SARATOGA INVESTMENT CORP. Contracts & Agreements

84 Contracts & Agreements
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Amendment No. 4, dated May 15, 2024, to Equity Distribution Agreement by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc.,...
SARATOGA INVESTMENT CORP.
2024
Amendment No. 3, dated July 19, 2023, to Equity Distribution Agreement, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc.,...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
2023
Amendment No. 2, dated July 10, 2023, to Equity Distribution Agreement, dated July 30, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
2023
Description of Securities
SARATOGA INVESTMENT CORP.
2023
Underwriting Agreement, dated April 11, 2023, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, and Ladenburg Thalmann & Co. Inc. as representative of the...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
2023
Fifteenth Supplemental Indenture by and between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National...
Indenture Agreements
SARATOGA INVESTMENT CORP.
2023
Fifth Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association, as trustee, relating to 7.75% Notes due 2025
Indenture Agreements
SARATOGA INVESTMENT CORP.
2023
Seventh Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank National Association, as trustee, relating to 6.25% Notes due 2027
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Eleventh Supplemental Indenture between Saratoga Investment Corp. and U.S. Bank Trust Company, National Association, as trustee, relating to the 7.00% Notes due 2025
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2023
Thirteenth Supplemental Indenture by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as...
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement, dated December 5, 2022, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
2022
Twelfth Supplemental Indenture by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement, dated October 19, 2022, by and among the Company, the Adviser, and Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
2022
Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated July 9, 2020
Note Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2022
First Supplemental Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated January 28, 2021
Note Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Second Supplemental Note Purchase Agreement by and between Saratoga Investment Corp. and the purchaser party thereto, dated September 8, 2022
Note Agreements
SARATOGA INVESTMENT CORP.
2022
Purchase Agreement, dated as of August 11, 2022, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., as referral agent, and...
Credit Agreements
SARATOGA INVESTMENT CORP.
2022
Tenth Supplemental Indenture by and between the Company and U.S. Bank Trust Company National Association (as successor in interest for U.S. Bank National Association), as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Underwriting Agreement, dated April 19, 2022, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in Schedule...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2022
Underwriting Agreement, dated as of January 13, 2022, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc
Underwriting Agreements
SARATOGA INVESTMENT CORP.
2022
Ninth Supplemental Indenture, dated as of January 19, 2022, between Saratoga Investment Corp. and U.S. Bank National Association, as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2022
Saratoga Senior Loan Fund I JV LLC Limited Liability Company Agreement, dated October 26, 2021, by and between Saratoga Investment Corp. and TJHA JV I LLC
Loan Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
DE
2021
Equity Distribution Agreement, dated July 30, 2021, by and among Saratoga Investment Corp. and Saratoga Investment Advisors, LLC, on the one hand, and Ladenburg Thalmann & Co....
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
2021
Underwriting Agreement, dated as of July 15, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Description of Securities
SARATOGA INVESTMENT CORP.
2021
Eighth Supplemental Indenture, dated as of March 10, 2021, between Saratoga Investment Corp. and U.S. Bank National Association, as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2021
Underwriting Agreement, dated as of March 3, 2021, by and among Saratoga Investment Corp., Saratoga Investment Advisors, LLC and Raymond James & Associates, Inc
Underwriting Agreements
SARATOGA INVESTMENT CORP.
2021
Amended and Restated Collateral Management Agreement, dated as of February 26, 2021, by and between Saratoga Investment Corp. CLO 2013-1, Ltd. and Saratoga Investment Corp
Management Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Amended and Restated Collateral Administration Agreement, dated as of February 26, 2021, by and among Saratoga Investment Corp. CLO 2013-1, Ltd., Saratoga Investment Corp. and...
Administration Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2021
Amendment No. 5 to Credit, Security and Management Agreement, dated September 14, 2020, by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Fourth Supplemental Indenture by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Underwriting Agreement, dated June 17, 2020, by and among the Company, the Adviser, Ladenburg Thalmann & Co. Inc. as representative of the several underwriters named in Schedule I...
Underwriting Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
WA
2020
Description of Securities
SARATOGA INVESTMENT CORP.
2020
Amendment No. 4 to Credit, Security and Management Agreement, dated April 24, 2020, by and among Saratoga Investment Funding LLC, Saratoga Investment Corp., Saratoga Investment...
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2020
Amendment No. 5, dated October 10, 2019, to the Equity Distribution Agreement, dated March 16, 2017, as amended, by and among Saratoga Investment Corp., Saratoga Investment...
Equity Distribution Agreements
SARATOGA INVESTMENT CORP.
2019
AMENDMENT NO. 3 TO CREDIT, SECURITY AND MANAGEMENT AGREEMENT
Credit Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2017
AMENDMENT NO. 2 TO CREDIT, SECURITY AND MANAGEMENT AGREEMENT
Credit Agreements
SARATOGA INVESTMENT CORP.
2014
Investment Advisory and Management Agreement. On July 30, 2010, the Company entered into an investment advisory and management agreement with Saratoga pursuant to which Saratoga...
Bonus & Incentive Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2010
Investment Advisory and Management Agreement. On July 30, 2010, the Company entered into an investment advisory and management agreement with Saratoga pursuant to which Saratoga...
Bonus & Incentive Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2010
Investment Advisory and Management Agreement. On July 30, 2010, the Company entered into an investment advisory and management agreement with Saratoga pursuant to which Saratoga...
Bonus & Incentive Agreements
SARATOGA INVESTMENT CORP.
2010
Investment Advisory and Management Agreement. On July 30, 2010, the Company entered into an investment advisory and management agreement with Saratoga pursuant to which Saratoga...
Bonus & Incentive Agreements
SARATOGA INVESTMENT CORP.
2010
Investment Advisory and Management Agreement. On July 30, 2010, the Company entered into an investment advisory and management agreement with Saratoga pursuant to which Saratoga...
Bonus & Incentive Agreements
SARATOGA INVESTMENT CORP.
2010
STOCKPURCHASE AGREEMENT by andamong GSCINVESTMENT CORP., SARATOGAINVESTMENT ADVISORS, LLC and CLOPARTNERS LLC dated asof April 14,2010 TABLEOF CONTENTS
SARATOGA INVESTMENT CORP.
2010
VOTINGAND SUPPORT AGREEMENT
SARATOGA INVESTMENT CORP.
2010
Exhibit 10.1 STOCK PURCHASE AGREEMENT by and among GSC INVESTMENT CORP., SARATOGA INVESTMENT ADVISORS, LLC and CLO PARTNERS LLC dated as of April 14, 2010 TABLE OF CONTENTS
Stock Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
DE
2010
SECOND AMENDMENT TO THE ADMINISTRATION AGREEMENT BY AND BETWEEN GSC INVESTMENT CORP. AND GSCP (NJ), L.P.
Administration Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2010
THIRD AMENDMENT TO THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GSC INVESTMENT CORP. AND GSCP (NJ), L.P.
Management Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2010
AGREEMENT TO WAIVE CERTAIN RIGHTS UNDER THE ADMINISTRATION AGREEMENT DATED AS OF MARCH 21, 2010 BY AND BETWEEN GSC INVESTMENT CORP AND GSCP (NJ), L.P.
Administration Agreements
SARATOGA INVESTMENT CORP.
2010
EXHIBIT10.1 INDEMNIFICATIONAGREEMENT
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
MD
2009
Exhibit10.1 AMENDMENTTO THE ADMINISTRATIONAGREEMENT BYAND BETWEEN GSCINVESTMENT CORP. AND GSCP(NJ), L.P.
SARATOGA INVESTMENT CORP.
2009
AGREEMENTTO WAIVE CERTAINRIGHTS UNDER THEADMINISTRATION AGREEMENT DATEDAPRIL 14, 2009 BYAND BETWEEN GSCINVESTMENT CORP AND GSCP(NJ), L.P.
SARATOGA INVESTMENT CORP.
2009
Exhibit10.3 SECONDAMENDMENT TO THE INVESTMENTADVISORY AND MANAGEMENT AGREEMENT BETWEEN GSCINVESTMENT CORP. AND GSCP(NJ), L.P.
Management Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
NY
2009
AMENDMENTNO. 5 TO CREDITAGREEMENT
SARATOGA INVESTMENT CORP.
2009
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2008
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2008
Exhibit10.1 AMENDMENTNO. 3 TO CREDITAGREEMENT
SARATOGA INVESTMENT CORP.
2008
EX-10.5: AMENDMENT TO THE CONTRIBUTION AND EXCHANGE AGREEMENT
Exchange Agreements
SARATOGA INVESTMENT CORP.
2008
EX-10.36: INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2008
EX-10.37: INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2008
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
SARATOGA INVESTMENT CORP.
2007
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GSC INVESTMENT LLC AND GSCP (NJ), L.P.
Management Agreements
SARATOGA INVESTMENT CORP.
2007
CUSTODIAN AGREEMENT By and between GSC INVESTMENT LLC, and U.S. BANK NATIONAL ASSOCIATION Dated as of March 21, 2007
SARATOGA INVESTMENT CORP.
2007
ADMINISTRATION AGREEMENT
Administration Agreements
SARATOGA INVESTMENT CORP.
2007
TRADEMARK LICENSE AGREEMENT dated as of March 21, 2007 between GSCP (NJ), L.P. and GSC Investment Corp.
Trademark Agreements
SARATOGA INVESTMENT CORP.
2007
GSC INVESTMENT CORP.
SARATOGA INVESTMENT CORP.
2007
ASSIGNMENT AND ASSUMPTION AGREEMENT
Assignment Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
INDEMNIFICATION AGREEMENT
Indemnification Agreements
SARATOGA INVESTMENT CORP.
2007
AMENDMENT TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN GSC INVESTMENT CORP. AND GSCP (NJ), L.P.
Management Agreements
SARATOGA INVESTMENT CORP.
SPACs, Investment, & Acquisition Companies
2007
PURCHASE AND SALE AGREEMENT Dated as of April 11, 2007 Between GSC INVESTMENT FUNDING LLC as Buyer and GSC INVESTMENT CORP. as Seller TABLE OF CONTENTS
Purchase Agreements
SARATOGA INVESTMENT CORP.
2007
Up to $130,000,000 CREDIT AGREEMENT Dated as of April 11, 2007 Among GSC INVESTMENT FUNDING LLC as the Borrower GSC INVESTMENT CORP. as the Performance Guarantor GSCP (NJ), L.P....
Credit Agreements
SARATOGA INVESTMENT CORP.
2007