SARATOGA INVESTMENT CORP. Contracts & Agreements

Amendment No. 3, dated July 19, 2023, to Equity Distribution Agreement, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc.,... (Filed With SEC on July 19, 2023)

Amendment No. 2, dated July 10, 2023, to Equity Distribution Agreement, dated July 30, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg... (Filed With SEC on July 10, 2023)

Description of Securities (Filed With SEC on May 2, 2023)

Underwriting Agreement, dated April 11, 2023, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Ladenburg Thalmann & Co. Inc. as representative of the... (Filed With SEC on April 14, 2023)

Fifteenth Supplemental Indenture by and between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National... (Filed With SEC on April 14, 2023)

Fifth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association, as trustee, relating to 7.75% Notes due 2025 (Filed With SEC on January 10, 2023)

Seventh Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association, as trustee, relating to 6.25% Notes due 2027 (Filed With SEC on January 10, 2023)

Eleventh Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association, as trustee, relating to the 7.00% Notes due 2025 (Filed With SEC on January 10, 2023)

Thirteenth Supplemental Indenture by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as... (Filed With SEC on December 13, 2022)

Underwriting Agreement, dated December 5, 2022, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in... (Filed With SEC on December 6, 2022)

Twelfth Supplemental Indenture by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (Filed With SEC on October 27, 2022)

Underwriting Agreement, dated October 19, 2022, by and among the Company, the Adviser, and Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in... (Filed With SEC on October 20, 2022)

Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated July 9, 2020 (Filed With SEC on October 4, 2022)

First Supplemental Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated January 28, 2021 (Filed With SEC on October 4, 2022)

Second Supplemental Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated September 8, 2022 (Filed With SEC on October 4, 2022)

Purchase Agreement, dated as of August 11, 2022, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., as referral agent, and... (Filed With SEC on August 15, 2022)

Tenth Supplemental Indenture by and between the Company and U.S. Bank Trust Company National Association (as successor in interest for U.S. Bank National Association), as trustee (Filed With SEC on April 27, 2022)

Underwriting Agreement, dated April 19, 2022, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in Schedule... (Filed With SEC on April 20, 2022)

Underwriting Agreement, dated as of January 13, 2022, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc (Filed With SEC on January 19, 2022)

Ninth Supplemental Indenture, dated as of January 19, 2022, between Saratoga Investment Corp. and U.S. Bank National Association, as trustee (Filed With SEC on January 19, 2022)

Saratoga Senior Loan Fund I JV LLC Limited Liability Company Agreement, dated October 26, 2021, by and between Saratoga Investment Corp. and TJHA JV I LLC (Filed With SEC on October 28, 2021)

Equity Distribution Agreement, dated July 30, 2021, by and among Saratoga Investment Corp. and Saratoga Investment Advisors, LLC, on the one hand, and Ladenburg Thalmann & Co.... (Filed With SEC on August 2, 2021)

Underwriting Agreement, dated as of July 15, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc (Filed With SEC on July 20, 2021)

Description of Securities (Filed With SEC on May 5, 2021)

Eighth Supplemental Indenture, dated as of March 10, 2021, between Saratoga Investment Corp. and U.S. Bank National Association, as trustee (Filed With SEC on March 10, 2021)

Underwriting Agreement, dated as of March 3, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc (Filed With SEC on March 5, 2021)

Amended and Restated Collateral Management Agreement, dated as of February 26, 2021, by and between Saratoga Investment Corp. CLO 2013-1, Ltd. and Saratoga Investment Corp (Filed With SEC on March 4, 2021)

Amended and Restated Collateral Administration Agreement, dated as of February 26, 2021, by and among Saratoga Investment Corp. CLO 2013-1, Ltd., Saratoga Investment Corp. and... (Filed With SEC on March 4, 2021)

Amendment No. 5 to Credit, Security and Management Agreement, dated September 14, 2020, by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga... (Filed With SEC on September 17, 2020)

Fourth Supplemental Indenture by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on June 24, 2020)

Underwriting Agreement, dated June 17, 2020, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in Schedule I... (Filed With SEC on June 23, 2020)

Description of Securities (Filed With SEC on May 6, 2020)

Amendment No. 4 to Credit, Security and Management Agreement, dated April 24, 2020, by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga Investment... (Filed With SEC on April 29, 2020)

Amendment No. 5, dated October 10, 2019, to the Equity Distribution Agreement, dated March 16, 2017, as amended, by and among Saratoga Investment Corp., Saratoga Investment... (Filed With SEC on October 10, 2019)

AMENDMENT NO. 3 TO CREDIT, SECURITY AND MANAGEMENT AGREEMENT (Filed With SEC on May 18, 2017)

AMENDMENT NO. 2 TO CREDIT, SECURITY AND MANAGEMENT AGREEMENT (Filed With SEC on September 18, 2014)

Investment Advisory and Management Agreement. On July 30, 2010, the Company entered into an investment advisory and management agreement with Saratoga pursuant to which Saratoga... (Filed With SEC on August 3, 2010)

STOCKPURCHASE AGREEMENT by andamong GSCINVESTMENT CORP., SARATOGAINVESTMENT ADVISORS, LLC and CLOPARTNERS LLC dated asof April 14,2010 TABLEOF CONTENTS (Filed With SEC on June 4, 2010)

VOTINGAND SUPPORT AGREEMENT (Filed With SEC on June 4, 2010)

Exhibit 10.1 STOCK PURCHASE AGREEMENT by and among GSC INVESTMENT CORP., SARATOGA INVESTMENT ADVISORS, LLC and CLO PARTNERS LLC dated as of April 14, 2010 TABLE OF CONTENTS (Filed With SEC on April 14, 2010)

SECOND AMENDMENT TO THE ADMINISTRATION AGREEMENT BY AND BETWEEN GSC INVESTMENT CORP. AND GSCP (NJ), L.P. (Filed With SEC on March 31, 2010)

THIRD AMENDMENT TO THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GSC INVESTMENT CORP. AND GSCP (NJ), L.P. (Filed With SEC on March 31, 2010)

AGREEMENT TO WAIVE CERTAIN RIGHTS UNDER THE ADMINISTRATION AGREEMENT DATED AS OF MARCH 21, 2010 BY AND BETWEEN GSC INVESTMENT CORP AND GSCP (NJ), L.P. (Filed With SEC on March 31, 2010)

EXHIBIT10.1 INDEMNIFICATIONAGREEMENT (Filed With SEC on November 13, 2009)

Exhibit10.1 AMENDMENTTO THE ADMINISTRATIONAGREEMENT BYAND BETWEEN GSCINVESTMENT CORP. AND GSCP(NJ), L.P. (Filed With SEC on April 15, 2009)

AGREEMENTTO WAIVE CERTAINRIGHTS UNDER THEADMINISTRATION AGREEMENT DATEDAPRIL 14, 2009 BYAND BETWEEN GSCINVESTMENT CORP AND GSCP(NJ), L.P. (Filed With SEC on April 15, 2009)

Exhibit10.3 SECONDAMENDMENT TO THE INVESTMENTADVISORY AND MANAGEMENT AGREEMENT BETWEEN GSCINVESTMENT CORP. AND GSCP(NJ), L.P. (Filed With SEC on April 15, 2009)

AMENDMENTNO. 5 TO CREDITAGREEMENT (Filed With SEC on March 24, 2009)

INDEMNIFICATION AGREEMENT (Filed With SEC on October 16, 2008)

Exhibit10.1 AMENDMENTNO. 3 TO CREDITAGREEMENT (Filed With SEC on August 12, 2008)

EX-10.5: AMENDMENT TO THE CONTRIBUTION AND EXCHANGE AGREEMENT (Filed With SEC on May 23, 2008)

EX-10.36: INDEMNIFICATION AGREEMENT (Filed With SEC on May 23, 2008)

EX-10.37: INDEMNIFICATION AGREEMENT (Filed With SEC on May 23, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 13, 2007)

INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GSC INVESTMENT LLC AND GSCP (NJ), L.P. (Filed With SEC on July 13, 2007)

CUSTODIAN AGREEMENT By and between GSC INVESTMENT LLC, and U.S. BANK NATIONAL ASSOCIATION Dated as of March 21, 2007 (Filed With SEC on July 13, 2007)

ADMINISTRATION AGREEMENT (Filed With SEC on July 13, 2007)

TRADEMARK LICENSE AGREEMENT dated as of March 21, 2007 between GSCP (NJ), L.P. and GSC Investment Corp. (Filed With SEC on July 13, 2007)

GSC INVESTMENT CORP. (Filed With SEC on July 13, 2007)

ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on July 13, 2007)

INDEMNIFICATION AGREEMENT (Filed With SEC on July 13, 2007)

AMENDMENT TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GSC INVESTMENT CORP. AND GSCP (NJ), L.P. (Filed With SEC on May 25, 2007)

PURCHASE AND SALE AGREEMENT Dated as of April 11, 2007 Between GSC INVESTMENT FUNDING LLC as Buyer and GSC INVESTMENT CORP. as Seller TABLE OF CONTENTS (Filed With SEC on April 16, 2007)

Up to $130,000,000 CREDIT AGREEMENT Dated as of April 11, 2007 Among GSC INVESTMENT FUNDING LLC as the Borrower GSC INVESTMENT CORP. as the Performance Guarantor GSCP (NJ), L.P.... (Filed With SEC on April 16, 2007)

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SARATOGA INVESTMENT CORP. Contracts & Agreements