Specialty Underwriters Alliance, Inc. Contracts & Agreements
151 Contracts & Agreements
- Business Finance (58 contracts)
- Business Operations (2)
- Human Resources (24)
- Intellectual Property (4)
- Mergers & Acquisitions (1)
- Real Estate (3)
- Uncategorized (59)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- Fixed maturity investments, at fair value (amortized cost: $231,131 and $220,744) (Filed With SEC on August 7, 2009)
- AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 21, 2009 AMONG TOWER GROUP, INC., (Filed With SEC on July 24, 2009)
- AEON Insurance Group, Inc (Filed With SEC on March 6, 2009)
- AEON Insurance Group, Inc (Filed With SEC on March 6, 2009)
- AEON Insurance Group, Inc (Filed With SEC on March 6, 2009)
- AEON Insurance Group, Inc (Filed With SEC on March 6, 2009)
- AEON Insurance Group, Inc (Filed With SEC on March 6, 2009)
- AEON Insurance Group, Inc (Filed With SEC on March 6, 2009)
- AEON Insurance Group, Inc (Filed With SEC on March 6, 2009)
- EMPLOYMENT AGREEMENT (Filed With SEC on August 8, 2008)
- EMPLOYMENT AGREEMENT (Filed With SEC on August 8, 2008)
- EMPLOYMENT AGREEMENT (Filed With SEC on August 8, 2008)
- CHANGE IN CONTROL AGREEMENT (Filed With SEC on August 8, 2008)
- CHANGE IN CONTROL AGREEMENT (Filed With SEC on August 8, 2008)
- CHANGE IN CONTROL AGREEMENT (Filed With SEC on August 8, 2008)
- CHANGE IN CONTROL AGREEMENT (Filed With SEC on August 8, 2008)
- CHANGE IN CONTROL AGREEMENT (Filed With SEC on August 8, 2008)
- Form of Deferred Stock Award Agreement (Filed With SEC on May 12, 2008)
- Amendment to Lease (Filed With SEC on March 7, 2008)
- Amended and Restated Securities Purchase Agreement (Filed With SEC on March 7, 2008)
- Amendment to the partner Agent Program Agreement (Filed With SEC on March 7, 2008)
- Amended and Restated Securities Purchase Agreement (Filed With SEC on March 7, 2008)
- Amended and Restated Securities Purchase Agreement (Filed With SEC on March 7, 2008)
- Second Amendment to Lease (Filed With SEC on March 7, 2008)
- Form of Deferred Stock Award Agreement (Filed With SEC on March 7, 2008)
- Fixed maturity investments, at fair value (amortized cost: $164,831 and $145,581) (Filed With SEC on November 2, 2007)
- Fixed maturity investments, at fair value (amortized cost: $164,831 and $145,581) (Filed With SEC on November 2, 2007)
- Fixed maturity investments, at fair value (amortized cost: $164,831 and $145,581) (Filed With SEC on November 2, 2007)
- Fixed maturity investments, at fair value (amortized cost: $164,831 and $145,581) (Filed With SEC on November 2, 2007)
- Fixed maturity investments, at fair value (amortized cost: $164,831 and $145,581) (Filed With SEC on November 2, 2007)
- Fixed maturity investments, at fair value (amortized cost: $164,831 and $145,581) (Filed With SEC on November 2, 2007)
- Fixed maturity investments, at fair value (amortized cost: $164,831 and $145,581) (Filed With SEC on November 2, 2007)
- Fixed maturity investments, at fair value (amortized cost: $166,368 and $145,581) (Filed With SEC on August 6, 2007)
- Fixed maturity investments, at fair value (amortized cost: $153,408 and $145,581) (Filed With SEC on May 4, 2007)
- Fixed maturity investments, at fair value (amortized cost: $153,408 and $145,581) (Filed With SEC on May 4, 2007)
- Fixed maturity investments, at fair value (amortized cost: $153,408 and $145,581) (Filed With SEC on May 4, 2007)
- AMENDMENT NO. 3 TO THE SPECIALTY UNDERWRITERS ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENT (Filed With SEC on March 1, 2007)
- Amendment No.2 to Partner Agent Program Agreement (Filed With SEC on May 9, 2006)
- Amendment No. 1 to the Partner Agent Program Agreement (Filed With SEC on March 6, 2006)
- Partner Agent Program Agreement (Filed With SEC on March 6, 2006)
- Securities Purchase Agreement (Filed With SEC on March 6, 2006)
- Partner Agent Agreement (Filed With SEC on August 12, 2005)
- Securities Purchase Agreement (Filed With SEC on August 12, 2005)
- Partner Agent Agreement dated May 11, 2005 (Filed With SEC on May 31, 2005)
- Securities Purchase Agreement dated May 11, 2005 (Filed With SEC on May 31, 2005)
- OFFICE LEASE AGREEMENT Between 222 SOUTH RIVERSIDE PROPERTY LLC, AS LANDLORD and SUA INSURANCE COMPANY, AS TENANT Dated: February 7, 2005 222 SOUTH RIVERSIDE PLAZA CHICAGO,... (Filed With SEC on March 31, 2005)
- AMENDMENT NO. 1 TO THE SPECIALTY UNDERWRITERS ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENT (Filed With SEC on March 31, 2005)
- AMENDMENT NO. 5 TO STOCK PURCHASE AGREEMENT (Filed With SEC on December 27, 2004)
- SPECIALTY UNDERWRITERS ALLIANCE, INC. 12,700,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on November 12, 2004)
- 2004 STOCK OPTION PLAN OF SPECIALTY UNDERWRITERS ALLIANCE, INC. (As Amended and RestatedAs of November 11, 2004) (Filed With SEC on November 12, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 12, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 12, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 12, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 12, 2004)
- FIRST AMENDMENT TO AMENDED AND RESTATED SENIOR LOAN AND SECURITY AGREEMENT (Filed With SEC on November 12, 2004)
- FIRST AMENDMENT TO AMENDED AND RESTATED SUBORDINATED LOAN AND SECURITY AGREEMENT (Filed With SEC on November 12, 2004)
- VOTING AGREEMENT (Filed With SEC on November 12, 2004)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 12, 2004)
- STOCK PURCHASE AGREEMENT (Filed With SEC on November 12, 2004)
- THIRD AMENDMENT TO THE SOFTWARE LICENSE MAINTENANCE AND SUPPORT AGREEMENT BY AND BETWEEN ISO STRATEGIC SOLUTIONS, INC. AND SPECIALTY UNDERWRITERS ALLIANCE, INC. (Filed With SEC on November 12, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 10, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 10, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 10, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on November 10, 2004)
- SPECIALTY UNDERWRITERS ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENT (Filed With SEC on November 10, 2004)
- SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 10, 2004)
- Sincerely, SPECIALTY UNDERWRITERS ALLIANCE, INC. By: /s/ Courtney C. Smith Name: Courtney C. Smith Title: President & CEO ACCEPTED AND AGREED: RISK TRANSFER HOLDINGS, INC. By: /s/... (Filed With SEC on November 10, 2004)
- RISK TRANSFER HOLDINGS, INC. Promissory Note $1,000,000.00 November 3, 2004 New York, New York (Filed With SEC on November 10, 2004)
- FIRST AMENDMENT TO THE SOFTWARE LICENSE MAINTENANCE AND SUPPORTAGREEMENT BY AND BETWEEN ISO STRATEGIC SOLUTIONS, INC. AND SPECIALTY UNDERWRITERS ALLIANCE, INC. (Filed With SEC on November 10, 2004)
- SECOND AMENDMENT TO THE SOFTWARE LICENSE MAINTENANCE AND SUPPORTAGREEMENT BY AND BETWEEN ISO STRATEGIC SOLUTIONS, INC. AND SPECIALTY UNDERWRITERS ALLIANCE, INC. (Filed With SEC on November 10, 2004)
- SPECIALTY UNDERWRITERS ALLIANCE, INC. 20,000,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on November 5, 2004)
- WARRANT (Filed With SEC on October 25, 2004)
- WARRANT (Filed With SEC on October 25, 2004)
- WARRANT (Filed With SEC on October 25, 2004)
- WARRANT (Filed With SEC on October 25, 2004)
- WARRANT (Filed With SEC on October 25, 2004)
- AMENDMENT NO. 4 TO STOCK PURCHASE AGREEMENT (Filed With SEC on October 20, 2004)
- 2004 STOCK OPTION PLAN OF SPECIALTY UNDERWRITERS ALLIANCE, INC. (As Amended and Restated) (Filed With SEC on October 20, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on October 20, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on October 20, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on October 20, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on October 20, 2004)
- SPECIALTY UNDERWRITERS ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENT (Filed With SEC on October 20, 2004)
- AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 20, 2004)
- SPECIALTY UNDERWRITERS ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENT (Filed With SEC on October 20, 2004)
- AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 20, 2004)
- SPECIALTY UNDERWRITERS ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENT (Filed With SEC on October 20, 2004)
- AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 20, 2004)
- Sincerely, SPECIALTY UNDERWRITERS ALLIANCE, INC. By: /s/ Courtney C. Smith Name: Courtney C. Smith Title: President & CEO ACCEPTED AND AGREED: AEON INSURANCE GROUP, INC. By: /s/... (Filed With SEC on October 20, 2004)
- AEON INSURANCE GROUP, INC. Promissory Note $1,000,000.00 September 30, 2004 New York, New York (Filed With SEC on October 20, 2004)
- Sincerely, SPECIALTY UNDERWRITERSALLIANCE, INC. By: /S/ Courtney C. Smith Name: Courtney C. Smith Title: President & CEO ACCEPTED AND AGREED: AMERICAN TEAM MANAGERS INSURANCE... (Filed With SEC on October 20, 2004)
- AMERICAN TEAM MANAGERS INSURANCE SERVICES, INC. Promissory Note $1,000,000.00 August 16th, 2004 New York, New York (Filed With SEC on October 20, 2004)
- Sincerely, SPECIALTY UNDERWRITERS ALLIANCE, INC. By: /s/ Courtney C. Smith Name: Courtney C. Smith Title: President & CEO ACCEPTED AND AGREED: Specialty Risk Solutions, LLC By:... (Filed With SEC on October 20, 2004)
- SPECIALTY RISK SOLUTIONS, LLC Promissory Note $1,000,000.00 August 16th, 2004 New York, New York (Filed With SEC on October 20, 2004)
- W I T N E S E T H: (Filed With SEC on September 17, 2004)
- AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT (Filed With SEC on September 17, 2004)
- AMENDMENT NO. 2 TO STOCK PURCHASE AGREEMENT (Filed With SEC on September 17, 2004)
- AMENDMENT NO. 3 TO STOCK PURCHASE AGREEMENT (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SENIOR SECURED NOTE Up to $2,000,000 As of December 12, 2003 Amended and Restated as of July 23, 2004 (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SUBORDINATED NOTE (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SUBORDINATED NOTE (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SUBORDINATED NOTE (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SUBORDINATED NOTE (Filed With SEC on September 17, 2004)
- SENIOR SECURED NOTE Up to $1,450,000 As of July 23, 2004 (Filed With SEC on September 17, 2004)
- WARRANT (Filed With SEC on September 17, 2004)
- WARRANT (Filed With SEC on September 17, 2004)
- WARRANT (Filed With SEC on September 17, 2004)
- WARRANT (Filed With SEC on September 17, 2004)
- WARRANT (Filed With SEC on September 17, 2004)
- WARRANT (Filed With SEC on September 17, 2004)
- WARRANT (Filed With SEC on September 17, 2004)
- WARRANT (Filed With SEC on September 17, 2004)
- MANAGEMENT AND ADMINISTRATIVE SERVICES AGREEMENT BY AND BETWEEN SPECIALTY UNDERWRITERS ALLIANCE, INC. AND SYNDICATED SERVICES COMPANY, INC. CONTENTS PREAMBLE Section One... (Filed With SEC on September 17, 2004)
- Page 2/6 (Filed With SEC on September 17, 2004)
- ADDENDUM I (Filed With SEC on September 17, 2004)
- 2004 STOCK OPTION PLAN OF SPECIALTY UNDERWRITERS ALLIANCE, INC. (As Amended and Restated) (Filed With SEC on September 17, 2004)
- ADDENDUM II (Filed With SEC on September 17, 2004)
- By: /s/ Patrick Sullivan Name: Patrick SullivanTitle: Senior Vice President (Filed With SEC on September 17, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on September 17, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on September 17, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on September 17, 2004)
- EMPLOYMENT AGREEMENT (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SENIOR LOAN AND SECURITY AGREEMENT among FRIEDMAN, BILLINGS, RAMSEY GROUP, INC. and STANDARD AMERICAN INSURANCE LIMITED, as Senior Lenders, and SPECIALTY... (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SUBORDINATED LOAN AND SECURITY AGREEMENT among COURTNEY SMITH, PETER JOKIEL, WILLIAM LODER, and GARY FERGUSON, as Subordinated Lenders, and SPECIALTY... (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED INTERCREDITOR AND SUBORDINATION AGREEMENT (Filed With SEC on September 17, 2004)
- SPECIALTY UNDERWRITERS ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENT (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 17, 2004)
- SPECIALTY UNDERWRITERS ALLIANCE, INC. PARTNER AGENT PROGRAM AGREEMENT (Filed With SEC on September 17, 2004)
- AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT (Filed With SEC on September 17, 2004)
- SOFTWARE LICENSE, MAINTENANCE AND SUPPORT AGREEMENT (Filed With SEC on September 17, 2004)
- Master Software Salesand Services Agreement (Americas) (Filed With SEC on September 17, 2004)
- WARRANT EXCHANGE AGREEMENT (Filed With SEC on September 17, 2004)
- By: /s/ Christopher M. McGhee Name: Christopher M. McGheeTitle: Managing Director (Filed With SEC on September 17, 2004)
- Sincerely, SPECIALTY UNDERWRITERSALLIANCE, INC. By: /S/ Courtney C. Smith Name: Courtney C. Smith Title: President & CEO ACCEPTED AND AGREED: AMERICAN TEAM MANAGERS INSURANCE... (Filed With SEC on September 17, 2004)
- AMERICAN TEAM MANAGERS INSURANCE SERVICES, INC. Promissory Note $** August 16th, 2004 New York, New York (Filed With SEC on September 17, 2004)
- Sincerely, SPECIALTY UNDERWRITERS ALLIANCE, INC. By: /s/ Courtney C. Smith Name: Courtney C. Smith Title: President & CEO ACCEPTED AND AGREED: Specialty Risk Solutions, LLC By:... (Filed With SEC on September 17, 2004)
- SPECIALTY RISK SOLUTIONS, LLC Promissory Note $** August 16th, 2004 New York, New York (Filed With SEC on September 17, 2004)
- Sincerely, SYNDICATED SERVICES COMPANY, INC. By: /s/ George P. Lagos Name: George P. Lagos Title: President (Filed With SEC on September 17, 2004)
