filed With SEC on March 11, 2004)

Promissory Amount: $1,000,000.00 Interest Rate: 3.450% Date of note: January 16, 2003 (Filed With SEC on March 11, 2004)

SILICON VALLEY BANCSHARES SENIOR MANAGEMENT INCENTIVE COMPENSATION PLAN (Filed With SEC on March 11, 2004)

SILICONVALLEY BANCSHARES to WILMINGTONTRUST COMPANY Trustee JUNIORSUBORDINATED INDENTURE Datedas of October 30, 2003 TABLEOF CONTENTS (Filed With SEC on November 19, 2003)

[Face of Security] (Filed With SEC on November 19, 2003)

AMENDED AND RESTATED TRUST AGREEMENT among Silicon Valley Bancshares, as Depositor, Wilmington Trust Company, as Property Trustee, Wilmington Trust Company, as Delaware Trustee,... (Filed With SEC on November 19, 2003)

CUSIP NO. 86959H 20 1 Certificate Evidencing Trust Preferred Securities of SVB CAPITAL II 7% Cumulative Trust Preferred Securities, (liquidation amount $25 per Preferred Security) (Filed With SEC on November 19, 2003)

GUARANTEEAGREEMENT Between SILICONVALLEY BANCSHARES (as Guarantor) and WILMINGTONTRUST COMPANY (as Trustee) datedas of October30, 2003 CROSS-REFERENCETABLE* (Filed With SEC on November 19, 2003)

AGREEMENT AS TO EXPENSES AND LIABILITIES (Filed With SEC on November 19, 2003)

THIS CERTIFICATE IS NOT TRANSFERABLE (Filed With SEC on November 19, 2003)

SILICON VALLEY BANCSHARES Officers Certificate and Company Order relating to the 7% Junior Subordinated Deferrable Interest Debentures Due October 15, 2033 of Silicon Valley... (Filed With SEC on November 19, 2003)

INDEMNIFICATIONAGREEMENT (Filed With SEC on November 14, 2003)

Exhibit A EMPLOYEE AGREEMENT ANDRELEASE (Filed With SEC on August 14, 2001)

SILICON VALLEY BANCSHARES 1997 EQUITY INCENTIVE PLAN Adopted December 19, 1996 Approved by Shareholders April 17, 1997 Amended as of September 8, 1997 Amended as of July 20, 2000... (Filed With SEC on August 14, 2001)

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SVB Financial Contracts & Agreements