SunOpta Inc. Contracts & Agreements

Amended and Restated By-Law No. 14 of SunOpta Inc. dated May 24, 2023 (Filed With SEC on August 10, 2023)

Description of Registrant's Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 1, 2023)

SunOpta Inc. 2022 Short Term Incentive Plan (Filed With SEC on November 10, 2022)

SunOpta Inc. 2022 Long Term Incentive Plan (Filed With SEC on November 10, 2022)

Form of Stock Option Award Agreement, dated May 5, 2022, between the Company and Joseph Ennen (Filed With SEC on May 9, 2022)

Form of Performance Share Unit Award Agreement, dated May 5, between the Company and Joseph Ennen (Filed With SEC on May 9, 2022)

SunOpta Inc. 2021 Short Term Incentive Plan (Filed With SEC on November 10, 2021)

SunOpta Inc. 2021 Long Term Incentive Plan (Filed With SEC on November 10, 2021)

Equipment Schedule No. 04 dated as of September 7, 2021 between SunOpta Grains and Foods Inc. and Liberty Commercial Finance LLC (Filed With SEC on September 22, 2021)

Equipment Schedule No. 07 dated as of September 7, 2021 between SunOpta Grains and Foods Inc. and Liberty Commercial Finance LLC (Filed With SEC on September 22, 2021)

Master Equipment Lease Agreement number 32115 dated as of June 18, 2020 between SunOpta Grains and Foods Inc. and Liberty Commercial Finance LLC (Filed With SEC on September 22, 2021)

Lease Agreement dated August 13, 2021 between SunOpta Grains and Foods Inc. and Cornerstone Development Partners, LLC (Filed With SEC on August 19, 2021)

Guaranty Of Lease dated August 13, 2021 by SunOpta Inc. in favor of Cornerstone Development Partners, LLC (Filed With SEC on August 19, 2021)

Second Amendment, dated as of July 2, 2021, amending the Second Amended and Restated Credit Agreement dated as of December 31, 2020 (as amended by the First Amendment, dated as of... (Filed With SEC on August 11, 2021)

Description of Registrant's Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 3, 2021)

Master Purchase Agreement, dated November 25, 2020, by and among Coperatie SunOpta U.A., SunOpta Inc., SunOpta Holdings, LLC, and Amsterdam Commodities N.V (Filed With SEC on November 30, 2020)

Signing Protocol, dated November 10, 2020, by and among Coperatie SunOpta U.A., SunOpta Inc., SunOpta Holdings, LLC, and Amsterdam Commodities N.V (Filed With SEC on November 12, 2020)

SunOpta Inc. 2020 Short Term Incentive Plan (Filed With SEC on October 30, 2020)

SunOpta Inc. 2020 Long Term Incentive Plan Summary (Filed With SEC on October 30, 2020)

Second Amended and Restated Certificate of Incorporation of SunOpta Foods Inc., setting forth the terms of its Series B Preferred Stock, which is exchangeable for Common Shares of... (Filed With SEC on April 28, 2020)

Articles of Amendment of SunOpta Inc., setting forth the terms of its Special Shares, Series 2 (Filed With SEC on April 28, 2020)

Exchange and Support Agreement, dated April 24, 2020, between SunOpta Inc., SunOpta Foods Inc., Engaged Capital Flagship Master Fund, LP, Engaged Capital, LLC and Engaged Capital... (Filed With SEC on April 28, 2020)

Voting Trust Agreement, dated April 24, 2020, between SunOpta Inc., SunOpta Foods Inc., the trustee named therein, Oaktree Organics, L.P. and Oaktree Huntington Investment Fund... (Filed With SEC on April 28, 2020)

Voting Trust Agreement, dated April 24, 2020, between SunOpta Inc., SunOpta Foods Inc., the trustee named therein, Engaged Capital Flagship Master Fund, LP, Engaged Capital, LLC... (Filed With SEC on April 28, 2020)

Amended and Restated Investor Rights Agreement, dated April 24, 2020, between SunOpta Inc., SunOpta Foods Inc. and Oaktree Organics, L.P. and Oaktree Huntington Investment Fund... (Filed With SEC on April 28, 2020)

Amended and Restated Observer Governance and Confidentiality Agreement, dated April 24, 2020 between SunOpta Inc. and Zachary Serebrenik (Filed With SEC on April 28, 2020)

Investor Rights Agreement, dated April 24, 2020, between SunOpta Inc., SunOpta Foods Inc. and Engaged Capital Flagship Master Fund, LP, Engaged Capital, LLC and Engaged Capital... (Filed With SEC on April 28, 2020)

Fourth Supplemental Indenture, dated April 23, 2020, between SunOpta Foods Inc., SunOpta Inc., the other guarantors party thereto and U.S. Bank National Association (Filed With SEC on April 28, 2020)

Separation Agreement and Full and Final Release, dated November 1, 2019, by and between SunOpta Inc. and George Miketa (Filed With SEC on February 27, 2020)

Description of Registrant's Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 27, 2020)

Separation Agreement and Full and Final Release, dated September 20, 2019, by and between SunOpta Inc. and Robert Grant (Filed With SEC on November 6, 2019)

Separation Agreement and Full and Final Release, dated September 30, 2019, by and between SunOpta Inc. and Jeffrey Gough (Filed With SEC on November 6, 2019)

Separation Agreement and Full and Final Release, dated September 30, 2019, by and between SunOpta Inc. and James Gratzek (Filed With SEC on November 6, 2019)

Letter Agreement and Final Release, effective November 5, 2019, between SunOpta Inc. and Robert McKeracher (Filed With SEC on November 6, 2019)

Employment Agreement, dated August 30, 2019, between SunOpta Inc. and Scott E. Huckins (Filed With SEC on September 5, 2019)

Restricted Stock Award Agreement, dated effective September 3, 2019, between SunOpta Inc. and Scott Huckins (Filed With SEC on September 5, 2019)

Stock Option Award Agreement, dated effective September 3, 2019, between SunOpta Inc. and Scott Huckins (Filed With SEC on September 5, 2019)

Performance Share Unit Award Agreement, dated effective September 3, 2019, between SunOpta Inc. and Scott Huckins (Filed With SEC on September 5, 2019)

Separation Agreement and Full and Final Release, dated March 15, 2019, by and between SunOpta Inc. and John Ruelle (Filed With SEC on May 9, 2019)

Restricted Stock Award Agreement, dated effective April 1, 2019, between SunOpta Inc. and Joseph D. Ennen (Filed With SEC on April 2, 2019)

Stock Option Award Agreement, dated effective April 1, 2019, between SunOpta Inc. and Joseph D. Ennen (Filed With SEC on April 2, 2019)

Performance Share Unit Award Agreement, dated effective April 1, 2019, between SunOpta Inc. and Joseph D. Ennen (Filed With SEC on April 2, 2019)

Employment Agreement, effective March 29, 2019, between SunOpta Inc. and Joseph D. Ennen (Filed With SEC on April 2, 2019)

Letter Agreement and Final Release, effective March 5, 2019, between SunOpta Inc. and David Colo (Filed With SEC on March 11, 2019)

SunOpta Inc. 2018 Short-Term Incentive Plan (Filed With SEC on February 27, 2019)

Asset Purchase Agreement, dated as of February 22, 2019, by and between Pipeline Foods, LLC and SunOpta Grains and Foods Inc (Filed With SEC on February 26, 2019)

Letter Agreement, dated March 28, 2018, between Robert McKeracher and SunOpta Inc (Filed With SEC on March 30, 2018)

Employment Agreement, effective January 23, 2017, by and between SunOpta Inc. and Patrick McCoy (Filed With SEC on March 1, 2018)

Employment Agreement, effective February 21, 2017, by and between SunOpta Inc. and Michael J. Buick (Filed With SEC on March 1, 2018)

Employment Agreement, effective March 6, 2017, by and between SunOpta Inc. and Robert S. Grant (Filed With SEC on March 1, 2018)

Employment Agreement, effective April 10, 2017, by and between SunOpta Inc. and Christopher Whitehair (Filed With SEC on March 1, 2018)

Employment Agreement, effective November 1, 2017, by and between SunOpta Inc. and George Miketa (Filed With SEC on March 1, 2018)

Separation Agreement and Full and Final Release between SunOpta Inc. and Edward Haft (Filed With SEC on August 28, 2017)

Form of 2017 Incentive Stock Option Award Agreement under Amended 2013 Stock Incentive Plan (Filed With SEC on August 9, 2017)

Form of 2017 Restricted Stock Unit Award Agreement under Amended 2013 Stock Incentive Plan (Filed With SEC on August 9, 2017)

Form of 2017 Performance Share Unit Award Agreement under Amended 2013 Stock Incentive Plan (Filed With SEC on August 9, 2017)

Separation Agreement, dated February 16, 2017, by and between SunOpta Inc. and Joseph Davidson (Filed With SEC on May 10, 2017)

Separation Agreement, dated March 3, 2017, by and between SunOpta Inc. and Michelle Coleman (Filed With SEC on May 10, 2017)

Separation Agreement, dated March 3, 2017, by and between SunOpta Inc. and Michael Thyken (Filed With SEC on May 10, 2017)

Employment Agreement, dated March 13, 2017, by and between SunOpta Inc. and Robert Duchscher (Filed With SEC on May 10, 2017)

Employment Agreement, dated April 1, 2017, by and between SunOpta Inc. and Jeffrey Gough (Filed With SEC on May 10, 2017)

Consent to Purchase Shares, dated May 6, 2017, between SunOpta Inc. and Oaktree Organics, L.P (Filed With SEC on May 8, 2017)

Amendment Agreement, dated May 6, 2017, between SunOpta Inc., Oaktree Organics, L.P., Oaktree Huntington Investment Fund II, L.P., SunOpta Foods Inc. and OCM SunOpta Trustee, LLC (Filed With SEC on May 8, 2017)

Restricted Stock Award Agreement, dated effective March 9, 2017, between SunOpta Inc. and David J. Colo (Filed With SEC on March 13, 2017)

Employment Agreement, effective February 6, 2017, between SunOpta Inc. and David J. Colo (Filed With SEC on February 7, 2017)

Restricted Stock Award Agreement, dated effective February 6, 2017, between SunOpta Inc. and David J. Colo (Filed With SEC on February 7, 2017)

Stock Option Award Agreement, dated effective February 6, 2017, between SunOpta Inc. and David J. Colo (Filed With SEC on February 7, 2017)

Performance Share Unit Award Agreement, dated effective February 6, 2017, between SunOpta Inc. and David J. Colo (Filed With SEC on February 7, 2017)

Letter Agreement, dated November 8, 2016, between Hendrik Jacobs and SunOpta Inc (Filed With SEC on November 15, 2016)

Letter Agreement, dated November 8, 2016, between Robert McKeracher and SunOpta Inc (Filed With SEC on November 15, 2016)

Letter Agreement, dated November 10, 2016, between John Ruelle and SunOpta Inc (Filed With SEC on November 15, 2016)

Letter Agreement, dated November 8, 2016, between Gerard Versteegh and SunOpta Inc (Filed With SEC on November 15, 2016)

Employment Agreement, dated March 17, 2013, by and between SunOpta Inc. and Michelle Coleman (Filed With SEC on November 9, 2016)

Employment Agreement, dated August 18, 2016, by and between SunOpta Inc. and Jill E. Barnett (Filed With SEC on November 9, 2016)

Employment Agreement, dated August 18, 2016, by and between SunOpta Inc. and James P. Gratzek (Filed With SEC on November 9, 2016)

Employment Agreement Amendment, dated August 18, 2016, by and between SunOpta Inc. and Edward Haft (Filed With SEC on November 9, 2016)

Employment Agreement Amendment, dated August 19, 2016, by and between The Organic Corporation B.V. and G.J.M. Versteegh (Filed With SEC on November 9, 2016)

Separation Agreement, dated August 22, 2016, by and between SunOpta Inc. and Daniel Turney (Filed With SEC on November 9, 2016)

INDENTURE Dated as ofOctober 20, 2016 Among SUNOPTA FOODS INC., THEGUARANTORS FROM TIME TO TIME PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION, as Trustee and Notes Collateral... (Filed With SEC on October 26, 2016)

SECOND LIEN U.S. SECURITY AGREEMENT Dated as of October 20, 2016 from THE GRANTORS REFERRED TOHEREIN to U.S. BANKNATIONAL ASSOCIATION, as Notes Collateral Agent TABLE OF CONTENTS (Filed With SEC on October 26, 2016)

SECOND LIEN CANADIAN SECURITY AGREEMENT Dated as of October 20, 2016 from THE GRANTORS REFERRED TOHEREIN to U.S. BANKNATIONAL ASSOCIATION, as Notes Collateral Agent TABLE OF... (Filed With SEC on October 26, 2016)

AMENDED AND RESTATED INTERCREDITOR AGREEMENT (Filed With SEC on October 26, 2016)

Amended and Restated Certificate of Incorporation of SunOpta Foods Inc., setting forth the terms of its Series A Preferred Stock, which is exchangeable for Common Shares of... (Filed With SEC on October 12, 2016)

Articles of Amendment of SunOpta Inc., setting forth the terms of its Special Shares, Series 1 (Filed With SEC on October 12, 2016)

Subscription Agreement, dated October 7, 2016, between SunOpta Inc., SunOpta Foods Inc. and Oaktree Organics, L.P. and Oaktree Huntington Investment Fund II, L.P (Filed With SEC on October 12, 2016)

Investor Rights Agreement, dated October 7, 2016, between SunOpta Inc., SunOpta Foods Inc. and Oaktree Organics, L.P. and Oaktree Huntington Investment Fund II, L.P (Filed With SEC on October 12, 2016)

Exchange and Support Agreement, dated October 7, 2016, between SunOpta Inc., SunOpta Foods Inc., Oaktree Organics, L.P. and Oaktree Huntington Investment Fund II, L.P. and any... (Filed With SEC on October 12, 2016)

Voting Trust Agreement, dated October 7, 2016, between SunOpta Inc., SunOpta Foods Inc., the trustee named therein, Oaktree Organics, L.P. and Oaktree Huntington Investment Fund... (Filed With SEC on October 12, 2016)

Form of Incentive Stock Option Award Agreement under Amended 2013 Stock Incentive Plan (Filed With SEC on August 10, 2016)

Form of Restricted Stock Unit Award Agreement (Non-Employee Directors) under Amended 2013 Stock Incentive Plan (Filed With SEC on August 10, 2016)

Form of 2016 Performance Share Unit Award Agreement under 2013 Amended Stock Incentive Plan (Filed With SEC on August 10, 2016)

Amended and Restated Shareholder Rights Plan Agreement, dated November 10, 2015, amended and restated as of April 18, 2016, between SunOpta Inc. and American Stock Transfer &... (Filed With SEC on April 20, 2016)

Second Amending Agreement, dated October 9, 2015, amending the Seventh Amended and Restated Credit Agreement, among SunOpta Inc. and SunOpta Foods, as Borrowers, Each of the... (Filed With SEC on March 9, 2016)

Employment Agreement, dated July 6, 2015, between SunOpta Inc. and Edward Haft (Filed With SEC on March 9, 2016)

Support Agreement dated February 12, 2016, among SunOpta Inc., Wedge Acquisition Inc. and Wedge Acquisition Holdings Inc (Filed With SEC on February 18, 2016)

Shareholder Rights Plan Agreement, dated November 10, 2015, between SunOpta Inc. and American Stock Transfer & Trust Company LLC, as rights agent (Filed With SEC on November 13, 2015)

Second Lien Loan Agreement, dated October 9, 2015, among SunOpta Inc., as Holdings, SunOpta Foods Inc., as the Borrower, Certain Subsidiaries of SunOpta Inc., as Subsidiary... (Filed With SEC on November 12, 2015)

SUNOPTA INC. 16,670,000Common Shares (No par value) UNDERWRITINGAGREEMENT (Filed With SEC on September 30, 2015)

First Amending Agreement, dated September 22, 2015, amending the Seventh Amended and Restated Credit Agreement, among SunOpta Inc. and SunOpta Foods, as borrowers, each of the... (Filed With SEC on September 24, 2015)

Asset Purchase Agreement, dated August 11, 2015, among SunOpta Inc., Niagara Natural Fruit Snack Company Inc., John Boot and Guy Armstrong (Filed With SEC on August 17, 2015)

Purchase and Sale Agreement, dated July 30, 2015, by and among the Sellers named therein, Shine Seller Rep, LLC and SunOpta Inc (Filed With SEC on August 3, 2015)

Commitment Letter dated July 30, 2015, among SunOpta Inc., SunOpta Foods Inc., Bank of Montreal and BMO Capital Corp (Filed With SEC on August 3, 2015)

Employment Agreement, dated July 6, 2015, between SunOpta Inc. and Hendrik Jacobs (Filed With SEC on July 7, 2015)

Separation Agreement, dated July 6, 2015, between SunOpta Inc. and Steven Bromley (Filed With SEC on July 7, 2015)

Unit Purchase Agreement, dated March 2, 2015, by and among SunOpta Grains and Foods Inc., as Buyer, SunOpta, Inc., as Parent, Orange County Citrus Holdings Group, LLC and Robert... (Filed With SEC on March 5, 2015)

Letter Agreement re Terms of Employment, dated October 10, 2011, by and between SunOpta Inc. and John Ruelle (Filed With SEC on March 4, 2015)

Letter Agreement re Amendment of Terms of Employment, dated April 5, 2013, by and between SunOpta Inc. and John Ruelle (Filed With SEC on March 4, 2015)

Letter Agreement re Amendment of Terms of Employment, dated December 30, 2014, by and between SunOpta Inc. and John Ruelle (Filed With SEC on March 4, 2015)

Employment Agreement, dated April 2012, by and between The Organic Corporation B.V. and G.J.M. Versteegh (Filed With SEC on March 4, 2015)

Asset Purchase Agreement, dated December 15, 2014, among Canadian Harvest LP, as Purchaser, J. Rettenmaier & Sohne GmbH & Co KG, as Guarantor, SunOpta Grains and Foods Inc, as the... (Filed With SEC on December 16, 2014)

Amendment and Restatement Agreement, dated October 14, 2014, relating to a EUR 92,500,000 Multipurpose Facilities Agreement, originally dated September 25, 2012, among The Organic... (Filed With SEC on October 20, 2014)

Stock Deferral Plan for Non-Employee Directors dated August 12, 2014 (Filed With SEC on August 13, 2014)

Retirement and Consulting Agreement, dated January 10, 2013, between SunOpta Grains and Foods, Inc. and Allan G. Routh (Filed With SEC on January 13, 2014)

Employee Stock Purchase Plan amended March 4, 2013 (Filed With SEC on March 6, 2013)

Letter Agreement, dated January 10, 2013, by and between SunOpta, Inc. and John Dietrich (Filed With SEC on January 15, 2013)

Multipurpose Facilities Agreement, dated as of September 25, 2012, among The Organic Corporation B.V., Tradin Organic Agriculture B.V., SunOpta Foods Europe B.V., Tradin Organics... (Filed With SEC on October 1, 2012)

Letter Agreement, dated June 30, 2012, by and between SunOpta, Inc. and Hendrik (Rik) Jacobs (Filed With SEC on July 6, 2012)

Asset Purchase Agreement, dated as of May 24, 2012, between SunOpta Inc. and Purity Life Health Products LP (Filed With SEC on May 30, 2012)

Amendment to Employment Agreement, dated May 6, 2012, between SunOpta, Inc. and Steven R. Bromley (Filed With SEC on May 11, 2012)

Letter Agreement dated October 10th, 2011 by and between SunOpta Inc. and Rob McKeracher (Filed With SEC on November 9, 2011)

SunOpta Inc. 2002 Stock Option Plan, Amended and Restated May 2011 (Filed With SEC on May 24, 2011)

Retiring Allowance Agreement dated March 8, 2011 between the Company and Jeremy Kendall which terminates and supercedes the Employment Agreement dated October 1, 2001 between the... (Filed With SEC on March 10, 2011)

Stock Purchase Agreement, dated as of November 8, 2010, by and among Sunrich LLC, Thomas Miller, Charles Considine and Timothy Egeland (Filed With SEC on November 10, 2010)

Share Purchase Agreement, dated as of August 31, 2010, among SunOpta Inc., SunOpta BioProcess Inc., the Vendors (as defined therein), Mascoma Corporation, and Mascoma Canada Inc (Filed With SEC on September 7, 2010)

Amendment No. 1 to Asset Purchase Agreement, dated as of June 4, 2010 (Filed With SEC on June 10, 2010)

Asset Purchase Agreement, dated May 10, 2010 (Filed With SEC on May 12, 2010)

Fifth Amended and Restated Credit Agreement dated and effective October 30, 2009, among SunOpta Inc. and certain of its affiliates as Borrowers, Bank of Montreal, as Agent, and... (Filed With SEC on November 3, 2009)

Addendum dated June 9, 2009 to Employment Agreement between SunOpta Inc. and Jeremy N. Kendall dated 1st day of October, 2001 (Filed With SEC on June 12, 2009)

Employment Agreement effective March 16, 2009 between the Company and Mr. Eric Davis (Filed With SEC on May 11, 2009)

Third Waiver and Amending Agreement dated May 5, 2009 effective as of April 30, 2009 among SunOpta Inc., certain affiliates of the Company, Bank of Montreal, as Agent and Harris... (Filed With SEC on May 8, 2009)

SunOpta Inc. Employee Stock Purchase Plan as amended on May 7, 2009 (Filed With SEC on May 8, 2009)

Shareholder Rights Plan Agreement, dated as of October 7, 2008, between SunOpta Inc., and American Stock Transfer & Trust Company, LLC (Filed With SEC on October 10, 2008)

Employment Agreement dated January 2, 2007 between the Company and Mr. Joseph Riz (Filed With SEC on July 22, 2008)

Separation and general release agreement dated May 30, 2008 between the Company and Mr. Joseph Riz (Filed With SEC on July 22, 2008)

Employment Agreement dated February 1, 2007 between the Company and Mr. Steven Bromley (Filed With SEC on July 22, 2008)

Waiver agreement dated April 30, 2008 among SunOpta Inc. (the Company), certain affiliates of the Company, Bank of Montreal, as Agent and Harris N.A. as U.S. Security Agent and... (Filed With SEC on July 22, 2008)

Second waiver and amending agreement dated July 11, 2008 among SunOpta Inc. (the Company), certain affiliates of the Company, Bank of Montreal, as Agent and Harris N.A. as U.S.... (Filed With SEC on July 22, 2008)

Fourth Amended and Restated Credit Agreement made as of July 4th, 2007 among SunOpta Inc. and various other parties (Filed With SEC on July 11, 2007)

Form of Warrant to Purchase Common Shares of SunOpta Inc (Filed With SEC on June 14, 2007)

Registration Rights Agreement dated as of June 7, 2007 between SunOpta BioProcess Inc. and each of the Purchasers listed on Schedule A (Filed With SEC on June 14, 2007)

Asset Purchase Agreement dated as of June 7, 2007 between SunOpta BioProcess Inc. and SunOpta Inc (Filed With SEC on June 14, 2007)

Securities Purchase Agreement dated as of June 7, 2007 by and among SunOpta BioProcess Inc., SunOpta Inc. and the Purchasers named therein (Filed With SEC on June 14, 2007)

First Amending Agreement to the Third Amended and Restated Credit Agreement dated September xx, 2006 among SunOpta Inc. (the "Company"), certain affiliates of the Company, Bank of... (Filed With SEC on February 26, 2007)

Bromley Employment Agreement dated, February 1, 2007 (Filed With SEC on February 2, 2007)

SUNOPTA INC. 4,500,000 Shares Common Stock (No par value per share) UnderwritingAgreement (Filed With SEC on February 1, 2007)