SolarWindow Technologies, Inc. Contracts & Agreements

137 Contracts & Agreements
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Filed
Amended Bridge Loan Agreement
Loan Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2014
Form of Stock Option Grant and Grant Agreement dated as of April 8, 2024 between SolarWindow Technologies, Inc., and each of Joseph Sierchio, Robert Levine, Timothy Bullinger and...
Stock Agreements
SolarWindow Technologies, Inc.
2024
Form of Stock Option Grant and Grant Agreement dated as of May 14, 2024 between SolarWindow Technologies, Inc., and Amit Singh
Stock Agreements
SolarWindow Technologies, Inc.
2024
Offer Letter dated May 14, 2024, between SolarWindow Technologies, Inc. and Amit Singh. Portions of this Exhibit have been omitted
SolarWindow Technologies, Inc.
2024
Form of Equipment Purchase Agreement dated February 10, 2022 between SolarWindow Asia Co., Ltd and WI-A Corporation
Purchase Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2022
Separation and Release of Claims Agreement dated January 18, 2022 by and among SolarWindow Technologies, Inc., Vector Asset Management, Inc. and Jatinder S. Bhogal
Separation Agreements
SolarWindow Technologies, Inc.
2022
Agreement dated December 8, 2021, between Kalen Capital Corporation and its relevant subsidiaries, including but not necessarily limited to Kalen Capital Holdings LLC, and Light...
SolarWindow Technologies, Inc.
2021
Corrective Amendment dated December 8, 2021, to the Agreement dated December 8, 2021, between Kalen Capital Corporation and its relevant subsidiaries, including but not...
SolarWindow Technologies, Inc.
2021
Consent of Kalen Capital Corporation and Light Quantum Energy Holdings to the Companys filing of the Purchase and Sale Agreement and the Corrective Amendment
Purchase Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2021
No Cost Time Extension modification dated December 6, 2021 to the Cooperative Research and Development Agreement entered into between the National Renewable Energy Laboratory and...
Development Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2021
Amendment dated March 1, 2021 to the Executive Services Consulting Agreement dated as of August 31, 2020, between SolarWindow Technologies, Inc., and John Rhee, an individual
Consulting Agreements
SolarWindow Technologies, Inc.
2021
Stock Option Grant and Grant Agreement dated as of October 19, 2020 between SolarWindow Technologies, Inc., and Joseph Sierchio
Stock Agreements
SolarWindow Technologies, Inc.
2021
Separation, Consulting and Release of Claims Agreement dated November 24, 2020 between SolarWindow Technologies, Inc. and John A. Conklin
Consulting Agreements
SolarWindow Technologies, Inc.
2020
Executive Services Consulting Agreement dated as of August 31, 2020, between SolarWindow Technologies, Inc., and John Rhee, an individual
Consulting Agreements
SolarWindow Technologies, Inc.
2020
Non-statutory Stock Option Agreement dated as of August 31, 2020 between SolarWindow Technologies, Inc., and John Rhee, an individual
Stock Agreements
SolarWindow Technologies, Inc.
2020
Executive Consulting Agreement dated June 29, 2020 having an effective date of July 1, 2020 by and among SolarWindow Technologies, Inc., Vector Asset Management, Inc., and...
Consulting Agreements
SolarWindow Technologies, Inc.
2020
Stock Option Grant and Grant Agreement dated as of June 29, 2020 between SolarWindow Technologies, Inc., Jatinder S. Bhogal and Vector Asset Management, Inc. and having an...
Stock Agreements
SolarWindow Technologies, Inc.
2020
Amended and Restated Articles
Articles of Amendment
SolarWindow Technologies, Inc.
2019
Amended and Restated Bylaws
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2019
Termination Agreement
Termination Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
CA
2019
Lease dated May 1, 2019 between Rose Claudia of the Vestal Professional Building and Registrant for 300 Main Street, Suite 6, Vestal, New York
Lease Agreements
SolarWindow Technologies, Inc.
2019
Form of Series T Stock Purchase Warrant
Warrant Agreements
SolarWindow Technologies, Inc.
2018
Form of Subscription Agreement
Subscription Agreements
SolarWindow Technologies, Inc.
2018
Amendment dated November 26, 2018 to the March 4, 2015 Bridge Loan Agreement, as amended, by and between SolarWindow Technologies, Inc. and Kalen Capital Holdings, LLC a wholly...
Loan Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2018
Amendment dated November 26, 2018 to the November 10, 2014 Bridge Loan Agreement, as amended, by and between SolarWindow Technologies, Inc. and Kalen Capital Corporation
Loan Agreements
SolarWindow Technologies, Inc.
2018
STEVENSON-WYDLER (15 USC 3710) U.S.C. 3710a) COOPERATIVE RESEARCH AND DEVELOPMENT AGREEMENT (hereinafter CRADA) No. **** BY AND AMONG UCHICAGO ARGONNE, LLC As Operator of Argonne...
Development Agreements
SolarWindow Technologies, Inc.
2018
Employment Agreement dated December 27, 2017 between SolarWindow Technologies, Inc. and John Conklin, effective as of January 1, 2018
Employment Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2018
Employment Agreement dated December 27, 2017 between Solarwindow Technologies, Inc. and John Conklin, effective as of January 1, 2018
Employment Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2018
Amendment dated November 3, 2017 to the Amended Bridge Loan Agreement between SolarWindow Technologies, Inc. and Kalen Capital Holdings LLC dated November 10, 2014
Loan Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2017
Third Amendment dated November 3, 2017 to the Bridge Loan Agreement between SolarWindow Technologies, Inc. and Kalen Capital Corporation dated March 14, 2015
Loan Agreements
SolarWindow Technologies, Inc.
2017
Form of Series S Stock Purchase Warrant
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2017
Form of Registration Rights Agreement
Registration Rights Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2017
Form of Subscription Agreement
Subscription Agreements
SolarWindow Technologies, Inc.
2017
Agreement dated August 2, 2017 between SolarWindow Technologies, Inc. and TriView Glass Industries, LLC
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
CA
2017
Form of Series S Stock Purchase Warrant
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2017
Form of Registration Rights Agreement
Registration Rights Agreements
SolarWindow Technologies, Inc.
2017
Form of Subscription Agreement
Subscription Agreements
SolarWindow Technologies, Inc.
2017
Consulting Agreement entered into as of July 7, 2017 by and between the Company and
Consulting Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2017
Consulting Agreement entered into as of July 7, 2017 by and between the Company and
Consulting Agreements
SolarWindow Technologies, Inc.
2017
SECOND AMENDMENT TO BRIDGE LOAN AGREEMENT
Loan Agreements
SolarWindow Technologies, Inc.
2017
LOCK-UP AGREEMENT
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2016
SOLARWINDOW TECHNOLOGIES, INC. SERIES Q STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
2016
SOLARWINDOW TECHNOLOGIES, INC. SERIES R STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2016
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2016
SUBSCRIPTION AGREEMENT
Subscription Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2016
SUBSCRIPTION AGREEMENT
Subscription Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2016
SOLARWINDOW TECHNOLOGIES, INC. SERIES O STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
2016
SOLARWINDOW TECHNOLOGIES, INC. SERIES P STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2016
Instructions for Subscribing for Units of SolarWindow Technologies, Inc.
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2016
SOLARWINDOW TECHNOLOGIES, INC. FORM OF SERIES N STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2016
SECOND AMENDED BRIDGE LOAN AGREEMENT
Loan Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2016
LOCK-UP AGREEMENT
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2016
Redacted Copy CONFIDENTIAL PORTIONS OF THIS AGREEMENT HAVE BEEN OMITTED AND FILED SEPARATELY. THE REDACTED TERMS HAVE BEEN MARKED AT THE APPROPRIATE PLACE WITH FOUR ASTERISKS...
Modification Agreements
SolarWindow Technologies, Inc.
2016
SOLARWINDOW TECHNOLOGIES, INC. FORM OF SERIES M STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2015
Bridge Loan Agreement
Loan Agreements
SolarWindow Technologies, Inc.
2015
Amendment to Bridge Loan Agreement
Loan Agreements
SolarWindow Technologies, Inc.
2015
NEW ENERGY TECHNOLOGIES, INC. SERIES L STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2015
Bridge Loan Agreement
Loan Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2015
STOCK AWARD AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
2014
LOCK-UP AGREEMENT
SolarWindow Technologies, Inc.
2014
AMENDMENT TO CONVERTIBLE PROMISSORY NOTE
Note Agreements
SolarWindow Technologies, Inc.
2014
NEW ENERGY TECHNOLOGIES, INC. FORM OF STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
2014
EMPLOYMENT AGREEMENT
Employment Agreements
SolarWindow Technologies, Inc.
2014
STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2014
STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2014
LOCK-UP AGREEMENT
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2014
NEW ENERGY TECHNOLOGIES, INC. CONVERTIBLE PROMISSORY NOTE $3,000,000October 7, 2013
Note Agreements
SolarWindow Technologies, Inc.
2013
NEW ENERGY TECHNOLOGIES, INC. SERIES I STOCK PURCHASE WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2013
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SolarWindow Technologies, Inc.
2013
Bridge Loan Agreement
Loan Agreements
SolarWindow Technologies, Inc.
2013
LOCK-UP AGREEMENT
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2013
LOAN CONVERSION AGREEMENT
Loan Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2013
Modification No. **** to CRADA No. ****
Modification Agreements
SolarWindow Technologies, Inc.
2013
SUBSCRIPTION AGREEMENT New Energy Technologies, Inc. 9190 Red Branch Road Suite 110 Columbia, MD 21045
Subscription Agreements
SolarWindow Technologies, Inc.
2012
NEW ENERGY TECHNOLOGIES, INC. FORM OF SERIES G WARRANT
Warrant Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2012
BridgeLoan Agreement
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2012
STOCK PURCHASE AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
2012
Redacted Copy CONFIDENTIAL PORTIONS OF THIS AGREEMENT HAVE BEEN OMITTED AND FILED SEPARATELY. THE REDACTED TERMS HAVE BEEN MARKED AT THE APPROPRIATE PLACE WITH FOUR ASTERISKS ****.
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2011
Confidential Treatment Request-Redacted Copy
SolarWindow Technologies, Inc.
2011
Exhibit 10.1
SolarWindow Technologies, Inc.
2011
Exhibit 10.2
SolarWindow Technologies, Inc.
2011
Redacted version of the ADDENDUM, made and entered into the 30th day of November, 2010 by and between the UNIVERSITY OF SOUTH FLORIDA RESEARCH FOUNDATION, INC., a corporation not...
Exchange Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2011
At Will Employment Agreement dated February 2, 2011, between New Energy Technologies, Inc. and Scott Taper
Employment Agreements
SolarWindow Technologies, Inc.
2011
Majority Written Consent in Lieu of Special Meeting dated February 7, 2011
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2011
Consulting Agreement dated February 1, 2011 between New Energy Technologies Inc. and Elliot Maza
Consulting Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2011
Redacted version of the ADDENDUM, made and entered into the 30th day of November, 2010 by and between the UNIVERSITY OF SOUTH FLORIDA RESEARCH FOUNDATION, INC., a corporation not...
Exchange Agreements
SolarWindow Technologies, Inc.
2011
Stock Option Agreement dated January 17, 2011 between New Energy Technologies Inc. and Jatinder Bhogal
Stock Agreements
SolarWindow Technologies, Inc.
2011
Stock Option Agreement dated January 17, 2011 between New Energy Technologies Inc. and Alistair Livesey
Stock Agreements
SolarWindow Technologies, Inc.
2011
Stock Option Agreement dated January 17, 2011 between New Energy Technologies Inc. and Joseph Sierchio
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2011
Stock Option Agreement dated January 19, 2011 between New Energy Technologies Inc. and Javier Jimenez
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2011
Stock Option Agreement dated January 17, 2011 between New Energy Technologies Inc. and Jatinder Bhogal
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2011
Stock Option Agreement dated January 17, 2011 between New Energy Technologies Inc. and Alistair Livesey
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2011
Stock Option Agreement dated January 17, 2011 between New Energy Technologies Inc. and Joseph Sierchio
Stock Agreements
SolarWindow Technologies, Inc.
2011
Exhibit 10.1 New Energy Technologies,Inc. 9192Red Branch Rd., Suite 110 Columbia, MD 21045 Telephone: (800) 213-0689 Facsimile ###-###-####
SolarWindow Technologies, Inc.
2010
Exhibit10.2
SolarWindow Technologies, Inc.
2010
Exhibit 10.9 NEW ENERGY TECHNOLOGIES INC. 3905 National Drive, Suite 110 Burtonsville, MD 20866 Telephone: (800) 213-0689 Facsimile ###-###-####
SolarWindow Technologies, Inc.
2010
Exhibit 10.10 Stock Option Agreement
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2010
Confidential Treatment-Redacted Copy Of
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2010
Code of Ethics
Code of Ethics
SolarWindow Technologies, Inc.
2010
Confidential Treatment-Redacted Copy
SolarWindow Technologies, Inc.
2010
Exhibit 10.1 NEW ENERGY TECHNOLOGIES INC. 3905 National Drive, Suite 110 Burtonsville, MD 20866 Telephone: (800) 213-0689 Facsimile ###-###-####
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2010
Exhibit 10.2 Stock Option Agreement
Stock Agreements
SolarWindow Technologies, Inc.
2010
Confidential Treatment-Redacted Copy
SolarWindow Technologies, Inc.
2010
New Energy Technologies, Inc. SUBSCRIPTION AGREEMENT The Offer and Sale of up to 10,000,000 Shares of Common Stock In Accordance with the Prospectus Dated <>, 2010 Offering Price...
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2010
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2010
WITNESSETH
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2010
NEWENERGYTECHNOLOGIES, INC. 3905 National Drive, Suite 110 Burtonsville, MD 20866 Telephone: (800) 213-0689 Facsimile(240) 390-0603
SolarWindow Technologies, Inc.
2010
RESEARCH AGREEMENT BY AND BETWEEN NEW ENERGY SOLAR CORPORATION AND THE UNIVERSITY OF SOUTH FLORIDA
SolarWindow Technologies, Inc.
2010
Option Agreement
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2010
NONSTATUTORY STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2010
NONSTATUTORY STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2010
NEW ENERGY TECHNOLOGIES, INC. 3905 National Drive, Suite 110 Burtonsville, MD 20866 Telephone: (800) 213-0689 Facsimile(240) 390-0603
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NY
2009
FORM OF NONSTATUTORY STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
NV
2009
Redacted version of the Sponsored Research Agreement effective as of May 20, 2009 between New Energy Solar Corporation a wholly owned subsidiary of New Energy Technologies, Inc....
Exchange Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
FL
2009
Redacted version of the Option Agreement dated as of May 20, 2009 between New Energy Solar Corporation a wholly owned subsidiary of New Energy Technologies, Inc. Energy), and the...
Exchange Agreements
SolarWindow Technologies, Inc.
Semiconductors & Semiconductor Equipment
2009
Redacted version of the Agreement entered into November 4, 2008 between Kinetic Energy Corporation. and VERYST Engineering LLC. CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN...
Exchange Agreements
SolarWindow Technologies, Inc.
2008
Option Agreement dated September 9, 2008 between Jatinder S. Bhogal and Octillion Corp
SolarWindow Technologies, Inc.
2008
Option Agreement dated September 9, 2008 between Joseph Sierchio and Octillion Corp
SolarWindow Technologies, Inc.
2008
Option Agreement dated September 12, 2008 between Frank Fabio and Octillion Corp
SolarWindow Technologies, Inc.
2008
Agreement dated as of October 15, 2008 between Octillion Corp. and Nicholas Cucinelli
SolarWindow Technologies, Inc.
2008
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
SolarWindow Technologies, Inc.
2008
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SolarWindow Technologies, Inc.
2008
SERIES F COMMON STOCK PURCHASE WARRANT OCTILLION CORP.
Warrant Agreements
SolarWindow Technologies, Inc.
2008
UNIVERSITY OF ILLINOIS [STANDARD] SPONSORED RESEARCH AGREEMENT WITH SUNGEN ENERGY, INC.
SolarWindow Technologies, Inc.
2008
AMENDMENT NO. 01 TO SPONSORED RESEARCH AGREEMENT
SolarWindow Technologies, Inc.
2008
OCTILLION CORP. Suite ###-###-#### West 1st Avenue Vancouver, BC V6J 1G1
SolarWindow Technologies, Inc.
2008
OCTILLION CORP. NONSTATUTORY STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
2008
OCTILLION CORP. NONSTATUTORY STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
2008
OCTILLION CORP. NONSTATUTORY STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
2008
OCTILLION CORP. NONSTATUTORY STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
2008
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
SolarWindow Technologies, Inc.
2008
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SolarWindow Technologies, Inc.
2008
SERIES F COMMON STOCK PURCHASE WARRANT OCTILLION CORP.
Warrant Agreements
SolarWindow Technologies, Inc.
2008
OCTILLION CORP. Suite ###-###-#### West 1st Avenue Vancouver, BC V6J 1G1
SolarWindow Technologies, Inc.
2007
OCTILLION CORP. NONSTATUTORY STOCK OPTION AGREEMENT
Stock Agreements
SolarWindow Technologies, Inc.
2007
AMENDMENT NO. 2 to the SPONSORED PROJECT AGREEMENT between MicroChannel Technologies Corporation (Sponsor) and the IOWA STATE UNIVERSITY OF SCIENCE AND TECHNOLOGY (ISU)
SolarWindow Technologies, Inc.
2007
UNIVERSITY OF ILLINOIS SPONSORED RESEARCH AGREEMENT WITH SUNGEN ENERGY, INC.
SolarWindow Technologies, Inc.
2006