Spectrum Pharmaceuticals, Inc. Contracts & Agreements

228 Contracts & Agreements
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Executive Employment Agreement, dated as of April 10, 2018, by and between Spectrum Pharmaceuticals, Inc. and Thomas J. Riga
Employment Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NV
2018
Merger Agreement, dated as of April 24, 2023, by and among Spectrum Pharmaceuticals, Inc., Assertio Holdings Inc. and Spade Merger Sub 1, Inc. (Form of CVR Agreement included as...
Merger Agreements
Spectrum Pharmaceuticals, Inc.
2023
Form of NEO Stock Option Award under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2023
Form of NEO Restricted Stock Unit Award under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2023
Form of Non-NEO Stock Option Award under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2023
Form of Non-NEO Restricted Stock Unit Award under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2023
License, Development and Supply Agreement, dated as of October 8, 2014, by and between Spectrum Pharmaceuticals, Inc. and Hanmi Pharmaceuticals Co., Ltd
License Agreements
Spectrum Pharmaceuticals, Inc.
2023
First Amendment to License, Development and Supply Agreement, dated as of February 28, 2018, by and between Spectrum Pharmaceuticals, Inc. and Hanmi Pharmaceuticals Co., Ltd
License Agreements
Spectrum Pharmaceuticals, Inc.
2023
Second Amendment to License, Development and Supply Agreement, dated as of January 1, 2022, by and between Spectrum Pharmaceuticals, Inc. and Hanmi Pharmaceuticals Co., Ltd
License Agreements
Spectrum Pharmaceuticals, Inc.
2023
Supply Agreement, dated as of February 28, 2018, by and between Spectrum Pharmaceuticals, Inc. and Hanmi Pharmaceuticals Co., Ltd
Supply Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2023
First Amendment to Supply Agreement, dated as of December 6, 2019, by and between Spectrum Pharmaceuticals, Inc. and Hanmi Pharmaceuticals Co., Ltd
Supply Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2023
Second Amendment to Supply Agreement, dated as of January 1, 2022, by and between Spectrum Pharmaceuticals, Inc. and Hanmi Pharmaceuticals Co., Ltd
Supply Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2023
Confidential Separation Agreement and General Release, dated December 31, 2022, between Spectrum Pharmaceuticals, Inc. and Francois Lebel
Separation Agreements
Spectrum Pharmaceuticals, Inc.
2023
Consulting Agreement, dated January 2, 2023, between Spectrum Pharmaceuticals, Inc. and Francois Lebel
Consulting Agreements
Spectrum Pharmaceuticals, Inc.
2023
Form of Warrant
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2022
Loan and Security Agreement, dated September 21, 2022, by and among Spectrum Pharmaceuticals, Inc., the other borrowers party thereto, the lenders party thereto and SLR Investment...
Loan Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2022
Employment Agreement, dated May 25, 2022, by and between the Company and Nora Brennan
Employment Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2022
Amended and Restated Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2022
Description of Equity Securities Registered under Section 12 of the Exchange Act
Spectrum Pharmaceuticals, Inc.
Biotechnology
2022
Securities Purchase Agreement, dated January 3, 2022, between Spectrum Pharmaceuticals, Inc. and Hanmi Pharmaceutical Co., Ltd
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
2022
Description of Equity Securities Registered under Section 12 of the Exchange Act
Spectrum Pharmaceuticals, Inc.
Biotechnology
2021
Underwriting Agreement by and between Spectrum Pharmaceuticals, Inc. and Jefferies LLC, dated July 29, 2020
Underwriting Agreements
Spectrum Pharmaceuticals, Inc.
2020
First Amendment to the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2020
Form of Stock Appreciation Rights Agreement under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2020
Description of Equity Securities Registered under Section 12 of the Exchange Act
Spectrum Pharmaceuticals, Inc.
Biotechnology
2020
Seventh Amendment to Lease, dated August 7, 2018, by and between Spectrum Pharmaceuticals, Inc. and the Irvine Company LLC
Lease Agreements
Spectrum Pharmaceuticals, Inc.
2020
Eighth Amendment to Lease, dated October 10, 2018, by and between Spectrum Pharmaceuticals, Inc. and the Irvine Company LLC
Lease Agreements
Spectrum Pharmaceuticals, Inc.
2020
Form of Indemnification Agreement of Spectrum Pharmaceuticals, Inc
Indemnification Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2020
Amended and Restated Spectrum Pharmaceuticals, Inc. 2009 Employee Stock Purchase Plan
Stock Agreements
Spectrum Pharmaceuticals, Inc.
2020
Executive Employment Agreement, dated as of June 19, 2019, by and between Spectrum Pharmaceuticals, Inc. and Dr. Francois Lebel
Employment Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2019
Asset Purchase Agreement, dated January 17, 2019, by and among Spectrum Pharmaceuticals, Inc., Acrotech Biopharma LLC and Aurobindo Pharma USA, Inc
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2019
Amended and Restated Spectrum Pharmaceuticals, Inc. 2009 Employee Stock Purchase Plan
Stock Agreements
Spectrum Pharmaceuticals, Inc.
2018
Executive Employment Agreement, dated as of April 10, 2018, by and between Spectrum Pharmaceuticals, Inc. and Kurt A. Gustafson
Employment Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2018
Executive Employment Agreement, dated as of April 10, 2018, by and between Spectrum Pharmaceuticals, Inc. and Joseph W. Turgeon
Employment Agreements
Spectrum Pharmaceuticals, Inc.
2018
Executive Employment Agreement, dated as of June 18, 2018, by and between Spectrum Pharmaceuticals, Inc. and Keith McGahan
Employment Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2018
Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2018
Form of Stock Option Award under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2018
Form of Restricted Stock Award under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2018
Form of Canadian Restricted Stock Unit Award under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2018
Form of Performance Unit Award under the Spectrum Pharmaceuticals, Inc. 2018 Long-Term Incentive Plan
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2018
Second Amendment to Rights Agreement, dated March 27, 2018, by and between Spectrum Pharmaceuticals, Inc. and Computershare Trust Company, N.A., as Rights Agent
Spectrum Pharmaceuticals, Inc.
2018
Sublicense Agreement, dated December 21, 2007, by and among Cell Therapeutics, Inc., Biogen Idec Inc., Corixa Corporation, Coulter Pharmaceutical, Inc., The Regents of the...
Spectrum Pharmaceuticals, Inc.
Biotechnology
MI
2018
First Amendment to Rights Agreement, by and between Spectrum Pharmaceuticals, Inc. and Computershare Trust Company, N.A., as Rights Agent, dated October 13, 2017
Spectrum Pharmaceuticals, Inc.
Biotechnology
2017
SPECTRUM PHARMACEUTICALS, INC. Common Stock (par value $0.001 per share) AT MARKET ISSUANCE SALES AGREEMENT
Stock Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2017
CONFIDENTIAL LICENSE AND ASSET PURCHASE AGREEMENT DATED AS OF JANUARY 23, 2012 BETWEEN SPECTRUM PHARMACEUTICALS CAYMAN, L.P. AND BAYER PHARMA AG
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2017
SPECTRUM PHARMACEUTICALS, INC. 2009 INCENTIVE AWARD PLAN PERFORMANCE UNIT AWARD GRANT NOTICE
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2017
LICENSE AGREEMENT
License Agreements
Spectrum Pharmaceuticals, Inc.
2016
AMENDMENT TO LICENSE AND ASSET PURCHASE AGREEMENT
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2016
AMENDMENT NO. 1 TO CHANGE IN CONTROL SEVERANCE AGREEMENT
Change of Control Agreements
Spectrum Pharmaceuticals, Inc.
2016
CO-PROMOTION AGREEMENT
Spectrum Pharmaceuticals, Inc.
2016
LICENSE AND ASSET PURCHASE AGREEMENT DATED AS OF NOVEMBER 16, 2015 BETWEEN SPECTRUM PHARMACEUTICALS CAYMAN, L.P. AND MUNDIPHARMA INTERNATIONAL CORPORATION LIMITED
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2016
SPECTRUM PHARMACEUTICALS CAYMAN, L.P. and MUNDIPHARMA MEDICAL COMPANY SUPPLY AGREEMENT
Supply Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2016
SPECTRUM PHARMACEUTICALS, INC. AMENDMENT NO. 1 TO 2003 AMENDED AND RESTATED INCENTIVE AWARD PLAN
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2015
SPECTRUM PHARMACEUTICALS, INC. AMENDMENT NO. 1 TO 2009 INCENTIVE AWARD PLAN
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2015
FIRST AMENDMENT TO AMENDED AND RESTATED LICENSE, DEVELOPMENT AND COMMERCIALIZATION AGREEMENT
License Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2015
AMENDMENT NO. 2 TO CHANGE IN CONTROL SEVERANCE AGREEMENT
Change of Control Agreements
Spectrum Pharmaceuticals, Inc.
2015
Lease Agreement For 11500 S. Eastern Avenue, Suites 220, 240 & 270, Henderson, Nevada 89052 Between 11500 SouthEastern Avenue, LLC, a Nevada limited liability company Landlord and...
Limited Liability Company Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2014
FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Spectrum Pharmaceuticals, Inc.
2014
CHANGE IN CONTROL SEVERANCE AGREEMENT
Change of Control Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NV
2014
REGISTRATION RIGHTS AND STOCKHOLDER AGREEMENT
Registration Rights Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2014
SECOND AMENDMENT TO LEASE
Lease Agreements
Spectrum Pharmaceuticals, Inc.
2014
THIRD AMENDMENT TO LEASE
Lease Agreements
Spectrum Pharmaceuticals, Inc.
2014
FIFTH AMENDMENT TO LEASE
Lease Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2014
SIXTH AMENDMENT TO LEASE
Lease Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2014
SPECTRUM PHARMACEUTICALS, INC. AS ISSUER 2.75% CONVERTIBLESENIOR NOTES DUE 2018 INDENTURE DATED AS OF DECEMBER23, 2013 WILMINGTON TRUST, NATIONAL ASSOCIATION AS TRUSTEE TABLE OF...
Indenture Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2013
$100,000,000 SPECTRUMPHARMACEUTICALS, INC. 2.75% Convertible Senior Notes due 2018 PURCHASE AGREEMENT
Note Agreements
Spectrum Pharmaceuticals, Inc.
2013
AMENDED AND RESTATED LICENSE, DEVELOPMENT AND COMMERCIALIZATION AGREEMENT by and between ALLOS THERAPEUTICS, INC., aDelaware corporation and MUNDIPHARMA INTERNATIONAL CORPORATION...
License Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CO
2013
ALLOS THERAPEUTICS, INC. and MUNDIPHARMA MEDICAL COMPANY AMENDED AND RESTATED SUPPLY AGREEMENT TABLE OF CONTENTS
Supply Agreements
Spectrum Pharmaceuticals, Inc.
2013
SECURITIES PURCHASE AGREEMENT by and among SPECTRUM PHARMACEUTICALS, INC. EAGLE ACQUISITION MERGER SUB, INC. and THE SECURITYHOLDERS OF TALON THERAPEUTICS, INC. NAMED HEREIN JULY...
Merger Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2013
STOCK PURCHASE AGREEMENT by and among SPECTRUM PHARMACEUTICALS, INC., TALON THERAPEUTICS, INC. and EAGLE ACQUISITION MERGER SUB, INC. July 16, 2013 TABLE OF CONTENTS
Merger Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2013
CONTINGENT VALUE RIGHTS AGREEMENT
Spectrum Pharmaceuticals, Inc.
2013
EXCHANGE AGREEMENT
Exchange Agreements
Spectrum Pharmaceuticals, Inc.
2013
AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2013
LICENSE AGREEMENT
License Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2013
SUPPLY AGREEMENT
Supply Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2013
SECOND AMENDMENT TO SUBLEASE AGREEMENT
Lease Agreements
Spectrum Pharmaceuticals, Inc.
2013
SECOND AMENDMENT OF THE LICENSE, DEVELOPMENT, SUPPLY AND DISTRIBUTION AGREEMENT
License Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2013
FIRST AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2013
SPECTRUM PHARMACEUTICALS, INC. TERM SHEET FOR 2009 INCENTIVE AWARD PLAN NONQUALIFIED STOCK OPTION AWARD AWARDED TO NON-EMPLOYEE DIRECTORS
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2012
LICENSE AGREEMENT
License Agreements
Spectrum Pharmaceuticals, Inc.
2012
LICENSE-BACK AGREEMENT
Spectrum Pharmaceuticals, Inc.
2012
SUBLICENSE AGREEMENT
Spectrum Pharmaceuticals, Inc.
2012
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT MARKED WITH [***] HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE...
Exchange Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2012
SUBLICENSE AGREEMENT
Spectrum Pharmaceuticals, Inc.
Biotechnology
MI
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Spectrum Pharmaceuticals, Inc.
2012
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT MARKED WITH [***] HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO...
Supply Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2012
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT MARKED WITH [***] HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE...
Exchange Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2012
LICENSE AGREEMENT
License Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2012
MANUFACTURING AND SUPPLY AGREEMENT
Supply Agreements
Spectrum Pharmaceuticals, Inc.
2012
CREDIT AGREEMENT Dated as of September 5, 2012 among SPECTRUM PHARMACEUTICALS, INC., as the Borrower, THE SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, BANK OF...
Credit Agreements
Spectrum Pharmaceuticals, Inc.
2012
CONFIDENTIAL LICENSE AND ASSET PURCHASE AGREEMENT DATED AS OF JANUARY 23, 2012 BETWEEN SPECTRUM PHARMACEUTICALS CAYMAN, L.P. AND BAYER PHARMA AG TABLE OF CONTENTS
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
2012
AGREEMENT AND PLAN OF MERGER among: SPECTRUM PHARMACEUTICALS, INC., a Delaware corporation; SAPPHIRE ACQUISITION SUB, INC., a Delaware corporation; and ALLOS THERAPEUTICS, INC., a...
Merger Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2012
CONTINGENT VALUE RIGHTS AGREEMENT
Spectrum Pharmaceuticals, Inc.
2012
TENDER AND VOTING AGREEMENT
Voting Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2012
FIRST AMENDMENT TO SUBLEASE AGREEMENT
Lease Agreements
Spectrum Pharmaceuticals, Inc.
2012
EX-101 INSTANCE DOCUMENT
Spectrum Pharmaceuticals, Inc.
Biotechnology
2011
EX-101 INSTANCE DOCUMENT
Spectrum Pharmaceuticals, Inc.
2011
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2011
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2011
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2011
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2011
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2011
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2011
RIGHTS AGREEMENT between SPECTRUM PHARMACEUTICALS, INC., and COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent, Dated as of December 13, 2010
Registration Rights Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2010
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2010
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2010
Maximizing the growth potential of our marketed drugs, Zevalin and Fusilev. Our near-term outlook largely depends on sales and marketing successes for our two marketed drugs. For...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2010
Rodman & Renshaw, LLC 1251 Avenue of the Americas, 20th Floor, New York, NY 10020 Tel: 212 ###-###-#### Fax: 212 ###-###-#### www.rodm.com Member: FINRA, SIPC
Spectrum Pharmaceuticals, Inc.
2009
COMMON STOCK PURCHASE WARRANT
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
2009
Exhibit Number
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2009
Financial Statements
Spectrum Pharmaceuticals, Inc.
2009
Financial Statements
Spectrum Pharmaceuticals, Inc.
2009
Financial Statements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2009
Financial Statements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2009
SPECTRUM PHARMACEUTICALS, INC. 2003 AMENDED AND RESTATED INCENTIVE AWARD PLAN
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2009
Rodman & Renshaw, LLC 1251 Avenue of the Americas, 20thFloor, New York, NY 10020 Tel: 212 ###-###-#### Fax: 212 ###-###-#### www.rodm.com Member: FINRA, SIPC
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2009
COMMON STOCK PURCHASE WARRANT SPECTRUM PHARMACEUTICALS, INC. Warrant Shares: Issue Date: July _____, 2009 Warrant Number:
Stock Agreements
Spectrum Pharmaceuticals, Inc.
2009
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
2009
Rodman & Renshaw, LLC 1251 Avenue of the Americas, 20thFloor, New York, NY 10020 Tel: 212 ###-###-#### Fax: 212 ###-###-#### www.rodm.com Member: FINRA, SIPC
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2009
COMMON STOCK PURCHASE WARRANT SPECTRUM PHARMACEUTICALS, INC. Warrant Shares: Issue Date: June , 2009 Warrant Number:
Stock Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2009
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
2009
Rodman & Renshaw, LLC 1251 Avenue of the Americas, 20th Floor, New York, NY 10020 Tel: 212 ###-###-#### Fax: 212 ###-###-#### www.rodm.com Member: FINRA, SIPC
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2009
COMMON STOCK PURCHASE WARRANT
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2009
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2009
(In Thousands, Except Share and Per
Share Agreements
Spectrum Pharmaceuticals, Inc.
2009
Exhibit Number
Spectrum Pharmaceuticals, Inc.
2009
Maximizing the growth potential for our marketed drugs, Fusilev and Zevalin. The companys near-term outlook depends on sales and marketing successes associated with our two...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2009
Maximizing the growth potential for our marketed drugs, Fusilev and Zevalin. The companys near-term outlook depends on sales and marketing successes associated with our two...
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2009
PURCHASE AND FORMATION AGREEMENT
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2008
(In Thousands, Except Share and Per
Share Agreements
Spectrum Pharmaceuticals, Inc.
2008
(In Thousands, Except Share and Per
Share Agreements
Spectrum Pharmaceuticals, Inc.
2008
(In Thousands, Except Share and Per
Share Agreements
Spectrum Pharmaceuticals, Inc.
2008
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Spectrum Pharmaceuticals, Inc.
2008
(In Thousands, Except Share and Per
Share Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2007
(In Thousands, Except Share and Per
Share Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2007
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2007
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2007
Exhibit No
Spectrum Pharmaceuticals, Inc.
2007
Exhibit No
Spectrum Pharmaceuticals, Inc.
2007
Pursuant to 17 CFR 240.24b-2, confidential information has been omitted in places marked [* * *] and has been filed separately with the Securities and Exchange Commission pursuant...
Exchange Agreements
Spectrum Pharmaceuticals, Inc.
2007
Pursuant to 17 CFR 240.24b-2, confidential information has been omitted in places marked [* * *] and has been filed separately with the Securities and Exchange Commission pursuant...
Spectrum Pharmaceuticals, Inc.
Biotechnology
2007
Pursuant to 17 CFR 240.24b-2, confidential information has been omitted in places marked [* * *] and has been filed separately with the Securities and Exchange Commission pursuant...
Exchange Agreements
Spectrum Pharmaceuticals, Inc.
2007
SECOND AMENDMENT TO LICENCE AGREEMENT
Spectrum Pharmaceuticals, Inc.
2007
AMENDMENTNO. 5 TOTHE RIGHTSAGREEMENT DATEDAS OF DECEMBER 13, 2000 BYAND BETWEEN SPECTRUMPHARMACEUTICALS, INC. AND U.S.STOCK TRANSFER CORPORATION
Spectrum Pharmaceuticals, Inc.
2006
Confidential treatmenthas been requested for portions of this Exhibit. The copy filed herewith omits the information subject to the confidentiality request.Omissions are...
Exchange Agreements
Spectrum Pharmaceuticals, Inc.
2006
SPECTRUM PHARMACEUTICALS, INC. THIRD AMENDED AND RESTATED 1997 STOCK INCENTIVE PLAN (As Amended and Restated Effective as of September 26, 2006)
Bonus & Incentive Agreements
Spectrum Pharmaceuticals, Inc.
2006
LICENSE AGREEMENT
License Agreements
Spectrum Pharmaceuticals, Inc.
2006
MANUFACTURING AND SUPPLY AGREEMENT
Supply Agreements
Spectrum Pharmaceuticals, Inc.
2006
FOURTH AMENDMENT TO THE RIGHTS AGREEMENT
Spectrum Pharmaceuticals, Inc.
2006
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2006
Eight proprietary drug product candidates, or drug products with respect to which we have patent rights, either directly or through licensing, under development, including one in...
Development Agreements
Spectrum Pharmaceuticals, Inc.
2006
Eight proprietary drug product candidates, or drug products with respect to which we have patent rights, either directly or through licensing, under development, including one in...
Development Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
DE
2006
Eight proprietary drug product candidates, or drug products with respect to which we have patent rights, either directly or through licensing, under development, including one in...
Development Agreements
Spectrum Pharmaceuticals, Inc.
2006
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2005
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2005
(In Thousands, Except Share and Per
Share Agreements
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2005
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2005
Recapitalized the Company by securing over $55 million in equity financing
Financing Agreements
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2005
Description of Document
Spectrum Pharmaceuticals, Inc.
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
Description of Document
Spectrum Pharmaceuticals, Inc.
2004
Description of Document
Spectrum Pharmaceuticals, Inc.
2004
(In Thousands, Except Share and
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
(In Thousands, Except Share and
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
2004
In Thousands, Except Share and Per Share Data
Share Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2004
Investor Rights Agreement dated as of April 20, 2004, by and among Spectrum and the persons listed on Schedule 1 attached thereto
Investor Rights Agreements
Spectrum Pharmaceuticals, Inc.
2004
Investor Rights Agreement dated as of April 20, 2004, by and among Spectrum and the persons listed on Schedule 1 attached thereto
Investor Rights Agreements
Spectrum Pharmaceuticals, Inc.
2004
Investor Rights Agreement dated as of April 20, 2004, by and among Spectrum and the persons listed on Schedule 1 attached thereto
Investor Rights Agreements
Spectrum Pharmaceuticals, Inc.
2004
Drug Candidate
Spectrum Pharmaceuticals, Inc.
Biotechnology
2004
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
2003
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
2003
Registration Rights Agreement dated as of August 13, 2003, by and among Spectrum and the persons listed on Schedule 1 attached thereto
Registration Rights Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2003
Registration Rights Agreement dated as of August 13, 2003, by and among Spectrum and the persons listed on Schedule 1 attached thereto
Registration Rights Agreements
Spectrum Pharmaceuticals, Inc.
2003
Registration Rights Agreement dated as of August 13, 2003, by and among Spectrum and the persons listed on Schedule 1 attached thereto
Registration Rights Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2003
WARRANT Dated: January 16, 2003 Number SPPI***
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
2003
EXHIBIT A EXHIBIT B SCHEDULE 1 Purchaser Shares Purchase Price Warrant Shares Cranshire Capital, LP 88,889 $200,000.25 22,222 Omicron Master Trust 88,889 $200,000.25 22,222 ICN...
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
2003
WARRANT Dated: December 13, 2002 Number SPPI***
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Spectrum Pharmaceuticals, Inc.
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
MA
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2002
CONFIDENTIAL RETIREMENT AGREEMENT AND GENERAL RELEASE
Retirement Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2002
Form of Warrant dated as of July 8, 2002
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
2002
Form of Warrant dated as of July 8, 2002
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
2002
Form of Warrant dated as of June 7, 2002
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
2002
Form of Warrant dated as of June 7, 2002
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
Form of Warrant
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
2002
Form of Warrant
Warrant Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
Letter Agreement, dated as of November 19, 2001, by and between NeoTherapeutics, Inc. and Ladenburg Thalmann & Co., Inc
Spectrum Pharmaceuticals, Inc.
Biotechnology
NY
2001
Amendment to Sales Agreement, dated as of October 19, 2001, by and between Registrant and Cantor Fitzgerald & Co
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2001
Amendment to Sales Agreement, dated as of October 19, 2001, by and between Registrant and Cantor Fitzgerald & Co
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2001
Amendment to Sales Agreement, dated as of October 19, 2001, by and between Registrant and Cantor Fitzgerald & Co
Sales Agreements
Spectrum Pharmaceuticals, Inc.
2001
Stock Purchase Agreement dated as of August 13, 2001, by and among the Registrant, NeoGene Technologies, Inc., Montrose Investments Ltd. and Strong River Investments, Inc
Stock Agreements
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2001
Drug Candidate
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2004
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
2003
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
2003
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
2003
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
2003
PART I. FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
2003
PART I. FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
2003
PART I. FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
2003
Legal Proceedings
Spectrum Pharmaceuticals, Inc.
2003
Legal Proceedings
Spectrum Pharmaceuticals, Inc.
2003
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
2002
FINANCIAL INFORMATION
Spectrum Pharmaceuticals, Inc.
Biotechnology
CA
2002