Rockwell Automation Inc. Contracts & Agreements

Summary of Non-Employee Director Compensation and Benefits as of October 1, 2021 (Filed With SEC on November 9, 2021)

Letter Agreement dated March 1, 2021 between Registrant and Nicholas C. Gangestad (Filed With SEC on November 9, 2021)

Form of certificate for the Companys 0.350% Notes due August 15, 2023 (Filed With SEC on August 17, 2021)

Form of certificate for the Companys 1.750% Notes due August 15, 2031 (Filed With SEC on August 17, 2021)

Form of certificate for the Companys 2.800% Notes due August 15, 2061 (Filed With SEC on August 17, 2021)

Agreement and Plan of Merger, dated June 24, 2021, among Plex, Rockwell, Merger Sub and the Representative (Filed With SEC on June 25, 2021)

Amendment No. 1 to the Securities Purchase Agreement, dated May 11, 2021, between Rockwell and PTC (Filed With SEC on May 13, 2021)

Form of Stock Option Agreement for U.S. Employees under the Companys 2020 Long-Term Incentives Plan for options awarded to executive officers of the Company after December 9, 2020 (Filed With SEC on January 26, 2021)

Form of Restricted Stock Unit Agreement for U.S. Employees under the Companys 2020 Long-Term Incentives Plan for restricted stock units awarded to executive officers of the... (Filed With SEC on January 26, 2021)

Form of Performance Share Agreement for U.S. Employees under the Companys 2020 Long-Term Incentives Plan for performance shares awarded to executive officers of the Company after... (Filed With SEC on January 26, 2021)

Summary of Non-Employee Director Compensation and Benefits as of October 1, 2020 (Filed With SEC on November 10, 2020)

Form of Restricted Stock Unit Agreement under the Companys 2020 Long-Term Incentives Plan for certain awards of restricted stock units to executive officers of the Company (Filed With SEC on November 10, 2020)

Form of Global Restricted Stock Unit Agreement under the Companys 2020 Long-Term Incentives Plan for certain awards of restricted stock units to executive officers of the Company... (Filed With SEC on November 10, 2020)

Copy of the Companys Incentive Compensation Plan effective October 1, 2020 (Filed With SEC on November 10, 2020)

Form of Restricted Stock Agreement under the Companys 2020 Long-Term Incentives Plan for awards of shares of restricted stock to executive officers of the Company (Filed With SEC on July 28, 2020)

Summary of Non-Employee Director Compensation and Benefits effective as of April 7, 2020 (Filed With SEC on April 28, 2020)

Description of the Companys Securities (Filed With SEC on November 12, 2019)

Form of Restricted Stock Agreement under the Companys 2012 Long-Term Incentives Plan for certain awards of shares of restricted stock to executive officers of the Company after... (Filed With SEC on November 12, 2019)

Form of certificate for the Companys 3.500% Notes due March 1, 2029 (Filed With SEC on March 1, 2019)

Form of certificate for the Companys 4.200% Notes due March 1, 2049 (Filed With SEC on March 1, 2019)

Summary of Non-Employee Director Compensation and Benefits effective as of October 1, 2018 (Filed With SEC on July 27, 2018)

Registration Rights Agreement, dated July 19, 2018, between the Company and PTC (Filed With SEC on July 20, 2018)

Securities Purchase Agreement, dated June 11, 2018, between the Company and PTC (Filed With SEC on June 11, 2018)

Summary of Non-Employee Director Compensation and Benefits* (as of October 1, 2016) (Filed With SEC on August 3, 2016)

AMENDMENT TO CHANGE OF CONTROL AGREEMENT (Filed With SEC on August 3, 2016)

[Rockwell Automation Letterhead] (Filed With SEC on August 3, 2016)

[FACE OF NOTE] (Filed With SEC on February 17, 2015)

Summary of Non-Employee Director Compensation and Benefits* (as of October 1, 2013) (Filed With SEC on August 7, 2013)

Date of Grant (Filed With SEC on February 6, 2013)

ROCKWELL AUTOMATION, INC. 2012 LONG-TERM INCENTIVES PLAN RESTRICTED STOCK AGREEMENT (December 6, 2012) (Filed With SEC on February 6, 2013)

ROCKWELL AUTOMATION, INC. 2012 LONG-TERM INCENTIVES PLAN PERFORMANCE SHARE AGREEMENT (December 6, 2012) (Filed With SEC on February 6, 2013)

2 ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN STOCK OPTION TERMS AND CONDITIONS (December 1, 2011) (Filed With SEC on February 8, 2012)

ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN RESTRICTED STOCK AGREEMENT (December 1, 2011) (Filed With SEC on February 8, 2012)

ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN PERFORMANCE SHARE AGREEMENT (December 1, 2011) (Filed With SEC on February 8, 2012)

Exhibit 10-a-5 (Filed With SEC on November 14, 2011)

EX-101 INSTANCE DOCUMENT (Filed With SEC on February 3, 2011)

ROCKWELL AUTOMATION, INC. DIRECTORS DEFERRED COMPENSATION PLAN (Filed With SEC on February 6, 2009)

Type of Grant (Filed With SEC on February 6, 2009)

ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN (Filed With SEC on February 6, 2009)

Summary of Non-Employee Director Compensation and Benefits* (as of October 1, 2008) (Filed With SEC on November 21, 2008)

ROCKWELL AUTOMATION, INC. MEMORANDUM OF AMENDMENTS (Filed With SEC on November 21, 2008)

ROCKWELL AUTOMATION, INC. 2008 LONG-TERM INCENTIVES PLAN (Filed With SEC on November 21, 2008)

Date of Grant (Filed With SEC on July 29, 2008)

ROCKWELL AUTOMATION, INC. RESOLUTIONS OF THE BOARD OF DIRECTORS (Filed With SEC on April 25, 2008)

ROCKWELL AUTOMATION, INC. RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on April 25, 2008)

MEMORANDUM OF PROPOSED AMENDMENT AND RESTATEMENT OF THE ROCKWELL AUTOMATION (Filed With SEC on February 6, 2008)

ROCKWELL AUTOMATION, INC. MEMORANDUM OF AMENDMENTS (Filed With SEC on February 6, 2008)

MEMORANDUM OF PROPOSED AMENDMENT AND RESTATEMENT OF THE ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED (November 7, 2007) (Filed With SEC on February 6, 2008)

ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED STOCK OPTION TERMS AND CONDITIONS (December , 2007) (Filed With SEC on February 6, 2008)

ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED (Filed With SEC on February 6, 2008)

ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN (Filed With SEC on February 6, 2008)

Amendments to Non-Employee Director Compensation and Benefits (Effective October 1, 2007) (Filed With SEC on July 27, 2007)

FIRST AMENDMENT TO PURCHASE AGREEMENT (Filed With SEC on April 27, 2007)

ROCKWELL AUTOMATION DEFERRED COMPENSATION PLAN (Filed With SEC on November 9, 2006)

ROCKWELL AUTOMATION (Filed With SEC on January 27, 2006)

Purchase and Sale Agreement (Filed With SEC on November 10, 2005)

ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN (As Amended through February 4, 2004) (Filed With SEC on November 19, 2004)

ROCKWELL AUTOMATION, INC. ANNUAL INCENTIVE COMPENSATION PLAN FOR SENIOR EXECUTIVE OFFICERS (as amended December 3, 2003) (Filed With SEC on November 19, 2004)

ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED RESTRICTED STOCK AGREEMENT (Filed With SEC on July 28, 2004)

CHANGE OF CONTROL AGREEMENT (Filed With SEC on July 28, 2004)

AGREEMENT AND GENERAL RELEASE (Filed With SEC on July 28, 2004)

AMENDMENTS TO RESTRICTED STOCK AGREEMENTS JULY 1, 2004 (Filed With SEC on July 28, 2004)

ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED RESTRICTED STOCK AGREEMENT (Filed With SEC on May 4, 2004)

ROCKWELL AUTOMATION INC. RESTRICTED STOCK AGREEMENT (Filed With SEC on May 4, 2004)

ROCKWELL AUTOMATION, INC. William J. Calise, Jr. Senior Vice President, General Counsel & Secretary ACCEPTED AND AGREED TO: Date: , 2004 (Filed With SEC on May 4, 2004)

AGREEMENT AND GENERAL RELEASE (Filed With SEC on May 4, 2004)

ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN, AS AMENDED RESTRICTED STOCK AGREEMENT (Filed With SEC on February 4, 2004)

CHANGE OF CONTROL AGREEMENT (Filed With SEC on February 4, 2004)

ROCKWELL AUTOMATION DEFERRED COMPENSATION PLAN (Filed With SEC on February 4, 2004)

ROCKWELL AUTOMATION, INC. RESTRICTED STOCK AGREEMENT (Filed With SEC on December 3, 2003)

AMENDED AND RESTATED 364-DAY CREDITAGREEMENT (Filed With SEC on December 3, 2003)

ROCKWELL AUTOMATION, INC. MEMORANDUM OF AMENDMENTS TO THE ROCKWELL AUTOMATION, INC. 2003 DIRECTORS STOCK PLAN ADOPTED BY THE BOARD OF DIRECTORS ON APRIL 25, 2003 (Filed With SEC on August 5, 2003)

ROCKWELL AUTOMATION, INC. RESOLUTIONS OF THE COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS ADOPTED ON JUNE 4, 2003 (Filed With SEC on August 5, 2003)

ROCKWELL AUTOMATION INC. RESTRICTED STOCK AGREEMENT (Filed With SEC on April 30, 2003)

ROCKWELL AUTOMATION, INC. 2003 DIRECTORS STOCK PLAN STOCK OPTION TERMS AND CONDITIONS (Filed With SEC on April 30, 2003)

ROCKWELL AUTOMATION, INC. RESOLUTION OF THE BOARD OF DIRECTORS ADOPTED ON DECEMBER 4, 2002 (Filed With SEC on April 30, 2003)

ROCKWELL AUTOMATION, INC. RESOLUTION OF THE COMPENSATION AND MANAGEMENT DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS ADOPTED ON FEBRUARY 5, 2003 (Filed With SEC on April 30, 2003)

ROCKWELL AUTOMATION, INC. RESOLUTION OF THE BOARD OF DIRECTORS ADOPTED ON NOVEMBER 6, 2002 (Filed With SEC on February 6, 2003)

SECOND SUPPLEMENTAL INDENTURE (Filed With SEC on November 25, 2002)

ROCKWELL AUTOMATION, INC. RESOLUTIONS ADOPTED BY THE BOARD OF DIRECTORS ON DECEMBER 1, 1999 (Filed With SEC on November 25, 2002)

ROCKWELL AUTOMATION, INC. 2000 LONG-TERM INCENTIVES PLAN STOCK OPTION AGREEMENT STOCK OPTION TERMS AND CONDITIONS (Filed With SEC on November 25, 2002)

$337,500,000 364-DAY CREDIT AGREEMENT dated as of October 29, 2002 among Rockwell Automation, Inc. The Banks Listed Herein Bank of America, N.A., Citibank, N.A., Deutsche Bank... (Filed With SEC on November 25, 2002)

$337,500,000 THREE-YEAR CREDIT AGREEMENT dated as of October 29, 2002 among Rockwell Automation, Inc. The Banks Listed Herein Bank of America, N.A., Citibank, N.A., Deutsche Bank... (Filed With SEC on November 25, 2002)

ROCKWELL INTERNATIONAL CORPORATION Resolution of the Compensation and Management Development Committee of the Board of Directors adopted on December 5, 2001 (Filed With SEC on February 8, 2002)

ROCKWELL INTERNATIONAL CORPORATION MEMORANDUM OF AMENDMENTS TO OUTSTANDING RESTRICTED STOCK AGREEMENTS UNDER ROCKWELL INTERNATIONAL CORPORATIONS 1995 LONG-TERM INCENTIVES PLAN AND... (Filed With SEC on February 8, 2002)

ROCKWELL INTERNATIONAL CORPORATION 2000 LONG-TERM INCENTIVES PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on February 8, 2002)

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Rockwell Automation Inc. Contracts & Agreements