Amendment to Exhibit D of Advisory Agreement among Oasis DCM PTY, LLC, R.J. O’Brien Fund Management, LLC, and Degraves Capital Management PTY Ltd.
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Summary
This amendment updates Exhibit D of an Advisory Agreement dated December 31, 2015, between Oasis DCM PTY, LLC, R.J. O’Brien Fund Management, LLC, and Degraves Capital Management PTY Ltd. It specifies negotiated exceptions to management and incentive fees for a particular investor, effective January 23, 2017. Some fee details are confidential and have been redacted. The amendment is signed by authorized representatives of all parties.
EX-10.04 4 ex10-04.htm EX-10.04
CONFIDENTIAL TREATMENT REQUESTED. Confidential portions of this document have been redacted and have been separately filed with the Commission.
EXHIBIT 10.04
EXHIBIT D-Amendment
Amendment to EXHIBIT D of the Advisory Agreement date December 31, 2015 among OASIS DCM PTY, LLC, a Delaware limited liability company (the “Trading Company”), R.J. O’Brien Fund Management, LLC, a Delaware limited liability company (the “Managing Member”), and Degraves Capital Management PTY Ltd, an Australian proprietary limited company (the “Trading Advisor”).
NEGOTIATED FEE EXCEPTIONS as of January 23, 2017
| Investor Name | Management Fee | Incentive Fee | Effective Date |
| OASIS RPM Evolving CTA Series | *% | *% | 1/23/2017 |
OASIS DCM PTY, LLC
By: R.J. O’Brien Fund Management, LLC
Managing Member
BY: /s/ Augustine Perrotta
Name: Augustine Perrotta
Title: CCO
R.J. O’Brien Fund Management, LLC
BY: /s/ Augustine Perrotta
Name: Augustine Perrotta
Title: CCO
Degraves Capital Management PTY Ltd.
BY: /s/ Rabin Kaneyson
Name: Rabin Kaneyson
Title: Director
* Confidential material redacted and filed separately with the Commission.
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