Sterling Bancorp Contracts & Agreements

152 Contracts & Agreements
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Filed
Indenture, dated as of June 8, 2017, between Astoria Financial Corporation and Wilmington Trust, National Association, as trustee
Indenture Agreements
Sterling Bancorp
Banks
NY
2017
Amendment No. 1 to Amended and Restated Employment Agreement by and among Sterling Bancorp, Sterling National Bank, and Jack L. Kopnisky, dated December 15, 2021
Employment Agreements
Sterling Bancorp
Banks
2021
Amendment No. 1 to Amended and Restated Employment Agreement by and among Sterling Bancorp, Sterling National Bank, and Luis Massiani, dated December 15, 2021
Employment Agreements
Sterling Bancorp
Banks
2021
Amendment No. 1 to Amended and Restated Employment Agreement by and among Sterling Bancorp, Sterling National Bank, and Rodney Whitwell, dated December 15, 2021
Employment Agreements
Sterling Bancorp
2021
Amendment No. 1 to Amended and Restated Employment Agreement by and among Sterling Bancorp, Sterling National Bank, and Michael E. Finn, dated December 15, 2021
Employment Agreements
Sterling Bancorp
2021
Amendment No. 1 to Amended and Restated Employment Agreement by and among Sterling Bancorp, Sterling National Bank, and James P. Blose, dated December 15, 2021
Employment Agreements
Sterling Bancorp
Banks
2021
Amendment No. 1 to Amended and Restated Employment Agreement by and among Sterling Bancorp, Sterling National Bank, and Thomas X. Geisel, dated December 15, 2021
Employment Agreements
Sterling Bancorp
Banks
2021
Amendment No. 1 to Amended and Restated Employment Agreement by and among Sterling Bancorp, Sterling National Bank, and Javier L. Evans, dated December 15, 2021
Employment Agreements
Sterling Bancorp
2021
Form of Restricted Stock Award Notice and Award Agreement for Non-Employee Directors Pursuant to the Sterling Bancorp Amended and Restated 2015 Omnibus Equity and Incentive Plan
Bonus & Incentive Agreements
Sterling Bancorp
2021
Agreement and Plan of Merger, dated as of April 18, 2021, by and between Sterling Bancorp and Webster Financial Corporation
Merger Agreements
Sterling Bancorp
Banks
DE
2021
Employment Agreement by and among the Company, the Bank and Bea Ordonez, dated November 9, 2020
Employment Agreements
Sterling Bancorp
2021
Underwriting Agreement, dated October 28, 2020
Underwriting Agreements
Sterling Bancorp
Banks
NY
2020
Second Supplemental Indenture, dated as of October 30, 2020, by and between Sterling Bancorp and U.S. Bank National Association, as trustee
Indenture Agreements
Sterling Bancorp
Banks
DE
2020
Description of the Companys Capital Stock and Depositary Shares, each representing 1/40 interest in a share of 6.50% Non-Cumulative Perpetual Preferred Stock, Series A
Stock Agreements
Sterling Bancorp
2020
Underwriting Agreement, dated December 12, 2019
Underwriting Agreements
Sterling Bancorp
Banks
NY
2019
Indenture, dated as of December 16, 2019, by and between Sterling Bancorp and U.S. Bank National Association, as trustee
Indenture Agreements
Sterling Bancorp
Banks
NY
2019
First Supplemental Indenture, dated as of December 16, 2019, by and between Sterling Bancorp and U.S. Bank National Association, as trustee
Indenture Agreements
Sterling Bancorp
Banks
DE
2019
Employment Agreement by and among the Company, the Bank and Thomas Geisel, dated April 3, 2019
Employment Agreements
Sterling Bancorp
Banks
NY
2019
Employment Agreement by and among the Company, the Bank and Brian Edwards, dated April 3, 2019
Employment Agreements
Sterling Bancorp
Banks
NY
2019
Employment Agreement by and among the Company, the Bank and Javier Evans, dated April 3, 2019
Employment Agreements
Sterling Bancorp
2019
Employment Agreement by and among the Company, the Bank and Jack L. Kopnisky, dated April 3, 2019
Employment Agreements
Sterling Bancorp
2019
Employment Agreement by and among the Company, the Bank and Luis Massiani, dated April 3, 2019
Employment Agreements
Sterling Bancorp
Banks
NY
2019
Employment Agreement by and among the Company, the Bank and Rodney Whitwell, dated April 3, 2019
Employment Agreements
Sterling Bancorp
Banks
NY
2019
Employment Agreement by and among the Company, the Bank and Michael E. Finn, dated April 3, 2019
Employment Agreements
Sterling Bancorp
Banks
NY
2019
Employment Agreement by and among the Company, the Bank and James P. Blose, dated April 3, 2019
Employment Agreements
Sterling Bancorp
Banks
NY
2019
Supplemental Equity Award to Jack Kopnisky
Sterling Bancorp
Banks
NY
2019
Supplemental Equity Award to Luis Massiani
Sterling Bancorp
2019
Supplemental Equity Award to Thomas Geisel
Sterling Bancorp
2019
Supplemental Equity Award to Rodney Whitwell
Sterling Bancorp
Banks
NY
2019
Supplemental Equity Award to Micheal Finn
Sterling Bancorp
2019
Supplemental Equity Award to Brian Edwards
Sterling Bancorp
2019
Supplemental Equity Award to James Blose
Sterling Bancorp
2019
Supplemental Equity Award to Javier Evans
Sterling Bancorp
Banks
NY
2019
First Amendment to the Deposit Agreement, dated as of October 2, 2017, among Sterling Bancorp and Computershare, as Depositary, and the holders of the depositary receipts
Deposit Agreements
Sterling Bancorp
2017
First Supplemental Indenture, dated as of June 8, 2017, between Astoria Financial Corporation and Wilmington Trust, National Association, as trustee
Indenture Agreements
Sterling Bancorp
Banks
DE
2017
Second Supplemental Indenture, dated as of October 2, 2017, between Sterling Bancorp and Wilmington Trust, National Association, as trustee
Indenture Agreements
Sterling Bancorp
2017
Form of 3.500% Senior Notes due 2020
Note Agreements
Sterling Bancorp
Banks
NY
2017
EMPLOYMENTAGREEMENT
Sterling Bancorp
Banks
NY
2017
FORM OFCERTIFICATE OF DESIGNATIONS OF 6.50% NON-CUMULATIVEPERPETUAL PREFERREDSTOCK, SERIES A OF STERLINGBANCORP
Sterling Bancorp
2017
DEPOSIT AGREEMENT among ASTORIA FINANCIAL CORPORATION, COMPUTERSHARE SHAREOWNER SERVICES, LLC, as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS...
Services Agreements
Sterling Bancorp
Banks
NJ
2017
Execution Version
Sterling Bancorp
Banks
DE
2017
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
2017
EXHIBIT A STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN NOTICE OF GRANT OF STOCK OPTIONS AND STOCK OPTIONAWARD AGREEMENT
Bonus & Incentive Agreements
Sterling Bancorp
2017
STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN PERFORMANCE AWARD NOTICE AND AWARD AGREEMENT General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
2017
EXHIBIT A STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN RESTRICTED STOCK AWARD NOTICE AND AWARD AGREEMENT General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
Banks
NY
2017
3,800,000 Shares Sterling Bancorp UNDERWRITING AGREEMENT
Underwriting Agreements
Sterling Bancorp
Banks
NY
2016
EMPLOYMENTAGREEMENT
Sterling Bancorp
Banks
NY
2016
EMPLOYMENTAGREEMENT
Sterling Bancorp
2016
EMPLOYMENTAGREEMENT
Sterling Bancorp
2016
STERLING NATIONALbank 5.25% FIXED-TO-FLOATINGRATE SUBORDINATED NOTEs DUE 2026
Note Agreements
Sterling Bancorp
2016
ISSUING AND PAYING AGENCY AGREEMENT between STERLING NATIONAL BANK, as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Issuing and Paying Agent and Note Registrar September 2, 2016
Note Agreements
Sterling Bancorp
Banks
NY
2016
FORM OF NOTE STERLING NATIONALbank 5.25% FIXED-TO-FLOATINGRATE SUBORDINATED NOTEs DUE 2026
Note Agreements
Sterling Bancorp
2016
ISSUING AND PAYING AGENCY AGREEMENT between STERLING NATIONAL BANK, as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Issuing and Paying Agent and Note Registrar March 29, 2016
Note Agreements
Sterling Bancorp
2016
CHANGE IN CONTROL AGREEMENT
Change of Control Agreements
Sterling Bancorp
2016
CHANGE IN CONTROL AGREEMENT
Change of Control Agreements
Sterling Bancorp
Banks
NY
2016
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2016
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
2015
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
2015
STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN 2015 CEO SPECIAL PERFORMANCE AWARD NOTICE AND AWARDAGREEMENT General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
Banks
NY
2015
STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN 2015 CFO SPECIAL PERFORMANCE AWARD NOTICE ANDAWARD AGREEMENT General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
2015
EXHIBIT A STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN NOTICE OF GRANT OF STOCK OPTIONS AND STOCK OPTIONAWARD AGREEMENT
Bonus & Incentive Agreements
Sterling Bancorp
Banks
NY
2015
STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN PERFORMANCE AWARD NOTICE AND AWARD AGREEMENT General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
Banks
NY
2015
EXHIBIT A STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN RESTRICTED STOCK AWARD NOTICE AND AWARD AGREEMENT General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
2015
EXHIBIT A STERLING BANCORP 2015 OMNIBUS EQUITY AND INCENTIVE PLAN RESTRICTED STOCK AWARD NOTICE AND AWARD AGREEMENT General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
Banks
NY
2015
CONSULTING AGREEMENT
Consulting Agreements
Sterling Bancorp
2015
6,000,000 Shares Sterling Bancorp UNDERWRITING AGREEMENT
Underwriting Agreements
Sterling Bancorp
Banks
NY
2015
SEPARATION AGREEMENT
Separation Agreements
Sterling Bancorp
Banks
NY
2015
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2014
[Signatures on next page]
Sterling Bancorp
2014
PROVIDENT NEW YORK BANCORP 2012 STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD NOTICE
Bonus & Incentive Agreements
Sterling Bancorp
2014
PROVIDENT NEW YORK BANCORP 2012 STOCK INCENTIVE PLAN STOCK OPTIONAWARD AGREEMENT
Bonus & Incentive Agreements
Sterling Bancorp
Banks
NY
2014
PROVIDENT NEW YORK BANCORP 2012 STOCK INCENTIVE PLAN PERFORMANCE-BASED STOCK AWARD NOTICE
Bonus & Incentive Agreements
Sterling Bancorp
Banks
NY
2014
EXHIBIT A STERLING BANCORP 2014 STOCK INCENTIVE PLAN RESTRICTED STOCK AWARD NOTICE General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
Banks
NY
2014
EXHIBIT A STERLING BANCORP 2014 STOCK INCENTIVE PLAN STOCK OPTIONAWARD AGREEMENT
Bonus & Incentive Agreements
Sterling Bancorp
2014
STERLING BANCORP 2014 STOCK INCENTIVE PLAN PERFORMANCE-BASED STOCK AWARD NOTICE General Terms and Conditions
Bonus & Incentive Agreements
Sterling Bancorp
2014
AGREEMENT AND PLAN OF MERGER by and between HUDSON VALLEY HOLDING CORP. and STERLING BANCORP Dated as of November 4, 2014
Merger Agreements
Sterling Bancorp
2014
AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2014
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2013
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
2013
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
2013
WITNESSETH:
Sterling Bancorp
Banks
2013
ASSUMPTION OF GUARANTEE AGREEMENT
Guarantee Agreements
Sterling Bancorp
2013
SERVICES AND COVENANT AGREEMENT
Services Agreements
Sterling Bancorp
2013
SERVICES AND COVENANT AGREEMENT
Services Agreements
Sterling Bancorp
2013
STERLING BANCORP 2012 STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD NOTICE
Bonus & Incentive Agreements
Sterling Bancorp
2013
PROVIDENT NEW YORK BANCORP 5.500% SENIOR NOTES DUE 2018 INDENTURE Dated as of July 2, 2013 U.S. BANK NATIONAL ASSOCIATION Trustee
Indenture Agreements
Sterling Bancorp
2013
[Remainder of the page intentionally left blank]
Sterling Bancorp
2013
Sincerely, Sterling Bancorp By:/s/ Debra A. AshtonSecretary
Sterling Bancorp
2013
Exhibit 10.1 (b)
Sterling Bancorp
2013
AGREEMENT AND PLAN OF MERGER by and between STERLING BANCORP and PROVIDENT NEW YORK BANCORP Dated as of April 3, 2013
Merger Agreements
Sterling Bancorp
2013
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2013
AGREEMENT AND PLAN OF MERGER by and between STERLING BANCORP and PROVIDENT NEW YORK BANCORP Dated as of April 3, 2013
Merger Agreements
Sterling Bancorp
Banks
DE
2013
AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2013
AGREEMENT AND PLAN OF MERGER by and between STERLING BANCORP and PROVIDENT NEW YORK BANCORP Dated as of April 3, 2013
Merger Agreements
Sterling Bancorp
Banks
DE
2013
AGREEMENT AND PLAN OF MERGER by and between STERLING BANCORP and PROVIDENT NEW YORK BANCORP Dated as of April 3, 2013
Merger Agreements
Sterling Bancorp
Banks
DE
2013
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2012
SEPARATION AGREEMENT
Separation Agreements
Sterling Bancorp
Banks
NY
2012
AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
2012
AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
2012
AGREEMENT
Sterling Bancorp
Banks
2012
AGREEMENT
Sterling Bancorp
Banks
2012
SEPARATION AGREEMENT
Separation Agreements
Sterling Bancorp
Banks
NY
2012
PURCHASE AGREEMENT
Purchase Agreements
Sterling Bancorp
Banks
NY
2012
CORPORATE GOVERNANCE AGREEMENT
Sterling Bancorp
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2012
S T E R L I N G B A N C O R P
Sterling Bancorp
Banks
2012
S T E R L I N G B A N C OR P
Sterling Bancorp
2012
AGREEMENT AND PLAN OF MERGER dated as of January 17, 2012 between GOTHAM BANK OF NEW YORK and PROVIDENT BANK TABLE OF CONTENTS
Merger Agreements
Sterling Bancorp
Banks
NY
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2012
SEPARATION AGREEMENT
Separation Agreements
Sterling Bancorp
2012
M E M O R A N D U M
Sterling Bancorp
Banks
2011
Short-Term Incentive Plan Summary Executive Officers
Bonus & Incentive Agreements
Sterling Bancorp
2011
SEPARATION AGREEMENT
Separation Agreements
Sterling Bancorp
Banks
2011
FORM OF PROVIDENTNEW YORK BANCORP 2011 EMPLOYMENT INDUCEMENT STOCK PROGRAM JACK L. KOPNISKY STOCK OPTION AGREEMENT
Stock Agreements
Sterling Bancorp
2011
FORM OF PROVIDENT NEW YORK BANCORP 2011 EMPLOYMENT INDUCEMENT STOCK PROGRAM JACK L. KOPNISKY RESTRICTED STOCK AWARD NOTICE
Stock Agreements
Sterling Bancorp
Banks
NY
2011
PROVIDENT NEW YORK BANCORP 2011 EMPLOYMENT INDUCEMENT STOCK PROGRAM JACK L. KOPNISKY PERFORMANCE-BASED RESTRICTED STOCK AWARDNOTICE
Bonus & Incentive Agreements
Sterling Bancorp
2011
Employment Agreement among Provident New York Bancorp, Provident Bank and Jack L. Kopnisky
Employment Agreements
Sterling Bancorp
Banks
NY
2011
Letter agreement between Provident New York Bancorp and George L. Strayton
Sterling Bancorp
2011
3,500,000 Shares STERLING BANCORP Common Shares UNDERWRITING AGREEMENT
Underwriting Agreements
Sterling Bancorp
Banks
2011
7,500,000 Shares STERLING BANCORP Common Shares UNDERWRITING AGREEMENT
Underwriting Agreements
Sterling Bancorp
2010
For Louis J. Cappelli
Sterling Bancorp
Banks
2009
For John C. Millman
Sterling Bancorp
Banks
2009
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2009
EX-10.I.F: AMENDMENT TO STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Sterling Bancorp
2009
EX-10.II.B: AMENDMENT TO KEY EXECUTIVE INCENTIVE BONUS PLAN
Bonus & Incentive Agreements
Sterling Bancorp
Banks
2009
EX-10.III.H.A: AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
2009
EX-10.III.H.B: AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
2009
EX-10.IV.G: FORM OF AMENDMENT TO FORM OF CHANGE IN CONTROL SEVERANCE AGREEMENT
Change of Control Agreements
Sterling Bancorp
Banks
2009
EX-10.IV.H: FORM OF AMENDMENT TO FORM OF CHANGE IN CONTROL SEVERANCE AND RETENTION AGREEMENT
Change of Control Agreements
Sterling Bancorp
2009
EX-10.1: LETTER AGREEMENT
Sterling Bancorp
Banks
DC
2008
EX-10.2: FORM OF WAIVER
Waiver Agreements
Sterling Bancorp
2008
EX-10.3: FORM OF LETTER AGREEMENT
Sterling Bancorp
Banks
2008
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2008
AMENDED AND RESTATED
Sterling Bancorp
2008
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2008
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
NY
2008
PROVIDENT BANK AMENDED AND RESTATED 1995 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN INTRODUCTION
Retirement Agreements
Sterling Bancorp
2008
PROVIDENT BANK 2005 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN INTRODUCTION
Retirement Agreements
Sterling Bancorp
2008
For Louis J. Cappelli
Sterling Bancorp
2008
For John C. Millman
Sterling Bancorp
Banks
2008
Executive Officer Incentive Program
Bonus & Incentive Agreements
Sterling Bancorp
Banks
2007
Form of Award Letter for Officers
Sterling Bancorp
Banks
2007
Amendments to Employment Agreements dated March 15, 2007: (a) For Louis J. Cappelli (b) For John C. Millman
Employment Agreements
Sterling Bancorp
Banks
2007
For John C. Millman
Sterling Bancorp
Banks
2007
Form of Change in Control Severance and Retention Agreement, dated as of September 7, 2006, entered into between the Registrant and one executive officer
Change of Control Agreements
Sterling Bancorp
2007
EX-10.(A): FORM OF NONQUALIFIED STOCK OPTION AWARD
Stock Agreements
Sterling Bancorp
Banks
2005
EX-10.(B): AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
2005
EMPLOYMENT AGREEMENT FOR LOUIS J. CAPELLI
Employment Agreements
Sterling Bancorp
Banks
NY
2002
EMPLOYMENT AGREEMENT FOR JOHN C. MILLMAN
Employment Agreements
Sterling Bancorp
Banks
NY
2002
AMENDMENT TO FORM OF CHANGE OF CONTROL
Change of Control Agreements
Sterling Bancorp
2002
EX-10.(C): AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Sterling Bancorp
Banks
2005