Stellar Biotechnologies, Inc. Contracts & Agreements

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***CONFIDENTIALTREATMENT REQUESTED*** Note: Confidential treatment requestedwith respect to certain portions hereof denoted with “***”.
Note Agreements
Stellar Biotechnologies, Inc.
Biotechnology
CA
2016
Description of Securities
Stellar Biotechnologies, Inc.
2024
Securities Purchase Agreement, dated October 30, 2024, between Edesa Biotech, Inc. and Pardeep Nijhawan Medicine Professional Corporation
Purchase Agreements
Stellar Biotechnologies, Inc.
2024
Form of Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
2024
At The Market Offering Agreement, dated October 4, 2024, by and between Edesa Biotech, Inc. and H.C. Wainwright & Co., LLC
Stellar Biotechnologies, Inc.
2024
Amendment No. 3 to Edesa Biotech, Inc. 2019 Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Stellar Biotechnologies, Inc.
2024
Strategic Innovation Fund Agreement, dated October 12, 2023, by and among Edesa Biotech Research, Inc., Edesa Biotech, Inc., and his Majesty the King in right of Canada as...
Stellar Biotechnologies, Inc.
2023
Description of Securities
Stellar Biotechnologies, Inc.
2023
Form of Common Share Purchase Warrant issued to H.C. Wainwright & Co., Inc. designees on June 7, 2019
Warrant Agreements
Stellar Biotechnologies, Inc.
2023
First Amendment to Exclusive License Agreement, dated as of September 21, 2023, by and between Edesa Biotech Research, Inc. and Dr. Saul Yedgar
License Agreements
Stellar Biotechnologies, Inc.
2023
First Amendment to Amended and Restated Employment Agreement, by and between the Company and Pardeep Nijhawan, dated December 7, 2023
Employment Agreements
Stellar Biotechnologies, Inc.
2023
Credit Agreement, effective as of October 20, 2023, by and between the Company and Pardeep Nijhawan Medicine Professional Corporation
Credit Agreements
Stellar Biotechnologies, Inc.
2023
Amended and Restated Employment Agreement, by and between the Company and Michael Brooks, dated August 4, 2023
Employment Agreements
Stellar Biotechnologies, Inc.
2023
Amended and Restated Employment Agreement, by and between the Company and Pardeep Nijhawan, dated August 4, 2023
Employment Agreements
Stellar Biotechnologies, Inc.
2023
Employment Agreement by and between the Company and Stephen Lemieux, dated June 26, 2023
Employment Agreements
Stellar Biotechnologies, Inc.
2023
Amendment No. 2 to Edesa Biotech, Inc. 2019 Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Stellar Biotechnologies, Inc.
2023
Equity Distribution Agreement, dated as of March 27, 2023, by and between Edesa Biotech, Inc. and Canaccord Genuity LLC
Equity Distribution Agreements
Stellar Biotechnologies, Inc.
2023
Lease Extending and Amending Agreement dated as of December 31, 2022 by and between Edesa Biotech Research, Inc. and 1968160 Ontario, Inc
Lease Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2023
Third Amendment to Exclusive License Agreement, dated October 26, 2022, by and between the Registrant and Yissum Research Development Company
License Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2022
Form of Class B Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2022
Form of Class A Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
2022
Form of Non-U.S. Subscription Agreement
Subscription Agreements
Stellar Biotechnologies, Inc.
2022
Form of U.S. Subscription Agreement
Subscription Agreements
Stellar Biotechnologies, Inc.
2022
Amendment to Employment Agreement, entered into on April 12, 2022, by and between Michael Brooks and Edesa Biotech USA, Inc
Employment Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2022
Amendment to Employment Agreement, entered into on April 12, 2022, by and between Kathi Niffenegger and Edesa Biotech USA, Inc
Employment Agreements
Stellar Biotechnologies, Inc.
2022
Amendment to Employment Agreement, entered into on April 12, 2022, by and between Par Nijhawan and Edesa Biotech, Inc
Employment Agreements
Stellar Biotechnologies, Inc.
2022
Form of Pre-Funded Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
2022
Form of Private Placement Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2022
Form of Placement Agent Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2022
Form of Securities Purchase Agreement, dated March 21, 2022, by and between the Company and the Purchaser
Purchase Agreements
Stellar Biotechnologies, Inc.
2022
First Amendment to Equity Distribution Agreement, dated as of March 4, 2022, by and between Edesa Biotech, Inc. and RBC Capital Markets, LLC
Equity Distribution Agreements
Stellar Biotechnologies, Inc.
2022
Equity Distribution Agreement, dated as of November 22, 2021, by and between Edesa Biotech, Inc. and RBC Capital Markets, LLC
Equity Distribution Agreements
Stellar Biotechnologies, Inc.
2021
Amendment to Employment Agreement, entered into on March 19, 2021, by and between Par Nijhawan and Edesa Biotech, Inc
Employment Agreements
Stellar Biotechnologies, Inc.
2021
Amendment to Employment Agreement, entered into on March 19, 2021, by and between Kathi Niffenegger and Edesa Biotech USA, Inc
Employment Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2021
Amendment to Employment Agreement, entered into on March 19, 2021, by and between Michael Brooks and Edesa Biotech, Inc
Employment Agreements
Stellar Biotechnologies, Inc.
2021
Amendment No. 1 to Edesa Biotech, Inc. 2019 Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Stellar Biotechnologies, Inc.
2021
Exclusive License Agreement, dated as of March 16, 2021, by and between the Edesa Biotech Research, Inc. andDr. Saul Yedgar
License Agreements
Stellar Biotechnologies, Inc.
2021
Form of Underwriter Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
2021
Underwriting Agreement
Underwriting Agreements
Stellar Biotechnologies, Inc.
2021
Strategic Innovation Fund Agreement among Edesa Biotech Research, Inc., Edesa Biotech, Inc., and her Majesty the Queen in right of Canada as represented by the Minister of...
Stellar Biotechnologies, Inc.
2021
Employment Agreement by and between the Company and Kathi Niffenegger, dated December 1, 2020
Employment Agreements
Stellar Biotechnologies, Inc.
2020
Equity Distribution Agreement, dated as of September 28, 2020, by and between Edesa Biotech, Inc. and RBC Capital Markets, LLC
Equity Distribution Agreements
Stellar Biotechnologies, Inc.
Biotechnology
NY
2020
License Agreement by and between Edesa Biotech Research, Inc. and NovImmune SA dated April 17, 2020
License Agreements
Stellar Biotechnologies, Inc.
2020
Purchase Agreement by and between Edesa Biotech Research, Inc. and NovImmune SA dated April 17, 2020
Purchase Agreements
Stellar Biotechnologies, Inc.
2020
Securities Purchase Agreement by and between Edesa Biotech, Inc. and NovImmune SA dated April 17, 2020
Purchase Agreements
Stellar Biotechnologies, Inc.
Biotechnology
GA
2020
Financial Advisory Agreement, dated November 5, 2019, between Edesa Biotech, Inc. and Brookline Capital Markets, a division of Arcadia Securities, LLC
Advisory Agreements
Stellar Biotechnologies, Inc.
2020
Form of Warrant to be issued to Brookline Capital Markets, a division of Arcadia Securities, LLC
Warrant Agreements
Stellar Biotechnologies, Inc.
2020
Form of Class B Purchase Warrant to be issued to investors
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2020
Form of Class A Purchase Warrant to be issued to investors
Warrant Agreements
Stellar Biotechnologies, Inc.
2020
Amendment to Financial Advisory Agreement, dated December 20, 2019, between Edesa Biotech, Inc. and Brookline Capital Markets, a division of Arcadia Securities, LLC
Advisory Agreements
Stellar Biotechnologies, Inc.
2020
Form of Subscription Agreement between Edesa Biotech, Inc. and certain investors
Subscription Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2020
2019 Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2019
First Amendment to Exclusive License Agreement, dated April 3, 2017, by and between the Registrant and Yissum Research Development Company
License Agreements
Stellar Biotechnologies, Inc.
2019
Second Amendment to Exclusive License Agreement, dated May 7, 2017, by and between the Registrant and Yissum Research Development Company
License Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2019
Exclusive License Agreement, dated as of June 15, 2016, by and between the Registrant and Cipher Pharmaceuticals Inc
License Agreements
Stellar Biotechnologies, Inc.
2019
License and Development Agreement, dated as of August 27, 2017, by and between the Registrant and Pendopharm, a division of Pharmascience Inc
License Agreements
Stellar Biotechnologies, Inc.
2019
Exclusive License Agreement, dated as of June 29, 2016, by and between the Registrant and Yissum Research Development Company
License Agreements
Stellar Biotechnologies, Inc.
2019
Lease, dated as of January 1, 2017, by and between the Registrant and 1968160 Ontario Inc
Lease Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2019
Form of Indemnification Agreement, by and between the Company and each of its directors and executive officers
Indemnification Agreements
Stellar Biotechnologies, Inc.
2019
Employment Agreement, dated as of June 14, 2019, by and between the Registrant and Michael Brooks
Employment Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2019
Employment Agreement, dated as of June 14, 2019, by and between the Registrant and Dr. Pardeep Nijhawan
Employment Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2019
Employment Agreement, dated as of June 7, 2019, by and between the Company and Kathi Niffenegger
Employment Agreements
Stellar Biotechnologies, Inc.
2019
Share Exchange Agreement, dated as of March 7, 2019, by and between Stellar Biotechnologies Inc., Edesa Biotech Inc. and the Edesa Shareholders
Exchange Agreements
Stellar Biotechnologies, Inc.
Biotechnology
CA
2019
Form of Warrant Exercise Agreement dated May 24, 2018 by and between Stellar Biotechnologies, Inc. and certain purchasers
Warrant Agreements
Stellar Biotechnologies, Inc.
2018
Form of Series A Common Share Purchase Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
NY
2018
Form of Series B Common Share Purchase Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
2018
Form of Placement Agent Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
NY
2018
Form of Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
2018
Form of Pre-Funded Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
NY
2018
Form of Placement Agent Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
NY
2018
Form of Securities Purchase Agreement
Purchase Agreements
Stellar Biotechnologies, Inc.
2018
Form of Securities Purchase Agreement
Purchase Agreements
Stellar Biotechnologies, Inc.
Biotechnology
NY
2018
Form of Placement Agent Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
Biotechnology
NY
2018
Form of Pre-Funded Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
2018
Form of Warrant
Warrant Agreements
Stellar Biotechnologies, Inc.
2018
Engagement Letter, dated as of April 9, 2018, between the Company and H.C. Wainwright & Co., LLC
Stellar Biotechnologies, Inc.
2018
STELLARBIOTECHNOLOGIES, INC. 2017INCENTIVE COMPENSATION PLAN
Compensation Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2017
SECURITIESPURCHASE AGREEMENT
Stellar Biotechnologies, Inc.
Biotechnology
NY
2016
COMMON SHARE PURCHASE WARRANT Stellarbiotechnologies, inc.
Warrant Agreements
Stellar Biotechnologies, Inc.
2016
SUBJECT TO COMMITMENTSCOMMITTEE APPROVAL
Stellar Biotechnologies, Inc.
2016
UNIT #7 SUB-LEASE AMENDMENTNO. 2
Lease Agreements
Stellar Biotechnologies, Inc.
2015
UNITS #4 AND #5 SUB-LEASE AMENDMENTNO. 3
Lease Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2015
250North Ventura Road •Port Hueneme, California93041 • Phone(805) 986-6500
Stellar Biotechnologies, Inc.
Biotechnology
2015
Specimen Common Stock Certificate
Stock Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2015
CollaborationAgreement
Stellar Biotechnologies, Inc.
2015
UNIT #7 SUBLEASE AMENDMENT NO. 1
Lease Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2014
UNITS #4 AND #5 SUBLEASE AMENDMENT NO. 2
Lease Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2014
AMENDMENT ONE TO LEASE
Lease Agreements
Stellar Biotechnologies, Inc.
2014
STELLAR BIOTECHNOLOGIES,INC. (the “Company”) ADVANCE NOTICE POLICY (Initially adopted by the Board of Directors on October 31, 2013)
Stellar Biotechnologies, Inc.
2014
SHAREHOLDER RIGHTS PLAN AGREEMENT DATED AS OF JANUARY 9, 2014 BETWEEN STELLAR BIOTECHNOLOGIES, INC. AND COMPUTERSHARE INVESTOR SERVICES INC.
Investor Rights Agreements
Stellar Biotechnologies, Inc.
2014
STELLARBIOTECHNOLOGIES, INC. (the “Company”) FIXED SHARE OPTION PLAN Dated for Reference December 18, 2013 ARTICLE1 PURPOSE AND INTERPRETATION
Share Agreements
Stellar Biotechnologies, Inc.
Biotechnology
2014