State Street Corp. Contracts & Agreements

210 Contracts & Agreements
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STATE STREET CORPORATION 20,000,000 Depositary Shares, Each Representing a 1/4,000th ownership interest in a share of Non-Cumulative Perpetual Preferred Stock, Series C, without...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2012
Underwriting Agreement, dated August 14, 2024, by and among State Street Corporation and HSBC Securities (USA) Inc., BofA Securities, Inc., Deutsche Bank Securities Inc. and R....
Underwriting Agreements
State Street Corp.
2024
Form of Fixed-to-Floating Rate Senior Note due 2029
Note Agreements
State Street Corp.
2024
Deposit Agreement, dated July 24, 2024, by and among State Street Corporation, Equiniti Trust Company, LLC (as depositary), and the holders from time to time of the depositary...
Deposit Agreements
State Street Corp.
2024
Underwriting Agreement, dated July 17, 2024, by and among State Street Corporation and Goldman Sachs & Co. LLC and UBS Securities LLC, as representatives of the several...
Underwriting Agreements
State Street Corp.
2024
Articles of Amendment of State Street Corporation with respect to the Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series J, filed on July 18, 2024
Stock Agreements
State Street Corp.
2024
Form of certificate representing the Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series J
Stock Agreements
State Street Corp.
2024
Underwriting Agreement, dated March 13, 2024, by and among State Street Corporation and Morgan Stanley & Co. LLC, Blaylock Van, LLC, Scotia Capital (USA) Inc. and UBS Securities...
Underwriting Agreements
State Street Corp.
2024
Form of 4.993% Senior Note due 2027
Note Agreements
State Street Corp.
2024
Deposit Agreement, dated January 31, 2024, by and among State Street Corporation, Equiniti Trust Company, LLC (as depositary), and the holders from time to time of the depositary...
Deposit Agreements
State Street Corp.
2024
Underwriting Agreement, dated January 24, 2024, by and among State Street Corporation and BofA Securities, Inc., Deutsche Bank Securities Inc. and Goldman Sachs & Co. LLC, as...
Underwriting Agreements
State Street Corp.
2024
Articles of Amendment of State Street Corporation with respect to the Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I, filed on January 30, 2024
Stock Agreements
State Street Corp.
2024
Form of certificate representing the Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series I
Stock Agreements
State Street Corp.
2024
Underwriting Agreement, dated November 16, 2023, by and among State Street Corporation and Citigroup Global Markets Inc., HSBC Securities (USA) Inc., Siebert Williams Shank & Co.,...
Underwriting Agreements
State Street Corp.
2023
Form of Fixed-to-Floating Rate Senior Note due 2029
Note Agreements
State Street Corp.
2023
Form of Fixed-to-Floating Rate Senior Subordinated Note due 2034
Note Agreements
State Street Corp.
2023
Underwriting Agreement, dated July 31, 2023, by and among State Street Corporation and Morgan Stanley & Co. LLC, Academy Securities, Inc., Goldman Sachs & Co. LLC and Loop Capital...
Underwriting Agreements
State Street Corp.
2023
Form of 5.272% Senior Notes due 2026
Note Agreements
State Street Corp.
2023
Form of Floating Rate Senior Notes due 2026
Note Agreements
State Street Corp.
2023
Underwriting Agreement, dated May 15, 2023, by and among State Street Corporation and BofA Securities, Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co. LLC and Samuel A....
Underwriting Agreements
State Street Corp.
2023
Form of Fixed-to-Floating Rate Senior Notes due 2026
Note Agreements
State Street Corp.
2023
Form of Fixed-to-Floating Rate Senior Notes due 2034
Note Agreements
State Street Corp.
2023
Underwriting Agreement, dated January 23, 2023, by and among State Street Corporation and Goldman Sachs & Co. LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Siebert...
Underwriting Agreements
State Street Corp.
2023
Form of Fixed-to-Floating Rate Senior Notes due 2026
Note Agreements
State Street Corp.
2023
Form of Fixed-to-Floating Rate Senior Notes due 2034
Note Agreements
State Street Corp.
Capital Markets
2023
Underwriting Agreement, dated November 1, 2022, by and among State Street Corporation and Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co....
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2022
Form of Fixed-to-Floating Rate Senior Notes due 2026
Note Agreements
State Street Corp.
2022
Form of Fixed-to-Floating Rate Senior Notes due 2028
Note Agreements
State Street Corp.
2022
Underwriting Agreement, dated August 1, 2022, by and among State Street Corporation and BofA Securities, Inc., Cabrera Capital Markets LLC, Citigroup Global Markets Inc. and...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2022
Form of Fixed-to-Floating Rate Senior Notes due 2033
Note Agreements
State Street Corp.
Capital Markets
2022
Francisco Aristeguieta Transition and Separation Agreement dated May 9, 2022
Separation Agreements
State Street Corp.
2022
Description of Compensation Arrangements for Non-Employee Directors
Compensation Agreements
State Street Corp.
2022
Underwriting Agreement, dated May 10, 2022, by and among State Street Corporation and Morgan Stanley & Co. LLC, Lloyds Securities Inc., R. Seelaus & Co., LLC and Siebert Williams...
Underwriting Agreements
State Street Corp.
2022
Form of Fixed-to-Floating Rate Senior Notes due 2033
Note Agreements
State Street Corp.
Capital Markets
2022
Supplemental Cash Incentive Plan, as amended, First and Second Amendments thereto, and form of award agreement thereunder
Bonus & Incentive Agreements
State Street Corp.
2022
Description of Securities Registered under Section 12 of the Exchange Act
State Street Corp.
2022
Description of compensation arrangements for non-employee directors
Compensation Agreements
State Street Corp.
2022
Underwriting Agreement, dated February 2, 2022, by and among State Street Corporation and Goldman Sachs & Co. LLC, Credit Suisse Securities (USA) LLC, Loop Capital Markets LLC and...
Underwriting Agreements
State Street Corp.
2022
Form of Fixed-to-Floating Rate Senior Notes due 2026
Note Agreements
State Street Corp.
Capital Markets
2022
Form of Fixed-to-Floating Rate Senior Notes due 2028
Note Agreements
State Street Corp.
Capital Markets
2022
Form of Fixed-to-Floating Rate Senior Notes due 2033
Note Agreements
State Street Corp.
Capital Markets
2022
Underwriting Agreement, dated November 15, 2021, by and among State Street Corporation and Morgan Stanley & Co. LLC, Academy Securities, Inc., BofA Securities, Inc. and Deutsche...
Underwriting Agreements
State Street Corp.
2021
Form of Fixed-to-Floating Rate Senior Notes due 2027
Note Agreements
State Street Corp.
2021
Underwriting Agreement, dated September 9, 2021, between State Street Corporation, Goldman Sachs & Co. LLC and BofA Securities, Inc
Underwriting Agreements
State Street Corp.
2021
Francisco Aristeguieta Employment Letter Agreement dated June 22, 2021 and Confidentiality, Intellectual Property and Restrictive Covenant Protective Agreement dated July 15, 2019
Confidentiality Agreements
State Street Corp.
Capital Markets
2021
Deferred Prosecution Agreement dated May 13, 2021 between State Street Corporation and the Office of the United States Attorney for the District of Massachusetts
State Street Corp.
2021
Supplemental Cash Incentive Plan, as amended, First and Second Amendments thereto, and form of award agreement thereunder
Bonus & Incentive Agreements
State Street Corp.
2021
Underwriting Agreement, dated February 26, 2021, by and among State Street Corporation and BofA Securities, Inc., CastleOak Securities, L.P., Goldman Sachs & Co. LLC and Siebert...
Underwriting Agreements
State Street Corp.
2021
Form of 2.200% Senior Subordinated Notes due 2031
Note Agreements
State Street Corp.
2021
Description of Securities Registered under Section 12 of the Exchange Act
State Street Corp.
2021
State Street's Executive Supplemental Retirement Plan, as amended and restated, and First, Second and Third Amendments thereto
Retirement Agreements
State Street Corp.
2021
Description of compensation arrangements for non-employee directors
Compensation Agreements
State Street Corp.
Capital Markets
2021
Deferred Compensation Plan for Directors of State Street Corporation, Restated January 1, 2021
Compensation Agreements
State Street Corp.
Capital Markets
2020
Form of employment agreement for executive officers in the United States and Hong Kong
Employment Agreements
State Street Corp.
2020
Supplemental Cash Incentive Plan, as amended, First and Second Amendments thereto, and form of award agreement thereunder
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2020
State Street's 2017 Stock Incentive Plan and forms of award agreement thereunder
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2020
Employment Letter Agreement entered into with Francisco Aristeguieta dated March 11, 2019
Employment Agreements
State Street Corp.
2020
Confidentiality, Intellectual Property and Restrictive Covenant Protective Agreement entered into with Francisco Aristeguieta dated July 15, 2019
Confidentiality Agreements
State Street Corp.
2020
Second Supplemental Indenture, dated as of March 30, 2020, by and between State Street and U.S. Bank National Association, as trustee
Indenture Agreements
State Street Corp.
Capital Markets
2020
Form of Fixed-to-Floating Rate Senior Note
Note Agreements
State Street Corp.
2020
Registration Rights Agreement, dated as of March 30, 2020, by and among State Street and Morgan Stanley & Co. LLC, BofA Securities, Inc. and Wells Fargo Securities, LLC, as...
Registration Rights Agreements
State Street Corp.
2020
Description of Securities Registered under Section 12 of the Exchange Act
State Street Corp.
Capital Markets
2020
Description of compensation arrangements for non-employee directors
Compensation Agreements
State Street Corp.
2020
Underwriting Agreement, dated January 21, 2020, by and among State Street Corporation, Goldman Sachs & Co. LLC, Citigroup Global Markets Inc. and Deutsche Bank Securities Inc., as...
Underwriting Agreements
State Street Corp.
2020
Form of 2.400% Senior Notes due 2030
Note Agreements
State Street Corp.
Capital Markets
2020
Underwriting Agreement, dated October 29, 2019, by and among State Street Corporation Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC and UBS...
Underwriting Agreements
State Street Corp.
2019
Form of Fixed-to-Floating Rate Senior Notes due 2025
Note Agreements
State Street Corp.
2019
Form of Fixed-to-Floating Rate Senior Subordinated Notes due 2034
Note Agreements
State Street Corp.
Capital Markets
2019
Form of amended and restated employment agreement entered into on December 13, 2018 with each of Joseph L. Hooley, Eric W. Aboaf, Jeff D. Conway, Karen C. Keenan and Ronald P....
Employment Agreements
State Street Corp.
Capital Markets
2019
Supplemental Cash Incentive Plan, as amended, First and Second Amendments thereto, and form of award agreement thereunder
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2019
Transition and Separation Agreement entered into with Jeff D. Conway dated March 20, 2019
Separation Agreements
State Street Corp.
2019
State Streets Management Supplemental Savings Plan, Amended and Restated, as amended
State Street Corp.
2019
State Street's 2017 Stock Incentive Plan, and forms of award agreement thereunder
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2019
Second Amendment to the Supplemental Cash Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
2019
Second Amendment to the SSGA Long Term Incentive Plan
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2019
Deferred Compensation Plan for Directors of State Street Corporation, Restated January 1, 2019
Compensation Agreements
State Street Corp.
Capital Markets
2019
Description of compensation arrangements for non-employee directors
Compensation Agreements
State Street Corp.
2019
Form of amended and restated employment agreement entered into on December 13, 2018 with each of Joseph L. Hooley, Ronald P. O'Hanley, Eric W. Aboaf, Andrew Erickson and Cyrus...
Employment Agreements
State Street Corp.
2019
State Street Corporation Incentive Compensation Program, Effective January 1, 2019
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2019
State Street Corporation Cash Award Plan, Effective January 1, 2019
State Street Corp.
2019
Underwriting Agreement, dated November 28, 2018, by and among State Street Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc.,...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2018
Form of Fixed-to-Floating Rate Senior Note due 2024
Note Agreements
State Street Corp.
Capital Markets
2018
Form of Fixed-to-Floating Rate Senior Note due 2029
Note Agreements
State Street Corp.
2018
Deposit Agreement, dated September 27, 2018, among State Street Corporation, American Stock Transfer & Trust Company, LLC (as depositary), and the holders from time to time of the...
Deposit Agreements
State Street Corp.
2018
Underwriting Agreement, dated September 20, 2018, between State Street Corporation and Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2018
Articles of Amendment of State Street Corporation with respect to the Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series H, filed on September 24, 2018
Stock Agreements
State Street Corp.
2018
Form of certificate representing the Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series H
Stock Agreements
State Street Corp.
2018
Underwriting Agreement, dated July 26, 2018, between State Street Corporation and Morgan Stanley & Co. LLC
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2018
STATE STREET CORPORATION 2017 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
State Street Corp.
2017
STATE STREETCORPORATION $750,000,000 Fixed-to-Floating Rate Notes Due 2023 UNDERWRITING AGREEMENT
Underwriting Agreements
State Street Corp.
2017
STATE STREET CORPORATION Fixed-to-Floating Rate Senior Notes Due 2023
Note Agreements
State Street Corp.
2017
FIRST SUPPLEMENTAL INDENTURE DATED ASOF MAY 8, 2017 TO SENIOR DEBT INDENTURE DATED OCTOBER 31, 2014 BETWEEN STATE STREET CORPORATION AND U.S. BANK NATIONALASSOCIATION Trustee
Indenture Agreements
State Street Corp.
2017
STATESTREET CORPORATION $750,000,000 1.950% Senior Notes Due 2021 $750,000,000 2.650% Senior Notes Due 2026 UNDERWRITING AGREEMENT
Underwriting Agreements
State Street Corp.
2016
STATE STREET CORPORATION 1.950%Senior Notes Due 2021
Note Agreements
State Street Corp.
Capital Markets
2016
STATE STREET CORPORATION 2.650%Senior Notes Due 2026
Note Agreements
State Street Corp.
Capital Markets
2016
Transition agreement
Transition Agreements
State Street Corp.
Capital Markets
2016
DEPOSIT AGREEMENT among STATE STREETCORPORATION AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
State Street Corp.
2016
STATE STREETCORPORATION 20,000,000 Depositary Shares, Each Representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2016
William Francis Galvin Secretary of the Commonwealth OneAshburton Place, Boston, Massachusetts 02108-1512
State Street Corp.
2016
STATE STREETCORPORATION $1,200,000,000 2.550% Senior Notes Due 2020 $1,300,000,000 3.550% Senior Notes Due 2025 $500,000,000 Floating Rate Senior Notes Due 2020 UNDERWRITING...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2015
STATE STREET CORPORATION 2.550%Senior Notes Due 2020
Note Agreements
State Street Corp.
Capital Markets
2015
STATE STREET CORPORATION 3.550%Senior Notes Due 2025
Note Agreements
State Street Corp.
2015
STATE STREET CORPORATION FloatingRate Senior Notes Due 2020
Note Agreements
State Street Corp.
Capital Markets
2015
DEPOSIT AGREEMENT among STATE STREETCORPORATION AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
State Street Corp.
2015
STATE STREETCORPORATION 750,000 Depositary Shares, Each Representing a 1/100th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock,...
Underwriting Agreements
State Street Corp.
2015
The Commonwealth of Massachusetts William Francis Galvin Secretary of the Commonwealth OneAshburton Place, Boston, Massachusetts 02108-1512
State Street Corp.
Capital Markets
MA
2015
STATE STREET CORPORATION Executive Supplemental Retirement Plan (Amended and Restated January1, 2015) Table of Contents
Retirement Agreements
State Street Corp.
2015
AMENDED AND RESTATED STATE STREET CORPORATION SUPPLEMENTAL CASH INCENTIVE PLAN Effective as of January 1, 201424 TABLE OF CONTENTS
Bonus & Incentive Agreements
State Street Corp.
2015
STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN as Amended and Restated (2012)
Bonus & Incentive Agreements
State Street Corp.
2015
DESCRIPTION OF COMPENSATION ARRANGEMENTS FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
State Street Corp.
Capital Markets
2015
STATESTREET CORPORATION $1,000,000,000 3.300% Senior Notes Due 2024 UNDERWRITING AGREEMENT
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2014
STATE STREET CORPORATION 3.300%Senior Notes Due 2024
Note Agreements
State Street Corp.
2014
DEPOSIT AGREEMENT among STATE STREETCORPORATION AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
State Street Corp.
Capital Markets
NY
2014
STATE STREET CORPORATION 30,000,000 Depositary Shares, Each Representing a 1/4,000th ownership interest in a share of Non-Cumulative Perpetual Preferred Stock, Series E, without...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2014
William Francis Galvin Secretary of the Commonwealth OneAshburton Place, Boston, Massachusetts 02108-1512
State Street Corp.
2014
STATE STREET CORPORATION MANAGEMENT SUPPLEMENTAL SAVINGS PLAN Amended and Restated Effective as of January 1, 2014 TABLE OF CONTENTS
State Street Corp.
Capital Markets
2014
DESCRIPTION OF COMPENSATION ARRANGEMENTS FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
State Street Corp.
2014
DEPOSIT AGREEMENT among STATE STREETCORPORATION AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
State Street Corp.
2014
STATE STREET CORPORATION 30,000,000 Depositary Shares, Each Representing a 1/4,000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred...
Underwriting Agreements
State Street Corp.
2014
The Commonwealth of Massachusetts William Francis Galvin Secretary of the Commonwealth OneAshburton Place, Boston, Massachusetts 02108-1512
State Street Corp.
Capital Markets
MA
2014
STATE STREET CORPORATION Executive Supplemental Retirement Plan (Amended and Restated January1, 2008) Table of Contents
Retirement Agreements
State Street Corp.
2014
EMPLOYMENT AGREEMENT
Employment Agreements
State Street Corp.
Capital Markets
2014
Exhibit 10.8 STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN as Amended and Restated (2012)
Bonus & Incentive Agreements
State Street Corp.
2014
DESCRIPTION OF COMPENSATION ARRANGEMENTS FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
State Street Corp.
2014
STATE STREET CORPORATION INDEMNIFICATION AGREEMENT
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2014
STATE STREET CORPORATION INDEMNIFICATION AGREEMENT
Indemnification Agreements
State Street Corp.
Capital Markets
MA
2014
STATE STREET BANK AND TRUST COMPANY INDEMNIFICATION AGREEMENT
Indemnification Agreements
State Street Corp.
2014
STATE STREET BANK AND TRUST COMPANY INDEMNIFICATION AGREEMENT
Indemnification Agreements
State Street Corp.
2014
STATESTREET CORPORATION $1,000,000,000 3.700% Senior Notes Due 2023 UNDERWRITING AGREEMENT
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2013
STATE STREET CORPORATION 3.70%Senior Notes Due 2023
Note Agreements
State Street Corp.
Capital Markets
2013
Summary of Employment Terms
Employment Agreements
State Street Corp.
2013
STATE STREET CORPORATION $500,000,000 1.350% Senior Notes Due 2018 $1,000,000,000 3.100% Senior Subordinated Notes Due 2023 UNDERWRITING AGREEMENT
Underwriting Agreements
State Street Corp.
2013
STATE STREET CORPORATION 1.350% Senior Notes Due 2018
Note Agreements
State Street Corp.
2013
STATE STREET CORPORATION 3.100% Senior Subordinated Notes Due 2023
Note Agreements
State Street Corp.
2013
State Street Corporation Management Supplemental Retirement Plan Second Amendment and Restatement, Effective January 1, 2008 STATE STREET CORPORATION MANAGEMENT SUPPLEMENTAL...
Management Agreements
State Street Corp.
2013
STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN as Amended and Restated (2012)
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2013
STATE STREET CORPORATION DEFERRED COMPENSATION PLAN FOR DIRECTORS (January 1, 2008 Restatement) ARTICLE I NAME AND PURPOSE OF PLAN AND DEFINITIONS
Compensation Agreements
State Street Corp.
Capital Markets
2013
DESCRIPTION OF COMPENSATION ARRANGEMENTS FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
State Street Corp.
2013
DEPOSIT AGREEMENT among STATE STREET CORPORATION AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS...
Deposit Agreements
State Street Corp.
2012
William Francis Galvin Secretary of the Commonwealth One Ashburton Place, Boston, Massachusetts02108-1512
State Street Corp.
2012
STATE STREET CORPORATION MANAGEMENT SUPPLEMENTAL SAVINGS PLAN Amended and Restated Effective as of January 1, 2008 TABLE OF CONTENTS
State Street Corp.
2012
STATE STREET CORPORATION DEFERRED COMPENSATION PLAN FOR DIRECTORS (January 1, 2007 Restatement) ARTICLE I NAME AND PURPOSE OF PLAN AND DEFINITIONS
Compensation Agreements
State Street Corp.
Capital Markets
2012
DESCRIPTION OF COMPENSATION ARRANGEMENTS FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
State Street Corp.
2012
STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN as Amended and Restated
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2011
STATE STREET CORPORATION SUPPLEMENTAL CASH INCENTIVE PLAN Effective as of January 1, 2010 TABLE OF CONTENTS
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2011
STATE STREET CORPORATION $1,000,000,000 2.875% Senior Notes Due 2016 $750,000,000 4.375% Senior Notes Due 2021 $250,000,000 Floating RateSenior Notes Due 2014 UNDERWRITING...
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2011
FORM OF NOTE
Note Agreements
State Street Corp.
Capital Markets
2011
FORM OF NOTE
Note Agreements
State Street Corp.
2011
FORM OF NOTE
Note Agreements
State Street Corp.
Capital Markets
2011
DESCRIPTION OF COMPENSATION ARRANGEMENTS FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
State Street Corp.
Capital Markets
2011
Scott Powers Terms of Hire
State Street Corp.
Capital Markets
2011
Page 1 of 14
State Street Corp.
Capital Markets
2011
STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN Special Retention Restricted Stock AwardAgreement
Bonus & Incentive Agreements
State Street Corp.
2011
FIRST AMENDMENT TO THE THIRD SUPPLEMENTAL INDENTURE between STATE STREET CORPORATION and U.S. BANKNATIONAL ASSOCIATION as Trustee Dated as of February 11, 2011 Amendment to the...
Indenture Agreements
State Street Corp.
Capital Markets
NY
2011
STATE STREET CORPORATION $500,100,000 4.956% Junior Subordinated Debentures Due 2018 UNDERWRITING AGREEMENT
Underwriting Agreements
State Street Corp.
2011
STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN as Amended and Restated
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2010
STATE STREET CORPORATION SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN 2006 RESTATEMENT
Bonus & Incentive Agreements
State Street Corp.
2010
STATE STREET CORPORATION SUPPLEMENTAL CASH INCENTIVE PLAN Effective as of January 1, 2010 TABLE OF CONTENTS
Bonus & Incentive Agreements
State Street Corp.
2010
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
State Street Corp.
2010
DESCRIPTION OF COMPENSATION ARRANGEMENTS FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
State Street Corp.
2010
Terms of Hire
State Street Corp.
2010
STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN Special Retention Restricted Stock AwardAgreement
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2010
STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2010
Description of Transition Award to Ronald E. Logue
Transition Agreements
State Street Corp.
Capital Markets
2010
FORM OF NOTE
Note Agreements
State Street Corp.
Capital Markets
2009
STATE STREET CORPORATION 51,282,051 Shares Common Stock
Stock Agreements
State Street Corp.
2009
STATE STREET CORPORATION $500,000,000 4.30% Senior Notes Due 2014 UNDERWRITING AGREEMENT
Underwriting Agreements
State Street Corp.
2009
Dated as ofMarch 6, 2009 to INDENTURE Dated as of August 2, 1993 between STATE STREET CORPORATION, as Issuer, and U.S. BANK, NATIONAL ASSOCIATION, as successor in interest to The...
Indenture Agreements
State Street Corp.
2009
STATE STREET CORPORATION $1,500,000,000 2.150% Senior Notes Due 2012
Note Agreements
State Street Corp.
2009
State Street Corporation Management Supplemental Retirement Plan
Retirement Agreements
State Street Corp.
2009
STATE STREET BOSTON CORPORATION EXECUTIVE COMPENSATION TRUST
Compensation Agreements
State Street Corp.
Capital Markets
NC
2009
STATE STREET CORPORATION 1997 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
State Street Corp.
2009
STATE STREET CORPORATION DEFERRED COMPENSATION PLAN FOR DIRECTORS
Compensation Agreements
State Street Corp.
Capital Markets
2009
DESCRIPTION OF COMPENSATION ARRANGEMENTS FOR NON-EMPLOYEE DIRECTORS
Compensation Agreements
State Street Corp.
Capital Markets
2009
FORM OF WAIVER
Waiver Agreements
State Street Corp.
Capital Markets
2009
OMNIBUS AMENDMENT
State Street Corp.
2009
STATE STREET CORPORATION Executive Supplemental Retirement Plan
Retirement Agreements
State Street Corp.
Capital Markets
MA
2008
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
State Street Corp.
Capital Markets
2008
AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
State Street Corp.
Capital Markets
2008
WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
State Street Corp.
2008
UNITED STATES DEPARTMENT OF THE TREASURY 1500 PENNSYLVANIA AVENUE, NW WASHINGTON, D.C. 20220
State Street Corp.
Capital Markets
DC
2008
PUBLIC COMPANY VERSION TARP Capital Purchase Program
Purchase Agreements
State Street Corp.
Capital Markets
2008
STATE STREET CORPORATION 2006 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
State Street Corp.
Capital Markets
2008
35,715,000Shares STATE STREETCORPORATION Common Stock Underwriting Agreement
Underwriting Agreements
State Street Corp.
Capital Markets
NY
2008
STATE STREET CAPITAL TRUST III 8.250% Fixed-to-Floating Rate Normal Automatic Preferred EnhancedCapital Securities (liquidation amount $1,000 per security) fully and...
Underwriting Agreements
State Street Corp.
2008
THIRDSUPPLEMENTAL INDENTURE between STATESTREET CORPORATION and U.S.BANK NATIONAL ASSOCIATION asTrustee Datedas of January 25, 2008 Supplement to Junior Subordinated Indenture,...
Indenture Agreements
State Street Corp.
Capital Markets
NY
2008
AMENDEDAND RESTATED TRUST AGREEMENT of STATE STREET CAPITAL TRUST III among STATE STREET CORPORATION as Depositor U.S. BANK NATIONAL ASSOCIATION, as Property Trustee, U.S. BANK...
Trust Agreements
State Street Corp.
Capital Markets
NY
2008
STOCK PURCHASE CONTRACT AGREEMENT between STATE STREET CORPORATION and STATESTREET CAPITAL TRUST III, acting through U.S. Bank National Association, as Property Trustee Dated as...
Stock Agreements
State Street Corp.
2008
COLLATERAL AGREEMENT among STATE STREET CORPORATION, U.S. BANK NATIONAL ASSOCIATION, as Collateral Agent, Custodial Agent, Securities Intermediary and Securities Registrar and...
Articles of Association
State Street Corp.
2008
GUARANTEE AGREEMENT by and between STATE STREET CORPORATION as Guarantor and U.S. BANK NATIONAL ASSOCIATION as Guarantee Trustee relating to STATE STREET CAPITAL TRUST III Dated...
Trust Agreements
State Street Corp.
2008
STATESTREET CORPORATION
State Street Corp.
Capital Markets
MA
2007
STATESTREET CORPORATION
State Street Corp.
2007
STATESTREET BANK AND TRUST COMPANY
State Street Corp.
2007
STATESTREET BANK AND TRUST COMPANY
State Street Corp.
Capital Markets
MA
2007
State Street Capital Trust IV $800,000,000 Floating Rate Capital Securities (Liquidation Amount $1,000 per Capital Security) UNDERWRITING AGREEMENT
Underwriting Agreements
State Street Corp.
2007
State Street Corporation $700,000,000 $450,000,0005.375% Fixed Rate Notes Due April 30, 2017 $250,000,000 Floating Rate Notes Due April 30, 2012 UNDERWRITINGAGREEMENT
Note Agreements
State Street Corp.
Capital Markets
NY
2007
SECOND SUPPLEMENTAL INDENTURE dated as of April 30,2007 to JUNIOR SUBORDINATED INDENTURE dated as of December 15,1996 between STATE STREET CORPORATION as ISSUER and U.S. BANK...
Indenture Agreements
State Street Corp.
2007
GUARANTEEAGREEMENT by and between STATE STREET CORPORATION, as GUARANTOR AND U.S. BANK NATIONAL ASSOCIATION, as GUARANTEE TRUSTEE relating to STATE STREET CAPITAL TRUST IV Dated...
Guarantee Agreements
State Street Corp.
2007
STATE STREET CORPORATION 5.375% Fixed Rate Notes Due April 30, 2017
Note Agreements
State Street Corp.
Capital Markets
2007
STATE STREET CORPORATION Floating Rate Notes Due April 30, 2012
Note Agreements
State Street Corp.
Capital Markets
2007
STATE STREET CORPORATION 2006EQUITY INCENTIVE PLAN StockAppreciation Rights Award Agreement
Bonus & Incentive Agreements
State Street Corp.
2007
STATESTREET CORPORATION 2006 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
State Street Corp.
2007
STATESTREET CORPORATION 2006 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
State Street Corp.
2007
STATESTREET CORPORATION 2006 EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
State Street Corp.
2007
AGREEMENT AND PLAN OFMERGER by and between STATE STREET CORPORATION and INVESTORS FINANCIALSERVICES CORP. DATED AS OF FEBRUARY 4, 2007
State Street Corp.
Capital Markets
NY
2007
AMENDMENT TO AMENDEDAND RESTATED RIGHTS AGREEMENT
State Street Corp.
Capital Markets
2006
STATE STREET CORPORATION 1997 EQUITY INCENTIVE PLAN Stock Appreciation Rights AwardAgreement
Bonus & Incentive Agreements
State Street Corp.
2006
STATESTREET CORPORATION
State Street Corp.
Capital Markets
2006
STATE STREET CORPORATION DEFERRED COMPENSATION PLAN FOR DIRECTORS (January 1, 2007 Restatement) ARTICLE I NAME AND PURPOSE OF PLAN AND DEFINITIONS
Compensation Agreements
State Street Corp.
2006
AMENDED AND RESTATED TRUST AGREEMENT among STATE STREET CORPORATION, as DEPOSITOR U.S. BANK NATIONAL ASSOCIATION, as PROPERTYTRUSTEE U.S. BANK TRUST NATIONAL ASSOCIATION, as...
Trust Agreements
State Street Corp.
Capital Markets
DE
2007