ROCKET PHARMACEUTICALS, INC. Contracts & Agreements

92 Contracts & Agreements
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Filed
Offer Letter, dated March 25, 2024 by and between the registrant and Aaron Ondrey
ROCKET PHARMACEUTICALS, INC.
2024
PROPRIETARY INFORMATION, INVENTIONS AND NON-SOLICITATION/NON-COMPETITION AGREEMENT
ROCKET PHARMACEUTICALS, INC.
2024
ROCKET PHARMACEUTICALS, INC. GENERAL COMPENSATION CLAWBACK POLICY AMENDED AND RESTATED EFFECTIVE SEPTEMBER 25, 2023
Compensation Agreements
ROCKET PHARMACEUTICALS, INC.
2024
Underwriting Agreement, dated September 12, 2023, among Rocket Pharmaceuticals, Inc. and J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Leerink Partners LLC and Cowen and...
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
2023
Form of Pre-Funded Warrant
Warrant Agreements
ROCKET PHARMACEUTICALS, INC.
2023
Amendment No. 1 to Sales Agreement, dated as of September 12, 2023, between Rocket Pharmaceutical Inc. and Cowen and Company, LLC
Sales Agreements
ROCKET PHARMACEUTICALS, INC.
2023
Severance and Change in Control Policy, effective as of February 14, 2023
Change of Control Agreements
ROCKET PHARMACEUTICALS, INC.
2023
Underwriting Agreement, dated October 3, 2022, among Rocket Pharmaceuticals, Inc. and Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and SVB Securities LLC, as...
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
2022
Agreement and Plan of Merger, dated September 19, 2022, by and among Parent, the Company, Merger Sub I and Merger Sub II
Merger Agreements
ROCKET PHARMACEUTICALS, INC.
2022
Sales Agreement, dated February 28, 2022, by and between the Company and Cowen and Company, LLC
Sales Agreements
ROCKET PHARMACEUTICALS, INC.
2022
Offer Letter, dated September 29, 2017, by and between the Registrant and Raj Prabhakar
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2022
Offer Letter, dated April 29, 2021, by and between the registrant and Isabel Carmona
ROCKET PHARMACEUTICALS, INC.
2022
Warrant to Purchase Shares of Common Stock, dated as of December 17, 2021, by and between the Registrant and Neptune Consulting, LLC. (First Indication)
Warrant Agreements
ROCKET PHARMACEUTICALS, INC.
2022
Warrant to Purchase Shares of Common Stock, dated as of December 17, 2021, by and between the Registrant and Neptune Consulting, LLC. (Second Indication)
Warrant Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2022
Securities Purchase Agreement, dated as of August 27, 2021, between Rocket Pharmaceuticals, Inc. and the purchaser party thereto
Purchase Agreements
ROCKET PHARMACEUTICALS, INC.
2021
Registration Rights Agreement, dated as of August 27, 2021, between Rocket Pharmaceuticals, Inc. and the purchaser party thereto
Registration Rights Agreements
ROCKET PHARMACEUTICALS, INC.
2021
Description of Securities
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2021
Offer Letter, dated November 25, 2020, by and between the registrant and Carlos Garcia-Parada
ROCKET PHARMACEUTICALS, INC.
2021
Warrant to Purchase Shares of Common Stock dated as of December 21, 2020, by and between the Registrant and Neptune Consulting, LLC
Warrant Agreements
ROCKET PHARMACEUTICALS, INC.
2021
Underwriting Agreement, dated December 9, 2020, among Rocket Pharmaceuticals, Inc., J.P. Morgan Securities LLC, BofA Securities, Inc., SVB Leerink LLC and Piper Sandler & Co
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2020
Consulting Agreement between the Registrant and Gotham Makker, MD, dated June 16, 2020
Consulting Agreements
ROCKET PHARMACEUTICALS, INC.
2020
Second Supplemental Indenture, dated as of February 20, 2020, between Rocket Pharmaceuticals, Inc. and Wilmington Trust, National Association, as trustee (incorporated by...
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2020
Form of Restricted Stock Unit Award Agreement
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
2020
Offer Letter, dated September 25, 2019, by and between the registrant and Kamran Alam
ROCKET PHARMACEUTICALS, INC.
2020
Amendment to First Supplemental Indenture, dated as of February 18, 2020, between Rocket Pharmaceuticals, Inc. and Wilmington Trust, National Association, as trustee
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2020
Second Supplemental Indenture, dated as of February 20, 2020, between Rocket Pharmaceuticals, Inc. and Wilmington Trust, National Association, as trustee
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
2020
Form of Exchange Agreement
Exchange Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2020
Underwriting Agreement, dated December 10, 2019, among Rocket Pharmaceuticals, Inc., J.P. Morgan Securities LLC, Cowen and Company, LLC and Evercore Group L.L.C
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
2019
Amended and Restated Lease Agreement, dated as of June 26, 2019, by and between Rocket Pharmaceuticals, Inc. and Cedar Brook 12 Corporate Center, L.P
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2019
Underwriting Agreement, dated April 15, 2019, among Rocket Pharmaceuticals, Inc., SVB Leerink LLC, Evercore Group L.L.C. and William Blair & Company, L.L.C
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
2019
Form of Severance and Change of Control Agreements, to be entered into between the Registrant and certain of its officers
Change of Control Agreements
ROCKET PHARMACEUTICALS, INC.
2019
License Agreement, dated as of November 19, 2018, by and between Rocket Pharmaceuticals, Ltd. and REGENXBIO Inc
License Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2019
Underwriting Agreement, dated November 27, 2018, among Rocket Pharmaceuticals, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cowen and Company, LLC and Evercore Group...
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2018
Subscription Agreement, dated November 27, 2018, between Rocket Pharmaceuticals, Inc. and RTW Innovation Master Fund, Ltd
Subscription Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Lease Agreement, dated as of August 14, 2018, by and between Rocket Pharmaceuticals, Inc. and Cedar Brook 12 Corporate Center, L.P
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2018
Form of Incentive Stock Option Agreement (Employees)
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Form of Non-Qualified Stock Option Agreement (Employees)
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2018
Form of Non-Qualified Stock Option Agreement (Non-Employee Directors)
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Form of Non-Qualified Stock Option Agreement (Consultants)
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Agreement of Lease, dated as of June 6, 2018, by and between Rocket Pharmaceuticals, Inc. and ESRT Empire State Building, L.L.C
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2018
Amendment No. 1 to the Lease Agreement, dated as of June 28, 2018, by and between Rocket Pharmaceuticals, Ltd. and ARE-East River Science Park, LLC
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2018
Rocket Pharmaceuticals, Inc. Second Amended and Restated 2014 Stock Option and Incentive Plan
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2018
Amended and Restated 2014 Stock Option and Incentive Plan and forms of agreements thereunder
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Rocket Pharmaceuticals, Ltd. 2015 Share Option Plan
Share Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Letter Agreement, dated as of January 4, 2018, by and between Inotek Pharmaceuticals Corporation and Dale Ritter
ROCKET PHARMACEUTICALS, INC.
2018
ROCKET PHARMACEUTICALS, INC. AMENDED AND RESTATED 2014 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Lease Agreement, dated as of March 31, 2016, by and between Rocket Pharmaceuticals, Ltd. and ARE-East River Science Park, LLC
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2018
Underwriting Agreement, dated January 24, 2018, among Rocket Pharmaceuticals, Inc., Cowen and Company, LLC and Evercore Group L.L.C
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2018
Form of the Companys Stock Certificate
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Form of Director Indemnification Agreement
Indemnification Agreements
ROCKET PHARMACEUTICALS, INC.
2018
Form of Officer Indemnification Agreement
Indemnification Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2018
Form of Retention Bonus Letter
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2017
Agreement and Plan of Merger and Reorganization, dated as of September 12, 2017, by and among Inotek Pharmaceuticals Corporation, Rocket Pharmaceuticals, Ltd. and Rome Merger Sub
Merger Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2017
Amendment to Offer Letter, effective as of September 12, 2017, by and between Inotek and Rudolf A. Baumgartner, MD
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2017
Amendment to Offer Letter, effective as of September 1, 2017, by and between the Company and Dale Ritter
ROCKET PHARMACEUTICALS, INC.
2017
Amendment to Offer Letter, effective as of September 1, 2017, by and between the Company and David Southwell
ROCKET PHARMACEUTICALS, INC.
2017
AMENDMENT TO OFFER LETTER
ROCKET PHARMACEUTICALS, INC.
2017
INOTEKPHARMACEUTICALS CORPORATION, Issuer AND WILMINGTON TRUST, NATIONAL ASSOCIATION, Trustee INDENTURE Dated as of August 5, 2016 Senior DebtSecurities TABLE OF CONTENTS
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2016
INOTEKPHARMACEUTICALS CORPORATION AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTALINDENTURE Dated as of August 5, 2016 to Indenture for Senior Debt...
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2016
Inotek Pharmaceuticals Corporation 5.75% Convertible Senior Notes Due 2021 UNDERWRITING AGREEMENT
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
2016
FIRST AMENDMENT TO LEASE
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
2016
4,500,000 InotekPharmaceuticals Corporation Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
2015
INOTEK PHARMACEUTICALS CORPORATION AMENDED AND RESTATED 2014 STOCK OPTION AND INCENTIVE PLAN
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
2015
INOTEK PHARMACEUTICALS CORPORATION AMENDED AND RESTATED 2014 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2015
LEASE 91HARTWELL AVENUE LEXINGTON, MASSACHUSETTS Lease Dated May 29, 2015
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
MA
2015
Additional abbreviations may also be used though not in the above list. For Value Received, hereby sell, assign and transfer unto
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2015
INOTEK PHARMACEUTICALS CORPORATION AMENDED AND RESTATED 2014 STOCK OPTION AND INCENTIVE PLAN
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2015
INOTEK PHARMACEUTICALS CORPORATION 2014 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2015
LEASE Landlord: Farley White Kilnbrook Three, LLC Tenant: Inotek PharmaceuticalsCorporation Date of Lease: May 11th, 2012 TABLE OF CONTENTS
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
2015
INOTEKPHARMACEUTICALS CORPORATION WARRANT TO PURCHASE SHARES OF SERIES PREFERRED STOCK (LoanA)
Warrant Agreements
ROCKET PHARMACEUTICALS, INC.
2015
INOTEKPHARMACEUTICALS CORPORATION WARRANT TO PURCHASE SHARES OF SERIES PREFERRED STOCK (LoanB)
Warrant Agreements
ROCKET PHARMACEUTICALS, INC.
2015
INOTEK PHARMACEUTICALS CORPORATION AND WILMINGTON TRUST, NATIONALASSOCIATION, as Trustee INDENTURE Dated as ofFebruary 23, 2015 5.0% Convertible Senior Notes due 2020 TABLE OF...
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2015
INOTEK PHARMACEUTICALS CORPORATION AMENDED AND RESTATED 2014 STOCK OPTION AND INCENTIVE PLAN
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
2015
INOTEK PHARMACEUTICALS CORPORATION 2014 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2015
[Number of Shares] Inotek Pharmaceuticals Corporation Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2015
Inotek Pharmaceuticals Corporation [ ]% Convertible Senior Notes Due 2020 UNDERWRITING AGREEMENT
Underwriting Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2015
INOTEK PHARMACEUTICALS CORPORATION AMENDED AND RESTATED 2014 STOCK OPTION AND INCENTIVE PLAN
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
2015
INOTEK PHARMACEUTICALS CORPORATION 2014 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2015
Exhibit A. Non-Competition, Non-Solicitation, Confidentiality and Assignment Agreement
Non-Competition Agreements
ROCKET PHARMACEUTICALS, INC.
2014
INOTEK PHARMACEUTICALS CORPORATION FORM OF DIRECTOR INDEMNIFICATION AGREEMENT
Indemnification Agreements
ROCKET PHARMACEUTICALS, INC.
2014
INOTEK PHARMACEUTICALS CORPORATION FORM OF OFFICER INDEMNIFICATION AGREEMENT
Indemnification Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2014
THIRD AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT
Investor Rights Agreements
ROCKET PHARMACEUTICALS, INC.
2014
THIRD AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
ROCKET PHARMACEUTICALS, INC.
Biotechnology
DE
2014
INOTEK PHARMACEUTICALS CORPORATION AMENDMENT NO. 1 TO THE THIRD AMENDED AND RESTATED STOCKHOLDERS AGREEMENT
ROCKET PHARMACEUTICALS, INC.
Biotechnology
2014
INOTEK PHARMACEUTICALS CORPORATION 2004 STOCK OPTION AND INCENTIVE PLAN
Bonus & Incentive Agreements
ROCKET PHARMACEUTICALS, INC.
2014
Exhibit 1 Non-Competition, Non-Solicitation, Confidentiality and Assignment Agreement
Non-Competition Agreements
ROCKET PHARMACEUTICALS, INC.
2014
SCHEDULE 1 TERMINATION CERTIFICATION
Termination Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
MA
2014
VENTURE LOAN AND SECURITY AGREEMENT
Loan Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2014
LEASE Landlord: Farley White Kilnbrook Three, LLC Tenant: Inotek PharmaceuticalsCorporation Date of Lease: May 11th, 2012 TABLE OF CONTENTS
Lease Agreements
ROCKET PHARMACEUTICALS, INC.
2014
INOTEK PHARMACEUTICALSCORPORATION AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee INDENTURE Datedas of February [ ], 2015 [ . ]% ConvertibleSenior Notes due 2020 TABLE OF...
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2015
INOTEK PHARMACEUTICALSCORPORATION AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee INDENTURE Datedas of February [ ], 2015 [ . ]% ConvertibleSenior Notes due 2020 TABLE OF...
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2015
INOTEK PHARMACEUTICALSCORPORATION AND WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee INDENTURE Datedas of December [ ], 2014 [ . ]% Convertible Senior Notes due 2019 TABLE OF...
Indenture Agreements
ROCKET PHARMACEUTICALS, INC.
Biotechnology
NY
2015