SPHERIX INC Contracts & Agreements

Rights Agreement, dated as of October 11, 2023, by and between Dominari Holdings Inc., as the Company, and Continental Stock Transfer & Trust Company, as Rights Agent (Filed With SEC on October 17, 2023)

Employment Agreement, made and entered into as of April 3, 2023, by and between Dominari Securities LLC and Soo Yu (Filed With SEC on May 11, 2023)

Amendment to Employment Agreement, made and entered into as of April 19, 2023, by and between Dominari Securities LLC and Soo Yu (Filed With SEC on May 11, 2023)

Employment Agreement, made and entered into as of May 1, 2023, by and between Dominari Holdings Inc. and Matthew B. McCullough (Filed With SEC on May 5, 2023)

Loan Agreement, made and entered into as of May 1, 2023, by and between Dominari Holdings Inc. and Matthew B. McCullough (Filed With SEC on May 5, 2023)

Bonus Agreement, made and entered into as of May 1, 2023, by and between Dominari Holdings Inc. and Matthew B. McCullough (Filed With SEC on May 5, 2023)

Employment Agreement, made and entered into as of March 29, 2023, by and between Dominari Holdings Inc. and George M. Way (Filed With SEC on April 3, 2023)

Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 31, 2023)

Employment Agreement, Made and Entered into as of July 22, 2022, By and Between Aikido Pharma Inc. and Carlos Aldavero (Filed With SEC on March 31, 2023)

Amended and Restated Membership Interest Purchase Agreement (Filed With SEC on March 28, 2023)

Employment Agreement, made and entered into as of July 1, 2022, by and between Aikido Pharma Inc and Chris Devall (Filed With SEC on January 6, 2023)

Amendment to Employment Agreement, dated as of January 1, 2023, by and between Dominari Holdings Inc. and Christopher Devall (Filed With SEC on January 6, 2023)

Amended and Restated Services Agreement, effective as of October 17, 2022, by and between Dominari Financial Inc. and Kyle Wool (Filed With SEC on October 21, 2022)

Amendment to Amended and Restated Services Agreement, dated October 19, 2022, by and between Dominari Financial Inc. and Kyle Wool (Filed With SEC on October 21, 2022)

Membership Interest Purchase Agreement, by and among Dominari Financial Inc., Fieldpoint Private Securities, LLC and Fieldpoint Private Bank & Trust (Filed With SEC on September 12, 2022)

Confirmation of Mutual Understanding, dated March 24, 2022 (Filed With SEC on March 28, 2022)

Form of Securities Purchase Agreement between Aikido Pharma Inc. and the investors therein, dated February 24, 2022 (Filed With SEC on March 2, 2022)

Amendment No. 3 to the Employment Agreement with Anthony Hayes, dated June 28, 2021 (Filed With SEC on July 2, 2021)

Exclusive Patent License Agreement by and among Silo Pharma Inc., a Delaware corporation and Silo Pharma Inc., a Florida corporation, and their affiliates/subsidiaries... (Filed With SEC on April 16, 2021)

Amendment to Exclusive Patent License Agreement, dated April 12, 2021 (Filed With SEC on April 16, 2021)

Amended and Restated Underwriting Agreement by and between the Company and H.C. Wainwright & Co., LLC, dated February 16, 2021 (Filed With SEC on February 18, 2021)

Form of Underwriters Warrant (Filed With SEC on February 18, 2021)

Securities Purchase Agreement by and between Convergent Therapeutics, Inc. and the Company, dated January 29, 2021 (Filed With SEC on February 3, 2021)

Convertible Promissory Note dated January 29, 2021 (Filed With SEC on February 3, 2021)

Engagement Agreement, dated January 24, 2020, as amended on March 2, 2020, between AIkido Pharma Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on August 26, 2020)

Form of Placement Agents Warrant (Filed With SEC on April 15, 2020)

Form of Securities Purchase Agreement (Filed With SEC on April 15, 2020)

Rights Agreement, dated as of March 23, 2020, by and between AIkido Pharma Inc., as the Company, and VStock Transfer, LLC, as Rights Agent (Filed With SEC on March 25, 2020)

Form of Placement Agents Warrant (Filed With SEC on March 10, 2020)

Form of Securities Purchase Agreement (Filed With SEC on March 10, 2020)

Form of Pre-Funded Warrant (Filed With SEC on February 28, 2020)

Form of Placement Agent Warrant (Filed With SEC on February 28, 2020)

Form of Common Warrant (Filed With SEC on February 28, 2020)

Form of Securities Purchase Agreement (Filed With SEC on February 28, 2020)

Assignment of Agreement, dated as of November 13, 2019, by and among The University of Texas in Austin, on behalf of the Board of Regents of the University of Texas, CBM... (Filed With SEC on February 3, 2020)

Assignment of Agreement, dated as of November 13, 2019, by and among Wake Forest University Health Sciences, CBM BioPharma, Inc. and Spherix Incorporated (Filed With SEC on February 3, 2020)

Assignment of Agreement, dated as of November 13, 2019, by and among The University of Texas in Austin, on behalf of the Board of Regents of the University of Texas, CBM... (Filed With SEC on January 31, 2020)

Assignment of Agreement, dated as of November 13, 2019, by and among Wake Forrest University Health Sciences, CBM BioPharma, Inc. and Spherix Incorporated (Filed With SEC on January 31, 2020)

Amendment No. 2 to Asset Purchase Agreement, dated as of December 5, 2019, by and between the Company and CBM BioPharma, Inc (Filed With SEC on December 10, 2019)

At The Market Offering Agreement, dated August 9, 2019, by and between Spherix Incorporated and H.C. Wainwright & Co., LLC (Filed With SEC on August 12, 2019)

Form of Warrant (Filed With SEC on June 7, 2019)

Form of Amendment to Securities Purchase Agreement, dated June 6, 2019, by and between the Company and the purchaser party thereto (Filed With SEC on June 7, 2019)

Form of Warrant (Filed With SEC on May 31, 2019)

Form of Securities Purchase Agreement, dated May 29, 2019, by and between the Company and the purchaser party thereto (Filed With SEC on May 31, 2019)

Amendment No. 1 to Asset Purchase Agreement, dated May 30, 2019, by and between the Company and CBM BioPharma, Inc (Filed With SEC on May 31, 2019)

Asset Purchase Agreement, dated May 15, 2019, by and between Spherix Incorporated and CBM Biopharma, Inc (Filed With SEC on May 15, 2019)

Form of Share Purchase Agreement, dated May 15, 2019, by and between Spherix Incorporated and the sellers signatory thereto (Filed With SEC on May 15, 2019)

Agreement and Plan of Merger, dated as of October 10, 2018, by and among Spherix Incorporated, Spherix Delaware Merger Sub Inc., Scott Wilfong and CBM Biopharma, Inc (Filed With SEC on October 16, 2018)

Securities Purchase Agreement, dated as of August 8, 2018, by and between Spherix Incorporated and DatChat, Inc (Filed With SEC on August 14, 2018)

First Amendment to Agreement and Plan of Merger, dated as of May 3, 2018, by and among Spherix Incorporated, Spherix Merger Subsidiary Inc., DatChat, Inc. and Darin Myman (Filed With SEC on May 7, 2018)

Placement Agency Agreement, dated March 14, 2018, between Spherix Incorporated and Laidlaw & Company (UK) Ltd (Filed With SEC on March 19, 2018)

Agreement and Plan of Merger, dated as of March 12, 2018, by and among Spherix Incorporated, Spherix Merger Subsidiary Inc., DatChat, Inc. and Darin Myman (Filed With SEC on March 14, 2018)

Amendment to Employment Agreement by and between Spherix Incorporated and Anthony Hayes, dated as of October 19, 2017 (Filed With SEC on October 25, 2017)

Underwriting Agreement, dated as of July 18, 2017, between Laidlaw & Company (UK) Ltd. and Spherix Incorporated (Filed With SEC on July 24, 2017)

Form of Underwriting Agreement (Filed With SEC on July 17, 2017)

Securities Purchase Agreement, dated as of June 30, 2017, between Hoth Therapeutics, Inc. and Spherix Incorporated (Filed With SEC on July 3, 2017)

Registration Rights Agreement, dated as of June 30, 2017, between Hoth Therapeutics, Inc. and Spherix Incorporated (Filed With SEC on July 3, 2017)

Form of Shareholders Agreement, dated as of June 30, 2017 (Filed With SEC on July 3, 2017)

Amended and Restated Rights Agreement, dated as of June 9, 2017, by and between the Company and Transfer Online Inc (Filed With SEC on June 12, 2017)

SEPARATIONAGREEMENT AND GENERAL RELEASE (Filed With SEC on March 15, 2017)

PATENT LICENSE AGREEMENT (Filed With SEC on August 15, 2016)

1,592,357 Shares SPHERIX INCORPORATED Common Stock UNDERWRITING AGREEMENT (Filed With SEC on August 3, 2016)

FIRSTAMENDMENT TO TECHNOLOGYMONETIZATION AGREEMENT (Filed With SEC on August 2, 2016)

ASSIGNMENT AND ASSUMPTION OF RIGHTS AGREEMENT (Filed With SEC on June 21, 2016)

EMPLOYMENTAGREEMENT (Filed With SEC on May 26, 2016)

CERTIFICATEOF AMENDMENT OF THE AMENDEDAND RESTATED CERTIFICATE OF INCORPORATION OF SPHERIXINCORPORATED Under Section242 of the Delaware General Corporation Law (Filed With SEC on March 29, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on March 29, 2016)

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (Filed With SEC on March 29, 2016)

CONFIDENTIAL SETTLEMENT AND LICENSE AGREEMENT (Filed With SEC on March 29, 2016)

FORM OF WARRANT spherixincOrporated (Filed With SEC on December 3, 2015)

Spherixincorporated FORM OF CERTIFICATE OF DESIGNATION OFPREFERENCES, RIGHTS AND LIMITATIONS OF SERIES KCONVERTIBLE PREFERRED STOCK PURSUANTTO SECTION 151 OF THE delawareGENERAL... (Filed With SEC on December 3, 2015)

FORMOF SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 3, 2015)

430 Park Avenue | New York, New York 10022| 212 ###-###-#### Security services provided by H.C. Wainwright& Co., LLC | Member: FINRA/SIPC (Filed With SEC on December 3, 2015)

PATENT LICENSE AGREEMENT (Filed With SEC on November 30, 2015)

Spherixincorporated FORM OF CERTIFICATE OF DESIGNATION OFPREFERENCES, RIGHTS AND LIMITATIONS OF SERIES KCONVERTIBLE PREFERRED STOCK PURSUANTTO SECTION 151 OF THE delawareGENERAL... (Filed With SEC on November 17, 2015)

Formof warrant spherix incOrporated (Filed With SEC on November 17, 2015)

Formof SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 17, 2015)

Spherixincorporated FORM OF CERTIFICATE OF DESIGNATION OFPREFERENCES, RIGHTS AND LIMITATIONS OF SERIES KCONVERTIBLE PREFERRED STOCK PURSUANTTO SECTION 151 OF THE delawareGENERAL... (Filed With SEC on November 6, 2015)

Formof warrant spherix incOrporated (Filed With SEC on November 6, 2015)

Formof SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 6, 2015)

CONSULTINGSERVICES AGREEMENT (Filed With SEC on August 19, 2015)

PLACEMENT AGENCY AGREEMENT (Filed With SEC on July 17, 2015)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on July 17, 2015)

COMMON STOCK PURCHASE WARRANT spherixincorporated (Filed With SEC on July 17, 2015)

SPHERIX INCORPORATED DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT (Filed With SEC on June 13, 2014)

CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES J CONVERTIBLE PREFERRED STOCK OF SPHERIX INCORPORATED (Filed With SEC on June 2, 2014)

10,000,000 Shares SPHERIX INCORPORATED Preferred Stock PLACEMENT AGENCY AGREEMENT (Filed With SEC on May 29, 2014)

CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES J CONVERTIBLE PREFERRED STOCK OF SPHERIX INCORPORATED (Filed With SEC on May 29, 2014)

SUBSCRIPTION AGREEMENT (Filed With SEC on May 29, 2014)

COMMON STOCK PURCHASE WARRANT SPHERIX INCORPORATED (Filed With SEC on March 27, 2014)

COMMON STOCK PURCHASE WARRANT SPHERIX INCORPORATED Warrant No.100Issue Date: March 26, 2014 (Filed With SEC on March 27, 2014)

SUBSCRIPTION PACKAGE To Subscribe for Units of SPHERIX INCORPORATED (Filed With SEC on March 27, 2014)

SPHERIXINCORPORATED REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 27, 2014)

CONFIDENTIAL PATENT PURCHASE AGREEMENT (Filed With SEC on January 21, 2014)

VOTING AND SUPPORT AGREEMENT (Filed With SEC on January 2, 2014)

AMENDMENT AND EXCHANGE AGREEMENT (Filed With SEC on December 30, 2013)

AMENDMENT AND EXCHANGE AGREEMENT (Filed With SEC on November 26, 2013)

CONFIDENTIAL PATENT PURCHASE AGREEMENT (Filed With SEC on November 19, 2013)

SUBSCRIPTION AGREEMENT (Filed With SEC on November 7, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 7, 2013)

CONFIDENTIAL PATENT PURCHASE AGREEMENT (Filed With SEC on October 30, 2013)

SPHERIX INCORPORATED DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT (Filed With SEC on October 29, 2013)

SPHERIX INCORPORATED DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT (Filed With SEC on October 15, 2013)

CONFIDENTIAL PATENT PURCHASE AGREEMENT (Filed With SEC on September 27, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on September 13, 2013)

SPHERIX INCORPORATED DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT (Filed With SEC on September 10, 2013)

FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (Filed With SEC on September 4, 2013)

CONFIDENTIAL PATENT PURCHASE AGREEMENT (Filed With SEC on August 21, 2013)

NOTE PURCHASE AGREEMENT (Filed With SEC on August 6, 2013)

SPHERIX INCORPORATED 0.25% PROMISSORY NOTE (Filed With SEC on August 6, 2013)

SUBSCRIPTION AGREEMENT (Filed With SEC on June 26, 2013)

WARRANT EXCHANGE AGREEMENT (Filed With SEC on May 8, 2013)

AGREEMENT AND PLAN OF MERGER by and among SPHERIX INCORPORATED, NUTA TECHNOLOGY CORP. NORTH SOUTH HOLDINGS INC. AND THE STOCKHOLDERS OF NORTH SOUTH HOLDINGS INC. Dated as of April... (Filed With SEC on April 4, 2013)

SPHERIX INCORPORATED 2013 EQUITY INCENTIVE PLAN (Filed With SEC on April 4, 2013)

BENEFITS AGREEMENT (Filed With SEC on March 20, 2013)

CONSULTING AGREEMENT (Filed With SEC on March 20, 2013)

RIGHTS AGREEMENT (Filed With SEC on January 30, 2013)

WAIVER OF REGISTRATION REQUIREMENT (Filed With SEC on December 21, 2012)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 8, 2012)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 8, 2012)

SERIES B COMMON STOCK PURCHASE WARRANT SPHERIX INCORPORATED (Filed With SEC on November 8, 2012)

INVESTMENT BANKING AGREEMENT (Filed With SEC on November 8, 2012)

LICENSE AGREEMENT (Filed With SEC on March 29, 2012)

AMENDMENT TO OFFICE BUILDING LEASE (Filed With SEC on March 23, 2012)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on February 3, 2012)

Rodman & Renshaw, LLC 1251 Avenue of the Americas, 20thFloor, New York, NY 10020 Tel: 212 ###-###-#### Fax: 212 ###-###-#### www.rodm.com Member: FINRA, SIPC (Filed With SEC on February 3, 2012)

COMMON STOCK PURCHASE WARRANT SPHERIX INCORPORATED (Filed With SEC on February 3, 2012)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 27, 2011)

COMMON STOCK PURCHASE WARRANT SPHERIX INCORPORATED (Filed With SEC on October 27, 2011)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 27, 2011)

SETTLEMENT AGREEMENT (Filed With SEC on March 21, 2011)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on January 20, 2011)

Rodman & Renshaw, LLC 1251 Avenue of the Americas, 20thFloor, New York, NY 10020 Tel: 212 ###-###-#### Fax: 212 ###-###-#### www.rodm.com Member: FINRA, SIPC (Filed With SEC on January 20, 2011)

COMMON STOCK PURCHASE WARRANT SPHERIX INCORPORATED (Filed With SEC on January 20, 2011)

FIRST AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on December 20, 2010)

Form ofSecurities Purchase Agreement, dated as of October 7, 2010, by and amongthe Company and the purchasers thereto. (Filed With SEC on October 8, 2010)

PlacementAgent Agreement, dated as of August 12, 2010, by and between the Companyand Rodman & Renshaw, LLC. (Filed With SEC on October 8, 2010)

SPHERIX INCORPORATED CERTIFICATE OF DESIGNATION OFPREFERENCES, RIGHTS AND LIMITATIONS OF SERIES B CONVERTIBLE PREFERREDSTOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL... (Filed With SEC on October 8, 2010)

Form ofWarrant Agreement (Filed With SEC on October 8, 2010)

Engagement letteragreement dated August 12, 2010 by and between Spherix Incorporated andRodman & Renshaw, LLC (Filed With SEC on September 3, 2010)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 3, 2010)

COMMON STOCK PURCHASE WARRANT SPHERIX INCORPORATED (Filed With SEC on September 3, 2010)

6430 Rockledge Drive, Suite 503 Bethesda, MD20817 Tel.: (301) 897-2540;Fax: (301) 897-2567 http://spherix.com (Filed With SEC on May 28, 2010)

6430 Rockledge Drive, Suite 503 Bethesda, MD20817 Tel.: (301 ###-###-####; Fax: (301) 897-2567 http://spherix.com (Filed With SEC on May 28, 2010)

Spherix Independent Boardof Directors Compensation (Approved by the Board on 5/25/10) (Filed With SEC on May 28, 2010)

MANUFACTURING SUPPORT AND SUPPLY AGREEMENT (Filed With SEC on December 18, 2009)

Form ofSecurities Purchase Agreement, dated as of November 16, 2009, by and amongthe Company and the purchasers thereto. (Filed With SEC on November 18, 2009)

PlacementAgent Agreement, dated as of November 6, 2009, by and between the Company andRodman & Renshaw, LLC. (Filed With SEC on November 18, 2009)

Formof Warrant Agreement. COMMON STOCK PURCHASE WARRANT SPHERIX INCORPORATED (Filed With SEC on November 18, 2009)

Spherix Independent Board ofDirectors Compensation (Approvedby the Board on 5/12/09) (Filed With SEC on May 14, 2009)

6430 Rockledge Drive,#503 Westmoreland Building Bethesda, MD 20817 Tel.: (301) 897-2540 Fax: (301) 897-2567 www.spherlx.com (Filed With SEC on July 8, 2008)

Spherix Incorporated (Filed With SEC on November 19, 2007)

Spherix Incorporated August 30, 2007 (Filed With SEC on November 19, 2007)

SpherixIncorporated (Filed With SEC on November 19, 2007)

SpherixIncorporated LEASETERMINATION AGREEMENT (Filed With SEC on November 19, 2007)

Spherix Incorporated (Filed With SEC on November 19, 2007)

SPHERIXSIGNS LETTER OF INTENT FOR THE SALE OF ITS INFORMATION SUBSIDIARY WillBecome Exclusively a Biotech Company (Filed With SEC on May 1, 2007)

Spherix Incorporated SUMMARYOF ANNUAL COMPENSATION OF MEMBERS OF THEBOARD OF DIRECTORS OF SPHERIX INCORPORATED (Filed With SEC on April 2, 2007)

OFFICELEASE Executed 02/06/07 by andbetween ALLEGANYRESEARCH PROPERTIES, LLC, as Landlord and INFOSPHERIXINCORPORATED, as Tenant (Filed With SEC on April 2, 2007)

IN THE UNITEDSTATES COURT OF FEDERAL CLAIMS Bid Protest (Filed With SEC on October 30, 2006)

SETTLEMENT AGREEMENT (Filed With SEC on October 30, 2006)

SPHERIXBOARD COMPENSATION PACKAGE (Filed With SEC on September 14, 2006)

RESTRICTEDSTOCK AGREEMENT (Filed With SEC on September 14, 2006)

Spherix Incorporated SUMMARY OF ANNUAL COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS OF SPHERIXINCORPORATED (Filed With SEC on March 31, 2006)

EXIT AGREEMENT FOR M. KAREN LEVIN (Filed With SEC on December 1, 2005)

ESCROW AGREEMENT (Filed With SEC on September 23, 2005)

STANDBY EQUITYDISTRIBUTION AGREEMENT (Filed With SEC on July 25, 2005)

ESCROW AGREEMENT (Filed With SEC on July 25, 2005)

SPHERIXINCORPORATED PLACEMENTAGENT AGREEMENT (Filed With SEC on July 25, 2005)

REGISTRATION RIGHTSAGREEMENT (Filed With SEC on July 25, 2005)

Spherix Incorporated SPHERIX INCORPORATED INCENTIVE COMPENSATION PLAN (Filed With SEC on May 16, 2005)

Spherix Incorporated SUMMARY OF ANNUAL COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS OF SPHERIX INCORPORATED (Filed With SEC on March 31, 2005)

SpherixIncorporated STOCKOPTION GRANT (Filed With SEC on November 15, 2004)

SpherixIncorporated SPECIALSTOCK OPTION GRANTBOARD MEMBER (Filed With SEC on November 15, 2004)

SpherixIncorporated RESTATED CONSULTINGAGREEMENT BETWEENSPHERIX INCORPORATED AND GILBERTV. LEVIN (Filed With SEC on March 30, 2004)

Spherix Incorporated AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on March 30, 2004)

Spherix Incorporated G.V. Levin Exit Agreement Resolution (Filed With SEC on March 30, 2004)

Spherix Incorported AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT (Filed With SEC on March 26, 2003)

Spherix Incorporated AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on March 26, 2003)

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SPHERIX INC Contracts & Agreements