Saxon Capital, Inc. Common Stock Certificate

Summary

This document certifies that the named individual or entity owns a specified number of fully paid and non-assessable shares of common stock in Saxon Capital, Inc., a Delaware corporation. The shares are transferable only on the corporation's books by the holder or an authorized attorney upon proper endorsement and surrender of the certificate. The certificate includes provisions for different forms of joint ownership and requires signature guarantees for transfers, in compliance with SEC regulations.

EX-4.1 5 a2064275zex-4_1.txt EXHIBIT 4.1 Exhibit 4.1 Number Shares Incorporated Under the Laws of the State of Delaware See Reverse for Certain Definitions SAXON CAPITAL, INC. Common Stock Par Value $0.01 Each This is to Certify that _______________________________________________ is the owner of __________________________________________________________ fully paid and non-assessable shares of the above Corporation transferable only on the books of the Corporation by the holder hereof in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed. WITNESS, the seal of the Corporation and the signatures of its duly authorized officers. Dated: [SEAL] President Secretary TEN COM - as tenants in common UNIF GIFTS MIN ACT -- ________ custodian ____________ (Cust) (Minor) TEN ENT - as tenants by their entireties under Uniform Gifts to Minors Act JT TEN -- as joint tenants with right of (State) survivorship and not as tenants in common

Additional abbreviations may also be used though not in the above list. FOR VALUE RECEIVED, ____________________________________ hereby sell, assign and transfer unto PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE ________________________________________ ___________________________________________ (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) ______________________________________________________________________ ______________________________________________________________Shares of the Preferred Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint ______________________________________________________________________ Attorney to transfer the said stock on the books of the within-named Corporation withfull power of substitution in the premises. Dated _______________________________ ________________________________________ NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. Signature(s) Guaranteed: _____________________________________________________ THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM). PURSUANT TO S.E.C. RULE 17Ad-15