Financing and Collateral Administration Agreement among Alpine Funding LLC, SIC Advisors LLC, JPMorgan Chase Bank, Citibank, and Virtus Group LP
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Summary
This agreement is between Alpine Funding LLC, SIC Advisors LLC, JPMorgan Chase Bank, Citibank, and Virtus Group LP. It outlines the terms for financing, collateral management, and administrative roles. Alpine Funding LLC is the company, SIC Advisors LLC acts as portfolio manager, JPMorgan Chase Bank serves as both administrative agent and lender, Citibank is the collateral agent and securities intermediary, and Virtus Group LP is the collateral administrator. The agreement sets out each party’s responsibilities in managing and securing the financing arrangement.
EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit
Exhibit 10.1
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed by their respective authorized officers as of the day and year first above written.
ALPINE FUNDING LLC, as Company
By: SIC Advisors LLC, its Designated Manager
By /s/ Christopher M. Mathieu
Name: Christopher M. Mathieu
Title: Treasurer
SIC ADVISORS LLC, as Portfolio Manager
By /s/ Christopher M. Mathieu
Name: Christopher M. Mathieu
Title: Treasurer
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Administrative Agent
By /s/ Louis Cerrotta
Name: Louis Cerrotta
Title: Executive Director
CITIBANK, N.A., as Collateral Agent
By /s/ Thomas J Varcados
Name: Thomas J Varcados
Title: Vice President
CITIBANK, N.A., as Securities Intermediary
By /s/ Thomas J Varcados
Name: Thomas J Varcados
Title: Vice President
VIRTUS GROUP LP, as Collateral Administrator
By /s/ Joseph U. Elston
Name: Joseph U. Elston
Title: Partner
The Financing Providers
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Lender
By /s/ Louis Cerrotta
Name: Louis Cerrotta
Title: Executive Director
