SUMMIT FINANCIAL SERVICES GROUP INC Contracts & Agreements

FIRST AMENDMENT TO SUMMIT FINANCIAL SERVICES GROUP, INC. 2006 INCENTIVE COMPENSATION PLAN, AS AMENDED (Filed With SEC on March 18, 2014)

FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (Filed With SEC on March 18, 2014)

AGREEMENTAND PLAN OF MERGER By andAmong RCSCapital Corporation, DOLPHINACQUISITION, LLC, and SUMMITFINANCIAL SERVICES GROUP, INC. Datedas of November 16, 2013 (Filed With SEC on November 18, 2013)

VOTING AGREEMENT (Filed With SEC on November 18, 2013)

AGREEMENTAND PLAN OF MERGER By andAmong RCSCapital Corporation, DOLPHINACQUISITION, LLC, and SUMMITFINANCIAL SERVICES GROUP, INC. Datedas of November 16, 2013 (Filed With SEC on November 18, 2013)

VOTING AGREEMENT (Filed With SEC on November 18, 2013)

SECOND AMENDMENT TO LEASE AGREEMENT (595 Building) (Filed With SEC on April 1, 2013)

AGREEMENT (Filed With SEC on January 2, 2013)

AGREEMENT (Filed With SEC on December 20, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on July 12, 2011)

DEFERRED STOCK AGREEMENT (Filed With SEC on October 12, 2010)

595 FINANCIAL CENTER Office Lease between GLL BVK PROPERTIES, LP (Landlord) and SUMMIT BROKERAGE SERVICES, INC. a corporation of the State of Florida (Tenant) Dated October 16,... (Filed With SEC on December 14, 2009)

595 FINANCIAL CENTER Office Lease between GLL BVK PROPERTIES, LP (Landlord) and SUMMIT BROKERAGE SERVICES, INC. a corporation of the State of Florida (Tenant) Dated October 21,... (Filed With SEC on December 14, 2009)

MEDIATION SETTLEMENT AGREEMENT (Filed With SEC on December 18, 2007)

EMPLOYMENT AGREEMENT (Filed With SEC on January 4, 2007)

Ex-2.1 Articles of Merger (Filed With SEC on March 2, 2004)

Ex-2.2 Agreement & Plan of Merger (Filed With SEC on March 2, 2004)

Ex-2.3 Amendment to Agreement & Plan of Merger (Filed With SEC on March 2, 2004)

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SUMMIT FINANCIAL SERVICES GROUP INC Contracts & Agreements