Rockwell Automation Inc. Contracts & Agreements

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Summary of Non-Employee Director Compensation and Benefits (as of October 1, 2021)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Clawback Letter Agreement between Rockwell Automation, Inc. and Nicholas Gangestad (CFO)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Agreement and Plan of Merger among Plex Systems Holdings, Inc., Rockwell Automation, Inc., Rockwell Automation US Holdings, Inc., and Francisco Partners Management LLC (June 24,...
Merger Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2021
Rockwell Automation, Inc. 2020 Long-Term Incentives Plan Stock Option Agreement for U.S. Employees
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2021
Rockwell Automation, Inc. Restricted Stock Unit Agreement for U.S. Employees
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2021
Rockwell Automation, Inc. 2020 Long-Term Incentives Plan Performance Share Agreement for U.S. Employees
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2021
Summary of Non-Employee Director Compensation and Benefits (as of October 1, 2020)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2020
Rockwell Automation, Inc. Incentive Compensation Plan (Effective October 1, 2020)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
2020
Rockwell Automation, Inc. 2020 Long-Term Incentives Plan Restricted Stock Agreement
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2020
Summary of Non-Employee Director Compensation and Benefits (as of April 7, 2020)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2020
Rockwell Automation, Inc. 2012 Long-Term Incentives Plan Restricted Stock Agreement
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2019
Summary of Non-Employee Director Compensation and Benefits (as of October 1, 2018)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2018
Summary of Non-Employee Director Compensation and Benefits (as of October 1, 2016)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2016
Amendment to Change of Control Agreement between Rockwell Automation, Inc. and Blake D. Moret
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2016
Rockwell Automation, Inc. CEO Compensation Clawback Letter Agreement with Blake D. Moret (2016)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2016
Summary of Non-Employee Director Compensation and Benefits (as of October 1, 2013)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2013
Rockwell Automation, Inc. 2012 Long-Term Incentives Plan Stock Option Agreement (December 6, 2012)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2013
Rockwell Automation, Inc. 2012 Long-Term Incentives Plan Restricted Stock Agreement (December 6, 2012)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2013
Rockwell Automation, Inc. 2012 Long-Term Incentives Plan Performance Share Agreement (December 6, 2012)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2013
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Stock Option Agreement (December 1, 2011)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2012
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Restricted Stock Agreement (December 1, 2011)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2012
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Performance Share Agreement (December 1, 2011)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2012
Summary of Non-Employee Director Compensation and Benefits (as of October 1, 2011)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2011
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Stock Option Agreement (December 7, 2010)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2011
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Restricted Stock Agreement (December 7, 2010)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2011
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Performance Share Agreement (December 7, 2010)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2011
Rockwell Automation, Inc. Directors Deferred Compensation Plan
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2009
Rockwell Automation, Inc. Stock Option Agreement under 2008 Long-Term Incentives Plan
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2009
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Performance Share Agreement
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2009
Summary of Non-Employee Director Compensation and Benefits (as of October 1, 2008)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2008
Memorandum of Amendments to Rockwell Automation, Inc. 2003 Directors Stock Plan
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2008
Rockwell Automation, Inc. Restricted Stock Agreement under 2008 Long-Term Incentives Plan
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2008
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Non-Officer Stock Option Agreement
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2008
Rockwell Automation, Inc. Board Resolutions Amending 2000 Long-Term Incentives Plan
Rockwell Automation Inc.
Electrical Equipment
2008
Rockwell Automation, Inc. Restricted Stock Unit Agreement for Directors
Equity Distribution Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2008
Memorandum of Amendment and Restatement of the Rockwell Automation Deferred Compensation Plan
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2008
Memorandum of Amendments to the Rockwell Automation, Inc. 2003 Directors Stock Plan
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2008
Memorandum of Proposed Amendment and Restatement of the Rockwell Automation, Inc. 2000 Long-Term Incentives Plan
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2008
Rockwell Automation, Inc. 2000 Long-Term Incentives Plan Stock Option Agreement (December 2007)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2008
Rockwell Automation, Inc. Restricted Stock Agreement under 2000 Long-Term Incentives Plan (December 2007)
Equity Distribution Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2008
Rockwell Automation, Inc. 2000 Long-Term Incentives Plan Performance Share Agreement (December 2007)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2008
Amendment to Non-Employee Director Compensation and Benefits (Effective October 1, 2007)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2007
First Amendment to Purchase Agreement between Rockwell Automation, Inc. and Baldor Electric Company
Purchase Agreements
Rockwell Automation Inc.
Electrical Equipment
OH
2007
Rockwell Automation Deferred Compensation Plan (Restated September 6, 2006)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2006
Rockwell Automation Deferred Compensation Plan (Amended and Restated as of January 1, 2006)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2006
Purchase and Sale Agreement between Rockwell Automation, Inc. and First Industrial Acquisitions, Inc. (August 24, 2005)
Purchase Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2005
Rockwell Automation, Inc. 2000 Long-Term Incentives Plan (As Amended through February 4, 2004)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
Rockwell Automation, Inc. Annual Incentive Compensation Plan for Senior Executive Officers (as amended December 3, 2003)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
Rockwell Automation, Inc. Restricted Stock Agreement with Douglas M. Hagerman under 2000 Long-Term Incentives Plan
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
Change of Control Agreement between Rockwell Automation, Inc. and Executive (May 1, 2004)
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
Change of Control Agreement between Rockwell Automation, Inc. and Keith D. Nosbusch (June 2, 2004)
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
Agreement and General Release between W. J. Calise, Jr. and Rockwell Automation, Inc. (May 27, 2004)
Separation Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
Amendment to Restricted Stock Agreements for Directors and Officers – July 1, 2004
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
Rockwell Automation, Inc. Restricted Stock Agreement with Keith D. Nosbusch under 2000 Long-Term Incentives Plan
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
Rockwell Automation, Inc. Restricted Stock Agreement for Directors under 2003 Directors Stock Plan
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
Rockwell Automation, Inc. 2003 Directors Stock Plan Stock Option Agreement (Form)
Warrant Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
Agreement and General Release between Michael A. Bless and Rockwell Automation, Inc. (January 27, 2004)
Separation Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
Rockwell Automation, Inc. Restricted Stock Agreement with James V. Gelly under 2000 Long-Term Incentives Plan
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
Change of Control Agreement between Rockwell Automation, Inc. and James V. Gelly (January 5, 2004)
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
Rockwell Automation Deferred Compensation Plan (Effective June 29, 2001)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2004
Rockwell Automation, Inc. Restricted Stock Agreement for Directors (2003)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2003
Amended and Restated 364-Day Credit Agreement among Rockwell Automation, Inc., Multiple Banks, and JPMorgan Chase Bank as Administrative Agent
Credit Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2003
Memorandum of Amendments to Rockwell Automation, Inc. 2003 Directors Stock Plan
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
Amendment to Restricted Stock Agreements between Rockwell Automation, Inc. and D. H. Davis, Jr.
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
Rockwell Automation, Inc. Restricted Stock Agreement for Directors under 2003 Directors Stock Plan
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2003
Rockwell Automation, Inc. Restricted Stock Agreement for Directors (2003)
Equity Distribution Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2003
Rockwell Automation, Inc. 2003 Directors Stock Option Agreement
Warrant Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
Rockwell Automation, Inc. Board Resolution Amending 1995 Directors Stock Plan
Rockwell Automation Inc.
Electrical Equipment
2003
Rockwell Automation, Inc. Compensation and Management Development Committee Vacation Policy Resolution (2003)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
Rockwell Automation, Inc. Board Resolution Amending 1995 Long-Term Incentives Plan Share Limit
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
Second Supplemental Indenture between Reliance Electric Company and Deutsche Bank Trust Company Americas (May 7, 2002)
Indenture Agreements
Rockwell Automation Inc.
Electrical Equipment
2002
Rockwell Automation, Inc. Board Resolution Amending 1995 Long-Term Incentives Plan
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
2002
Rockwell Automation, Inc. Stock Option Agreement under 2000 Long-Term Incentives Plan
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2002
364-Day Credit Agreement among Rockwell Automation, Inc. and Various Banks (October 29, 2002)
Credit Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2002
Three-Year Credit Agreement among Rockwell Automation, Inc. and Various Banks (2002)
Credit Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2002
Rockwell International Corporation Compensation Committee Resolution on Stock Option Transferability (December 5, 2001)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2002
Memorandum of Amendments to Restricted Stock Agreements under Rockwell International Corporation’s 1995 and 2000 Long-Term Incentives Plans
Modification Agreements
Rockwell Automation Inc.
Electrical Equipment
2002
Rockwell International Corporation 2000 Long-Term Incentives Plan Restricted Stock Agreement
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2002
Change of Control Agreement between Rockwell International Corporation and Executive (June 29, 2001)
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2001
Rockwell International Corporation Change of Control Agreement with Executive (June 29, 2001)
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2001
Distribution Agreement among Rockwell International Corporation, Rockwell Collins, Inc., and Rockwell Scientific Company LLC (June 29, 2001)
Distribution Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2001
Employee Matters Agreement among Rockwell International Corporation, Rockwell Collins, Inc., and Rockwell Scientific Company LLC
Separation Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2001
Tax Allocation Agreement between Rockwell International Corporation and Rockwell Collins, Inc. (June 29, 2001)
Rockwell Automation Inc.
Electrical Equipment
WI
2001
Rockwell Automation, Inc. 0.350% Note Due August 15, 2023 (Indenture and Global Note)
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Rockwell Automation, Inc. 1.750% Note Due August 15, 2031 (Indenture and Global Note)
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Rockwell Automation, Inc. 2.800% Note Due August 15, 2061 (Indenture and Global Note)
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Amendment No. 1 to Securities Purchase Agreement between Rockwell Automation, Inc. and PTC Inc.
Purchase Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Rockwell Automation, Inc. Restricted Stock Unit Agreement under 2020 Long-Term Incentives Plan
Equity Distribution Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2020
Rockwell Automation, Inc. Global Restricted Stock Unit Agreement under 2020 Long-Term Incentives Plan
Equity Distribution Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2020
Description of Rockwell Automation, Inc. Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2019
Rockwell Automation, Inc. 3.500% Note Due March 1, 2029 (Indenture and Global Note)
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2019
Rockwell Automation, Inc. 4.200% Note Due March 1, 2049 (Indenture with The Bank of New York Mellon Trust Company, N.A.)
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2019
Registration Rights Agreement between PTC Inc. and Rockwell Automation, Inc. (July 19, 2018)
Registration Rights Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2018
Securities Purchase Agreement between PTC Inc. and Rockwell Automation, Inc. dated June 11, 2018
Purchase Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2018
Rockwell Automation, Inc. 2.050% Note Due March 1, 2020, Issued to Cede & Co. under Indenture with The Bank of New York Mellon Trust Company
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2015
Rockwell Automation, Inc. 2.875% Note Due March 1, 2025, Issued Under Indenture with The Bank of New York Mellon Trust Company
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2015
Rockwell Automation, Inc. 2008 Long-Term Incentives Plan Restricted Stock Agreement
Equity Distribution Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2009