SMITH MICRO SOFTWARE, INC. Contracts & Agreements

Form of Common Stock Purchase Warrant (Filed With SEC on October 3, 2024)

Form of Private Placement Common Warrant (Filed With SEC on October 3, 2024)

Form of Roth Warrant (Filed With SEC on October 3, 2024)

Form of RDO Purchase Agreement by and among the Company and the Purchasers signatory thereto, dated October 1, 2024 (Filed With SEC on October 3, 2024)

Form of Private Placement Purchase Agreement by and among the Company and the Purchasers signatory thereto, dated October 1, 2024 (Filed With SEC on October 3, 2024)

Form of Placement Agent Warrant (Filed With SEC on May 14, 2024)

Form of Common Stock Purchase Warrant (Filed With SEC on May 14, 2024)

Form of Pre-Funded Warrant (Filed With SEC on May 14, 2024)

Form of Placement Agency Agreement by and between the Company and Roth Capital Partners, LLC, dated May 10, 2024 (Filed With SEC on May 14, 2024)

Form of Securities Purchase Agreement by and among the Company and the Purchasers signatory thereto, dated May 10, 2024 (Filed With SEC on May 14, 2024)

Form of Restricted Stock Agreement under 2015 Omnibus Equity Incentive Plan (Filed With SEC on November 9, 2023)

Amendment to Smith Micro Software, Inc. 2015 Omnibus Equity Incentive Plan (Filed With SEC on August 10, 2023)

Form of Restricted Stock Agreement under the 2015 Omnibus Equity Incentive Pla (Filed With SEC on March 23, 2023)

Separation Agreement and General Release dated May 18, 2022, between Smith Micro Software, Inc. and Gail Mackiewicz Redmond (Filed With SEC on August 12, 2022)

Form of Warrant (Filed With SEC on August 11, 2022)

Form of Additional Warrant (Filed With SEC on August 11, 2022)

Form of Securities Purchase Agreement (Notes) (Filed With SEC on August 11, 2022)

Form of Senior Secured Convertible Note (Filed With SEC on August 11, 2022)

Form of Registration Rights Agreement (Filed With SEC on August 11, 2022)

Form of Guaranty and Security Agreement (Filed With SEC on August 11, 2022)

Form of Securities Purchase Agreement (Common Stock) (Filed With SEC on August 11, 2022)

Form of Lock-Up Agreement (Filed With SEC on August 11, 2022)

Form of Voting Agreement (Filed With SEC on August 11, 2022)

Credit Agreement, dated March 31, 2022, between Smith Micro Software, Inc. and Smith Micro Software, LLC and Wells Fargo Bank, National Association (Filed With SEC on April 5, 2022)

Security Agreement, dated March 31, 2022, between Smith Micro Software, Inc. and Wells Fargo Bank, National Association (Filed With SEC on April 5, 2022)

Security Agreement, dated March 31, 2022, between Smith Micro Software, LLC and Wells Fargo Bank, National Association (Filed With SEC on April 5, 2022)

Form of Unrestricted Stock Agreement under the 2015 Omnibus Equity Incentive Plan (Filed With SEC on November 12, 2021)

Offer Letter for James M. Kempton (Filed With SEC on October 6, 2021)

Offer Letter of Michael K. Fox (Filed With SEC on August 12, 2021)

Registration Rights Agreement by and among Smith Micro, Avast and certain subsidiaries of Avast, dated April 16, 2021 (Filed With SEC on April 19, 2021)

Underwriting Agreement, dated March 10, 2021, by and among Smith Micro Software, Inc. and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on March 15, 2021)

Membership Interest and Asset Purchase Agreement by and among Smith Micro, Avast and certain subsidiaries of Avast, dated March 8, 2021 (Filed With SEC on March 9, 2021)

Amendment to Smith Micro Software, Inc. 2015 Omnibus Equity Incentive Plan, adopted June 9, 2020 (Filed With SEC on March 8, 2021)

Description of the Companys Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 13, 2020)

Asset Purchase Agreement between the Company and Circle, dated February 12, 2020 (Filed With SEC on February 19, 2020)

Asset Purchase Agreement between the Company and ISM, dated December 17, 2018 (Filed With SEC on December 18, 2018)

Securities Purchase Agreement, dated November 7, 2018 (Filed With SEC on November 7, 2018)

Registration Rights Agreement, dated November 7, 2018 (Filed With SEC on November 7, 2018)

Form of Warrant (Filed With SEC on November 7, 2018)

Letter Agreement, dated March 5, 2018, between the Company and William W. Smith, Jr. and Dieva L. Smith (Filed With SEC on May 15, 2018)

Letter Agreement, dated March 5, 2018, between the Company and Andrew Arno (Filed With SEC on May 15, 2018)

Form of Lock-Up Agreement entered into between the Company and each of its directors and certain executive officers in connection with the March SPA (Filed With SEC on May 15, 2018)

Form of Voting Agreement entered into between the Company and each of its directors and certain executive officers in connection with the March SPA (Filed With SEC on May 15, 2018)

Securities Purchase Agreement, dated May 3, 2018 (Filed With SEC on May 4, 2018)

Registration Rights Agreement, dated May 3, 2018 (Filed With SEC on May 4, 2018)

Form of Warrant (Filed With SEC on May 4, 2018)

Form of Restricted Stock Agreement under the 2015 Omnibus Equity Incentive Plan (Filed With SEC on March 30, 2018)

Second Amendment to Secured Promissory Note, dated March 5, 2018, between the Registrant and William W. Smith, Jr. and Dieva L. Smith (Filed With SEC on March 30, 2018)

Second Amendment to Secured Promissory Note, dated March 5, 2018, between the Registrant and Next Generation TC FBO Andrew Arno IRA 1663 (Filed With SEC on March 30, 2018)

Second Amendment to Secured Promissory Note, dated March 5, 2018, between the Registrant and Andrew Arno (Filed With SEC on March 30, 2018)

Securities Purchase Agreement, dated March 5, 2018 (Filed With SEC on March 6, 2018)

Registration Rights Agreement, dated March 5, 2018 (Filed With SEC on March 6, 2018)

Form of Warrant (Filed With SEC on March 6, 2018)

Second Amendment to Secured Promissory Note, dated January 30, 2018, by and between the Company and Steven L. Elfman and Monique P. Elfman (Filed With SEC on January 31, 2018)

Amendment to Secured Promissory Note, dated January 30, 2018, by and between the Company and William W. Smith, Jr. and Dieva L. Smith (Filed With SEC on January 31, 2018)

Amendment to Secured Promissory Note, dated January 30, 2018, by and between the Company and Next Generation TC FBO Andrew Arno IRA 1663 (Filed With SEC on January 31, 2018)

Amendment to Secured Promissory Note, dated January 30, 2018, by and between the Company and Andrew Arno (Filed With SEC on January 31, 2018)

Securities Purchase Agreement, dated September 29, 2017 (Filed With SEC on October 4, 2017)

Registration Rights Agreement, dated September 29, 2017 (Filed With SEC on October 4, 2017)

Amendment to Secured Promissory Note, dated August 18, 2017, by and between the Company and Steven L. Elfman and Monique P. Elfman (Filed With SEC on August 25, 2017)

Secured Promissory Note, dated August 18, 2017, issued by the Company to William W. Smith, Jr. and Dieva L. Smith (Filed With SEC on August 25, 2017)

Secured Promissory Note, dated August 24, 2017, issued by the Company to Next Generation TC FBO Andrew Arno IRA 1663 (Filed With SEC on August 25, 2017)

Secured Promissory Note, dated August 24, 2017, issued by the Company to Andrew Arno (Filed With SEC on August 25, 2017)

SMITH MICRO SOFTWARE, INC. SECURED PROMISSORY NOTE (Filed With SEC on July 7, 2017)

Exhibit 10.1 (Filed With SEC on June 20, 2017)

COMMON STOCK PURCHASE WARRANT smith micro software, inc. (Filed With SEC on May 17, 2017)

SUBSCRIPTION AGREEMENT (Smith Micro Software, Inc.) (Filed With SEC on May 17, 2017)

SMITH MICRO SOFTWARE, INC. SECURED PROMISSORY NOTE (Filed With SEC on April 3, 2017)

AMENDMENT TO SECURED PROMISSORY NOTE (William W. and Dieva L. Smith) (Filed With SEC on March 28, 2017)

SMITH MICRO SOFTWARE, INC. SECURED PROMISSORY NOTE (Filed With SEC on February 8, 2017)

AMENDMENT TO NOTE (Unterberg Koller) (Filed With SEC on December 28, 2016)

AMENDMENT TO NOTE AND WARRANT (William W. and Dieva L. Smith) (Filed With SEC on December 28, 2016)

SMITH MICRO SOFTWARE, INC. SECURED PROMISSORY NOTE (Filed With SEC on December 12, 2016)

SMITH MICRO SOFTWARE, INC. NOTE AND WARRANT PURCHASE AGREEMENT (Filed With SEC on September 7, 2016)

SMITH MICRO SOFTWARE,INC. SENIOR SUBORDINATED PROMISSORY NOTE due September 6, 2019 (Filed With SEC on September 7, 2016)

SMITH MICRO SOFTWARE, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on September 7, 2016)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 7, 2016)

iMOBILEMAGIC SHAREPURCHASE AGREEMENT (Filed With SEC on July 25, 2016)

ESCROW AGREEMENT (Filed With SEC on July 25, 2016)

BIRDSTEP TECHNOLOGY AB SHARE PURCHASE AGREEMENT (Filed With SEC on March 10, 2016)

PREFERRED SHARES RIGHTS AGREEMENT Dated as of October 16, 2015 by and between SMITHMICRO SOFTWARE, INC. and COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent TABLE OF CONTENTS (Filed With SEC on October 16, 2015)

COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on August 20, 2014)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 20, 2014)

STOCKHOLDER RIGHTS AGREEMENT by and between SMITH MICRO SOFTWARE, INC. and COMPUTERSHARE TRUST COMPANY, N.A. Dated as of April 24, 2012 (Filed With SEC on April 25, 2012)

the duration and depth of the current economic slowdown and its effects on capital expenditures by our customers and their end users (Filed With SEC on March 2, 2010)

Agreement and Plan of Merger (Filed With SEC on November 5, 2009)

Current assets (Filed With SEC on August 4, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on January 9, 2008)

SMITH MICRO SOFTWARE, INC. (Filed With SEC on January 9, 2008)

Asset Purchase Agreement, dated December 10, 2007, by and between Smith Micro Software, Inc. and PCTEL, Inc. Certain schedules and exhibits referenced in the Asset Purchase... (Filed With SEC on December 11, 2007)

Amendment to Asset Purchase Agreement, dated November 30, 2007, by and among Smith Micro Software, Inc., E Frontier Acquisition Corporation, e frontier, Inc. and e frontier... (Filed With SEC on December 6, 2007)

Asset Purchase Agreement, dated November 12, 2007, by and among Smith Micro Software, Inc., E Frontier Acquisition Corporation, e frontier, Inc. and e frontier America, Inc.... (Filed With SEC on November 15, 2007)

$12.5 million in cash (Filed With SEC on April 5, 2007)

$14.5 million in cash (less any principal amount in excess of $1.5 million payable by Insignia under the Promissory Note initially delivered to the Company on December 22, 2006... (Filed With SEC on February 13, 2007)

Agreement and Plan of Merger, dated January 31, 2007, by and among Smith Micro Software, Inc., TEL Acquisition Corp., Ecutel Systems, Inc., John J. McDonnell, Jr. and the... (Filed With SEC on February 6, 2007)

Exhibit No (Filed With SEC on December 14, 2006)

Exhibit No (Filed With SEC on November 30, 2006)

Exhibit Number (Filed With SEC on July 5, 2005)

Not applicable (Filed With SEC on February 24, 2005)

FINANCIAL INFORMATION (Filed With SEC on August 14, 2003)

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SMITH MICRO SOFTWARE, INC. Contracts & Agreements