Sidoti & Company, Inc. Contracts & Agreements
27 Contracts & Agreements
- Business Finance (10 contracts)
- Business Formation (2)
- Business Operations (5)
- Human Resources (1)
- Intellectual Property (1)
- Real Estate (1)
- Uncategorized (7)
- SIDOTI & COMPANY, INC. [ ] Shares ofCommon Stock $0.001 par value per share UNDERWRITING AGREEMENT (Filed With SEC on August 7, 2015)
- CONTRIBUTIONand EXCHANGE AGREEMENT (Filed With SEC on August 7, 2015)
- PromissoryNote (Filed With SEC on August 7, 2015)
- SIDOTI & COMPANY, INC. [ ] Shares ofCommon Stock $0.001 par value per share UNDERWRITING AGREEMENT (Filed With SEC on June 19, 2015)
- IndemnificationAgreement (Filed With SEC on June 19, 2015)
- FIRST AMENDMENT TO SIDOTI & COMPANY,LLC OPERATING AGREEMENT (Filed With SEC on May 4, 2015)
- MASTERLETTER OF CREDIT AGREEMENT - SECURED (Filed With SEC on May 4, 2015)
- INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on May 4, 2015)
- SUBADVISORY AGREEMENT (Filed With SEC on May 4, 2015)
- FEE WAIVER (Filed With SEC on May 4, 2015)
- FEE WAIVER (Filed With SEC on May 4, 2015)
- SIDOTI MICRO CAP GP, LLC LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on January 14, 2015)
- SIDOTI CAPITAL MANAGEMENT, LLC LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on January 14, 2015)
- SUBSCRIPTIONAGREEMENT between SIDOTI &COMPANY, INC. and STIFEL VENTURECORP. (Filed With SEC on January 14, 2015)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on January 14, 2015)
- THIRD AMENDED AND RESTATED OPERATING AGREEMENTOF SIDOTI HOLDING COMPANY, LLC (Filed With SEC on December 5, 2014)
- OPERATINGAGREEMENT OF SIDOTI& COMPANY, LLC (Filed With SEC on December 5, 2014)
- SIDOTI MICRO CAP GP, LLC LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on December 5, 2014)
- SIDOTI CAPITAL MANAGEMENT, LLC LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on December 5, 2014)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 5, 2014)
- CONTRIBUTIONand EXCHANGE AGREEMENT (Filed With SEC on December 5, 2014)
- SIDOTI & COMPANY, INC. 2015 STOCK INCENTIVE PLAN (Filed With SEC on December 5, 2014)
- FORM of ESCROWAGREEMENT (Filed With SEC on December 5, 2014)
- SUBLEASE AGREEMENT (Filed With SEC on October 23, 2014)
- FULLY DISCLOSED CLEARING AGREEMENT BETWEEN SIDOTI & COMPANY LLC AND CONVERGEX EXECUTION SOLUTIONS LLC (Filed With SEC on October 23, 2014)
- LICENSE AGREEMENT (Filed With SEC on October 23, 2014)
- LOAN AND SECURITY AGREEMENT (Filed With SEC on October 23, 2014)
