Sotheby's Contracts & Agreements

Agreement and Plan of Merger, dated June 16, 2019, by and among Sothebys, BidFair USA LLC and BidFair MergeRight Inc (Filed With SEC on June 17, 2019)

Separation Agreement, dated December 3, 2018, between the Company and Adam Chinn (Filed With SEC on February 28, 2019)

Master Confirmation - Accelerated Stock Repurchases, dated as of December 13, 2018 between JPMorgan Chase Bank, National Association, and Sotheby's (Filed With SEC on February 28, 2019)

Master Confirmation - Uncollared Accelerated Share Repurchase Program, dated as of September 11, 2018, between HSBC Bank USA and Sotheby's (Filed With SEC on November 1, 2018)

Letter Agreement between HSBC Bank USA, National Association, as Agent, and 1334 York, LLC dated October 18, 2018 (Filed With SEC on November 1, 2018)

Sotheby's Stock Compensation Plan for Non-Employee Directors, as amended and restated on May 7, 2015, effective May 7, 2015 (Filed With SEC on March 1, 2018)

Sotheby's Amended and Restated Deferred Compensation Plan, dated November 1, 2017 and effective January 1, 2018 (Filed With SEC on March 1, 2018)

Indenture, dated as of December 12, 2017, for the 4.875% Senior Notes due 2025 among Sothebys, as Issuer, the Initial Subsidiary Guarantors Party thereto and U.S. Bank National... (Filed With SEC on December 12, 2017)

Amendment No. 1 to Sothebys Executive Severance Plan (Filed With SEC on November 3, 2017)

Exhibit 10.1 SOTHEBYS NEVADA, INC. 1334 York Avenue New York, New York 10021 (Filed With SEC on August 3, 2017)

FIRST AMENDMENT TO LOAN AGREEMENT AND GUARANTY OF RECOURSE CARVEOUTS Dated as of June 21, 2017 Between 1334 YORK, LLC, as Borrower, and SOTHEBYS, as Guarantor and HSBC BANK USA,... (Filed With SEC on June 21, 2017)

Exhibit 10.1 SOTHEBYS NEVADA, INC. 1334 York Avenue New York, New York 10021 (Filed With SEC on May 10, 2017)

FOURTH AMENDED AND RESTATED SOTHEBYS RESTRICTED STOCK UNIT PLAN Effective as of February 7, 2017 (Filed With SEC on February 27, 2017)

SOTHEBYS FIRST AMENDED AND RESTATED EXECUTIVE SEVERANCE BENEFITS PLAN Effective February 7, 2017 (Filed With SEC on February 27, 2017)

* * * * * * * * * * * * * * * * * (Filed With SEC on February 27, 2017)

SHARE REPURCHASE AGREEMENT (Filed With SEC on October 4, 2016)

Confidentiality Agreement (Filed With SEC on October 4, 2016)

SOTHEBYS COMPENSATION RECOUPMENT POLICY (Filed With SEC on August 8, 2016)

SOTHEBYS NEVADA, INC. 5600 Spring Mountain Road, Suite 104 Las Vegas, Nevada 89102 (Filed With SEC on May 9, 2016)

EXHIBIT A DEFINITIONS (Filed With SEC on May 9, 2016)

* * * * * * * * * * * * * * * * * (Filed With SEC on May 9, 2016)

SOTHEBYS EXECUTIVE SEVERANCE BENEFITS PLAN (Filed With SEC on May 9, 2016)

SOTHEBY'S RESTRICTED STOCK UNIT PLAN PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on February 26, 2016)

JPMorgan Chase Bank, National Association Organised under the laws of the United States as a National Banking Association. Main Office 1111 Polaris Parkway, Columbus, Ohio 43240... (Filed With SEC on November 9, 2015)

AMENDMENT NO. 1 TO AMENDED AND RESTATED AUCTION GUARANTY SIDE LETTER (Filed With SEC on November 9, 2015)

Severance Agreement (Filed With SEC on August 7, 2015)

AMENDMENT NO. 1 TO AMENDED AND RESTATED AUCTION CREDIT AGREEMENT AND AMENDED AND RESTATED SFS CREDIT AGREEMENT (Filed With SEC on August 7, 2015)

LOAN AGREEMENT Dated as of July 1, 2015 Between 1334 YORK, LLC, as Borrower and HSBC BANK USA, NATIONAL ASSOCIATION, as Agent, THE LENDERS NAMED HEREIN, as Lenders, and HSBC BANK... (Filed With SEC on July 6, 2015)

GUARANTY OF RECOURSE CARVEOUTS (Filed With SEC on July 6, 2015)

ENVIRONMENTAL INDEMNITY AGREEMENT (Filed With SEC on July 6, 2015)

SOTHEBYS NEVADA, INC. 5600 Spring Mountain Road, Suite 104 Las Vegas, Nevada 89102 (Filed With SEC on May 11, 2015)

RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on May 11, 2015)

RESTRICTED STOCK AGREEMENT (Filed With SEC on May 11, 2015)

SOTHEBY'S RESTRICTED STOCK UNIT PLAN PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on May 11, 2015)

Severance Agreement (Filed With SEC on May 11, 2015)

Employment Agreement (Filed With SEC on March 18, 2015)

SOTHEBY'S RESTRICTED STOCK UNIT PLAN PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on March 2, 2015)

SOTHEBY'S RESTRICTED STOCK UNIT PLAN RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on March 2, 2015)

FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED SOTHEBYS RESTRICTED STOCK UNIT PLAN (Filed With SEC on March 2, 2015)

SOTHEBY'S RESTRICTED STOCK UNIT PLAN PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on March 2, 2015)

SOTHEBY'S RESTRICTED STOCK UNIT PLAN RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on March 2, 2015)

[Letterhead of Sothebys] (Filed With SEC on January 6, 2015)

[Letterhead of Sothebys] Severance Agreement (Filed With SEC on January 6, 2015)

AMENDMENT NO. 1 TO RIGHTS AGREEMENT (Filed With SEC on May 7, 2014)

[Letterhead of Sothebys] (Filed With SEC on December 24, 2013)

[Letterhead of Sothebys] Severance Agreement (Filed With SEC on December 24, 2013)

[Letterhead of Sothebys] Severance Agreement Amendment (Filed With SEC on December 24, 2013)

[Letterhead of Sothebys] Severance Agreement (Filed With SEC on December 24, 2013)

CONSENT MEMORANDUM TO:Sothebys Bank GroupFROM:General Electric Capital Corporation, as AgentRE:Rights AgreementDATE:October 4, 2013 (Filed With SEC on November 12, 2013)

Severance Agreement (Filed With SEC on November 12, 2013)

/s/ Patrick McClymontSeptember 22, 2013NAMEDate Sothebys New Employee Policy & Confidentiality Agreement for the Americas (Filed With SEC on November 12, 2013)

TRANSITION AGREEMENT (Filed With SEC on November 12, 2013)

SOTHEBYS (Filed With SEC on October 4, 2013)

[REMAINDER OF THIS PAGE LEFT INTENTIONALLY BLANK] (Filed With SEC on August 6, 2013)

SOTHEBY'S NEVADA, INC 5600 Spring Mountain Road, Suite 104 Las Vegas, Nevada 89102 (Filed With SEC on May 9, 2013)

Severance Agreement (Filed With SEC on December 21, 2012)

CONSENT AND AMENDMENT NO. 5 TO CREDIT AGREEMENT (Filed With SEC on November 8, 2012)

AMENDMENT NO. 6 TO CREDIT AGREEMENT (Filed With SEC on November 8, 2012)

JOINT VENTURE CONTRACT BETWEEN BEIJING GEHUA ART COMPANY (LN/l) AND SOTHEBY'S HONG KONG LIMITED FOR THE ESTABLISHMENT OF SOTHEBY'S (BEIJING) AUCTION CO., LTD. (VPl) 3 September... (Filed With SEC on November 8, 2012)

JOINT VENTURE CONTRACT BETWEEN BEIJING GEHUA ART COMPANY AND SOTHEBY'S HONG KONG LIMITED FOR THE ESTABLISHMENT OF SOTHEBY'S (BEIJING) AUCTION CO., LTD. 3 September 2012 TABLE OF... (Filed With SEC on November 8, 2012)

SOTHEBYS, as Issuer and THE INITIAL SUBSIDIARY GUARANTORS PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee Indenture Dated as of September 27, 2012 5.25% SeniorNotes due... (Filed With SEC on September 27, 2012)

SOTHEBY'S NEVADA, INC 5600 Spring Mountain Road, Suite 104 Las Vegas, Nevada 89102 (Filed With SEC on May 10, 2012)

Severance Agreement (Filed With SEC on July 7, 2011)

SECOND AMENDMENT TO THE AMENDED AND RESTATED SOTHEBYS 1998 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on May 11, 2010)

AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on March 1, 2010)

EXHIBIT 10.1 April 27, 2009 (Filed With SEC on April 28, 2009)

SOTHEBYS (Filed With SEC on April 28, 2009)

EXHIBIT 10.3 April 27, 2009 (Filed With SEC on April 28, 2009)

EXHIBIT 10.4 April 27, 2009 (Filed With SEC on April 28, 2009)

Sothebys 1334 York Avenue New York, New York 10021 (Filed With SEC on March 23, 2009)

AMENDMENT NO. 7 TO THE AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on November 10, 2008)

AMENDMENT NO. 8 TO THE AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 6, 2008 (Filed With SEC on November 10, 2008)

SOTHEBYS as Issuer AND THE INITIAL SUBSIDIARY GUARANTORS PARTY HERETO AND U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of June 17, 2008 3.125% Convertible Senior... (Filed With SEC on August 6, 2008)

SOTHEBYS, as Issuer and THE INITIAL SUBSIDIARY GUARANTORS PARTY HERETO and U.S. BANK NATIONAL ASSOCIATION as Trustee ______________ Indenture Dated as of June 17, 2008... (Filed With SEC on August 6, 2008)

REGISTRATION RIGHTS AGREEMENT by and among Sothebys, Sothebys, Inc., Sothebys.com LLC, Sothebys Fine Art Holdings, Inc., Sothebys Financial Services, Inc., Sothebys Financial... (Filed With SEC on August 6, 2008)

FIRST AMENDMENT TO SOTHEBYS STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (Filed With SEC on February 27, 2008)

CONSENT AND AMENDMENT NO. 5 TO THE AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on February 27, 2008)

Severance Agreement (Filed With SEC on February 27, 2008)

FIRST AMENDMENT TO SOTHEBY'S AMENDED AND RESTATED RESTRICTED STOCK PLAN (Filed With SEC on August 9, 2007)

FORM OF SOTHEBY'S AMENDED AND RESTATED RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on August 9, 2007)

FORM OF SOTHEBY'S AMENDED AND RESTATED RESTRICTED STOCK PLAN RESTRICTED STOCK ENTITLEMENT AGREEMENT (Filed With SEC on August 9, 2007)

SOTHEBYS EXECUTIVE BONUS PLAN AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2007 -i- (Filed With SEC on May 11, 2007)

SOTHEBYS 1998 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (As Amended And Restated Effective May 7, 2007) (Filed With SEC on May 11, 2007)

Severance Agreement (Filed With SEC on May 8, 2007)

AMENDMENT NO. 3 TO THE AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on May 8, 2007)

SOTHEBYS NEVADA, INC. 5600 Spring Mountain Road, Suite 104 Las Vegas, Nevada 89102 (Filed With SEC on May 8, 2007)

FIRST AMENDMENT TO SOTHEBY'S, INC. 2005 BENEFIT EQUALIZATION PLAN (Filed With SEC on March 1, 2007)

SOTHEBYS DEFERRED COMPENSATION PLAN (Filed With SEC on March 1, 2007)

TERMS OF EMPLOYMENT FOR WILLIAM F. RUPRECHT ("EXECUTIVE") (Filed With SEC on March 1, 2007)

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Sotheby's Contracts & Agreements