SolarMax Technology, Inc. Contracts & Agreements

Form of underwriting agreement5 (Filed With SEC on November 9, 2023)

Form of underwriter warrant 5 (Filed With SEC on November 9, 2023)

Letter agreement from David Hsu dated June 29, 2023 to extend the cash payment due on the exchange of shares of restricted stock5 (Filed With SEC on July 7, 2023)

Letter agreement from Ching Liu dated June 29, 2023 to extend the cash payment due on the exchange of shares of restricted stock5 (Filed With SEC on July 7, 2023)

Letter agreement with David Hsu dated June 29, 2023 relating to his deferred compensation.5 (Filed With SEC on July 7, 2023)

Form of underwriting agreement5 (Filed With SEC on January 20, 2023)

Form of underwriter warrant5 (Filed With SEC on January 20, 2023)

Letter agreement dated January 17,2023 between the Company and David Hsu deferring payment of deferred compensation5 (Filed With SEC on January 20, 2023)

Form of extension agreement of payment due pursuant to exchange agreement1 (Filed With SEC on December 23, 2022)

Letter agreement from David Hsu dated August 4, 2022 to extend the cash payment due on the exchange of shares of restricted stock5 (Filed With SEC on October 28, 2022)

Letter agreement from Ching Liu dated August 4, 2022 to extend the cash payment due on the exchange of shares of restricted stock5 (Filed With SEC on October 28, 2022)

Letter agreement with David Hsu relating to his deferred compensation.5 (Filed With SEC on October 28, 2022)

Lease agreement dated October 13, 2022 between the Company and 3080 12th Street, LLC.5 (Filed With SEC on October 28, 2022)

Promissory note dated October 10, 2022 issued by the Company to SMX Property, LLC. For $944,076.88.5 (Filed With SEC on October 28, 2022)

Promissory note dated October 10, 2022 issued by the Company to SMX Property, LLC. For $414,580.65.5 (Filed With SEC on October 28, 2022)

Letter agreement dated August 30, 2022 between the Company and Yue Lian Liang extending maturity date of note.5 (Filed With SEC on October 28, 2022)

Letter agreement from David Hsu dated August 4, 2022 to extend the cash payment due on the exchange of shares of restricted stock5 (Filed With SEC on August 12, 2022)

Letter agreement from Ching Liu dated August 4, 2022 to extend the cash payment due on the exchange of shares of restricted s tock5 (Filed With SEC on August 12, 2022)

Letter agreement with David Hsu relating to his deferred compensation.5 (Filed With SEC on August 12, 2022)

Form of common stock certificate1 (Filed With SEC on July 19, 2022)

Channel agreement dated January 21, 2015 between Sunrun, Inc. and SolarMax Renewable Energy Provider, Inc.1 (Filed With SEC on July 19, 2022)

Employment agreement dated October 7, 2016 between the Company and David Hsu.1 (Filed With SEC on July 19, 2022)

Employment agreement dated October 7, 2016 between the Company and Ching Liu.1 (Filed With SEC on July 19, 2022)

Separation and Release Agreement dated October 1, 2020, by and between the Company Ching Liu (Filed With SEC on July 19, 2022)

Form of restricted stock agreement.1 (Filed With SEC on July 19, 2022)

2016 Long-term incentive plan. 1 (Filed With SEC on July 19, 2022)

Loan agreement dated August 26, 2014, between Clean Energy Funding II, LP and SolarMax LED, Inc.1 (Filed With SEC on July 19, 2022)

Loan agreement dated January 3, 2012, between Clean Energy Funding, LP (CEF) and SolarMax Renewable Energy Provider, Inc. (SREP)1 (Filed With SEC on July 19, 2022)

Lease dated September 16, 2016 between SMX Property, LLC, and the Company.1 (Filed With SEC on July 19, 2022)

Lease dated September 1, 2016 between Fallow Field, LLC and the Company.1 (Filed With SEC on July 19, 2022)

Lease dated as of September 1, 2016 between Fallow Field, LLC and SolarMax LED, Inc. (U.S.A.).1 (Filed With SEC on July 19, 2022)

Form of restricted stock exchange agreement for option1 (Filed With SEC on July 19, 2022)

Form of restricted stock exchange agreement for option and cash1 (Filed With SEC on July 19, 2022)

Client Service Agreement dated October 14, 2019 between SolarMax Renewable Energy Provider, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1 (Filed With SEC on July 19, 2022)

Client Service Agreement dated October 14, 2019 between SMX Capital, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1 (Filed With SEC on July 19, 2022)

Client Service Agreement dated October 14, 2019 between SolarMax LED, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1 (Filed With SEC on July 19, 2022)

Promissory note dated October 24, 2019 payable to SMX Property, LLC1 (Filed With SEC on July 19, 2022)

Form of exchange agreement among CEF, SREP, the issuer and the limited partners of CEF1 (Filed With SEC on July 19, 2022)

Form of 4% secured subordinated convertible note issued by the issuer and SREP to limited partners of CEF pursuant to the exchange agreement (Exhibit 10.71)1 (Filed With SEC on July 19, 2022)

Exchange agreement dated March 27, 2019 between and Company and David Hsu1 (Filed With SEC on July 19, 2022)

Exchange agreement dated March 27, 2019 between the Company and Ching Lui1 (Filed With SEC on July 19, 2022)

Form of underwriting agreement 2 (Filed With SEC on January 16, 2020)

Form of underwriter warrant 2 (Filed With SEC on January 16, 2020)

English translation of asset collateral contract dated December 8, 2019 between Southwest Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy Co., Ltd. and State Power... (Filed With SEC on January 16, 2020)

English translation of asset collateral contract dated December 8, 2019 between Xingren Almaden New Energy Co., Ltd. and State Power Investment Coporation Guizhou Jinyuan Weining... (Filed With SEC on January 16, 2020)

English translation of equity pledge contract dated December 13, 2019 among State Power Investment Corporation Guizhou Jinyuan Weining Energy Co. Ltd. (Pledgee), Jiangsu Zhonghong... (Filed With SEC on January 16, 2020)

English translation of equity pledge contract dated December 13, 2019 among State Power Investment Corporation Guizhou Jinyuan Weining Energy Co., Ltd. (Pledgee), Jiangsu... (Filed With SEC on January 16, 2020)

English translation of notification of project MA initiation dated December 28, 2019 issued by Southwest Guizhou Autonomous Prefecture Jinyuan New Energy Co., Ltd. 2 (Filed With SEC on January 16, 2020)

English translation of loan extension contract dated December 28, 2019 between Wang Qingyuan (Lender) and Solarmax Technology (Shanghai) Co., Ltd. (Borrower) 2 (Filed With SEC on January 16, 2020)

Letter agreement from David Hsu dated December 18, 2019 to extend the cash payment due on the exchange of shares of restricted stock 2 (Filed With SEC on January 16, 2020)

Letter agreement from Ching Liu dated December 18, 2019 to extend the cash payment due on the exchange of shares of restricted stock 2 (Filed With SEC on January 16, 2020)

Asset purchase agreement dated December 26, 2019 between Solarmax Renewable Energy Provider, Inc. and TA Energy XX LLC 2 (Filed With SEC on January 16, 2020)

Pledge agreement dated December 26, 2019 by and between Tritec Americas, LLC (as Grantor) and Solarmax Renewable Energy Provider, Inc. (as Creditor) 2 (Filed With SEC on January 16, 2020)

Purchase and sale agreement dated December 31, 2019 by and between Solarmax Technology Inc.(Seller) and Optimal Solar LLC (Buyer) 2 (Filed With SEC on January 16, 2020)

Loanpal solar/storage financing program agreement executed on January 9 , 2020 by and between Loanpal and Solarmax Technology, Inc. , replacing Exhibit 2 ,3 (Filed With SEC on January 16, 2020)

Form of common stock certificate 2 (Filed With SEC on December 20, 2019)

Supplemental agreement (Filed With SEC on December 20, 2019)

Form of exchange agreement among CEF , S REP , the issuer and the limited partners of CEF2 (Filed With SEC on December 20, 2019)

Form of 4% secured subordinated convertible note issued by the issuer and SREP to limited partners of CEF pursuant to the exchange agreement (Exhibit 10.71)2 (Filed With SEC on December 20, 2019)

Exchange agreement dated March 27, 2019 between and Company and David Hsu2 (Filed With SEC on December 20, 2019)

Exchange agree men dated March 27, 2019 betweeen the Company and Ching Lui2 (Filed With SEC on December 20, 2019)

Form of extension agreement of payment due pursuant to exchange agreement (Exhibit 10.35)2 (Filed With SEC on December 20, 2019)

English translation of financial leasing contract dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Guizhou Autonomous Prefecture Yilong Zhonghong Green Energy... (Filed With SEC on December 4, 2019)

English translation of financial leasing contract dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Xingren County Almaden New Energy Co., Ltd 2 (Filed With SEC on December 4, 2019)

E nglish translation of electricity fee charging right and accounts receivable pledge registration agreement dated October 2019, between Huaxia Financial Leasing Co., Ltd. and... (Filed With SEC on December 4, 2019)

English translation of electricity fee charging right and accounts receivable pledge registration agreement dated October , 2019, between Huaxia Financial Leasing Co., Ltd. and... (Filed With SEC on December 4, 2019)

English translation of leas e schedule to f inancing leasing contract dated October , 2019, between Huaxia Financial Leasing Co., Ltd. and Guizhou Autonomous Prefecture Yilong... (Filed With SEC on December 4, 2019)

English translation of lease schedule to financial leasing contract dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Xingren County Almaden New Energy Co., Ltd 2 (Filed With SEC on December 4, 2019)

English translation of Y ilong Xinqiao 70 MW photovoltaic energy generation project con st ruction contra ct dated July 2019 between Southwest Guizhou Autonomous Prefecture Yilong... (Filed With SEC on December 4, 2019)

English translation of Xinren 35MW photovoltaic energy generation project construction contract dated July 2019 beween Xingren Almaden New Energy Co. Ltd and Jiangsu Zhonghong... (Filed With SEC on December 4, 2019)

English translation of supplemental agreement dated September 30, 2019 to Yilong Xinqiao 70 MW photovoltaic energy generation project construction contract (Exhibit 10.67) 2 (Filed With SEC on December 4, 2019)

English translatin of supplemental agreement dated September 30, 2019 to Xinren 35MW photovoltaic energy generation project construction contract (Exhibit 10.68) 2 (Filed With SEC on December 4, 2019)

English translation of Zhonghong Yilong New District Xinqiao 70MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement dated July 2019 with State Power... (Filed With SEC on November 5, 2019)

English translation of Xinren 30MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement dated August 2019 with State Power Investment Corporation Guizhou... (Filed With SEC on November 5, 2019)

English translation of Claims Repurchase Agreement dated October , 2019 among Huaxia Financial Leasing Co. Ltd., State Power Investment Corporation Guizhou Jinyan Weining Energy... (Filed With SEC on November 5, 2019)

English translation of electricity fee charging righat and accounts receivable pledge agreement dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Xingren County... (Filed With SEC on November 5, 2019)

English translation of electricity fee charging righat and accounts receivable pledge agreement dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and : Guizhou... (Filed With SEC on November 5, 2019)

English translation of agreement on the transfer of rights and obligations dated October , 2019, among Huaxia Financial Leasing Co., Ltd., Guizhou Autonomous Prefecture Yilong... (Filed With SEC on November 5, 2019)

English translation of agreement on the transfer of rights and obligations dated October , 2019, among Huaxia Financial Leasing Co., Ltd., Jiangsu Zhonghong Photovoltaic... (Filed With SEC on November 5, 2019)

Equity pledge agreement dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Nanjing Qingyangi New Energy Co., Ltd.2 (Filed With SEC on November 5, 2019)

Equity pledge agreement dated October , 2019 between Huaxia Financial Leasing Co., Ltd. and Nanjing hongci New Energy Co., Ltd.2 (Filed With SEC on November 5, 2019)

Promissory note dated October 24, 2019 payable to SMX Property, LLC2 (Filed With SEC on November 5, 2019)

Loanpal Solar/Storage Financing Program Agreement dated as of April 3, 2018, between Paramount Equity Mortgage, LLC and Solarmax Renewal Energy Provider, Inc.2 (Filed With SEC on October 15, 2019)

English translation of Zhonghong Yilong New District Xinqiao 70MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement dated July 2019 with State Power... (Filed With SEC on October 15, 2019)

English translation of Xinren 30MWp Agricultural PV Power Station Project M&A (Cooperative Development) Agreement dated August 2019 with State Power Investment Corporation Guizhou... (Filed With SEC on October 15, 2019)

Loan agreement dated September 29, 2019 between Solarmax Technology (Shanghai) Co., Ltd. and Qing Yuan Wang2 (Filed With SEC on October 15, 2019)

Solar Power Purchase Agreement dated March 5, 2019 between Solarmax Renewable Energy Provider, Inc. and Woodcrest Christian School System 2 (Filed With SEC on October 15, 2019)

Amendment dated March 5, 2019 to agreement dated March 5, 2019 between Solarmax Renewable Energy Provider, Inc. and Woodcrest Christian School System 2 (Filed With SEC on October 15, 2019)

Purchase agreement dated December 2017 between Yilong AMD New Energy Co. Ltd. and Jiangsu Zhonghong Photovoltaic Engineering Technology Limited Company 2 (Filed With SEC on October 15, 2019)

Client Service Agreement dated October 14, 2019 between SolarMax Renewable Energy Provider, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions (Filed With SEC on October 15, 2019)

Client Service Agreement dated October 14, 2019 between SMX Capital, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions (Filed With SEC on October 15, 2019)

Client Service Agreement dated October 14, 2019 between SolarMax LED, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions (Filed With SEC on October 15, 2019)

Yilong 30MW Photovoltaic Energy Generation Product construction contract dated December 2017 between Yilong AMD New Energy Co. Ltd. and Jiangsu Zhonghong Photovoltaic Engineering... (Filed With SEC on October 15, 2019)

English translation of Agreement for Offsetting Mutual Debt among Cooperated Projects (Xingyi Project, Puan Project and Ningxia Project) among Changzhou Almaden Co.,Ltd., Solarmax... (Filed With SEC on July 10, 2019)

English translation of Agreement for Offsetting Mutual Debt among Cooperated Projects ( Qingshuihe 10 MW Project) among Changzhou Almaden Co.,Ltd., Solarmax Technology (Jiangsu)... (Filed With SEC on July 10, 2019)

English translation of supplemental agreement for Xingyi Qingshuihe 70MW PV Power Generation Project in Guizhou .2 (Filed With SEC on July 10, 2019)

English translation of s upplement al agreement for the Xingyi Qingshuihe 70MW PV Power Generation Project in Guizhou (modifying Exhibit 10.39 .2 (Filed With SEC on July 10, 2019)

Letter agreement dated March 13, 2019 between the Company and SunSpark Technology2 (Filed With SEC on June 17, 2019)

Promissory Note dated January 29, 2019 from the Company to Lijun Pan2 (Filed With SEC on May 1, 2019)

Letter agreement dated March 13, 2019 between the Company and SunSpark Technology2 (Filed With SEC on May 1, 2019)

Form of restricted stock exchange agreement for option2 (Filed With SEC on May 1, 2019)

Form of restricted stock exchange agreement for option and cash2 (Filed With SEC on May 1, 2019)

Share exchange agreement dated April 28, 2015, by and among each entity listed under the caption JZH Holder on Exhibit A and the Company.1 (Filed With SEC on December 24, 2018)

Acknowledgement and amendment dated May 12, 2016 to share exchange agreement among the JZH Holders and the Company.1 (Filed With SEC on December 24, 2018)

Share exchange agreement among the entities listed as CZH Holders, the persons lists as CSH. Transferors, the Company and its subsidiary Shanghai Hongguam Solar Technology... (Filed With SEC on December 24, 2018)

Channel agreement dated January 21, 2015 between Sunrun, Inc. and SolarMax Renewable Energy Provider, Inc.1 (Filed With SEC on December 24, 2018)

Dealer participation agreement dated August 1, 2014 between SolarMax Renewable Energy Provider, Inc. and SunPower, Inc. 1 (Filed With SEC on December 24, 2018)

Solar modular supply agreement dated June 1, 2016 between Sunspark Technology, Inc. and the Company, as amended on June 17, 2016.1 (Filed With SEC on December 24, 2018)

Employment agreement dated October 7, 2016 between the Company and David Hsu.1 (Filed With SEC on December 24, 2018)

Employment agreement dated October 7, 2016 between the Company and Ching Liu.1 (Filed With SEC on December 24, 2018)

English translation of employment agreement between Shanghai SolarMax Technology Co. Ltd. and Gu Yu-Min.1 (Filed With SEC on December 24, 2018)

Form of restricted stock agreement.1 (Filed With SEC on December 24, 2018)

2016 Long-term incentive plan.1 (Filed With SEC on December 24, 2018)

Distribution agreement dated effective June 9, 2016 between Li-Max Technology, Inc. and the Company.1 (Filed With SEC on December 24, 2018)

Loan agreement dated August 26, 2014, between Clean Energy Funding II, LP and SolarMax LED, Inc.1 (Filed With SEC on December 24, 2018)

Loan agreement dated January 3, 2012, between Clean Energy Funding, LP and SolarMax Renewable Energy Provider, Inc.1 (Filed With SEC on December 24, 2018)

English summary of loan agreement dated October 24, 2016 between the Company and China Everbright Bank.1 (Filed With SEC on December 24, 2018)

Lease dated September 16, 2016 between SMX Property, LLC, and the Company.1 (Filed With SEC on December 24, 2018)

Lease dated September 1, 2016 between Fallow Field, LLC and the Company.1 (Filed With SEC on December 24, 2018)

Lease dated as of September 1, 2016 between Fallow Field, LLC and SolarMax LED, Inc. (U.S.A.).1 (Filed With SEC on December 24, 2018)

Form of subscription agreement for October/November 2016 private placement.1 (Filed With SEC on December 24, 2018)

Amendment dated February 6, 2017 between the Company and Sunspark Technology, Inc.1 (Filed With SEC on December 24, 2018)

English translation of EPC agreement with Puan Zhonghong New Energies Co., Ltd.1 (Filed With SEC on December 24, 2018)

English translation of loan agreement dated October 24, 2016 between the Company and Shanghai Putuo Subbranch of China Everbright Bank.1 (Filed With SEC on December 24, 2018)

English translation of EPC agreement with Xingyi Zhonghong New Energies Co., Ltd.1 (Filed With SEC on December 24, 2018)

Form of non-qualified stock option grant.1 (Filed With SEC on December 24, 2018)

Master Solar Facility Turnkey Contract with Sunrun1 (Filed With SEC on December 24, 2018)

Amendment No. 1 to Master Solar Facility Turnkey Contract with Sunrun1 (Filed With SEC on December 24, 2018)

Amendment No. 2 to Master Solar Facility Turnkey Contract with Sunrun1 (Filed With SEC on December 24, 2018)

Amendment No. 3 to Master Solar Facility Turnkey Contract with Sunrun1 (Filed With SEC on December 24, 2018)

Amendment No. 1 to Sunrun Channel Agreement1 (Filed With SEC on December 24, 2018)

Amendment No. 2 to Sunrun Channel Agreement1 (Filed With SEC on December 24, 2018)

Amendment dated October 8, 2018 to Li-Max distribution agreement 1 (Filed With SEC on December 24, 2018)

English translation of agreement dated August 13, 2018 between Ningxia MCC Meili Cloud New Energy Co., Ltd. and Jiangsu Zhonghong Photovoltaic Engineering Technology Co., Ltd. 1 (Filed With SEC on December 24, 2018)

English translation of liquidity l oan contract dated October 11 , 2018 between the Company and China Everbright Bank 1 (Filed With SEC on December 24, 2018)

Note dated December 11, 2018 by the Company from the Company to Sunco Investments, LLC1 (Filed With SEC on December 24, 2018)

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SolarMax Technology, Inc. Contracts & Agreements