Rockwell Automation Inc. Contracts & Agreements

92 Contracts & Agreements
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Filed
Letter Agreement dated March 1, 2021 between Registrant and Nicholas C. Gangestad
Rockwell Automation Inc.
Electrical Equipment
2021
Summary of Non-Employee Director Compensation and Benefits as of October 1, 2021
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Form of certificate for the Companys 2.800% Notes due August 15, 2061
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Form of certificate for the Companys 1.750% Notes due August 15, 2031
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Form of certificate for the Companys 0.350% Notes due August 15, 2023
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Agreement and Plan of Merger, dated June 24, 2021, among Plex, Rockwell, Merger Sub and the Representative
Merger Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2021
Amendment No. 1 to the Securities Purchase Agreement, dated May 11, 2021, between Rockwell and PTC
Purchase Agreements
Rockwell Automation Inc.
Electrical Equipment
2021
Form of Stock Option Agreement for U.S. Employees under the Companys 2020 Long-Term Incentives Plan for options awarded to executive officers of the Company after December 9, 2020
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2021
Form of Performance Share Agreement for U.S. Employees under the Companys 2020 Long-Term Incentives Plan for performance shares awarded to executive officers of the Company after...
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2021
Form of Restricted Stock Unit Agreement for U.S. Employees under the Companys 2020 Long-Term Incentives Plan for restricted stock units awarded to executive officers of the...
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2021
Copy of the Companys Incentive Compensation Plan effective October 1, 2020
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
2020
Form of Global Restricted Stock Unit Agreement under the Companys 2020 Long-Term Incentives Plan for certain awards of restricted stock units to executive officers of the Company...
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2020
Form of Restricted Stock Unit Agreement under the Companys 2020 Long-Term Incentives Plan for certain awards of restricted stock units to executive officers of the Company
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2020
Summary of Non-Employee Director Compensation and Benefits as of October 1, 2020
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2020
Form of Restricted Stock Agreement under the Companys 2020 Long-Term Incentives Plan for awards of shares of restricted stock to executive officers of the Company
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2020
Summary of Non-Employee Director Compensation and Benefits effective as of April 7, 2020
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2020
Form of Restricted Stock Agreement under the Companys 2012 Long-Term Incentives Plan for certain awards of shares of restricted stock to executive officers of the Company after...
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2019
Description of the Companys Securities
Rockwell Automation Inc.
Electrical Equipment
NY
2019
Form of certificate for the Companys 4.200% Notes due March 1, 2049
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2019
Form of certificate for the Companys 3.500% Notes due March 1, 2029
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2019
Summary of Non-Employee Director Compensation and Benefits effective as of October 1, 2018
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2018
Registration Rights Agreement, dated July 19, 2018, between the Company and PTC
Registration Rights Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2018
Securities Purchase Agreement, dated June 11, 2018, between the Company and PTC
Purchase Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2018
Summary of Non-Employee Director Compensation and Benefits* (as of October 1, 2016)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2016
AMENDMENT TO CHANGE OF CONTROL AGREEMENT
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2016
[Rockwell Automation Letterhead]
Rockwell Automation Inc.
Electrical Equipment
2016
[FACE OF NOTE]
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2015
[FACE OF NOTE]
Note Agreements
Rockwell Automation Inc.
Electrical Equipment
2015
Summary of Non-Employee Director Compensation and Benefits* (as of October 1, 2013)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2013
ROCKWELL AUTOMATION, INC. 2012 LONG-TERM INCENTIVES PLAN RESTRICTED STOCK AGREEMENT (December 6, 2012)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2013
ROCKWELL AUTOMATION, INC. 2012 LONG-TERM INCENTIVES PLAN PERFORMANCE SHARE AGREEMENT (December 6, 2012)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2013
Date of Grant
Rockwell Automation Inc.
Electrical Equipment
2013
2 ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN STOCK OPTION TERMS AND CONDITIONS (December 1, 2011)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2012
ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN RESTRICTED STOCK AGREEMENT (December 1, 2011)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2012
ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN PERFORMANCE SHARE AGREEMENT (December 1, 2011)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2012
Exhibit 10-a-5
Rockwell Automation Inc.
Electrical Equipment
2011
EX-101 INSTANCE DOCUMENT
Rockwell Automation Inc.
Electrical Equipment
DE
2011
EX-101 INSTANCE DOCUMENT
Rockwell Automation Inc.
Electrical Equipment
DE
2011
EX-101 INSTANCE DOCUMENT
Rockwell Automation Inc.
Electrical Equipment
2011
ROCKWELL AUTOMATION, INC. DIRECTORS DEFERRED COMPENSATION PLAN
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2009
Type of Grant
Rockwell Automation Inc.
Electrical Equipment
2009
ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN
Rockwell Automation Inc.
Electrical Equipment
DE
2009
ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN
Rockwell Automation Inc.
Electrical Equipment
DE
2009
Summary of Non-Employee Director Compensation and Benefits* (as of October 1, 2008)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2008
ROCKWELL AUTOMATION, INC. MEMORANDUM OF AMENDMENTS
Rockwell Automation Inc.
Electrical Equipment
2008
ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN
Rockwell Automation Inc.
Electrical Equipment
DE
2008
Date of Grant
Rockwell Automation Inc.
Electrical Equipment
2008
ROCKWELL AUTOMATION, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS
Rockwell Automation Inc.
Electrical Equipment
2008
ROCKWELL AUTOMATION, INC. RESTRICTED STOCK UNIT AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2008
MEMORANDUM OF PROPOSED AMENDMENT AND RESTATEMENT OF THE ROCKWELL AUTOMATION
Rockwell Automation Inc.
Electrical Equipment
WI
2008
ROCKWELL AUTOMATION, INC. MEMORANDUM OF AMENDMENTS
Rockwell Automation Inc.
Electrical Equipment
2008
MEMORANDUM OF PROPOSED AMENDMENT AND RESTATEMENT OF THE ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED (November 7, 2007)
Rockwell Automation Inc.
Electrical Equipment
DE
2008
ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED STOCK OPTION TERMS AND CONDITIONS (December , 2007)
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2008
ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED
Rockwell Automation Inc.
Electrical Equipment
DE
2008
ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN
Rockwell Automation Inc.
Electrical Equipment
DE
2008
Amendments to Non-Employee Director Compensation and Benefits (Effective October 1, 2007)
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2007
FIRST AMENDMENT TO PURCHASE AGREEMENT
Purchase Agreements
Rockwell Automation Inc.
Electrical Equipment
OH
2007
ROCKWELL AUTOMATION DEFERRED COMPENSATION PLAN
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2006
ROCKWELL AUTOMATION
Rockwell Automation Inc.
Electrical Equipment
WI
2006
Purchase and Sale Agreement
Purchase Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2005
ROCKWELL AUTOMATION, INC. ANNUAL INCENTIVE COMPENSATION PLAN FOR SENIOR EXECUTIVE OFFICERS (as amended December 3, 2003)
Bonus & Incentive Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN (As Amended through February 4, 2004)
Rockwell Automation Inc.
Electrical Equipment
DE
2004
ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED RESTRICTED STOCK AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
CHANGE OF CONTROL AGREEMENT
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
CHANGE OF CONTROL AGREEMENT
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
AGREEMENT AND GENERAL RELEASE
Release Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
AMENDMENTS TO RESTRICTED STOCK AGREEMENTS JULY 1, 2004
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
AGREEMENT AND GENERAL RELEASE
Release Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
ROCKWELL AUTOMATION, INC. William J. Calise, Jr. Senior Vice President, General Counsel & Secretary ACCEPTED AND AGREED TO: Date: , 2004
Rockwell Automation Inc.
Electrical Equipment
2004
ROCKWELL AUTOMATION INC. RESTRICTED STOCK AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED RESTRICTED STOCK AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
ROCKWELL AUTOMATION DEFERRED COMPENSATION PLAN
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2004
ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED RESTRICTED STOCK AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2004
CHANGE OF CONTROL AGREEMENT
Change of Control Agreements
Rockwell Automation Inc.
Electrical Equipment
2004
ROCKWELL AUTOMATION, INC. RESTRICTED STOCK AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2003
AMENDED AND RESTATED 364-DAY CREDITAGREEMENT
Rockwell Automation Inc.
Electrical Equipment
NY
2003
ROCKWELL AUTOMATION, INC. RESOLUTIONS OF THE COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS ADOPTED ON JUNE 4, 2003
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
ROCKWELL AUTOMATION, INC. MEMORANDUM OF AMENDMENTS TO THE ROCKWELL AUTOMATION, INC. 2003 DIRECTORS STOCK PLAN ADOPTED BY THE BOARD OF DIRECTORS ON APRIL 25, 2003
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
ROCKWELL AUTOMATION INC. RESTRICTED STOCK AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2003
ROCKWELL AUTOMATION INC. RESTRICTED STOCK AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2003
ROCKWELL AUTOMATION, INC. RESOLUTION OF THE COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS ADOPTED ON FEBRUARY 5, 2003
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
ROCKWELL AUTOMATION, INC. 2003 DIRECTORS STOCK PLAN STOCK OPTION TERMS AND CONDITIONS
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2003
ROCKWELL AUTOMATION, INC. RESOLUTION OF THE BOARD OF DIRECTORS ADOPTED ON DECEMBER 4, 2002
Rockwell Automation Inc.
Electrical Equipment
2003
ROCKWELL AUTOMATION, INC. RESOLUTION OF THE BOARD OF DIRECTORS ADOPTED ON NOVEMBER 6, 2002
Rockwell Automation Inc.
Electrical Equipment
2003
$337,500,000 THREE-YEAR CREDIT AGREEMENT dated as of October 29, 2002 among Rockwell Automation, Inc. The Banks Listed Herein Bank of America, N.A., Citibank, N.A., Deutsche Bank...
Credit Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2002
$337,500,000 364-DAY CREDIT AGREEMENT dated as of October 29, 2002 among Rockwell Automation, Inc. The Banks Listed Herein Bank of America, N.A., Citibank, N.A., Deutsche Bank...
Credit Agreements
Rockwell Automation Inc.
Electrical Equipment
NY
2002
ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN STOCK OPTION AGREEMENT STOCK OPTION TERMS AND CONDITIONS
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
WI
2002
ROCKWELL AUTOMATION, INC. RESOLUTIONS ADOPTED BY THE BOARD OF DIRECTORS ON DECEMBER 1, 1999
Rockwell Automation Inc.
Electrical Equipment
2002
SECOND SUPPLEMENTAL INDENTURE
Indenture Agreements
Rockwell Automation Inc.
Electrical Equipment
2002
ROCKWELL INTERNATIONAL CORPORATION 2000 LONG-TERM INCENTIVES PLAN RESTRICTED STOCK AGREEMENT
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
DE
2002
ROCKWELL INTERNATIONAL CORPORATION MEMORANDUM OF AMENDMENTS TO OUTSTANDING RESTRICTED STOCK AGREEMENTS UNDER ROCKWELL INTERNATIONAL CORPORATIONS 1995 LONG-TERM INCENTIVES PLAN AND...
Stock Agreements
Rockwell Automation Inc.
Electrical Equipment
2002
ROCKWELL INTERNATIONAL CORPORATION Resolution of the Compensation and Management Development Committee of the Board of Directors adopted on December 5, 2001
Compensation Agreements
Rockwell Automation Inc.
Electrical Equipment
2002