SMTC CORP Contracts & Agreements

Description of Registrants Securities (Filed With SEC on March 17, 2021)

Separation Agreement, dated as of January 3, 2021, by and between the Registrant and Richard Fitzgerald (Filed With SEC on March 17, 2021)

Agreement and Plan of Merger, dated as of January 3, 2021, by and among EMS Silver Inc., EMS Silver Merger Sub Inc. and SMTC Corporation (Filed With SEC on January 4, 2021)

Voting Agreement, dated as of January 3, 2021, among EMS Silver Inc. and the persons listed on Schedule A thereto (Filed With SEC on January 4, 2021)

Form of Warrant (Filed With SEC on December 31, 2020)

Fifth Amendment to Amended and Restated Revolving Credit and Security Agreement, by and among SMTC Corporation, SMTC Manufacturing Corporation of California, SMTC Mex Holdings,... (Filed With SEC on September 28, 2020)

Amendment No. 6 to Financing Agreement, by and among SMTC Corporation, the borrowers party thereto, each other loan party thereto, the lenders party thereto, TCW Asset Management... (Filed With SEC on September 28, 2020)

Fourth Amendment to Amended and Restated Revolving Credit and Security Agreement, by and among SMTC Corporation, SMTC Manufacturing Corporation of California, SMTC Mex Holdings,... (Filed With SEC on June 29, 2020)

Amendment No. 5 to Financing Agreement, by and among SMTC Corporation, the borrowers party thereto, each other loan party thereto, the lenders party thereto, TCW Asset Management... (Filed With SEC on June 29, 2020)

Description of Registrants Securities (Filed With SEC on March 13, 2020)

Amendment No. 3 to Amended and Restated Revolving Credit and Security Agreement, by and among SMTC Corporation, SMTC Manufacturing Corporation of California, SMTC Mex Holdings,... (Filed With SEC on October 3, 2019)

Amendment No. 4 to Financing Agreement, by and among SMTC Corporation, the borrowers party thereto, each other loan party thereto, the lenders party thereto, TCW Asset Management... (Filed With SEC on October 3, 2019)

Amendment No. 2 to Amended and Restated Revolving Credit and Security Agreement, by and among SMTC Corporation, SMTC Manufacturing Corporation of California, SMTC Mex Holdings,... (Filed With SEC on August 12, 2019)

Amendment No. 3 to Financing Agreement, by and among SMTC Corporation, the borrowers party thereto, each other loan party thereto, the lenders party thereto, TCW Asset Management... (Filed With SEC on August 12, 2019)

Amendment No. 2 to Financing Agreement, by and among SMTC Corporation, the borrowers party thereto, each other loan party thereto, the lenders party thereto, TCW Asset Management... (Filed With SEC on July 5, 2019)

Backstop Agreement, dated as of June 10, 2019, by and between SMTC Corporation and Casey Capital, LLC (Filed With SEC on June 14, 2019)

Amendment to Backstop Agreement, dated as of June 11, 2019, by and between SMTC Corporation and Gregory Weaver (Filed With SEC on June 14, 2019)

Backstop Agreement, dated as of June 13, 2019, by and between SMTC Corporation and DNY US Invest Corp (Filed With SEC on June 14, 2019)

Backstop Agreement, dated as of May 29, 2019, by and between SMTC Corporation and Gregory Weaver (Filed With SEC on June 4, 2019)

Common Stock Purchase Agreement, dated as of May 23, 2019, by the purchasers listed on Schedule A thereto and SMTC Corporation (Filed With SEC on May 24, 2019)

First Amendment to Amended and Restated Revolving Credit and Security Agreement with PNC, dated March 29, 2019 (Filed With SEC on April 4, 2019)

Amendment No. 1 and Waiver to Financing Agreement with TCW, dated March 29, 2019 (Filed With SEC on April 4, 2019)

Purchase Agreement (Filed With SEC on November 9, 2018)

Form of Warrant (Filed With SEC on November 9, 2018)

PNC Amendment (Filed With SEC on November 9, 2018)

TCW Agreement (Filed With SEC on November 9, 2018)

Form of Subscription Agreement (Filed With SEC on November 9, 2018)

Form of Registration Rights Agreement (Filed With SEC on November 9, 2018)

Form of Stockholder Backstop Agreement (Filed With SEC on July 23, 2018)

Form of Non-Stockholder Backstop Agreement (Filed With SEC on July 23, 2018)

Fourteenth Amendment, dated as June 29, 2018, to Revolving Credit and Security Agreement (Filed With SEC on July 3, 2018)

Severance and general release agreement dated as of May 2, 2018, by and between the Company and Roger Dunfield (Filed With SEC on May 8, 2018)

Thirteenth Amendment, dated as March 28, 2018, to the Loan Agreement (Filed With SEC on March 28, 2018)

Executed Equipment Note, dated as of March 28, 2018 (Filed With SEC on March 28, 2018)

Waszak Employment Agreement (Filed With SEC on March 14, 2018)

TWELFTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT (Filed With SEC on May 17, 2017)

SMTC Corporation (Filed With SEC on May 17, 2017)

SERVICES AGREEMENT February 1, 2017 (Filed With SEC on February 2, 2017)

ELEVENTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT (Filed With SEC on November 22, 2016)

AMENDED AND RESTATED TERM NOTE (Filed With SEC on November 22, 2016)

TENTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT (Filed With SEC on February 17, 2016)

INDEMNIFICATION AGREEMENT (Filed With SEC on March 30, 2015)

SMTC CORPORATION and COMPUTERSHARE INC., as Rights Agent TAX BENEFITS PRESERVATION PLAN Dated as of December 29, 2014 (Filed With SEC on December 30, 2014)

SEVENTH AMENDMENT TO REVOLVING CREDIT AND SECURITY AGREEMENT (Filed With SEC on September 30, 2014)

STOCKHOLDER AGREEMENT (Filed With SEC on January 11, 2012)

SECOND AMENDED AND RESTATED BY-LAWS OF SMTC CORPORATION ARTICLE 1 - OFFICES (Filed With SEC on January 11, 2012)

SMTC CORPORATION (Filed With SEC on January 11, 2012)

EMPLOYMENT AGREEMENT dated September14th, 2011 by and between SMTCMANUFACTURING CORPORATION OF CANADA,a corporation amalgamated under the laws ofOntario (hereinafter called the... (Filed With SEC on September 27, 2011)

SMTC CORPORATION 2010 INCENTIVE PLAN STOCK OPTION AGREEMENT (Filed With SEC on September 27, 2011)

EMPLOYMENT AGREEMENT dated September 14th, 2011 by and between SMTC MANUFACTURING CORPORATION OF CANADA, a corporation amalgamated under the laws of Ontario (hereinafter called... (Filed With SEC on September 27, 2011)

SMTC CORPORATION 2010 INCENTIVE PLAN STOCK OPTION AGREEMENT (Filed With SEC on September 27, 2011)

EMPLOYMENT AGREEMENT AMENDMENT made this 10th day of November, 2010 (Filed With SEC on November 12, 2010)

AGREEMENT (Filed With SEC on June 9, 2010)

Total Leverage Ratio (Filed With SEC on May 19, 2010)

EBITDA (Filed With SEC on May 19, 2010)

End of Month (Filed With SEC on March 19, 2010)

Page 2 (Filed With SEC on March 19, 2010)

[LETTERHEAD OF WACHOVIA CAPITAL FINANCE CORPORATION (CENTRAL)] (Filed With SEC on April 6, 2009)

[LETTERHEAD OF WACHOVIA CAPITAL FINANCE CORPORATION (CANADA)] (Filed With SEC on April 6, 2009)

Second Amended and Restated US Loan Agreement by and between (Filed With SEC on August 13, 2008)

Second Amended and Restated Canadian Loan Agreement by and between (Filed With SEC on August 13, 2008)

AMENDING AGREEMENT REGARDING SMTC HOLDINGS, LLC (Filed With SEC on August 13, 2008)

AGREEMENT (Filed With SEC on June 16, 2008)

Amended and Restated US Loan Agreement by and between (Filed With SEC on November 14, 2007)

Amended and Restated Canadian Loan Agreement by and between (Filed With SEC on November 14, 2007)

AMENDED AND RESTATED GUARANTEE (Filed With SEC on November 14, 2007)

AMENDED AND RESTATED GENERAL SECURITY AGREEMENT (Filed With SEC on November 14, 2007)

AMENDED AND RESTATED GUARANTEE (Filed With SEC on November 14, 2007)

AMENDED AND RESTATED GENERAL SECURITY AGREEMENT (Filed With SEC on November 14, 2007)

AMENDED AND RESTATED GUARANTEE (Filed With SEC on November 14, 2007)

EMPLOYMENT AGREEMENT (Filed With SEC on May 16, 2007)

SMTC MANUFACTURING CORPORATION OF CANADA DEFERRED SHARE UNITS (Filed With SEC on May 16, 2007)

[Intentionally Left Blank] - 2 - (Filed With SEC on April 2, 2007)

EMPLOYMENT AGREEMENT Employment Agreementmade as of the 30th day of March 2007. (Filed With SEC on April 2, 2007)

EMPLOYMENT AGREEMENT Employment Agreementmade as of the 30th day of March, 2007. (Filed With SEC on April 2, 2007)

SMTC MANUFACTURING CORPORATION OF CANADA DEFERRED SHARE UNITS (Filed With SEC on April 2, 2007)

EMPLOYMENT AGREEMENT Employment Agreementmade as of the 30th day of March, 2007. (Filed With SEC on April 2, 2007)

EMPLOYMENT AGREEMENT Employment Agreement made as of the 15th day of August, 2006. (Filed With SEC on August 16, 2006)

DON SIMPSON SENIOR VICE PRESIDENT MANUFACTURING AND ENGINEERING (Filed With SEC on April 13, 2006)

FIRST AMENDMENT TO LEASE AND EXTENSION AGREEMENT (Filed With SEC on May 18, 2005)

FIRST WAIVER AND CONSENT UNDER THE SECOND AMENDED AND RESTATED CREDIT AND GUARANTEE AGREEMENT (Filed With SEC on April 15, 2005)

SMTC CORPORATION BOARD COMPENSATION (Filed With SEC on April 15, 2005)

SMTC Corporation Non-Statutory Stock Option Granted Under the Amended SMTC Corporation/ SMTC Manufacturing Corporation of Canada (Filed With SEC on April 15, 2005)

PATRICK DUNNE (Filed With SEC on April 15, 2005)

STEVEN G. HOFFROGGE (Filed With SEC on April 15, 2005)

EMPLOYMENT AGREEMENT (Filed With SEC on February 11, 2005)

SMTC MANUFACTURING CORPORATION OF CANADA DEFERRED SHARE UNITS AGREEMENT (Filed With SEC on February 11, 2005)

BONUS PLAN (Filed With SEC on February 11, 2005)

EXCHANGE AGENT AGREEMENT (Filed With SEC on November 17, 2004)

[Congress Financial Letterhead] (Filed With SEC on November 17, 2004)

- 2 - (Filed With SEC on August 18, 2004)

SECOND AMENDED AND RESTATED (Filed With SEC on June 25, 2004)

SMTC CORPORATION, HTM HOLDINGS, INC. and certain of their Subsidiaries in favor of (Filed With SEC on June 25, 2004)

Canadian Loan Agreement by and between CONGRESS FINANCIAL CORPORATION (CANADA) (Filed With SEC on June 25, 2004)

USLoan Agreement by and between (Filed With SEC on June 25, 2004)

- 2 - (Filed With SEC on June 25, 2004)

SMTC Manufacturing Corporation (Filed With SEC on June 25, 2004)

$10,000,000 DEBT AND WARRANT EXCHANGE AGREEMENT among HTM HOLDINGS, INC., (Filed With SEC on June 25, 2004)

SMTC CORPORATION And MELLON INVESTOR SERVICES LLC (Filed With SEC on June 25, 2004)

SMTC MANUFACTURING CORPORATION OF CANADA 2000EQUITY INCENTIVE PLAN (as amended on May 20, 2004) (Filed With SEC on June 25, 2004)

GUARANTEE (Filed With SEC on June 25, 2004)

GENERAL SECURITY AGREEMENT (Filed With SEC on June 25, 2004)

GUARANTEE (Filed With SEC on June 25, 2004)

GENERAL SECURITY AGREEMENT (Filed With SEC on June 25, 2004)

TENTH AMENDMENT AND TENTH WAIVER (Filed With SEC on May 12, 2004)

ELEVENTH AMENDMENT AND ELEVENTH WAIVER AND CONSENT (Filed With SEC on May 12, 2004)

CONSENT AND RELEASE (Filed With SEC on March 30, 2004)

SEVENTH WAIVER AND CONSENT (Filed With SEC on March 30, 2004)

NINTH AMENDMENT AND EIGHTH WAIVER AND CONSENT (Filed With SEC on March 30, 2004)

NINTH WAIVER AND CONSENT (Filed With SEC on March 30, 2004)

SALE/PURCHASE OF ASSETS AGREEMENT (Filed With SEC on March 30, 2004)

[LETTERHEAD OF SMTC CORPORATION] (Filed With SEC on March 30, 2004)

UNDERWRITING AGREEMENT (Filed With SEC on March 30, 2004)

FORM OF SUBSCRIPTION FOR SPECIAL WARRANTS (Filed With SEC on March 30, 2004)

FORM OF SUBSCRIPTION FOR SPECIAL WARRANTS U.S. Purchaser (Filed With SEC on March 30, 2004)

SMTC MANUFACTURING CORPORATION OF CANADA and (Filed With SEC on March 30, 2004)

[LETTERHEAD OF SMTC CORPORATION] (Filed With SEC on March 30, 2004)

[LETTERHEAD OF SMTC CORPORATION] (Filed With SEC on August 13, 2003)

2302 TRADE ZONE BOULEVARD (Filed With SEC on May 14, 2003)

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SMTC CORP Contracts & Agreements